13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 7,853 holding rows worth $106,849,433,000.
- Accession
- 0000831001-15-000195
- Filer
- CIK 831001
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 18,418 entries on the cover page, a total value of $106,849,433,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $106,849,433,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCitigroup Private Equity LP028-16666
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVX CORP NEW | 002444107 | COM | 29,341 | $384,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 56,700 | $384,000 | thousands by filing date | put |
| DEL MONTE CORP ORD | G36738105 | Stock | 9,658 | $382,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 4,352 | $381,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 548,000 | $381,000 | thousands by filing date | principal |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 3,778 | $380,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 6,800 | $380,000 | thousands by filing date | call |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 7,928 | $380,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 12,300 | $379,000 | thousands by filing date | put |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 4,607 | $379,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 36,500 | $379,000 | thousands by filing date | call |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 28,721 | $379,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 118,432 | $378,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 59,297 | $378,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 19,567 | $378,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 21,836 | $377,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 3,880 | $376,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 35,658 | $376,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 7,475 | $375,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 21,516 | $375,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 101,629 | $374,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 5,452 | $374,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 11,451 | $373,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,381,255 | $373,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 137,600 | $373,000 | thousands by filing date | call |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 5,024 | $372,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 66,500 | $371,000 | thousands by filing date | call |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 10,861 | $369,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 9,021 | $369,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 15,706 | $368,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 22,464 | $366,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 54,087 | $366,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 15,373 | $366,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 4,803 | $365,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 8,358 | $365,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 13,900 | $365,000 | thousands by filing date | call |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 4,647 | $365,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 27,065 | $365,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 14,880 | $365,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,911 | $364,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 34,500 | $364,000 | thousands by filing date | put |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 9,318 | $364,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 8,182 | $364,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 79,232 | $364,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 21,357 | $363,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 6,925 | $363,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 26,800 | $363,000 | thousands by filing date | put |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 62,100 | $363,000 | thousands by filing date | put |
| EPAM SYS INC COM | 29414B104 | Stock | 4,856 | $362,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 134,900 | $359,000 | thousands by filing date | call |
| DONALDSON INC COM | 257651109 | Stock | 12,780 | $359,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 4,938 | $359,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 6,715 | $358,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 4,674 | $358,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 22,739 | $358,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 9,100 | $357,000 | thousands by filing date | call |
| AGREE RLTY CORP COM | 008492100 | REIT | 11,938 | $356,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 43,899 | $356,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 33,500 | $355,000 | thousands by filing date | call |
| TARGA RES CORP COM | 87612G101 | Stock | 6,900 | $355,000 | thousands by filing date | put |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 13,092 | $354,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 7,824 | $354,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 14,854 | $354,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 6,995 | $353,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 3,963 | $353,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 5,273 | $353,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 36,079 | $352,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 26,100 | $351,000 | thousands by filing date | call |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 18,300 | $350,000 | thousands by filing date | put |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 67,279 | $349,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 73,500 | $349,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 21,484 | $348,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 9,619 | $348,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 7,503 | $348,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 13,526 | $348,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 19,546 | $348,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 2,616 | $348,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 9,921 | $347,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 22,900 | $347,000 | thousands by filing date | call |
| ALKERMES PLC | G01767105 | SHS | 5,900 | $346,000 | thousands by filing date | put |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 22,948 | $346,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 46,600 | $345,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 219,709 | $345,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 21,369 | $344,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 32,385 | $344,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 39,700 | $344,000 | thousands by filing date | put |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 9,992 | $343,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 28,055 | $343,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 3,551 | $342,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 47,615 | $342,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 4,818 | $342,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 12,866 | $341,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 13,600 | $340,000 | thousands by filing date | call |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 6,495 | $340,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 15,262 | $340,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 7,063 | $339,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 21,702 | $339,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 10,901 | $338,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232102 | COM | 8,600 | $338,000 | thousands by filing date | put |
| CAESARSTONE LTD | M20598104 | ORD SHS | 11,137 | $338,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 11,257 | $337,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 18,367 | $337,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 16,648 | $336,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 35,640 | $336,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 5,170 | $335,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 7,218 | $334,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 11,550 | $334,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 1,977,700 | $334,000 | thousands by filing date | put |
| ELONG - ADR | 290138205 | ADR | 19,610 | $334,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 11,189 | $334,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 146,684 | $334,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 14,128 | $333,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 15,454 | $333,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 6,977 | $333,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 10,337 | $332,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 6,400 | $332,000 | thousands by filing date | call |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 12,099 | $332,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 41,500 | $332,000 | thousands by filing date | call |
| TRONC INC | 896082104 | Common equity shares | 42,417 | $332,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 266,000 | $330,000 | thousands by filing date | principal |
