13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 7,733 holding rows worth $89,024,939,000.
- Accession
- 0000831001-16-000275
- Filer
- CIK 831001
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 18,209 entries on the cover page, a total value of $89,024,939,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $89,024,939,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOTHEBYS | 835898107 | COM | 8,200 | $219,000 | thousands by filing date | call |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 13,700 | $219,000 | thousands by filing date | put |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 103,252 | $219,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 86,680 | $219,000 | thousands by filing date | |
| TIVO INC | 888706AF5 | NOTE 2.000%10/0 | 235,000 | $219,000 | thousands by filing date | principal |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 15,400 | $218,000 | thousands by filing date | put |
| Galena Biopharma Inc | 363256108 | COM | 160,251 | $218,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 6,240 | $217,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 6,390 | $217,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 13,360 | $216,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 8,041 | $216,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 9,900 | $216,000 | thousands by filing date | call |
| ARTESIAN RES CORP | 043113208 | CL A | 7,737 | $216,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 15,776 | $215,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3,077 | $215,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 8,229 | $215,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 33,600 | $215,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 6,080 | $214,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 13,435 | $214,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 7,400 | $213,000 | thousands by filing date | put |
| VICOR CORP | 925815102 | COM | 20,343 | $213,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 5,400 | $213,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 72,668 | $213,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 8,600 | $213,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 8,221 | $213,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 65,300 | $213,000 | thousands by filing date | call |
| SUPERVALU INC | 868536103 | COM | 37,000 | $213,000 | thousands by filing date | call |
| EMCORE CORP | 290846203 | COM | 42,463 | $213,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 10,616 | $212,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 30,475 | $212,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,326 | $212,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 15,535 | $212,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,751 | $211,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 17,777 | $211,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 5,100 | $211,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 42,709 | $211,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 8,510 | $211,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 11,300 | $211,000 | thousands by filing date | call |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 6,788 | $211,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 95,371 | $210,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 7,592 | $210,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 29,375 | $210,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 10,602 | $210,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 8,210 | $210,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 22,226 | $209,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 13,213 | $209,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 7,640 | $209,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 24,419 | $209,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 23,450 | $209,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 7,615 | $209,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 37,365 | $209,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 3,290 | $208,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 12,512 | $208,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 23,110 | $208,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 15,000 | $208,000 | thousands by filing date | put |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 48,855 | $208,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 55,000 | $208,000 | thousands by filing date | call |
| SIERRA BANCORP | 82620P102 | COM | 11,376 | $207,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 9,894 | $207,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 24,932 | $207,000 | thousands by filing date | |
| JAN VELOCITY VELOCITY HED | 00162Q791 | Equities | 7,144 | $207,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 56,715 | $206,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 20,156 | $206,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 13,400 | $206,000 | thousands by filing date | call |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 15,293 | $206,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 14,155 | $206,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 2,200 | $206,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 41,500 | $206,000 | thousands by filing date | put |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 12,948 | $205,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 11,351 | $205,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 10,811 | $205,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 22,526 | $205,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 94,700 | $205,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 25,609 | $205,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 7,186 | $204,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 14,151 | $204,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 13,684 | $204,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 13,570 | $204,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,194 | $203,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 51,632 | $203,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 5,900 | $203,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 17,302 | $202,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 18,394 | $202,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 8,472 | $202,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 91,000 | $202,000 | thousands by filing date | call |
| SEQUENOM INC COM NEW | 817337405 | COM | 143,353 | $202,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 26,059 | $202,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 27,194 | $201,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 5,859 | $201,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 103,700 | $201,000 | thousands by filing date | call |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 23,480 | $201,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 15,625 | $201,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 40,865 | $200,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 13,031 | $199,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 21,502 | $199,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 21,297 | $199,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 2,059 | $198,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 11,100 | $198,000 | thousands by filing date | put |
| MACERICH CO | 554382101 | COM | 2,500 | $198,000 | thousands by filing date | call |
| MOBILEIRON INC | 60739U204 | COM NEW | 43,719 | $198,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 19,832 | $197,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 3,957 | $197,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 11,436 | $197,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 14,826 | $197,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 182,000 | $197,000 | thousands by filing date | principal |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 30,131 | $197,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 19,401 | $197,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 18,198 | $196,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 5,686 | $196,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 3,140 | $196,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 123,019 | $196,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 15,590 | $196,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 49,499 | $195,000 | thousands by filing date | |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 7,575 | $195,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 11,786 | $194,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 10,504 | $194,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 21,500 | $194,000 | thousands by filing date | call |
