13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 7,853 holding rows worth $106,849,433,000.
- Accession
- 0000831001-15-000195
- Filer
- CIK 831001
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 18,418 entries on the cover page, a total value of $106,849,433,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $106,849,433,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCitigroup Private Equity LP028-16666
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNIT CORP | 909218109 | COM | 17,544 | $198,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 7,100 | $198,000 | thousands by filing date | call |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 203,000 | $198,000 | thousands by filing date | principal |
| FLOWERS FOODS INC COM | 343498101 | Stock | 7,952 | $197,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 7,186 | $197,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 5,799 | $197,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 11,273 | $197,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 24,600 | $197,000 | thousands by filing date | put |
| BGC PARTNERS INC | 05541T101 | CL A | 23,800 | $196,000 | thousands by filing date | put |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 12,152 | $196,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 9,547 | $196,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 4,624 | $196,000 | thousands by filing date | call |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 150,000 | $196,000 | thousands by filing date | principal |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,867 | $195,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 5,300 | $195,000 | thousands by filing date | call |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 2,253 | $195,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 25,962 | $195,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 2,296 | $195,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 14,953 | $194,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 18,400 | $194,000 | thousands by filing date | call |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 13,244 | $194,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 8,200 | $193,000 | thousands by filing date | put |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 4,033 | $193,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 10,100 | $193,000 | thousands by filing date | put |
| LIQUIDITY SVCS INC | 53635B107 | COM | 26,091 | $193,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 320,000 | $193,000 | thousands by filing date | principal |
| HALYARD HEALTH INC | 40650V100 | COM | 6,792 | $193,000 | thousands by filing date | put |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 5,300 | $193,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 125,000 | $193,000 | thousands by filing date | principal |
| DEPOMED INC | 249908104 | COM | 10,203 | $193,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 7,700 | $193,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 10,454 | $192,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,600 | $192,000 | thousands by filing date | call |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 9,109 | $192,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 33,263 | $192,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 20,000 | $192,000 | thousands by filing date | put |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2,075 | $191,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 4,435 | $191,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 43,264 | $191,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 6,300 | $191,000 | thousands by filing date | call |
| MECHEL OAO | 583840103 | SPONSORED ADR | 210,212 | $191,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 19,124 | $191,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 6,400 | $190,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 8,000 | $190,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 2,375 | $190,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 3,213 | $190,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 7,517 | $190,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 3,463 | $190,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 132,000 | $190,000 | thousands by filing date | principal |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 5,381 | $189,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 9,620 | $189,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,635 | $189,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 3,627 | $188,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 25,732 | $188,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 100,000 | $188,000 | thousands by filing date | principal |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 6,479 | $187,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 4,203 | $187,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 4,384 | $187,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 11,031 | $187,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 2,500 | $187,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 101,500 | $186,000 | thousands by filing date | call |
| HARTE-HANKS INC | 416196103 | COM | 52,494 | $186,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 9,418 | $186,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 14,996 | $185,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 7,869 | $185,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 7,651 | $185,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 6,325 | $185,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 9,099 | $185,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 5,126 | $184,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 2,828 | $184,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 70,680 | $184,000 | thousands by filing date | put |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,700 | $183,000 | thousands by filing date | put |
| iShares MBS ETF | 464288588 | SHS | 1,663 | $182,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 2,465 | $182,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 9,062 | $182,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 24,475 | $182,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 6,842 | $182,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 5,666 | $182,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 21,356 | $182,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 14,301 | $182,000 | thousands by filing date | call |
| INTEROIL CORP | 460951106 | COM | 5,400 | $182,000 | thousands by filing date | call |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 8,000 | $182,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 3,500 | $181,000 | thousands by filing date | put |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 7,245 | $181,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 19,500 | $181,000 | thousands by filing date | put |
| CTRIP COM INTERNATIONAL LTD | G25861AC2 | DEBT 1.000% 7/0 | 200,000 | $181,000 | thousands by filing date | principal |
| ROBERT HALF INC. COM | 770323103 | Stock | 3,532 | $180,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 9,908 | $180,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 30,600 | $180,000 | thousands by filing date | call |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 8,735 | $180,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 28,000 | $180,000 | thousands by filing date | call |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 2,091 | $179,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 15,747 | $179,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 151,000 | $179,000 | thousands by filing date | principal |
| IMPERVA INC | 45321L100 | COM | 2,725 | $179,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 143,409 | $179,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 5,302 | $179,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 10,500 | $178,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 12,533 | $178,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 30,183 | $178,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 7,900 | $178,000 | thousands by filing date | call |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 3,802 | $178,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 4,545 | $178,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 4,813 | $178,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 34,318 | $178,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 10,262 | $178,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 15,250 | $178,000 | thousands by filing date | call |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 8,583 | $177,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 8,625 | $177,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 99,992 | $177,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 24,600 | $177,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 5,233 | $176,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 15,453 | $176,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 14,762 | $176,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 3,600 | $176,000 | thousands by filing date | put |
