13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 7,733 holding rows worth $89,024,939,000.
- Accession
- 0000831001-16-000275
- Filer
- CIK 831001
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 18,209 entries on the cover page, a total value of $89,024,939,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $89,024,939,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 2,300 | $125,000 | thousands by filing date | call |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 201,400 | $125,000 | thousands by filing date | call |
| OPOWER INC | 68375Y109 | COM | 18,314 | $125,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 7,990 | $124,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 8,002 | $124,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 20,148 | $124,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 27,300 | $124,000 | thousands by filing date | call |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 33,400 | $124,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 3,361 | $124,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 9,203 | $124,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 871 | $123,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 13,333 | $123,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 4,200 | $123,000 | thousands by filing date | put |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 5,569 | $123,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 57,818 | $123,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 13,174 | $122,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 4,500 | $122,000 | thousands by filing date | call |
| B/E AEROSPACE INC | 073302101 | COM | 2,630 | $122,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 6,200 | $122,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 128,568 | $122,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 12,182 | $122,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 3,100 | $121,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 10,304 | $121,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 7,103 | $121,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 15,307 | $120,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 31,900 | $120,000 | thousands by filing date | call |
| BRUNSWICK CORP | 117043109 | COM | 2,500 | $120,000 | thousands by filing date | put |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 8,616 | $120,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 4,515 | $120,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 2,700 | $120,000 | thousands by filing date | put |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 16,667 | $120,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 137,790 | $120,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 6,741 | $120,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 985 | $120,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 24,164 | $120,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 15,855 | $120,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 3,100 | $120,000 | thousands by filing date | call |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 4,362 | $119,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 7,462 | $119,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 43,200 | $119,000 | thousands by filing date | call |
| CHEROKEE INC | 16444H102 | COM | 6,688 | $119,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 13,716 | $119,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 10,899 | $119,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,155 | $118,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 9,608 | $118,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 4,270 | $118,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 5,296 | $118,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 5,754 | $118,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 51,675 | $118,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 13,760 | $118,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 2,726 | $118,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 11,464 | $117,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 19,800 | $117,000 | thousands by filing date | call |
| EHEALTH INC | 28238P109 | COM | 12,474 | $117,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 5,198 | $117,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 7,405 | $117,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 9,490 | $117,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 6,514 | $117,000 | thousands by filing date | call |
| ZOES KITCHEN INC | 98979J109 | COM | 3,000 | $117,000 | thousands by filing date | call |
| SIERRA WIRELESS INC | 826516106 | COM | 8,000 | $117,000 | thousands by filing date | put |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 3,000 | $116,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 179,000 | $116,000 | thousands by filing date | principal |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 10,396 | $116,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 17,237 | $116,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 14,087 | $116,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 11,307 | $115,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 6,407 | $115,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 1,800 | $115,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 29,100 | $115,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 4,600 | $115,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 90,742 | $115,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 3,093 | $115,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 6,200 | $114,000 | thousands by filing date | call |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 15,109 | $114,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 36,825 | $114,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 20,015 | $114,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 13,061 | $114,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 4,998 | $113,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 11,455 | $113,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 8,833 | $113,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 2,900 | $113,000 | thousands by filing date | call |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 2,500 | $113,000 | thousands by filing date | call |
| JAMBA INC | 47023A309 | COM NEW | 9,148 | $113,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,504 | $113,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 3,900 | $112,000 | thousands by filing date | call |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 12,398 | $112,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 314,300 | $112,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 20,883 | $112,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 3,506 | $112,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 13,300 | $112,000 | thousands by filing date | put |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,500 | $112,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 14,827 | $112,000 | thousands by filing date | |
| CTRIP COM INTERNATIONAL LTD | G25861AD0 | DEBT 1.990% 7/0 | 100,000 | $112,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657101 | COM | 4,000 | $111,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 6,000 | $111,000 | thousands by filing date | call |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 4,526 | $111,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 3,700 | $110,000 | thousands by filing date | call |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1,682 | $110,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 2,777 | $110,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 8,007 | $110,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 181,421 | $110,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 21,319 | $110,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 1,748 | $109,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 48,082 | $109,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 5,200 | $109,000 | thousands by filing date | put |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 10,451 | $109,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 34,654 | $109,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 3,100 | $109,000 | thousands by filing date | call |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 7,874 | $109,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 2,500 | $108,000 | thousands by filing date | put |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 5,500 | $108,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 2,300 | $108,000 | thousands by filing date | call |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 7,503 | $108,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 19,645 | $108,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 23,294 | $108,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 55,797 | $108,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 7,965 | $108,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 33,467 | $108,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 11,633 | $108,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 1,952 | $107,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 30,256 | $107,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 10,564 | $107,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 4,020 | $107,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 90,000 | $107,000 | thousands by filing date | principal |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 13,555 | $107,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 7,632 | $106,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 3,777 | $106,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 3,034 | $106,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 3,590 | $106,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 23,400 | $106,000 | thousands by filing date | put |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 9,085 | $106,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 21,389 | $106,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 15,600 | $105,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 6,600 | $105,000 | thousands by filing date | call |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 10,540 | $105,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 3,300 | $105,000 | thousands by filing date | put |
