13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 7,733 holding rows worth $89,024,939,000.
- Accession
- 0000831001-16-000275
- Filer
- CIK 831001
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 18,209 entries on the cover page, a total value of $89,024,939,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $89,024,939,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 14,041 | $361,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 28,677 | $361,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 129,500 | $360,000 | thousands by filing date | put |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 28,245 | $360,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 30,397 | $360,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 17,305 | $360,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 32,094 | $360,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 23,700 | $360,000 | thousands by filing date | put |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 10,970 | $359,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 6,410 | $359,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 24,244 | $358,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 5,811 | $357,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 27,708 | $357,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 31,962 | $357,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,300 | $356,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 5,793 | $356,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 14,472 | $356,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 27,100 | $356,000 | thousands by filing date | call |
| DONALDSON INC COM | 257651109 | Stock | 11,142 | $355,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 13,620 | $355,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 11,698 | $354,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 22,469 | $354,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 22,200 | $354,000 | thousands by filing date | put |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 29,500 | $353,000 | thousands by filing date | call |
| JAMES RIV GROUP LTD | G5005R107 | COM | 10,933 | $353,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 39,232 | $353,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 7,378 | $352,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 75,088 | $352,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 63,072 | $352,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 17,227 | $352,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 15,180 | $352,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 19,821 | $351,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 14,943 | $351,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 15,465 | $350,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 12,048 | $350,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 18,209 | $350,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 34,466 | $350,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 48,238 | $349,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 10,214 | $349,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 7,157 | $349,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 12,315 | $348,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 31,741 | $348,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 26,605 | $347,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 12,207 | $347,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 21,342 | $347,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 70,801 | $346,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 20,471 | $346,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 15,460 | $346,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 7,251 | $345,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 28,900 | $345,000 | thousands by filing date | put |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 3,427 | $345,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 21,796 | $345,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 50,394 | $345,000 | thousands by filing date | |
| ELONG - ADR | 290138205 | ADR | 19,610 | $344,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,600 | $343,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 9,769 | $343,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 8,400 | $343,000 | thousands by filing date | call |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 17,471 | $342,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 74,553 | $342,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 8,971 | $342,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 17,155 | $342,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 4,100 | $341,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 29,800 | $341,000 | thousands by filing date | put |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 24,075 | $341,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 30,009 | $341,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 18,686 | $341,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 20,752 | $340,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 7,304 | $340,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 72,797 | $339,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 35,600 | $339,000 | thousands by filing date | put |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 21,403 | $338,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 3,493 | $337,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 14,995 | $337,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 16,333 | $337,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 52,804 | $336,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 7,106 | $335,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 58,200 | $335,000 | thousands by filing date | put |
| ATRICURE INC | 04963C209 | COM | 19,873 | $334,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 5,747 | $334,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 44,393 | $334,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 21,500 | $333,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 10,700 | $333,000 | thousands by filing date | call |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 323,390 | $333,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 4,894 | $332,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 44,422 | $332,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 117,816 | $332,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 48,724 | $332,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 3,226 | $332,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 11,040 | $332,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 57,332 | $331,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 20,089 | $331,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 16,964 | $331,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 25,062 | $331,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 12,468 | $331,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 4,059 | $329,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,258 | $329,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 12,162 | $329,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 33,475 | $329,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 42,831 | $329,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 19,870 | $329,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 6,500 | $328,000 | thousands by filing date | put |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 14,321 | $328,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 27,379 | $328,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 21,980 | $328,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 11,973 | $328,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 17,255 | $328,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 54,164 | $327,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 20,328 | $327,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 24,898 | $327,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 21,200 | $326,000 | thousands by filing date | put |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 25,720 | $326,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 6,745 | $326,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 10,688 | $326,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 7,487 | $325,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 2,417 | $325,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 18,100 | $325,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 26,437 | $325,000 | thousands by filing date | |
