13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 7,853 holding rows worth $106,849,433,000.
- Accession
- 0000831001-15-000195
- Filer
- CIK 831001
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 18,418 entries on the cover page, a total value of $106,849,433,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $106,849,433,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCitigroup Private Equity LP028-16666
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 300 | $21,000 | thousands by filing date | call |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 3,682 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 1,578 | $21,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 976 | $21,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 1,184 | $21,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 673 | $21,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,545 | $21,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 16,683 | $21,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 850 | $21,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 1,795 | $21,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 1,573 | $21,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 1,629 | $21,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 6,328 | $21,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 23,600 | $21,000 | thousands by filing date | put |
| FXCM INC | 302693106 | COM | 23,800 | $21,000 | thousands by filing date | call |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 11,924 | $21,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 46,032 | $21,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 339 | $21,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 550 | $21,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 419 | $21,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 2,828 | $21,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 22,200 | $21,000 | thousands by filing date | call |
| HARDINGE INC | 412324303 | COM | 2,314 | $21,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 1,055 | $21,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 604 | $21,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 21,000 | $21,000 | thousands by filing date | principal |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 5,700 | $21,000 | thousands by filing date | |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 510 | $21,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 725 | $20,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,596 | $20,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 400 | $20,000 | thousands by filing date | put |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 607 | $20,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 375 | $20,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 144 | $20,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 1,337 | $20,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,140 | $20,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 700 | $20,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 575 | $20,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 11,400 | $20,000 | thousands by filing date | call |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 1,053 | $20,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,500 | $20,000 | thousands by filing date | put |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,500 | $20,000 | thousands by filing date | call |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 1,423 | $20,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,000 | $20,000 | thousands by filing date | call |
| QLT INC | 746927102 | COMMON STOCK | 7,676 | $20,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 13,000 | $20,000 | thousands by filing date | principal |
| MODEL N INC | 607525102 | COM | 2,003 | $20,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 1,479 | $20,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 18,000 | $20,000 | thousands by filing date | principal |
| ULTRATECH INC | 904034105 | COM | 1,232 | $20,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 1,172 | $20,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 22,553 | $20,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 1,953 | $20,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 27,266 | $20,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 4,036 | $20,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 19,739 | $20,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 1,038 | $20,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 1,963 | $20,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 1,525 | $20,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 2,608 | $20,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 1,829 | $20,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 443 | $19,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 230 | $19,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 553 | $19,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 3,400 | $19,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 800 | $19,000 | thousands by filing date | call |
| MIMEDX GROUP INC | 602496101 | COM | 1,898 | $19,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 1,200 | $19,000 | thousands by filing date | call |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 400 | $19,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 11,228 | $19,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 456 | $19,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 461 | $19,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 1,123 | $19,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 1,201 | $19,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 1,439 | $19,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 1,373 | $19,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 500 | $19,000 | thousands by filing date | put |
| TECH DATA CORP | 878237106 | COM | 276 | $19,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 763 | $19,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 6,296 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 1,000 | $19,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 16,634 | $19,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 1,206 | $19,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 236 | $19,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 4,884 | $19,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 3,712 | $19,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 400 | $19,000 | thousands by filing date | call |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 265 | $19,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 14,000 | $19,000 | thousands by filing date | principal |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 3,045 | $19,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 13,790 | $19,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 2,157 | $19,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 20,000 | $19,000 | thousands by filing date | principal |
| NIMBLE STORAGE INC | 65440R101 | COM | 784 | $19,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 30,000 | $19,000 | thousands by filing date | principal |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 3,000 | $18,000 | thousands by filing date | put |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 600 | $18,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 302 | $18,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 1,500 | $18,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 3,613 | $18,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 3,900 | $18,000 | thousands by filing date | put |
| MAXLINEAR INC | 57776J100 | COM | 1,462 | $18,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 300 | $18,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 728 | $18,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 800 | $18,000 | thousands by filing date | call |
