13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 7,397 holding rows worth $103,456,763,000.
- Accession
- 0000831001-15-000092
- Filer
- CIK 831001
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 18,472 entries on the cover page, a total value of $103,456,763,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $103,456,763,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCiti Niagra Holdings LLC028-16171
- included managerCitigroup Private Equity LP028-16666
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Lifetime Brands Inc | 53222Q103 | COM | 6,888 | $105,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 7,708 | $105,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 8,104 | $105,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 5,000 | $105,000 | thousands by filing date | call |
| TFS FINL CORP | 87240R107 | COM | 7,072 | $104,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 4,911 | $104,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 1,722 | $104,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 5,882 | $104,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 10,375 | $104,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 8,713 | $104,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 1,582 | $103,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,535 | $103,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 4,554 | $103,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 5,500 | $103,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 13,018 | $103,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 1,819 | $102,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 8,521 | $102,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 4,188 | $102,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 3,957 | $102,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 8,372 | $102,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 4,668 | $101,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 3,033 | $101,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 16,982 | $101,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 8,137 | $101,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 6,255 | $101,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 7,297 | $101,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 2,519 | $100,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 5,120 | $100,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 8,264 | $100,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 2,145 | $100,000 | thousands by filing date | call |
| AFFYMETRIX INC | 00826T108 | COM | 7,920 | $100,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 11,301 | $100,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 8,803 | $100,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 8,320 | $100,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 7,578 | $100,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 6,217 | $100,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 4,000 | $99,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 29,913 | $99,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 6,744 | $99,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 2,337 | $99,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 4,200 | $99,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 5,429 | $98,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 11,275 | $98,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 14,234 | $98,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 6,013 | $98,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 4,738 | $98,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 5,528 | $98,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 6,785 | $97,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 55,900 | $97,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 19,828 | $97,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 2,350 | $97,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 2,027 | $97,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 3,775 | $97,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 4,344 | $97,000 | thousands by filing date | call |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 7,687 | $96,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 3,761 | $96,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 10,939 | $96,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 6,451 | $96,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 15,535 | $96,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 1,729 | $96,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 12,000 | $96,000 | thousands by filing date | call |
| QUIKSILVER INC | 74838C106 | COM | 52,167 | $96,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 12,693 | $96,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 4,915 | $96,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 83,000 | $96,000 | thousands by filing date | principal |
| CELLADON CORP | 15117E107 | Cmn | 5,049 | $96,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 849 | $95,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 5,091 | $95,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 60,000 | $95,000 | thousands by filing date | principal |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 6,739 | $95,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 88,000 | $95,000 | thousands by filing date | principal |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 93,000 | $95,000 | thousands by filing date | principal |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 15,816 | $95,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 10,630 | $95,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 7,922 | $95,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 5,600 | $94,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 10,156 | $94,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 12,251 | $94,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 4,706 | $94,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 6,698 | $94,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,518 | $93,000 | thousands by filing date | put |
| DESTINATION XL GROUP INC | 25065K104 | COM | 18,825 | $93,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 122,500 | $93,000 | thousands by filing date | call |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 74,600 | $93,000 | thousands by filing date | call |
| FRONTLINE LTD | G3682E127 | COM | 41,384 | $93,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 4,101 | $93,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 3,391 | $92,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 6,743 | $92,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 6,023 | $92,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 11,684 | $92,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,034 | $91,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 16,301 | $91,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 9,792 | $91,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,554 | $91,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 49,098 | $91,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 12,740 | $91,000 | thousands by filing date | |
| ARVINMERITOR INC 4.625 | 043353AF8 | NOTE | 90,000 | $91,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 6,805 | $91,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 3,500 | $90,000 | thousands by filing date | call |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 1,641 | $90,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 1,000 | $90,000 | thousands by filing date | call |