| SUNEDISON INC | 86732YAH2 | Bond | 9,435,000 | $324,000 | thousands by filing date | principal |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 13,308 | $322,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 10,654 | $322,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 43,543 | $322,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 21,407 | $322,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 9,171 | $322,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 17,268 | $322,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 162,493 | $320,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 43,432 | $319,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 73,801 | $319,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 29,214 | $319,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 7,341 | $318,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 11,894 | $318,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 16,144 | $317,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 7,000 | $317,000 | thousands by filing date | call |
| WHITESTONE REIT | 966084204 | COM | 25,180 | $317,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 7,800 | $317,000 | thousands by filing date | call |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 8,266 | $317,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 43,400 | $317,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 13,101 | $316,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 15,545 | $316,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 6,410 | $316,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 34,623 | $316,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 10,177 | $316,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 3,491 | $315,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 8,218 | $314,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 8,492 | $314,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 8,195 | $314,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 6,344 | $313,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 6,400 | $313,000 | thousands by filing date | put |
| AMTRUST FINL SVCS INC | 032359309 | COM | 12,100 | $313,000 | thousands by filing date | call |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 3,351 | $312,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 25,395 | $312,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 3,900 | $311,000 | thousands by filing date | put |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,700 | $311,000 | thousands by filing date | call |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 16,527 | $311,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 8,300 | $310,000 | thousands by filing date | put |
| STONEGATE BANK | 861811107 | COM | 10,321 | $310,000 | thousands by filing date | |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 6,870 | $310,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 17,309 | $309,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,700 | $309,000 | thousands by filing date | put |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 21,412 | $309,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 21,474 | $309,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 84,145 | $309,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 30,700 | $308,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,400 | $308,000 | thousands by filing date | put |
| Zagg, Inc. | 98884U108 | COM | 34,165 | $308,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 16,700 | $308,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 25,991 | $308,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 13,905 | $307,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 300,000 | $306,000 | thousands by filing date | principal |
| AGENUS INC | 00847G705 | COM NEW | 73,278 | $306,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 36,540 | $305,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 52,553 | $305,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 21,527 | $305,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 12,600 | $305,000 | thousands by filing date | put |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 275,000 | $305,000 | thousands by filing date | principal |
| FARMER BROS CO | 307675108 | COM | 10,891 | $304,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 8,969 | $303,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 30,913 | $303,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 11,400 | $303,000 | thousands by filing date | put |
| ITT CORP | 450911201 | COM | 8,217 | $303,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 40,800 | $303,000 | thousands by filing date | put |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 16,215 | $303,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 40,182 | $303,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 9,146 | $302,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 4,299 | $302,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 300,000 | $302,000 | thousands by filing date | principal |
| SLM CORP COM | 78442P106 | Stock | 47,300 | $301,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 6,118 | $301,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 15,345 | $300,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 4,160 | $300,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 15,067 | $300,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 101,714 | $300,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 42,014 | $300,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 14,302 | $299,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 9,029 | $299,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 286,000 | $299,000 | thousands by filing date | principal |
| CLIFTON BANCORP INC | 186873105 | COM | 19,746 | $299,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 44,142 | $298,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 22,437 | $298,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 18,599 | $298,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 12,901 | $298,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 10,700 | $297,000 | thousands by filing date | put |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 9,641 | $297,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 12,294 | $297,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 8,600 | $297,000 | thousands by filing date | put |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,904 | $297,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 11,450 | $297,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 10,708 | $296,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 8,851 | $295,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 50,416 | $295,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 69,228 | $295,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 36,176 | $295,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 25,209 | $295,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 26,245 | $295,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 21,583 | $294,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 10,519 | $294,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 29,625 | $294,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 21,408 | $293,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 7,800 | $293,000 | thousands by filing date | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 47,841 | $293,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 30,426 | $292,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 12,400 | $292,000 | thousands by filing date | call |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 15,746 | $292,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 20,740 | $292,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 16,240 | $291,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 39,111 | $291,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 2,100 | $291,000 | thousands by filing date | call |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 34,135 | $291,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 10,977 | $291,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 24,376 | $291,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 9,700 | $290,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 62,000 | $290,000 | thousands by filing date | call |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 45,382 | $290,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 17,750 | $290,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 49,000 | $289,000 | thousands by filing date | put |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 6,338 | $289,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 19,696 | $289,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 18,100 | $289,000 | thousands by filing date | call |
