13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 7,853 holding rows worth $106,849,433,000.
- Accession
- 0000831001-15-000195
- Filer
- CIK 831001
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 18,418 entries on the cover page, a total value of $106,849,433,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $106,849,433,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCitigroup Private Equity LP028-16666
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASPEN TECHNOLOGY INC | 045327103 | COM | 2,576 | $98,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 15,442 | $98,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 6,100 | $97,000 | thousands by filing date | put |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 16,781 | $97,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 60,400 | $97,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,795 | $96,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 7,862 | $96,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 8,847 | $96,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 3,556 | $96,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 7,235 | $96,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 9,826 | $96,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 13,464 | $96,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 20,444 | $96,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 83,000 | $96,000 | thousands by filing date | principal |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 11,616 | $95,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 5,927 | $95,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 2,220 | $95,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 4,073 | $95,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 5,006 | $95,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 25,373 | $95,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 5,500 | $94,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 2,048 | $94,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 5,404 | $94,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 4,444 | $94,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 5,279 | $94,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 25,000 | $94,000 | thousands by filing date | call |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 14,315 | $94,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 6,303 | $94,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 128,000 | $94,000 | thousands by filing date | put |
| UNITED ONLINE INC | 911268209 | COM NEW | 9,431 | $94,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 13,623 | $93,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 9,069 | $93,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 3,673 | $93,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 6,451 | $93,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,354 | $93,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 1,020 | $93,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 254 | $93,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 3,225 | $93,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 10,599 | $93,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 96,000 | $93,000 | thousands by filing date | principal |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 14,003 | $92,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 100,900 | $92,000 | thousands by filing date | call |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 6,897 | $92,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 7,633 | $91,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 5,136 | $91,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 31,024 | $91,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 12,845 | $91,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 7,480 | $91,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 3,829 | $91,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 11,356 | $91,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 4,097 | $91,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 3,355 | $90,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 5,100 | $90,000 | thousands by filing date | put |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 5,114 | $90,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 9,320 | $90,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 4,201 | $90,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 56,000 | $90,000 | thousands by filing date | principal |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 1,700 | $89,000 | thousands by filing date | call |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 7,993 | $89,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 3,955 | $89,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 5,377 | $89,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 10,477 | $89,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 3,515 | $89,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 79,000 | $89,000 | thousands by filing date | principal |
| SABRE CORP COM | 78573M104 | Stock | 3,219 | $88,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 5,356 | $88,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 984 | $88,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 23,618 | $87,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 115,500 | $87,000 | thousands by filing date | put |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 8,314 | $87,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 88,000 | $87,000 | thousands by filing date | principal |
| IGI LABORATORIES INC | 449575109 | COM | 13,292 | $87,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 9,383 | $86,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 6,757 | $86,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,601 | $86,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 8,096 | $86,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 2,100 | $86,000 | thousands by filing date | put |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 15,988 | $86,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 5,199 | $86,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 6,776 | $86,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 2,135 | $85,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 5,616 | $85,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 1,641 | $85,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 2,710 | $85,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 8,926 | $85,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 8,100 | $85,000 | thousands by filing date | put |
| GLOBUS MED INC CL A | 379577208 | Stock | 4,053 | $84,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,452 | $84,000 | thousands by filing date | put |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 15,676 | $84,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 15,636 | $84,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 5,131 | $84,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 14,100 | $84,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 681 | $84,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 1,402 | $83,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 7,000 | $83,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 1,566 | $83,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 10,899 | $83,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 552 | $82,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 4,863 | $82,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 7,000 | $82,000 | thousands by filing date | put |
| Zagg, Inc. | 98884U108 | COM | 12,043 | $82,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 48,000 | $82,000 | thousands by filing date | principal |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 722 | $81,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 5,860 | $81,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 3,972 | $81,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 3,100 | $81,000 | thousands by filing date | call |
| BANK MUTUAL CORP | 063750103 | COM | 10,539 | $81,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 1,000 | $81,000 | thousands by filing date | call |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 73,000 | $81,000 | thousands by filing date | principal |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 2,700 | $81,000 | thousands by filing date | put |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 2,100 | $80,000 | thousands by filing date | call |
| CASELLA WASTE SYS INC | 147448104 | CL A | 13,741 | $80,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 5,675 | $80,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 2,083 | $80,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 5,450 | $80,000 | thousands by filing date | call |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 3,221 | $80,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 29,500 | $80,000 | thousands by filing date | put |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 87,000 | $80,000 | thousands by filing date | principal |