| CUSHING RENAISSANCE FD | 231647108 | COM | 1,210 | $18,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,500 | $18,000 | thousands by filing date | call |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 568 | $18,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 775 | $18,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 465 | $18,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 716 | $18,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 1,000 | $18,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 3,069 | $18,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 274 | $18,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 1,300 | $18,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 1,291 | $18,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 635 | $18,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 12,000 | $18,000 | thousands by filing date | principal |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,963 | $18,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 1,087 | $18,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 22,646 | $18,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 2,260 | $18,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 10,820 | $18,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 1,347 | $18,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 7,875 | $18,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 3,890 | $18,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 716 | $18,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 8,000 | $18,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 1,301 | $18,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 2,096 | $18,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 22,000 | $18,000 | thousands by filing date | principal |
| GREEN BANCORP INC | 39260X100 | COM | 1,534 | $18,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 4,388 | $18,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 300 | $17,000 | thousands by filing date | put |
| FIVE BELOW INC COM | 33829M101 | Stock | 500 | $17,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,100 | $17,000 | thousands by filing date | call |
| ASTRONICS CORP COM | 046433108 | Stock | 417 | $17,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 28,571 | $17,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,790 | $17,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 2,005 | $17,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,500 | $17,000 | thousands by filing date | call |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 563 | $17,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 3,100 | $17,000 | thousands by filing date | put |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 1,494 | $17,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 3,460 | $17,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 600 | $17,000 | thousands by filing date | put |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 1,353 | $17,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 367 | $17,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 1,347 | $17,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 667 | $17,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 1,600 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 1,460 | $17,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 946 | $17,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 8,000 | $17,000 | thousands by filing date | principal |
| TRUECAR INC | 89785L107 | COM | 3,254 | $17,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 700 | $17,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 6,884 | $17,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 858 | $17,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 16,836 | $17,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 2,500 | $17,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 5,954 | $17,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 377 | $17,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 3,050 | $17,000 | thousands by filing date | call |
| REVENUESHARES ADR | 761396605 | ADR FD | 574 | $17,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 1,305 | $17,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 170 | $17,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 18,000 | $17,000 | thousands by filing date | principal |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 10,000 | $17,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 400 | $16,000 | thousands by filing date | call |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,837 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 244 | $16,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 1,500 | $16,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 900 | $16,000 | thousands by filing date | call |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 1,466 | $16,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 2,000 | $16,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 249 | $16,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 1,397 | $16,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 417 | $16,000 | thousands by filing date | call |
| TECHNIPFMC PLC | 30249U101 | COM | 500 | $16,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 957 | $16,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 1,275 | $16,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 329 | $16,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 700 | $16,000 | thousands by filing date | call |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 3,151 | $16,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 566 | $16,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 186 | $16,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 39,200 | $16,000 | thousands by filing date | call |
| Galena Biopharma Inc | 363256108 | COM | 10,226 | $16,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 1,782 | $16,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 1,591 | $16,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 3,300 | $16,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 967 | $16,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 855 | $16,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 2,686 | $16,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 3,954 | $16,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 1,246 | $16,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 1,980 | $16,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 490 | $15,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 400 | $15,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 332 | $15,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 3,995 | $15,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 614 | $15,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 306 | $15,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 97 | $15,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 929 | $15,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 239 | $15,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 1,376 | $15,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 800 | $15,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 755 | $15,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 530 | $15,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 500 | $15,000 | thousands by filing date | put |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,487 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 1,000 | $15,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 2,594 | $15,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 319 | $15,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 1,756 | $15,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 416 | $15,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 5,425 | $15,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 7,001 | $15,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 2,669 | $15,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 1,866 | $15,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 641 | $15,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 1,095 | $15,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 8,117 | $15,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 1,304 | $15,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 731 | $15,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 900 | $15,000 | thousands by filing date | put |
| ION GEOPHYSICAL CORP | 462044108 | COM | 39,362 | $15,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 800 | $15,000 | thousands by filing date | put |