| KNOLL INC | 498904200 | COM NEW | 8,024 | $176,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 10,978 | $176,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 4,760 | $175,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 5,904 | $175,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 10,914 | $175,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 143,972 | $174,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 2,983 | $174,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 13,445 | $173,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 9,239 | $173,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 11,320 | $172,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 635,800 | $172,000 | thousands by filing date | put |
| K12 INC | 48273U102 | COM | 13,781 | $172,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 3,177 | $172,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 11,827 | $172,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 4,804 | $171,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 11,162 | $170,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 6,279 | $170,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 4,310 | $169,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 12,591 | $169,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 34,220 | $169,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 35,034 | $169,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 7,436 | $168,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 16,726 | $168,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 26,200 | $168,000 | thousands by filing date | put |
| TANGOE INC/CT | 87582Y108 | COM | 23,357 | $168,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 6,836 | $168,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 5,200 | $167,000 | thousands by filing date | call |
| WADDELL & REED FINL INC | 930059100 | CL A | 4,816 | $167,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 123,000 | $167,000 | thousands by filing date | principal |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 81,942 | $167,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 3,676 | $167,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 16,477 | $166,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 14,100 | $166,000 | thousands by filing date | call |
| ELLIS PERRY INTL INC | 288853104 | COM | 7,574 | $166,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,963 | $165,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 6,653 | $165,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 3,476 | $165,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 22,253 | $165,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 8,598 | $165,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 5,159 | $165,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 7,071 | $164,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 51,100 | $164,000 | thousands by filing date | put |
| AMTRUST FINL SVCS INC | 032359309 | COM | 2,600 | $164,000 | thousands by filing date | put |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 6,000 | $164,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 92,500 | $164,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 4,396 | $164,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 4,873 | $163,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 5,582 | $163,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 3,349 | $162,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 3,839 | $162,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 4,300 | $162,000 | thousands by filing date | put |
| MCBC HLDGS INC | 55276F107 | COM | 12,463 | $162,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 8,502 | $161,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 35,140 | $161,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 11,804 | $161,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 21,600 | $160,000 | thousands by filing date | put |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,655 | $160,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 4,400 | $160,000 | thousands by filing date | call |
| HSN INC | 404303109 | COM | 2,787 | $160,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 12,874 | $160,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,942 | $159,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 5,364 | $159,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 10,361 | $159,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 9,750 | $159,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 21,200 | $159,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 10,400 | $158,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,032 | $158,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 4,300 | $158,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 3,700 | $158,000 | thousands by filing date | put |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 2,000 | $158,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 11,730 | $158,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 4,207 | $158,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 3,408 | $157,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 4,388 | $157,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 25,271 | $157,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 44,600 | $157,000 | thousands by filing date | call |
| NETGEAR INC | 64111Q104 | COM | 5,346 | $156,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 3,985 | $156,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 3,300 | $155,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 4,341 | $155,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 15,200 | $155,000 | thousands by filing date | call |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,119 | $154,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 3,980 | $154,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 9,166 | $154,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 8,428 | $153,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 2,178 | $153,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 1,562 | $153,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 22,426 | $153,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 1,300 | $153,000 | thousands by filing date | put |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,500 | $152,000 | thousands by filing date | call |
| ALEXANDERS INC COM | 014752109 | REIT | 407 | $152,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 29,654 | $152,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 15,542 | $152,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 15,222 | $152,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 17,410 | $152,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,300 | $151,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 13,351 | $151,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 9,939 | $151,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 5,501 | $151,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 34,000 | $151,000 | thousands by filing date | call |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 17,274 | $150,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 11,734 | $150,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 7,509 | $150,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 26,768 | $150,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 5,639 | $150,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,300 | $149,000 | thousands by filing date | call |
| CHOICE HOTELS INTL INC | 169905106 | COM | 3,119 | $149,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 9,204 | $149,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 10,306 | $149,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 5,531 | $149,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 8,700 | $149,000 | thousands by filing date | put |
| CIM COML TR CORP | 125525105 | COM | 8,079 | $149,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 6,313 | $148,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 10,700 | $148,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 2,616 | $148,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 238,600 | $148,000 | thousands by filing date | call |
| FRESH MKT INC | 35804H106 | COM | 6,532 | $148,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 166,000 | $148,000 | thousands by filing date | principal |
| WENDYS CO COM | 95058W100 | Stock | 16,997 | $147,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 2,900 | $147,000 | thousands by filing date | call |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 237,800 | $147,000 | thousands by filing date | put |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 2,165 | $147,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 31,888 | $147,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 17,354 | $146,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 10,348 | $146,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 2,186 | $146,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 5,540 | $146,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 10,958 | $146,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 21,128 | $146,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 17,163 | $146,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 5,850 | $146,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 2,533 | $144,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 4,222 | $144,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 2,100 | $144,000 | thousands by filing date | call |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 15,186 | $144,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 19,000 | $144,000 | thousands by filing date | call |