| PowerShares CEF Income Composite | 73936Q843 | Com | 4,848 | $105,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 1,616 | $104,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 112,100 | $104,000 | thousands by filing date | put |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 37,600 | $104,000 | thousands by filing date | put |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 7,090 | $104,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 22,429 | $104,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 20,471 | $103,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 101,414 | $103,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 7,944 | $103,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,600 | $102,000 | thousands by filing date | put |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 10,522 | $102,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 5,180 | $102,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 9,047 | $102,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 23,285 | $102,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 15,005 | $102,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 191,817 | $102,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 6,984 | $101,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 8,136 | $101,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 60,792 | $101,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 8,316 | $101,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 2,878 | $100,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 10,500 | $100,000 | thousands by filing date | call |
| KEY ENERGY SVCS INC | 492914106 | COM | 270,258 | $100,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 17,739 | $100,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 8,816 | $100,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 97,000 | $100,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 10,841 | $100,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,541 | $99,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 20,293 | $99,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 11,596 | $99,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 3,915 | $99,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 3,028 | $99,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 2,538 | $99,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 7,760 | $99,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 9,260 | $98,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,869 | $98,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 5,695 | $98,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 4,400 | $98,000 | thousands by filing date | put |
| ESCALADE INC | 296056104 | COMMON STOCK | 8,322 | $98,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 12,441 | $98,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 9,900 | $98,000 | thousands by filing date | call |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 6,500 | $98,000 | thousands by filing date | call |
| PENDRELL CORP | 70686R104 | COM | 185,724 | $98,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 1,716 | $98,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,400 | $97,000 | thousands by filing date | call |
| NV5 HOLDINGS, INC | 62945V109 | COM | 3,617 | $97,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 18,165 | $97,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 5,472 | $97,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 8,200 | $97,000 | thousands by filing date | call |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 600 | $96,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 42,963 | $96,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 8,200 | $96,000 | thousands by filing date | call |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 1,900 | $96,000 | thousands by filing date | call |
| LIBERTY TAX INC | 53128T102 | CL A | 4,852 | $96,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 28,875 | $96,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 7,817 | $96,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 7,155 | $95,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 1,471 | $95,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 1,129 | $95,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 2,700 | $95,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 2,100 | $95,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 19,200 | $95,000 | thousands by filing date | put |
| PHI INC | 69336T106 | COM VTG | 5,000 | $95,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 138,000 | $95,000 | thousands by filing date | principal |
| ON DECK CAP INC | 682163100 | COM | 12,117 | $95,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 8,127 | $94,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 7,000 | $94,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 3,180 | $94,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 4,175 | $94,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 137,550 | $94,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 7,162 | $94,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 22,200 | $94,000 | thousands by filing date | call |
| IMPRIVATA INC | 45323J103 | Cmn | 7,463 | $94,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 1,594 | $93,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 6,717 | $93,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 2,700 | $93,000 | thousands by filing date | put |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 11,756 | $93,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 7,732 | $93,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 25,876 | $93,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 6,451 | $93,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 90,000 | $93,000 | thousands by filing date | principal |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 727 | $92,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,700 | $92,000 | thousands by filing date | call |
| PRAXAIR INC | 74005P104 | COM | 800 | $92,000 | thousands by filing date | call |
| RADIANT LOGISTICS INC | 75025X100 | COM | 25,878 | $92,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 6,700 | $92,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 5,800 | $92,000 | thousands by filing date | put |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 6,900 | $92,000 | thousands by filing date | call |
| SIERRA WIRELESS INC | 826516106 | COM | 6,342 | $92,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 171,183 | $92,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 16,382 | $92,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,000 | $91,000 | thousands by filing date | call |
| WAYFAIR INC | 94419L101 | CL A | 2,100 | $91,000 | thousands by filing date | put |
| RADWARE LTD | M81873107 | COMMON STOCK | 7,705 | $91,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 11,900 | $91,000 | thousands by filing date | call |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 4,800 | $91,000 | thousands by filing date | call |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,300 | $90,000 | thousands by filing date | put |
| CABOT CORP | 127055101 | COM | 1,855 | $90,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 5,654 | $90,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 8,502 | $90,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 76,000 | $90,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 3,700 | $90,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,529 | $89,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 5,800 | $89,000 | thousands by filing date | call |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 17,942 | $89,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 1,000 | $89,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 78,956 | $89,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 6,400 | $89,000 | thousands by filing date | call |