| VALMONT INDS INC COM | 920253101 | Stock | 840 | $79,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 1,774 | $79,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 2,880 | $79,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 3,511 | $79,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 2,556 | $79,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 7,595 | $79,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 1,259 | $79,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 5,510 | $79,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 7,700 | $79,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 6,100 | $78,000 | thousands by filing date | put |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 2,736 | $78,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 17,200 | $78,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 4,100 | $78,000 | thousands by filing date | call |
| STELLUS CAP INVT CORP | 858568108 | COM | 7,730 | $78,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 5,600 | $78,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 5,600 | $78,000 | thousands by filing date | call |
| ARISTA NETWORKS INC | 040413106 | COM | 1,282 | $78,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 1,812 | $78,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 5,198 | $78,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 2,143 | $78,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 17,575 | $78,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 72,000 | $78,000 | thousands by filing date | principal |
| UCP INC - CL A | 90265Y106 | Common Stock | 11,629 | $78,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 2,300 | $77,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 3,000 | $77,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 7,787 | $77,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 892 | $77,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 3,542 | $77,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,327 | $77,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 3,000 | $77,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 81,000 | $77,000 | thousands by filing date | principal |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,855 | $77,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 3,048 | $77,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 2,156 | $77,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 4,068 | $77,000 | thousands by filing date | call |
| SFX ENTMT INC | 784178303 | COM | 151,327 | $77,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 8,437 | $77,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,400 | $76,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 16,860 | $76,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 1,407 | $76,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 6,329 | $76,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 8,137 | $76,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 4,483 | $76,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 704 | $76,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 27,105 | $76,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 4,738 | $76,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 3,344 | $76,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 11,097 | $76,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,457 | $75,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,516 | $75,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 11,400 | $75,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 14,300 | $75,000 | thousands by filing date | call |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 28,312 | $75,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 3,900 | $75,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 5,500 | $75,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 7,108 | $75,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 500 | $74,000 | thousands by filing date | call |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 4,796 | $74,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 2,497 | $74,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 5,307 | $74,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 3,780 | $73,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 5,275 | $73,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 5,066 | $73,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 9,290 | $73,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 12,027 | $73,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 2,000 | $73,000 | thousands by filing date | call |
| FEI CO | 30241L109 | COM | 996 | $73,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 98,900 | $73,000 | thousands by filing date | call |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 1,587 | $73,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 6,006 | $73,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,395 | $72,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 4,700 | $72,000 | thousands by filing date | put |
| AAR CORP | 000361105 | COM | 3,816 | $72,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 2,359 | $72,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 6,611 | $72,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,000 | $72,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 12,493 | $72,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 1,920 | $72,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 12,984 | $72,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 1,330 | $72,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 2,222 | $72,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 57,000 | $72,000 | thousands by filing date | principal |
| NANTKWEST INC | 63016Q102 | COM | 6,301 | $72,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 82,000 | $72,000 | thousands by filing date | principal |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 70,000 | $72,000 | thousands by filing date | principal |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 6,100 | $71,000 | thousands by filing date | put |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 3,220 | $71,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 4,010 | $71,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 4,800 | $71,000 | thousands by filing date | put |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 37,300 | $71,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 12,657 | $71,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 2,717 | $71,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 6,852 | $71,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 3,996 | $71,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 1,578 | $70,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 2,857 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,517 | $70,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 6,310 | $70,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 86,000 | $70,000 | thousands by filing date | principal |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 83,130 | $70,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 13,400 | $70,000 | thousands by filing date | put |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 400 | $70,000 | thousands by filing date | call |
| PHI INC | 69336T106 | COM VTG | 3,500 | $70,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 4,249 | $70,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 16,002 | $70,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 2,222 | $69,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 3,242 | $69,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 1,207 | $69,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 21,732 | $69,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 5,214 | $69,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 9,569 | $68,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 1,680 | $68,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 1,829 | $68,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 5,000 | $68,000 | thousands by filing date | call |
| VALARIS ORD | 920355104 | COM | 948 | $68,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 2,125 | $68,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 11,300 | $68,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 3,108 | $68,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 2,159 | $68,000 | thousands by filing date | |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 11,537 | $68,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 2,500 | $67,000 | thousands by filing date | put |
| IROBOT CORP | 462726100 | COM | 2,300 | $67,000 | thousands by filing date | call |