| NATIONAL BANK OF ABU DHABI | M7080ZTU0 | MTNF 1.000% 3/1 | 200,000 | $194,000 | thousands by filing date | principal |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 3,872 | $193,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 29,780 | $193,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 40,070 | $193,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 18,647 | $193,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 17,418 | $193,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 17,476 | $193,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 28,496 | $193,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 13,353 | $192,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 23,750 | $192,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 8,226 | $192,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 7,200 | $192,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 9,500 | $192,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y100 | COM | 14,117 | $192,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 47,921 | $192,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 21,910 | $192,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 3,291 | $192,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 5,120 | $191,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 6,894 | $191,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 15,105 | $190,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,500 | $190,000 | thousands by filing date | put |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 36,001 | $190,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 8,000 | $189,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 2,574 | $189,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 7,009 | $189,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 117,700 | $189,000 | thousands by filing date | put |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 14,035 | $189,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 16,019 | $189,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 9,803 | $189,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 23,933 | $188,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 10,340 | $188,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 24,400 | $188,000 | thousands by filing date | put |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 95,071 | $188,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 26,864 | $188,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 29,958 | $187,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 33,642 | $187,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 4,007 | $186,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 5,607 | $186,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 10,907 | $186,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 19,196 | $186,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 7,096 | $186,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 6,226 | $186,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,354 | $185,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 3,634 | $185,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 15,923 | $185,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 81,300 | $185,000 | thousands by filing date | put |
| KVH INDS INC | 482738101 | COM | 19,390 | $185,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 5,039 | $185,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 15,661 | $185,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 174,000 | $185,000 | thousands by filing date | principal |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 12,642 | $185,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 25,016 | $184,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 6,540 | $184,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 34,760 | $184,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 19,929 | $184,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 3,929 | $183,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 29,352 | $183,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 5,640 | $182,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 16,850 | $182,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 39,186 | $182,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 4,237 | $182,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 22,165 | $182,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 152,000 | $182,000 | thousands by filing date | principal |
| EVOGENE LTD | M4119S104 | SHS | 27,281 | $182,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 12,261 | $182,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 31,693 | $181,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 35,711 | $180,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,086 | $180,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 9,000 | $180,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 21,183 | $180,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 8,869 | $180,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 42,364 | $180,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 3,874 | $179,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 1,819 | $179,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 6,600 | $179,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 15,700 | $179,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 320,000 | $179,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 9,670 | $179,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 22,896 | $179,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 12,259 | $179,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 11,911 | $178,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 16,825 | $178,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 7,911 | $178,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 15,708 | $178,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 7,103 | $178,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 31,857 | $178,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,554,633 | $177,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 16,495 | $177,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 2,551 | $177,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 6,880 | $176,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 14,300 | $176,000 | thousands by filing date | call |
| PENNS WOODS BANCORP INC | 708430103 | COM | 4,570 | $176,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 17,199 | $176,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 20,165 | $176,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 8,494 | $176,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 8,999 | $175,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 14,385 | $175,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 21,827 | $175,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 108,116 | $175,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 9,700 | $174,000 | thousands by filing date | put |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 3,034 | $174,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 83,932 | $174,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 12,842 | $174,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 51,795 | $174,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 6,754 | $173,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 3,198 | $173,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 24,342 | $173,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 10,100 | $173,000 | thousands by filing date | call |
| BRUNSWICK CORP | 117043109 | COM | 3,605 | $172,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 14,363 | $172,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 9,273 | $172,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 3,718 | $172,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 10,455 | $172,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 31,081 | $172,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 15,780 | $172,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 18,581 | $172,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 3,300 | $171,000 | thousands by filing date | call |
| TOPBUILD COR COM | 89055F103 | Stock | 5,735 | $171,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 4,509 | $171,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 10,100 | $171,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 19,733 | $171,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 32,513 | $171,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 14,947 | $171,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 11,543 | $171,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,600 | $170,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 105,800 | $170,000 | thousands by filing date | call |