| BARRACUDA NETWORKS INC | 068323104 | COM | 5,813 | $89,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 8,100 | $88,000 | thousands by filing date | call |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 8,390 | $88,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 5,851 | $88,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 2,000 | $88,000 | thousands by filing date | put |
| SEASPINE HLDGS CORP | 81255T108 | COM | 5,987 | $88,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 6,043 | $88,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 5,700 | $88,000 | thousands by filing date | call |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,600 | $87,000 | thousands by filing date | put |
| CST BRANDS INC | 12646R105 | COM | 2,307 | $87,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 3,600 | $87,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 3,300 | $87,000 | thousands by filing date | put |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 13,751 | $87,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 3,193 | $87,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 36,374 | $87,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 136,019 | $87,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 2,300 | $86,000 | thousands by filing date | call |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 11,563 | $86,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 73,612 | $86,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 15,676 | $86,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 6,395 | $86,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 6,607 | $86,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 28,237 | $86,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 17,147 | $86,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 2,700 | $86,000 | thousands by filing date | call |
| Medgenics Inc New | 58436Q203 | COM NEW | 19,519 | $86,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 3,337 | $86,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 3,539 | $86,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 6,651 | $86,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22539T316 | COM | 4,038 | $86,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,100 | $85,000 | thousands by filing date | put |
| GARRISON CAP INC | 366554103 | COM | 7,955 | $85,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 800 | $85,000 | thousands by filing date | call |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 31,075 | $85,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 18,832 | $85,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 2,045 | $84,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 3,982 | $84,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 3,703 | $84,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 26,067 | $84,000 | thousands by filing date | call |
| NOBILIS HEALTH CORP | 65500B103 | COM | 26,396 | $84,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 9,068 | $84,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 21,927 | $84,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 88,000 | $84,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,300 | $83,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 9,600 | $83,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 12,900 | $83,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 38,034 | $83,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 4,317 | $83,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 19,171 | $83,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 8,189 | $83,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 7,126 | $83,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 3,900 | $83,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 17,123 | $83,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 5,054 | $83,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 73,000 | $83,000 | thousands by filing date | principal |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 2,010 | $82,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 837 | $82,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 900 | $82,000 | thousands by filing date | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,900 | $82,000 | thousands by filing date | put |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 8,764 | $82,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 7,000 | $82,000 | thousands by filing date | call |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 7,934 | $82,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 11,506 | $82,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 23,094 | $82,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 4,955 | $82,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 12,105 | $82,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 112,000 | $82,000 | thousands by filing date | principal |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 6,400 | $81,000 | thousands by filing date | call |
| GLAUKOS CORP COM | 377322102 | Stock | 4,780 | $81,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 4,314 | $81,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 6,281 | $81,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 4,681 | $81,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 12,400 | $81,000 | thousands by filing date | call |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 2,280 | $81,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 3,681 | $81,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 193,035 | $81,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 3,265 | $81,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 3,870 | $81,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 100 | $80,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 2,600 | $80,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 8,300 | $80,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 3,000 | $80,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 600 | $80,000 | thousands by filing date | put |
| 51JOB INC | 316827104 | SPONSORED ADS | 2,581 | $80,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 4,004 | $80,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 8,100 | $80,000 | thousands by filing date | put |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 31,000 | $80,000 | thousands by filing date | principal |
| EXONE CO | 302104104 | COM | 6,100 | $80,000 | thousands by filing date | call |
| MARIN SOFTWARE INC | 56804T106 | COM | 26,410 | $80,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 14,654 | $80,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 3,734 | $79,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 10,441 | $79,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 1,292 | $79,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 55,034 | $79,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 19,479 | $79,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 29,880 | $79,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 4,245 | $79,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 11,610 | $79,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 11,860 | $79,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 17,420 | $78,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 8,230 | $78,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 3,998 | $78,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 6,297 | $78,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 10,359 | $78,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 7,225 | $78,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 111,488 | $78,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1,456 | $77,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 2,500 | $77,000 | thousands by filing date | put |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 4,161 | $77,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 3,646 | $77,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 39,200 | $77,000 | thousands by filing date | call |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 9,188 | $77,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 1,544 | $76,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 4,000 | $76,000 | thousands by filing date | put |
| NEWTEKONE INC | 652526203 | COM NEW | 6,063 | $76,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 12,900 | $76,000 | thousands by filing date | put |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 3,283 | $76,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 2,502 | $76,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 6,751 | $76,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 5,091 | $76,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 7,667 | $76,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 7,851 | $75,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 9,160 | $75,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 13,841 | $75,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 68,304 | $75,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 31,228 | $75,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 3,624 | $75,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 10,500 | $75,000 | thousands by filing date | put |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 1,524 | $75,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 700 | $74,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 1,170 | $74,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 3,000 | $74,000 | thousands by filing date | put |