| SEMTECH CORP COM | 816850101 | Stock | 21,767 | $329,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 51,125 | $328,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 10,173 | $327,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 12,677 | $327,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 311,500 | $327,000 | thousands by filing date | put |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 38,029 | $327,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 20,689 | $326,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 22,555 | $326,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 6,358 | $326,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 4,500 | $325,000 | thousands by filing date | call |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 4,400 | $325,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 16,890 | $325,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 26,360 | $325,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 18,012 | $324,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 14,297 | $324,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 24,800 | $324,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 4,158 | $323,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 9,635 | $323,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 10,800 | $323,000 | thousands by filing date | call |
| VCA ANTECH INC | 918194101 | COM | 6,120 | $323,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 4,794 | $322,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 11,224 | $322,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,768 | $322,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 9,393 | $322,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 24,540 | $321,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 52,500 | $321,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 6,877 | $319,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 43,034 | $319,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 20,757 | $319,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 713,000 | $319,000 | thousands by filing date | put |
| IXIA | 45071R109 | COM | 22,072 | $319,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 17,374 | $318,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 27,200 | $318,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 19,250 | $318,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 310,000 | $318,000 | thousands by filing date | principal |
| SOTHEBYS | 835898107 | COM | 9,900 | $317,000 | thousands by filing date | call |
| AIRCASTLE LTD | G0129K104 | COM | 15,356 | $317,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 11,148 | $317,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 49,100 | $315,000 | thousands by filing date | put |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 33,825 | $314,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 8,195 | $312,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 21,900 | $312,000 | thousands by filing date | call |
| Prologis,Inc. | 74340W103 | COM | 8,000 | $311,000 | thousands by filing date | put |
| AQUA AMERICA INC | 03836W103 | COM | 11,757 | $311,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 11,425 | $311,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 6,126 | $310,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 7,500 | $310,000 | thousands by filing date | call |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 10,396 | $310,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 13,988 | $310,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 40,151 | $310,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 11,300 | $309,000 | thousands by filing date | put |
| ASTEC INDS INC | 046224101 | COM | 9,229 | $309,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 13,100 | $309,000 | thousands by filing date | call |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 18,134 | $309,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 3,450 | $308,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 2,062 | $308,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 41,428 | $308,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 2,867 | $307,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 49,445 | $307,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 18,200 | $307,000 | thousands by filing date | call |
| AVOLON HLDGS LTD | G52237107 | COM | 10,082 | $306,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 22,120 | $305,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 14,805 | $303,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 4,400 | $303,000 | thousands by filing date | put |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 4,569 | $303,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 8,300 | $302,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 42,700 | $302,000 | thousands by filing date | call |
| CAMBREX CORP | 132011107 | COM | 7,636 | $302,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 32,500 | $302,000 | thousands by filing date | call |
| WILEY JOHN & SONS INC | 968223206 | CL A | 6,038 | $301,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 6,888 | $301,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 15,245 | $301,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 33,010 | $300,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 11,445 | $300,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 8,400 | $300,000 | thousands by filing date | call |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 14,390 | $299,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 7,487 | $298,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 2,748 | $298,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 49,798 | $298,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 5,505 | $297,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 13,572 | $297,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 15,518 | $297,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 298,000 | $297,000 | thousands by filing date | principal |
| AZENTA INC | 114340102 | COM | 25,300 | $296,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,534 | $296,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 109,900 | $296,000 | thousands by filing date | put |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 14,624 | $295,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 30,025 | $295,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,552,692 | $295,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 6,200 | $294,000 | thousands by filing date | call |
| WEIS MKTS INC COM | 948849104 | Stock | 7,022 | $293,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 58,090 | $293,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 2,907 | $292,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 41,427 | $292,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 38,913 | $292,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,112 | $291,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,481 | $291,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 2,773,000 | $291,000 | thousands by filing date | principal |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 855,754 | $291,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 5,843 | $290,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 5,488 | $289,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 108,745 | $289,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 3,133 | $289,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 18,989 | $289,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 8,029 | $289,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 6,459 | $288,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 176,400 | $287,000 | thousands by filing date | call |
| BANKUNITED INC | 06652K103 | COM | 8,036 | $287,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 90,200 | $287,000 | thousands by filing date | call |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 16,621 | $287,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 11,054 | $287,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 5,313 | $286,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 148,000 | $286,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 16,518 | $285,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 11,241 | $285,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 5,069 | $284,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 48,360 | $284,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 9,972 | $284,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 20,327 | $283,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 7,617 | $283,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 10,713 | $282,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 17,820 | $282,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 26,726 | $282,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 21,700 | $281,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 38,449 | $281,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 19,424 | $281,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 12,904 | $281,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 1,656,133 | $280,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 10,021 | $280,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 43,571 | $280,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 3,700 | $279,000 | thousands by filing date | put |