| FIVE9 INC | 338307101 | COM | 19,075 | $169,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 6,100 | $169,000 | thousands by filing date | put |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 23,510 | $169,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 25,300 | $169,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 2,717 | $169,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 29,434 | $168,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 10,865 | $168,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 7,400 | $168,000 | thousands by filing date | call |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 16,867 | $168,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 24,453 | $168,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 12,584 | $167,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 15,328 | $167,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 3,950 | $167,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 11,139 | $167,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 5,027 | $167,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 9,208 | $167,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 7,337 | $167,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 20,259 | $167,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 19,980 | $167,000 | thousands by filing date | call |
| ENERGEN CORP | 29265N108 | COM | 4,547 | $167,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 10,025 | $167,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 8,942 | $167,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 7,264 | $166,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 4,500 | $166,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 6,259 | $166,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 12,130 | $166,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 5,753 | $166,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 8,814 | $166,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 11,631 | $166,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 4,300 | $166,000 | thousands by filing date | put |
| FLOWSERVE CORP | 34354P105 | COM | 3,700 | $164,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 43,429 | $164,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 8,852 | $164,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 91,500 | $163,000 | thousands by filing date | call |
| ADVAXIS INC | 007624208 | COM NEW | 18,100 | $163,000 | thousands by filing date | put |
| SUNE 2 10/01/18 | 86732YAC3 | Bond 30/360P2 U | 4,211,000 | $163,000 | thousands by filing date | principal |
| CARNIVAL PLC ADS | 14365C103 | ADR | 2,958 | $162,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 7,407 | $162,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 54,579 | $162,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 11,051 | $162,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 3,563 | $162,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 45,674 | $162,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 8,490 | $161,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 7,700 | $161,000 | thousands by filing date | call |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 1,900 | $161,000 | thousands by filing date | put |
| Lifetime Brands Inc | 53222Q103 | COM | 10,689 | $161,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 24,137 | $161,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 13,285 | $161,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 8,874 | $161,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 25,274 | $161,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,555 | $160,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 12,080 | $160,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,638 | $160,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 9,358 | $160,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 18,285 | $160,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 4,900 | $160,000 | thousands by filing date | call |
| EXAR CORP | 300645108 | COMMON STOCK | 27,873 | $160,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 34,555 | $160,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 14,527 | $160,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 24,474 | $160,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 12,637 | $159,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 25,171 | $158,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 13,100 | $158,000 | thousands by filing date | call |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 22,865 | $158,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 55,464 | $157,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 3,378 | $157,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 3,353 | $157,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 7,389 | $157,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 17,588 | $157,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 7,726 | $157,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 6,012 | $157,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 3,800 | $157,000 | thousands by filing date | put |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 6,201 | $157,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 9,200 | $156,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 3,159 | $156,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,016 | $156,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 4,277 | $156,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 7,880 | $156,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 14,700 | $156,000 | thousands by filing date | call |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 5,276 | $156,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 16,263 | $156,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 24,587 | $156,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 32,147 | $155,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 52,700 | $155,000 | thousands by filing date | call |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 66,767 | $155,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 60,839 | $155,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 6,153 | $154,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 14,000 | $154,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 1,600 | $154,000 | thousands by filing date | call |
| AVID TECHNOLOGY INC | 05367P100 | COM | 22,718 | $154,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 5,531 | $153,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 783 | $153,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,300 | $153,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 29,700 | $153,000 | thousands by filing date | put |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 12,955 | $153,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 60,672 | $153,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 5,675 | $153,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,458 | $152,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 5,173 | $152,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 6,500 | $152,000 | thousands by filing date | call |
| INTERSIL CORP | 46069S109 | CL A | 11,400 | $152,000 | thousands by filing date | put |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 15,014 | $152,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,329 | $151,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 8,423 | $151,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 9,321 | $151,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 8,086 | $151,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,252 | $150,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 31,437 | $150,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 6,355 | $150,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 11,806 | $149,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 2,800 | $149,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 11,900 | $149,000 | thousands by filing date | put |
| Taser Intl Inc | 87651B104 | COM | 7,600 | $149,000 | thousands by filing date | put |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 5,000 | $149,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 25,935 | $148,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 23,421 | $148,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 10,612 | $148,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 4,321 | $148,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 6,056 | $148,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 1,568 | $148,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 9,600 | $148,000 | thousands by filing date | put |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 83,100 | $148,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 2,800 | $147,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 3,300 | $147,000 | thousands by filing date | call |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 8,489 | $147,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 39,729 | $147,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 30,583 | $147,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 11,063 | $147,000 | thousands by filing date | |
| E HOUSE CHINA HOLDINGS LIMIT | G2952TAA1 | DEBT 2.750%12/1 | 150,000 | $147,000 | thousands by filing date | principal |
| WEYCO GROUP INC COM | 962149100 | Stock | 5,465 | $146,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 3,500 | $146,000 | thousands by filing date | call |