| EROS INTL PLC | G3788M114 | SHS NEW | 2,457 | $67,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 20,012 | $67,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D548 | VS 3XINV CRUDE | 631 | $67,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 1,197 | $67,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 8,712 | $67,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,400 | $66,000 | thousands by filing date | call |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 2,800 | $66,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 32,924 | $66,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 36,863 | $66,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1,080 | $66,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 5,300 | $66,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 6,000 | $66,000 | thousands by filing date | put |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 4,175 | $66,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 6,305 | $66,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 66,000 | $66,000 | thousands by filing date | principal |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 64,000 | $66,000 | thousands by filing date | principal |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 58,000 | $66,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 682 | $65,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 300 | $65,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 5,100 | $65,000 | thousands by filing date | call |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 871 | $65,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 2,338 | $65,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 1,700 | $65,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 3,501 | $65,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 7,069 | $65,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 2,962 | $65,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 2,516 | $64,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 3,337 | $64,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 2,016 | $64,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,420 | $64,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 12,100 | $64,000 | thousands by filing date | call |
| DSP GROUP INC | 23332B106 | COM | 7,057 | $64,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 4,735 | $64,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 68,600 | $64,000 | thousands by filing date | put |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 2,681 | $64,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 2,126 | $63,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,070 | $63,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 2,056 | $63,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,349 | $63,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 3,832 | $63,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 1,028 | $63,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 1,553 | $63,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 19,937 | $63,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 3,135 | $63,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,769 | $63,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 17,060 | $63,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 1,049 | $62,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 6,700 | $62,000 | thousands by filing date | put |
| KNOWLES CORP COM | 49926D109 | Stock | 3,380 | $62,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 3,470 | $62,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 8,913 | $62,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 6,238 | $62,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 1,911 | $62,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 10,453 | $62,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 5,211 | $62,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 1,210 | $62,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 62,000 | $62,000 | thousands by filing date | principal |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 4,500 | $61,000 | thousands by filing date | put |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 6,433 | $61,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 600 | $61,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 1,348 | $61,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 1,800 | $61,000 | thousands by filing date | call |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 10,180 | $61,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 935 | $61,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 4,345 | $61,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 7,857 | $61,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 1,100 | $60,000 | thousands by filing date | call |
| THE COOPER COMPANIES | 216648402 | COM NEW | 400 | $60,000 | thousands by filing date | put |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 5,818 | $60,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 2,114 | $60,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 10,380 | $60,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 4,899 | $60,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 3,559 | $60,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 2,400 | $60,000 | thousands by filing date | call |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 5,517 | $60,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 85,000 | $60,000 | thousands by filing date | principal |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 3,136 | $60,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 13,254 | $60,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 3,408 | $59,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 5,002 | $59,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 1,508 | $59,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 3,447 | $59,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 1,944 | $59,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 28,000 | $59,000 | thousands by filing date | principal |
| TEAM INC | 878155100 | COM | 1,836 | $59,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 13,900 | $59,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 19,435 | $59,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 2,514 | $59,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219117 | *W EXP 07/08/202 | 25,000 | $59,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 384 | $58,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 2,140 | $58,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 3,562 | $58,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 2,390 | $58,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 3,393 | $58,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 800 | $58,000 | thousands by filing date | call |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 2,010 | $58,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 1,128 | $58,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,552 | $58,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 12,498 | $58,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 2,748 | $58,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 7,112 | $58,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 1,173 | $58,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 10,411 | $58,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 1,974 | $58,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 16,993 | $58,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y561 | DLY JR GMNR BEAR | 5,988 | $58,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,133 | $57,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 400 | $57,000 | thousands by filing date | call |
| MAGNA INTL INC COM | 559222401 | Stock | 1,200 | $57,000 | thousands by filing date | put |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 3,299 | $57,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 4,412 | $57,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 6,800 | $57,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 2,100 | $57,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 1,912 | $57,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 3,538 | $57,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 3,262 | $57,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 5,415 | $57,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 3,682 | $57,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 10,673 | $57,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 38,830 | $57,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 824 | $56,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 377 | $56,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,500 | $56,000 | thousands by filing date | put |
| TRI CONTL CORP | 895436103 | COM | 2,863 | $56,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,759 | $56,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 1,851 | $56,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 1,300 | $56,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 2,900 | $56,000 | thousands by filing date | put |