| EXTERRAN HLDGS INC | 30225X103 | COM | 15,496 | $279,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 11,994 | $279,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 6,601 | $278,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 3,612 | $278,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 15,400 | $278,000 | thousands by filing date | call |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 18,433 | $278,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 10,700 | $278,000 | thousands by filing date | put |
| PACKAGING CORP AMER COM | 695156109 | Stock | 4,600 | $277,000 | thousands by filing date | put |
| MASCO CORP | 574599106 | COM | 11,000 | $277,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 10,802 | $277,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 18,744 | $277,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,429 | $277,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 46,200 | $277,000 | thousands by filing date | put |
| CST BRANDS INC | 12646R105 | COM | 8,236 | $276,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 9,061 | $276,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 56,900 | $276,000 | thousands by filing date | call |
| VANGUARD | 92205F106 | Domestic Common | 36,300 | $276,000 | thousands by filing date | put |
| TICC CAPITAL CORP | 87244T109 | COM | 41,106 | $276,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 6,847 | $275,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 61,100 | $275,000 | thousands by filing date | call |
| ARDELYX INC | 039697107 | COM | 15,829 | $273,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 27,008 | $273,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 5,748 | $272,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 16,091 | $271,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 17,007 | $270,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 17,614 | $270,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 37,718 | $270,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 8,000 | $269,000 | thousands by filing date | call |
| Schwab US TIPS ETF | 808524870 | SHS | 5,000 | $268,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 3,609 | $268,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 4,146 | $267,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 6,436 | $267,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 15,483 | $266,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 10,891 | $266,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 24,700 | $266,000 | thousands by filing date | put |
| MENTOR GRAPHICS CORP | 587200106 | COM | 10,850 | $266,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 5,577 | $265,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 11,558 | $265,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 25,100 | $265,000 | thousands by filing date | call |
| SPX CORP | 784635104 | COMMON STOCK | 22,121 | $264,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 44,836 | $264,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 4,127 | $263,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 26,524 | $263,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 5,265 | $262,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 3,066 | $262,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 11,894 | $261,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 41,986 | $261,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 37,700 | $261,000 | thousands by filing date | call |
| COMERICAINC | 200340107 | COM | 6,335 | $260,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 4,400 | $260,000 | thousands by filing date | call |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 17,858 | $260,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,400 | $260,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 6,000 | $260,000 | thousands by filing date | call |
| China Yuchai Intl Ltd | G21082105 | COM | 21,030 | $260,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 43,000 | $260,000 | thousands by filing date | call |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 48,299 | $259,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 18,278 | $258,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 5,806 | $257,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 71,400 | $257,000 | thousands by filing date | call |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 10,083 | $257,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 24,300 | $255,000 | thousands by filing date | put |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 5,000 | $254,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 5,483 | $253,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 33,800 | $253,000 | thousands by filing date | call |
| ADEPTUS HEALTH | 006855100 | Common Stock | 3,129 | $253,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 5,145 | $252,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 15,028 | $252,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 51,900 | $252,000 | thousands by filing date | put |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,328 | $251,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 21,500 | $251,000 | thousands by filing date | call |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 14,802 | $250,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 7,556 | $249,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,590 | $249,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 9,999 | $249,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 21,016 | $249,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 13,767 | $249,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 9,715 | $249,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 33,226 | $249,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 6,895 | $248,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 10,200 | $248,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 27,500 | $248,000 | thousands by filing date | put |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 25,005 | $248,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 12,805 | $247,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 7,143 | $246,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 13,264 | $246,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 10,100 | $246,000 | thousands by filing date | call |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 5,792 | $246,000 | thousands by filing date | put |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 10,122 | $246,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 10,101 | $246,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 30,585 | $246,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 6,498 | $245,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 15,200 | $245,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 11,968 | $245,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 4,624 | $244,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 7,876 | $244,000 | thousands by filing date | put |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 25,000 | $244,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 23,208 | $243,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 15,772 | $243,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 18,705 | $242,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,800 | $241,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 7,300 | $241,000 | thousands by filing date | put |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 5,723 | $241,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 8,976 | $240,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 12,607 | $240,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 6,100 | $239,000 | thousands by filing date | call |