| ETSY INC | 29786A106 | COM | 16,713 | $146,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 12,448 | $146,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 38,535 | $146,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 108,397 | $146,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 104,506 | $146,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 54,839 | $146,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 8,019 | $146,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 12,535 | $146,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 14,375 | $145,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 66,247 | $145,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 12,397 | $145,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 31,028 | $145,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T324 | VEL SH 3X LG NAT | 5,985 | $145,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,527 | $144,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 3,560 | $144,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 9,421 | $144,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 400,586 | $144,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 9,445 | $144,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 4,200 | $144,000 | thousands by filing date | call |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 12,366 | $143,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 27,588 | $143,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 25,474 | $143,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 3,559 | $143,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 5,038 | $143,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 25,872 | $143,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 1,173 | $143,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 4,126 | $143,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 7,935 | $143,000 | thousands by filing date | |
| BIOTIE THERAPIES OYJ | 09074D103 | SPONSORED ADR | 5,407 | $143,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 4,952 | $142,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 20,323 | $142,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 55,409 | $142,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 12,642 | $142,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 4,819 | $141,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 14,900 | $141,000 | thousands by filing date | put |
| PAMT CORP | 693149106 | COMMON STOCK | 4,577 | $141,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 5,933 | $141,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 19,671 | $141,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 600 | $140,000 | thousands by filing date | put |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 9,863 | $140,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 2,610 | $140,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 11,386 | $140,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 282,474 | $140,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 8,000 | $140,000 | thousands by filing date | call |
| NANTKWEST INC | 63016Q102 | COM | 17,081 | $140,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 5,038 | $139,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 11,164 | $139,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 68,683 | $139,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 14,066 | $139,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 8,700 | $138,000 | thousands by filing date | put |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 8,486 | $138,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 90,359 | $138,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 48,188 | $138,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 4,416 | $138,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 15,094 | $138,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 16,106 | $137,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 52,627 | $137,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 110,000 | $137,000 | thousands by filing date | principal |
| PFENEX INC | 717071104 | COM | 13,976 | $137,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 124,000 | $137,000 | thousands by filing date | principal |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 32,901 | $136,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 9,307 | $136,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 9,530 | $136,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 37,721 | $136,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 22,224 | $136,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 2,900 | $135,000 | thousands by filing date | put |
| BAZAARVOICE INC | 073271108 | COM | 43,010 | $135,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 35,600 | $135,000 | thousands by filing date | put |
| INVENSENSE INC | 46123D205 | COM | 16,100 | $135,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 155,000 | $135,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419L101 | CL A | 3,100 | $134,000 | thousands by filing date | call |
| VARONIS SYS INC | 922280102 | COM | 7,320 | $134,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 21,633 | $134,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 11,707 | $134,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 48,577 | $134,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 16,788 | $134,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 40,485 | $134,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 5,599 | $133,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 21,385 | $133,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 25,730 | $133,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 29,845 | $133,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 10,081 | $133,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 68,190 | $133,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 8,100 | $133,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 108,307 | $133,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 2,048 | $132,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 13,777 | $132,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 14,988 | $132,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 5,130 | $132,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,000 | $130,000 | thousands by filing date | call |
| NORDSON CORP | 655663102 | COM | 1,709 | $130,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 10,906 | $130,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 25,100 | $130,000 | thousands by filing date | call |
| BSB BANCORP INC MD | 05573H108 | COM | 5,762 | $130,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 7,600 | $129,000 | thousands by filing date | call |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 6,690 | $129,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 43,488 | $129,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 2,979 | $129,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 6,939 | $129,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 8,525 | $129,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 6,523 | $129,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 3,000 | $128,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 3,742 | $128,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 14,100 | $128,000 | thousands by filing date | call |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 11,361 | $128,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 7,919 | $128,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 10,358 | $128,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 55,754 | $128,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 54,970 | $128,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 32,000 | $128,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 5,204 | $128,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 39,689 | $128,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 80,443 | $128,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 2,541 | $128,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 19,005 | $128,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 3,095 | $127,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 12,630 | $126,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 14,952 | $126,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 61,400 | $126,000 | thousands by filing date | call |
| ARISTA NETWORKS INC | 040413106 | COM | 2,000 | $126,000 | thousands by filing date | put |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 16,199 | $126,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 2,500 | $126,000 | thousands by filing date | put |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 5,000 | $126,000 | thousands by filing date | put |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 11,927 | $126,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 17,104 | $125,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 3,112 | $125,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-16-000275 | this filing | 2016-05-13 | acceptance time not in the bulk data set |