| WHITESTONE REIT | 966084204 | COM | 4,858 | $56,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 9,260 | $56,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 10,906 | $56,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 1,526 | $56,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 892 | $56,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 2,270 | $56,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 1,000 | $55,000 | thousands by filing date | put |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 1,149 | $55,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2,120 | $55,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 5,533 | $55,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 6,573 | $55,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 8,100 | $55,000 | thousands by filing date | call |
| AMYRIS INC | 03236M101 | COM | 27,450 | $55,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 5,783 | $55,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 5,525 | $55,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 25,727 | $55,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 5,014 | $55,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 5,968 | $54,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 2,807 | $54,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 1,203 | $54,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 3,955 | $54,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 2,150 | $54,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,145 | $54,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 3,390 | $54,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 55,023 | $54,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 55,000 | $54,000 | thousands by filing date | principal |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 8,300 | $54,000 | thousands by filing date | put |
| TRECORA RES | 894648104 | COM | 4,379 | $54,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 373 | $53,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 38,500 | $53,000 | thousands by filing date | put |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 3,919 | $53,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 4,193 | $53,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 1,557 | $53,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,577 | $53,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 8,805 | $53,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 400 | $53,000 | thousands by filing date | put |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 17,153 | $53,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 2,600 | $53,000 | thousands by filing date | put |
| DBX ETF TR | 233051408 | FUND | 2,375 | $53,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 4,000 | $53,000 | thousands by filing date | put |
| Foundation Medicine Inc | 350465100 | COM | 2,852 | $53,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 2,179 | $52,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 1,300 | $52,000 | thousands by filing date | put |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 500 | $52,000 | thousands by filing date | call |
| GTT COMMUNICATIONS INC | 362393100 | COM | 2,249 | $52,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 1,313 | $52,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 19,547 | $52,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 4,000 | $52,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 2,041 | $52,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 4,015 | $52,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 12,339 | $52,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 3,832 | $51,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 11,300 | $51,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 2,116 | $51,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 3,993 | $51,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 939 | $51,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,265 | $51,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 4,578 | $51,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 4,995 | $51,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 1,330 | $51,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 29,437 | $51,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 52,000 | $51,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 1,555 | $51,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 8,639 | $51,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 12,836 | $50,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 200 | $50,000 | thousands by filing date | put |
| NISOURCE INC COM | 65473P105 | Stock | 2,700 | $50,000 | thousands by filing date | call |
| PEOPLES BANCORP INC | 709789101 | COM | 2,385 | $50,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 2,887 | $50,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 3,442 | $50,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 1,811 | $50,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 378 | $50,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 1,206 | $50,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 5,852 | $50,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 2,753 | $49,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 1,646 | $49,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,300 | $49,000 | thousands by filing date | call |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 3,564 | $49,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 1,628 | $49,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 1,370 | $49,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,500 | $49,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 1,300 | $49,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 1,906 | $49,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 2,400 | $49,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 9,323 | $49,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 8,100 | $49,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 84,700 | $49,000 | thousands by filing date | put |
| GP STRATEGIES CORP | 36225V104 | COM | 2,164 | $49,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 18,160 | $49,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 1,834 | $48,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 6,018 | $48,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 1,589 | $48,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 1,000 | $48,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 3,097 | $48,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 2,592 | $48,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 2,880 | $48,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 1,529 | $48,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,423 | $48,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 4,143 | $48,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 3,422 | $48,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 2,931 | $48,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 13,700 | $48,000 | thousands by filing date | put |
| XOMA CORP DEL | 98419J107 | COM | 63,700 | $48,000 | thousands by filing date | call |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 3,500 | $48,000 | thousands by filing date | call |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 3,437 | $48,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 32,000 | $48,000 | thousands by filing date | principal |
| Market Vectors Small Cap India | 57061r551 | COM | 1,129 | $48,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 1,391 | $48,000 | thousands by filing date | |
| GOODRICH | 382410AG3 | NOTE5 | 241,000 | $48,000 | thousands by filing date | principal |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 542 | $47,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,646 | $47,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 3,702 | $47,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,000 | $47,000 | thousands by filing date | put |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 6,290 | $47,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 270 | $47,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 40 | $47,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 756 | $47,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 6,966 | $47,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 1,695 | $47,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 4,316 | $47,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 2,000 | $47,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 22,199 | $47,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 5,027 | $47,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 4,332 | $47,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 22,500 | $47,000 | thousands by filing date | call |
| Sierra Oncology, Inc. | 74346L101 | common | 2,290 | $47,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 535 | $46,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 3,057 | $46,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 1,903 | $46,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 932 | $46,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,067 | $46,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 4,593 | $46,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-15-000195 | this filing | 2015-11-13 | acceptance time not in the bulk data set |