| CU BANCORP | 126534106 | COM | 13,591 | $288,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 12,710 | $287,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 2,598 | $286,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 72,500 | $286,000 | thousands by filing date | put |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 14,119 | $286,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 19,651 | $286,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 24,735 | $285,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 15,560 | $285,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 9,280 | $284,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,544 | $284,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 91,130 | $284,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 90,129 | $284,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 37,554 | $284,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 14,900 | $283,000 | thousands by filing date | call |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 15,531 | $283,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 21,117 | $283,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 4,880 | $283,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 20,201 | $283,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 28,100 | $282,000 | thousands by filing date | put |
| U S SILICA HLDGS INC | 90346E103 | COM | 12,400 | $282,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 63,395 | $282,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 20,128 | $282,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 21,003 | $282,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 5,099 | $281,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 23,500 | $281,000 | thousands by filing date | put |
| A10 NETWORKS INC | 002121101 | COM | 47,544 | $281,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 62,005 | $281,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 43,800 | $280,000 | thousands by filing date | call |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 4,194 | $279,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 20,400 | $279,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 5,000 | $278,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 23,919 | $278,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 8,028 | $278,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 14,979 | $277,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 6,522 | $277,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 22,900 | $276,000 | thousands by filing date | put |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 10,390 | $276,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 112,112 | $276,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 14,047 | $276,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 34,741 | $275,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 57,314 | $275,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 46,980 | $275,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 11,364 | $275,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 10,833 | $275,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 12,712 | $274,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 23,178 | $274,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 83,999 | $274,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 24,287 | $273,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 8,900 | $273,000 | thousands by filing date | call |
| ARDELYX INC | 039697107 | COM | 35,123 | $273,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 23,237 | $273,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 38,485 | $273,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,700 | $272,000 | thousands by filing date | call |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 3,066 | $272,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 13,754 | $272,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 14,088 | $272,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 293,322 | $272,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 60,258 | $272,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 9,062 | $271,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 9,703 | $271,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 40,651 | $271,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 54,500 | $271,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 53,100 | $270,000 | thousands by filing date | put |
| BIOTELEMETRY INC | 090672106 | COM | 23,153 | $270,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 17,619 | $270,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 11,134 | $270,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 12,528 | $269,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 9,832 | $269,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 95,420 | $268,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 20,366 | $268,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 34,653 | $268,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 42,000 | $268,000 | thousands by filing date | put |
| COMMERCE BANCSHARES INC | 200525103 | COM | 5,949 | $267,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 117,300 | $267,000 | thousands by filing date | call |
| CELADON GROUP INC | 150838100 | COM | 25,440 | $267,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 6,233 | $266,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 8,106 | $266,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 29,418 | $266,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 17,993 | $265,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 18,148 | $265,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 28,206 | $265,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 105,837 | $265,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 15,533 | $265,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 28,438 | $265,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 29,307 | $265,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 6,974 | $264,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 125,069 | $264,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 31,100 | $263,000 | thousands by filing date | call |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 15,542 | $263,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 26,686 | $263,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 20,763 | $263,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 10,222 | $263,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 6,220 | $262,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 177,700 | $261,000 | thousands by filing date | call |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,069 | $260,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 34,360 | $260,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 32,154 | $260,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 3,700 | $259,000 | thousands by filing date | call |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 19,526 | $259,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 2,900 | $258,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 59,600 | $258,000 | thousands by filing date | put |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 36,815 | $258,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 46,137 | $258,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 4,200 | $257,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 5,980 | $257,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 14,897 | $257,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 10,265 | $257,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 58,888 | $257,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 37,801 | $257,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 5,072 | $256,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 10,100 | $256,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 54,739 | $256,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 7,752 | $255,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 47,350 | $255,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 5,000 | $254,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 13,974 | $254,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 35,129 | $254,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 18,009 | $254,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 4,441 | $254,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 140,145 | $254,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 202,000 | $254,000 | thousands by filing date | principal |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 13,796 | $253,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 6,463 | $252,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 26,238 | $252,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 5,300 | $251,000 | thousands by filing date | call |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 32,976 | $251,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 14,481 | $251,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 20,051 | $250,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 3,900 | $249,000 | thousands by filing date | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 29,273 | $249,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 34,300 | $249,000 | thousands by filing date | put |