| MGE ENERGY INC | 55277P104 | COM | 3,471 | $143,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,900 | $143,000 | thousands by filing date | call |
| UNIFI INC | 904677200 | COM NEW | 4,801 | $143,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 31,638 | $143,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 11,526 | $143,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 13,800 | $143,000 | thousands by filing date | put |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 5,055 | $142,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 5,097 | $142,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 18,919 | $142,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 22,811 | $141,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 4,793 | $140,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 13,000 | $140,000 | thousands by filing date | put |
| MEDASSETS INC | 584045108 | COM | 7,010 | $140,000 | thousands by filing date | |
| E HOUSE CHINA HOLDINGS LIMIT | G2952TAA1 | DEBT 2.750%12/1 | 150,000 | $140,000 | thousands by filing date | principal |
| NVR INC COM | 62944T105 | Stock | 91 | $139,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,000 | $139,000 | thousands by filing date | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 2,179 | $139,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 3,559 | $139,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 5,100 | $139,000 | thousands by filing date | put |
| TREX CO INC | 89531P105 | COM | 4,118 | $138,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 9,979 | $138,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 11,030 | $138,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 18,247 | $138,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 3,700 | $138,000 | thousands by filing date | call |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 21,326 | $138,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 11,538 | $137,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 159,000 | $137,000 | thousands by filing date | principal |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 130,000 | $137,000 | thousands by filing date | principal |
| EQT CORP COM | 26884L109 | Stock | 2,100 | $136,000 | thousands by filing date | call |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 219,971 | $136,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 2,497 | $136,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 3,700 | $135,000 | thousands by filing date | call |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 1,390 | $135,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 25,696 | $135,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,086 | $135,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 7,683 | $135,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 2,978 | $134,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 19,009 | $134,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 23,998 | $134,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 3,527 | $134,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 7,800 | $134,000 | thousands by filing date | call |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 3,331 | $134,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 2,600 | $133,000 | thousands by filing date | call |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,800 | $133,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 10,857 | $133,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 991 | $133,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 40,113 | $132,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 105,000 | $132,000 | thousands by filing date | principal |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 128,000 | $132,000 | thousands by filing date | principal |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 9,521 | $132,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 22,100 | $132,000 | thousands by filing date | put |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 7,306 | $132,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 5,875 | $132,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 4,100 | $131,000 | thousands by filing date | call |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 7,272 | $131,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 7,098 | $131,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 7,987 | $130,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 3,594 | $130,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 15,893 | $130,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 1,548 | $130,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 5,174 | $129,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 65,700 | $129,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109108 | COM | 7,827 | $129,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 900 | $129,000 | thousands by filing date | put |
| GARRISON CAP INC | 366554103 | COM | 9,407 | $129,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 10,309 | $129,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 14,188 | $129,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 14,756 | $128,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 35,600 | $128,000 | thousands by filing date | put |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 14,790 | $128,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 21,832 | $127,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,300 | $127,000 | thousands by filing date | call |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 125,000 | $127,000 | thousands by filing date | principal |
| ARRIS GROUP INC | 04270V106 | COM | 4,861 | $127,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 21,900 | $126,000 | thousands by filing date | call |
| O-I GLASS, INC. | 690768403 | COM | 6,100 | $126,000 | thousands by filing date | put |
| FORRESTER RESH INC | 346563109 | COM | 3,988 | $125,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 2,469 | $125,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 12,016 | $125,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 142,000 | $125,000 | thousands by filing date | principal |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,743 | $124,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 20,860 | $124,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 7,719 | $124,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 8,637 | $124,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 1,607 | $124,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 5,300 | $124,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 16,216 | $123,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 8,325 | $123,000 | thousands by filing date | call |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 3,765 | $123,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 6,885 | $123,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 11,116 | $123,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 3,005 | $122,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 2,096 | $122,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 9,883 | $121,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 22,600 | $121,000 | thousands by filing date | call |
| EGAIN CORP | 28225C806 | COM NEW | 30,256 | $121,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 10,391 | $121,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 4,466 | $121,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 149,582 | $121,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 5,410 | $121,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 7,685 | $121,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 13,048 | $120,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,856 | $120,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 4,819 | $120,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 3,269 | $119,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 1,073 | $119,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 5,513 | $119,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 8,045 | $119,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 118,000 | $119,000 | thousands by filing date | principal |
| ADECOAGRO S A | L00849106 | COM | 14,903 | $118,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 2,541 | $118,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 4,900 | $118,000 | thousands by filing date | call |