| FLEX PHARMA INC | 33938A105 | COM | 6,793 | $74,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 2,409 | $74,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,745 | $73,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 1,700 | $73,000 | thousands by filing date | call |
| RAPID7 INC COM | 753422104 | Stock | 5,563 | $73,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 2,200 | $73,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 771 | $73,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 2,900 | $73,000 | thousands by filing date | put |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 5,347 | $73,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 13,913 | $73,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 3,312 | $73,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,807 | $73,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 27,900 | $73,000 | thousands by filing date | call |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 4,966 | $73,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 4,085 | $73,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 77,000 | $73,000 | thousands by filing date | principal |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 31,456 | $73,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 126,492 | $73,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 892 | $72,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 12,200 | $72,000 | thousands by filing date | call |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 953 | $72,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 28,642 | $72,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 3,416 | $72,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 45,000 | $72,000 | thousands by filing date | call |
| HATTERAS FINL CORP | 41902R103 | COM | 5,000 | $72,000 | thousands by filing date | put |
| DOMINION DIAMOND CORP | 257287102 | COM | 6,475 | $72,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 11,808 | $72,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 4,662 | $71,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 9,583 | $71,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 6,371 | $71,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 2,970 | $71,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 12,257 | $71,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 15,849 | $71,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 5,300 | $70,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 1,300 | $70,000 | thousands by filing date | put |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 3,396 | $70,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 600 | $70,000 | thousands by filing date | put |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 591 | $70,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 7,418 | $70,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 737 | $70,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 143,409 | $70,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 8,474 | $70,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 4,399 | $70,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 72,697 | $70,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 3,823 | $70,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 92,152 | $69,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 800 | $69,000 | thousands by filing date | put |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 8,567 | $69,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 62,000 | $69,000 | thousands by filing date | principal |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 9,149 | $69,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 4,442 | $69,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 12,177 | $69,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,700 | $68,000 | thousands by filing date | put |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 6,750 | $68,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1,114 | $68,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 2,955 | $68,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 27,300 | $68,000 | thousands by filing date | call |
| HCP INC | 40414L109 | COM | 2,100 | $68,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 6,000 | $67,000 | thousands by filing date | put |
| VERACYTE INC COM | 92337F107 | Stock | 12,465 | $67,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 3,920 | $67,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 2,349 | $67,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 3,335 | $67,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 2,922 | $67,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 7,437 | $67,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 3,000 | $67,000 | thousands by filing date | put |
| ICAD INC | 44934S206 | COM NEW | 13,200 | $67,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 5,213 | $67,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 36,750 | $67,000 | thousands by filing date | call |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 7,359 | $67,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 13,939 | $67,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 8,899 | $66,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 4,545 | $66,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 24,782 | $66,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 26,389 | $66,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 14,369 | $66,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 2,681 | $66,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 6,463 | $66,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 46,500 | $65,000 | thousands by filing date | put |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 426 | $65,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 6,355 | $65,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 1,400 | $65,000 | thousands by filing date | call |
| INNOVIVA INC | 45781M101 | COM | 5,200 | $65,000 | thousands by filing date | call |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 2,042 | $65,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 3,800 | $65,000 | thousands by filing date | call |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 15,101 | $65,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 1,713 | $65,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 2,154 | $65,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 5,637 | $65,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 8,382 | $65,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 8,698 | $65,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 8,116 | $65,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 14,137 | $65,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 5,933 | $64,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 4,400 | $64,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 112,166 | $64,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 43,503 | $64,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 9,100 | $64,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 3,190 | $64,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 6,903 | $64,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 45,264 | $64,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 5,100 | $63,000 | thousands by filing date | call |
| AFFIMED N V | N01045108 | COM | 16,824 | $63,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 10,115 | $63,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 7,872 | $63,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 1,252 | $62,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 80,394 | $62,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 13,317 | $62,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 34,822 | $62,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 99,000 | $62,000 | thousands by filing date | principal |
| WORKDAY INC CL A | 98138H101 | Stock | 800 | $61,000 | thousands by filing date | put |
| NOVA LTD COM | M7516K103 | Stock | 5,877 | $61,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 888 | $61,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 538 | $61,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 4,600 | $61,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 1,920 | $61,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 3,700 | $61,000 | thousands by filing date | put |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 2,661 | $61,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 11,031 | $61,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 7,629 | $61,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 2,100 | $60,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 5,845 | $60,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 5,954 | $60,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 2,082 | $60,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-16-000275 | this filing | 2016-05-13 | acceptance time not in the bulk data set |