| AEP INDUSTRIES INC | 001031103 | COM | 3,752 | $249,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 5,100 | $248,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 17,600 | $248,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 9,545 | $248,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 16,108 | $248,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 21,480 | $248,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 11,852 | $248,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 28,765 | $248,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 20,332 | $248,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 17,000 | $248,000 | thousands by filing date | call |
| CASELLA WASTE SYS INC | 147448104 | CL A | 36,820 | $247,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 37,192 | $247,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 19,956 | $246,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 6,064 | $246,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 4,277 | $246,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 8,787 | $246,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 125,000 | $246,000 | thousands by filing date | principal |
| Lineage, Inc. | 536020100 | COM | 687,200 | $245,000 | thousands by filing date | put |
| TELENAV INC | 879455103 | COMMON STOCK | 41,514 | $245,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 48,016 | $245,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 7,330 | $245,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 4,441 | $245,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 33,783 | $245,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 13,300 | $244,000 | thousands by filing date | put |
| CORVEL CORP COM | 221006109 | Stock | 6,169 | $244,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,541 | $244,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 13,847 | $244,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 1,321 | $244,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 16,888 | $243,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 4,329 | $243,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 24,305 | $243,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 66,600 | $243,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 17,536 | $243,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 4,425 | $242,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 10,000 | $242,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 55,900 | $242,000 | thousands by filing date | call |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 18,427 | $241,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 74,000 | $241,000 | thousands by filing date | put |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 3,255 | $240,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 37,312 | $240,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 15,697 | $239,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 24,070 | $239,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 19,727 | $239,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 95,528 | $239,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 6,901 | $239,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 116,300 | $238,000 | thousands by filing date | put |
| LSB INDS INC | 502160104 | COM | 18,678 | $238,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 13,207 | $238,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 11,568 | $238,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 13,523 | $238,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 4,285 | $238,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,200 | $237,000 | thousands by filing date | put |
| AGCO CORP | 001084102 | COM | 4,795 | $237,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 17,100 | $237,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 72,491 | $237,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 6,680 | $237,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 8,656 | $237,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 40,438 | $237,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 16,945 | $237,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 38,829 | $237,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 15,147 | $236,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,700 | $236,000 | thousands by filing date | put |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 6,901 | $235,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 35,571 | $235,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 58,833 | $235,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 16,200 | $235,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 42,800 | $235,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 5,640 | $234,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 150,449 | $234,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 13,017 | $234,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 18,111 | $234,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 6,261 | $233,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 22,391 | $233,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 13,156 | $232,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 12,755 | $232,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 4,086 | $231,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 14,599 | $231,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 10,185 | $231,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 30,208 | $231,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 9,481 | $231,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 20,516 | $231,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,794 | $230,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,697 | $230,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 51,746 | $230,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 51,081 | $230,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 18,261 | $230,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 12,841 | $230,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 16,844 | $229,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 4,137 | $229,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 15,534 | $229,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 17,998 | $229,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 33,051 | $229,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 32,063 | $228,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 9,414 | $228,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 11,968 | $228,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 6,901 | $228,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 4,500 | $227,000 | thousands by filing date | call |
| VEREIT INC | 92339V100 | COM | 25,600 | $227,000 | thousands by filing date | put |
| ARRIS INTL INC SHS | G0551A103 | SHS | 9,900 | $227,000 | thousands by filing date | call |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 9,185 | $227,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 9,923 | $227,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 50,536 | $226,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 54,600 | $225,000 | thousands by filing date | put |
| STEIN MART INC | 858375108 | COM | 30,548 | $225,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 10,946 | $225,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 4,800 | $224,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 44,100 | $224,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 14,400 | $224,000 | thousands by filing date | call |
| CALIX INC | 13100M509 | COM | 31,540 | $224,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 29,800 | $224,000 | thousands by filing date | put |
| HEALTHWAYS INC | 422245100 | COM | 22,204 | $224,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 8,734 | $224,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 25,904 | $224,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 17,727 | $223,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 43,131 | $223,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 12,771 | $223,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 8,808 | $223,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 64,921 | $222,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 8,989 | $222,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,500 | $222,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 5,282 | $221,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 18,041 | $221,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 20,395 | $221,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 16,188 | $221,000 | thousands by filing date | call |
| Lion Biotechnologies | 53619R102 | COM | 43,677 | $221,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 3,978 | $220,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 40,902 | $220,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 235,000 | $220,000 | thousands by filing date | principal |
| GUARANTY BANCORP | 40075T607 | COM | 14,186 | $220,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 24,400 | $220,000 | thousands by filing date | call |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 3,644 | $219,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 9,620 | $219,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-16-000275 | this filing | 2016-05-13 | acceptance time not in the bulk data set |