| Cbs Corporation Cl A New | 124857103 | CLA | 347 | $15,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 781 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 500 | $15,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 716 | $15,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 1,400 | $15,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 611 | $15,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 151 | $15,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 892 | $15,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 1,201 | $15,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 1,523 | $15,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S203 | CONV PFD SER A | 900 | $15,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 804 | $15,000 | thousands by filing date | put |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 702 | $15,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 899 | $15,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 992 | $15,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 1,078 | $15,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 283 | $15,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740100 | COM | 1,500 | $15,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 321 | $14,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 470 | $14,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 537 | $14,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 1,892 | $14,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 332 | $14,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 500 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 265 | $14,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 4,826 | $14,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 155 | $14,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 392 | $14,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 802 | $14,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 500 | $14,000 | thousands by filing date | put |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,149 | $14,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,022 | $14,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 1,233 | $14,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 2,178 | $14,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,174 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 295 | $14,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 7,520 | $14,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 492 | $14,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 700 | $14,000 | thousands by filing date | put |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 7,200 | $14,000 | thousands by filing date | put |
| INVACARE CORP | 461203101 | COMMON STOCK | 990 | $14,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 2,900 | $14,000 | thousands by filing date | call |
| SPIRIT AIRLS INC | 848577102 | COM | 300 | $14,000 | thousands by filing date | put |
| AQUA METALS INC | 03837J101 | COM | 2,838 | $14,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 832 | $14,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 900 | $14,000 | thousands by filing date | put |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 680 | $14,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 1,000 | $14,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 6,420 | $14,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 4,306 | $14,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 1,800 | $14,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 1,615 | $14,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 500 | $14,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 110 | $14,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 1,101 | $14,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 998 | $14,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 20,000 | $14,000 | thousands by filing date | principal |
| ROKA BIOSCIENCE INC | 775431109 | COM | 6,988 | $14,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 195 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 285 | $13,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 200 | $13,000 | thousands by filing date | put |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 580 | $13,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 548 | $13,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 84 | $13,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 1,206 | $13,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 1,981 | $13,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 207 | $13,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 807 | $13,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 500 | $13,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 434 | $13,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 1,002 | $13,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 361 | $13,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 235 | $13,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 293 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 300 | $13,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 1,729 | $13,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 971 | $13,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 640 | $13,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 25,100 | $13,000 | thousands by filing date | call |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 2,700 | $13,000 | thousands by filing date | put |
| 2U INC | 90214J101 | COM | 361 | $13,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 900 | $13,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 604 | $13,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 1,959 | $13,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 11,000 | $13,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 1,020 | $13,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 235 | $13,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 2,335 | $13,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 385 | $13,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,000 | $13,000 | thousands by filing date | call |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 14,000 | $13,000 | thousands by filing date | principal |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 924 | $13,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 3,250 | $13,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 1,568 | $13,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 200 | $12,000 | thousands by filing date | call |
| OMNICELL COM COM | 68213N109 | Stock | 393 | $12,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 1,724 | $12,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 400 | $12,000 | thousands by filing date | call |
| CELANESE CORP DEL COM | 150870103 | Stock | 200 | $12,000 | thousands by filing date | put |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,367 | $12,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 2,053 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 270 | $12,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 150 | $12,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 279 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 810 | $12,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 212 | $12,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 1,081 | $12,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 1,122 | $12,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 1,580 | $12,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 300 | $12,000 | thousands by filing date | put |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 248 | $12,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 828 | $12,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 2,906 | $12,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 1,900 | $12,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 800 | $12,000 | thousands by filing date | call |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,400 | $12,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 600 | $12,000 | thousands by filing date | put |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 441 | $12,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 2,300 | $12,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 70,200 | $12,000 | thousands by filing date | call |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 500 | $12,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 2,700 | $12,000 | thousands by filing date | call |
| HIVE | 007786106 | Stock | 2,139 | $12,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 740 | $12,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 4,088 | $12,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 334 | $12,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 516 | $12,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 2,547 | $12,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 26,674 | $12,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 319 | $12,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,000 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 500 | $12,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 11,499 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 278 | $12,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 5,169 | $12,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 700 | $12,000 | thousands by filing date | put |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 794 | $11,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 200 | $11,000 | thousands by filing date | put |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 300 | $11,000 | thousands by filing date | call |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 451 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 232 | $11,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 600 | $11,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 400 | $11,000 | thousands by filing date | put |