| MARINEMAX INC | 567908108 | COM | 8,314 | $118,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 5,870 | $118,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 8,700 | $118,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 10,536 | $118,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 104,000 | $118,000 | thousands by filing date | principal |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 4,475 | $117,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 2,923 | $117,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 3,914 | $117,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 11,004 | $117,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 43,500 | $117,000 | thousands by filing date | call |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 3,610 | $116,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 8,924 | $116,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 5,457 | $116,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 2,656 | $116,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 1,492 | $115,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 7,478 | $115,000 | thousands by filing date | call |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 9,650 | $115,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1,387 | $115,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 123,000 | $115,000 | thousands by filing date | principal |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 7,923 | $114,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 800 | $114,000 | thousands by filing date | call |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 15,810 | $114,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 8,630 | $114,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 60,125 | $114,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 1,075 | $114,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 8,829 | $113,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 7,683 | $113,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 8,563 | $113,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 17,689 | $113,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 9,952 | $113,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 4,130 | $113,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 8,641 | $112,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 1,521 | $112,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 6,547 | $112,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 2,922 | $112,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 8,300 | $112,000 | thousands by filing date | call |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 8,100 | $112,000 | thousands by filing date | call |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 6,294 | $112,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 31,578 | $112,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 6,752 | $112,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 6,491 | $111,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 40,630 | $111,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 9,533 | $111,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 4,561 | $111,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 15,071 | $111,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 10,548 | $111,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 4,335 | $111,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 6,245 | $111,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 3,712 | $110,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 5,200 | $110,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,937 | $110,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 700 | $110,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 6,100 | $110,000 | thousands by filing date | put |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 10,054 | $110,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 3,716 | $110,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 23,541 | $110,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 8,598 | $110,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,062 | $109,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 5,972 | $109,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 10,732 | $109,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 8,872 | $109,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 5,100 | $108,000 | thousands by filing date | put |
| GLOBAL NET LEASE INC | 379378102 | COM | 11,739 | $108,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 3,656 | $108,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 21,899 | $108,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 10,713 | $108,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 8,366 | $108,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 5,969 | $108,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 9,329 | $108,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 8,038 | $108,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 117,000 | $108,000 | thousands by filing date | principal |
| MASTEC INC COM | 576323109 | Stock | 6,804 | $107,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 2,100 | $107,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 6,708 | $107,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 13,113 | $107,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 15,500 | $107,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 4,781 | $107,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 115,000 | $107,000 | thousands by filing date | principal |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 13,400 | $107,000 | thousands by filing date | put |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,500 | $107,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 3,573 | $107,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 675 | $106,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,397 | $106,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 10,304 | $106,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 3,065 | $106,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 6,200 | $106,000 | thousands by filing date | call |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 54,000 | $106,000 | thousands by filing date | principal |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 17,597 | $106,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 7,965 | $105,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 4,500 | $105,000 | thousands by filing date | call |
| NORDSON CORP | 655663102 | COM | 1,670 | $105,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 7,116 | $105,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 21,260 | $105,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 7,300 | $105,000 | thousands by filing date | call |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 1,652 | $104,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 7,507 | $104,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 16,826 | $104,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 3,534 | $104,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 7,591 | $104,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 17,032 | $103,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,100 | $103,000 | thousands by filing date | put |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,900 | $103,000 | thousands by filing date | put |
| MVC CAPITAL INC | 553829102 | COM | 12,597 | $103,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 11,271 | $103,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 18,605 | $103,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 7,600 | $103,000 | thousands by filing date | put |
| ROUSE PPTYS INC | 779287101 | COM | 6,618 | $103,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,500 | $103,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 4,135 | $102,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 1,939 | $102,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 7,723 | $102,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 3,866 | $102,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 3,536 | $102,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 4,784 | $102,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 906 | $102,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 6,157 | $102,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 98,000 | $102,000 | thousands by filing date | principal |
| NEW GOLD INC CDA | 644535106 | COM | 45,100 | $101,000 | thousands by filing date | call |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 7,755 | $101,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 5,500 | $101,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 1,724 | $101,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 9,556 | $101,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 4,541 | $101,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 373,700 | $101,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 16,800 | $101,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 3,946 | $101,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 5,483 | $101,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 7,651 | $101,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 400 | $100,000 | thousands by filing date | call |
| HNI CORP COM | 404251100 | Stock | 2,332 | $100,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 9,600 | $100,000 | thousands by filing date | put |
| MILLERKNOLL INC | 600544100 | COM | 3,442 | $100,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 3,268 | $100,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 15,475 | $100,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 4,380 | $100,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 14,000 | $99,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 16,100 | $98,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-15-000195 | this filing | 2015-11-13 | acceptance time not in the bulk data set |