| POTBELLY CORP | 73754Y100 | COM | 21,748 | $239,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 16,136 | $239,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 19,631 | $239,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 2,631 | $238,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 3,169 | $238,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 4,780 | $238,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 12,665 | $238,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 3,871 | $238,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 11,525 | $238,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 11,563 | $237,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 5,569 | $237,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 17,181 | $237,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 7,359 | $237,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 10,572 | $237,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 22,610 | $236,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 13,600 | $236,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 6,720 | $236,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 21,583 | $235,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 7,300 | $234,000 | thousands by filing date | put |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 18,600 | $234,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 15,253 | $234,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 46,680 | $233,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,251 | $233,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 27,500 | $233,000 | thousands by filing date | put |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 36,815 | $233,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 5,496 | $232,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 10,213 | $232,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 207,000 | $232,000 | thousands by filing date | principal |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,700 | $231,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 5,650 | $231,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 3,034 | $231,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 18,607 | $231,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 17,589 | $231,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 169,790 | $231,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 9,667 | $230,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 3,900 | $229,000 | thousands by filing date | call |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 25,573 | $229,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 7,156 | $229,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 4,360 | $229,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 33,783 | $229,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 4,500 | $228,000 | thousands by filing date | call |
| COMMERCE BANCSHARES INC | 200525103 | COM | 5,008 | $228,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 188,000 | $228,000 | thousands by filing date | principal |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 7,327 | $227,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,200 | $227,000 | thousands by filing date | call |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 14,073 | $227,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 11,400 | $227,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 9,481 | $227,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 167,000 | $227,000 | thousands by filing date | put |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 16,700 | $226,000 | thousands by filing date | call |
| CHEMED CORP NEW | 16359R103 | COM | 1,688 | $226,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 10,249 | $226,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 45,600 | $226,000 | thousands by filing date | call |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 30,542 | $226,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 53,892 | $225,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 4,988 | $225,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 3,423 | $225,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 4,063 | $224,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 12,180 | $223,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 9,700 | $223,000 | thousands by filing date | put |
| MECHEL OAO | 583840103 | SPONSORED ADR | 245,400 | $223,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 8,729 | $223,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 16,400 | $222,000 | thousands by filing date | put |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 12,712 | $221,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 69,300 | $221,000 | thousands by filing date | call |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 198,000 | $221,000 | thousands by filing date | principal |
| KRATON CORPORATION | 50077C106 | COM | 12,199 | $219,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 16,596 | $219,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 179,800 | $217,000 | thousands by filing date | put |
| BADGER METER INC COM | 056525108 | Stock | 3,735 | $217,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 4,221 | $217,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 7,800 | $217,000 | thousands by filing date | call |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 10,032 | $217,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,806 | $217,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3,151 | $217,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 10,300 | $217,000 | thousands by filing date | put |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 192,000 | $217,000 | thousands by filing date | principal |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 15,561 | $217,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 25,924 | $216,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 6,413 | $216,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 26,015 | $216,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 7,352 | $216,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 5,236 | $215,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 13,376 | $215,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 31,700 | $215,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 6,100 | $214,000 | thousands by filing date | call |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 18,356 | $213,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 8,820 | $212,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 55,173 | $212,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 4,360 | $212,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 15,991 | $212,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 5,544 | $211,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 10,830 | $211,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 32,800 | $211,000 | thousands by filing date | call |
| LENNOX INTL INC COM | 526107107 | Stock | 1,859 | $210,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,666 | $210,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 17,242 | $210,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 24,300 | $210,000 | thousands by filing date | call |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 12,150 | $210,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 2,168 | $209,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 10,569 | $209,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 7,971 | $208,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 2,317 | $207,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 7,680 | $207,000 | thousands by filing date | call |
| First Foundation Inc | 32026V104 | Common Stock | 9,107 | $207,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 29,300 | $207,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 12,419 | $207,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,614 | $206,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 18,732 | $206,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 4,277 | $206,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 5,330 | $205,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 3,242 | $205,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 4,862 | $205,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 3,246 | $205,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 18,210 | $205,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 28,345 | $205,000 | thousands by filing date | |
| ARCH COAL INC | 039380308 | Common Stock | 62,041 | $205,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 9,670 | $204,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 11,645 | $204,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 10,745 | $204,000 | thousands by filing date | |
| ARVINMERITOR INC 4.625 | 043353AF8 | NOTE | 206,000 | $204,000 | thousands by filing date | principal |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 32,283 | $204,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K786 | DL RUSS BEAR 3X | 5,000 | $204,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 3,211 | $203,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 3,169 | $203,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 9,894 | $203,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 18,800 | $202,000 | thousands by filing date | put |
| LENDINGTREE INC | 52603B107 | COM | 2,169 | $202,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 14,899 | $202,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 8,502 | $202,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 5,939 | $201,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 14,593 | $201,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 5,552 | $201,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 6,600 | $201,000 | thousands by filing date | put |
| MCDERMOTT INTL INC | 580037109 | COM | 46,799 | $201,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 147,886 | $201,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 19,307 | $200,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 6,200 | $199,000 | thousands by filing date | put |
| AAON INC | 000360206 | COM PAR $0.004 | 10,288 | $199,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 5,693 | $199,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 3,498 | $199,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 36,570 | $199,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 8,387 | $198,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 12,048 | $198,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-15-000195 | this filing | 2015-11-13 | acceptance time not in the bulk data set |