| LSB INDS INC | 502160104 | COM | 712 | $11,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 809 | $11,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 1,830 | $11,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 2,000 | $11,000 | thousands by filing date | put |
| TUCOWS INC | 898697206 | COM NEW | 487 | $11,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 206 | $11,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 655 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 422 | $11,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 275 | $11,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 1,015 | $11,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 675 | $11,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1,210 | $11,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 895 | $11,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 13,542 | $11,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 619 | $11,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 1,375 | $11,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 2,000 | $11,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 1,094 | $11,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 2,000 | $11,000 | thousands by filing date | put |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 318 | $11,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 125 | $11,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 826 | $11,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 1,397 | $11,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 900 | $11,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 500 | $11,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 2,928 | $11,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 749 | $11,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 998 | $11,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 734 | $11,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 794 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 633 | $11,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 7,952 | $11,000 | thousands by filing date | put |
| ZOGENIX INC. | 98978L204 | Common Stock | 786 | $11,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 1,006 | $11,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 1,900 | $11,000 | thousands by filing date | call |
| PFENEX INC | 717071104 | COM | 734 | $11,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 2,584 | $11,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 900 | $11,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 1,388 | $11,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 1,204 | $11,000 | thousands by filing date | |
| CODE REBEL CORP | 19200J106 | COM | 1,598 | $11,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K828 | NT GS BLL 3X NEW | 3,243 | $11,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 97 | $10,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 234 | $10,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 406 | $10,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 567 | $10,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 505 | $10,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 225 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 1,000 | $10,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 200 | $10,000 | thousands by filing date | call |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 210 | $10,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 793 | $10,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 533 | $10,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 300 | $10,000 | thousands by filing date | call |
| HORIZON BANCORP IND | 440407104 | COM | 402 | $10,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 898 | $10,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 859 | $10,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 484 | $10,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 745 | $10,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,694 | $10,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 425 | $10,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 1,032 | $10,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 280 | $10,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 751 | $10,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 1,905 | $10,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 1,554 | $10,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 187 | $10,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 3,126 | $10,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 268 | $10,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,600 | $10,000 | thousands by filing date | call |
| VERASTEM INC | 92337C104 | COM | 5,814 | $10,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 4,000 | $10,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 600 | $10,000 | thousands by filing date | call |
| BON-TON STORES INC | 09776J101 | COM | 3,036 | $10,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 646 | $10,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 1,005 | $10,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 859 | $10,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 1,523 | $10,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 1,602 | $10,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 5,100 | $10,000 | thousands by filing date | put |
| Medgenics Inc New | 58436Q203 | COM NEW | 1,324 | $10,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 566 | $10,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 676 | $10,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 1,672 | $10,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 687 | $10,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 10,394 | $10,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 1,305 | $10,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 4,478 | $10,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 4,461 | $10,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 402 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 235 | $10,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 750 | $10,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 181 | $10,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 21,000 | $10,000 | thousands by filing date | call |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 400 | $10,000 | thousands by filing date | call |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 1,497 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 392 | $10,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 1,320 | $10,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 384 | $10,000 | thousands by filing date | |
| ACER THERAPEUTICS INC COM | 68372T301 | Stock | 3,068 | $10,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 344 | $10,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 1,800 | $10,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 10,000 | $10,000 | thousands by filing date | principal |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 608 | $10,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 11,000 | $10,000 | thousands by filing date | principal |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 235 | $10,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 6,200 | $9,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 600 | $9,000 | thousands by filing date | call |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 640 | $9,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 802 | $9,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 918 | $9,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 86 | $9,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 1,267 | $9,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 653 | $9,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 2,034 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 178 | $9,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 582 | $9,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 1,450 | $9,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 593 | $9,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 504 | $9,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 711 | $9,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 431 | $9,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 3,376 | $9,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 600 | $9,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 311 | $9,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 497 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-15-000195 | this filing | 2015-11-13 | acceptance time not in the bulk data set |