| SENOMYX INC | 81724Q107 | COM | 20,316 | $90,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 6,865 | $90,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,157 | $89,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 5,237 | $89,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 1,757 | $89,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 1,211 | $89,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 3,916 | $89,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 5,136 | $89,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 1,472 | $89,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 27,022 | $89,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 7,867 | $89,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 39,800 | $89,000 | thousands by filing date | call |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 32,275 | $89,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 5,027 | $89,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 6,100 | $89,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 9,913 | $89,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 4,355 | $88,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 1,786 | $88,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 21,768 | $88,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 7,991 | $88,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 13,752 | $88,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 3,325 | $88,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 3,292 | $88,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 3,300 | $87,000 | thousands by filing date | put |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 9,907 | $87,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 1,423 | $87,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 2,582 | $87,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 3,561 | $87,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 2,179 | $87,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 3,818 | $87,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 4,814 | $87,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 2,800 | $87,000 | thousands by filing date | put |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 8,000 | $87,000 | thousands by filing date | call |
| CELADON GROUP INC | 150838100 | COM | 3,229 | $87,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 23,591 | $87,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 500 | $86,000 | thousands by filing date | put |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 17,926 | $86,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 800 | $86,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 4,875 | $86,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 3,052 | $86,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 13,154 | $85,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 68,000 | $85,000 | thousands by filing date | principal |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 9,253 | $85,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 7,251 | $85,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 5,200 | $85,000 | thousands by filing date | put |
| XOMA CORP DEL | 98419J107 | COM | 23,297 | $85,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 11,300 | $85,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 102,756 | $85,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 4,504 | $85,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 4,184 | $84,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 6,868 | $84,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 5,675 | $84,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 5,971 | $84,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 16,050 | $84,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 12,493 | $84,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 4,764 | $83,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1,922 | $83,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 9,154 | $83,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 7,873 | $83,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 2,557 | $83,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 5,454 | $83,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 2,501 | $83,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 2,497 | $83,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 2,734 | $83,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 5,436 | $83,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 17,979 | $83,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 3,114 | $83,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 10,745 | $83,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 7,787 | $83,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 15,147 | $83,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 1,799 | $83,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 5,000 | $83,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 3,034 | $83,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 3,573 | $82,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 3,000 | $82,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 5,340 | $82,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 3,200 | $82,000 | thousands by filing date | put |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 5,027 | $82,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 3,602 | $82,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 2,455 | $82,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 1,871 | $82,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 2,376 | $82,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 1,507 | $82,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 22,500 | $82,000 | thousands by filing date | call |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 6,200 | $82,000 | thousands by filing date | call |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 1,599 | $81,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 3,304 | $81,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 3,337 | $81,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 4,221 | $81,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 727 | $81,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 4,723 | $81,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 9,924 | $81,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 2,415 | $81,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 3,095 | $81,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 90,000 | $81,000 | thousands by filing date | principal |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 3,318 | $81,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 6,264 | $81,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 5,115 | $80,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 23,680 | $80,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 96,000 | $80,000 | thousands by filing date | principal |
| Accelerate Diagnostics | 00430H102 | COM | 3,577 | $80,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 2,697 | $80,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 1,025 | $79,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 1,308 | $79,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 520 | $79,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 33,151 | $79,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 4,600 | $79,000 | thousands by filing date | call |
| BANKFINANCIAL CORP | 06643P104 | COM | 5,937 | $79,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 20,000 | $79,000 | thousands by filing date | principal |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 14,189 | $79,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 8,224 | $79,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 8,508 | $79,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 4,475 | $79,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 24,300 | $78,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 8,413 | $78,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 4,926 | $78,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 1,258 | $78,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 7,590 | $78,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 5,814 | $78,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 5,000 | $78,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 1,142 | $78,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 9,772 | $78,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 1,532 | $78,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 3,000 | $78,000 | thousands by filing date | call |
| OPUS BK IRVINE CALIF | 684000102 | COM | 2,534 | $78,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 2,712 | $77,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 5,039 | $77,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 4,811 | $77,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 5,448 | $77,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 6,330 | $77,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 5,288 | $77,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 4,047 | $77,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 1,095 | $76,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,408 | $76,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 1,276 | $76,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 74,000 | $76,000 | thousands by filing date | principal |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 4,103 | $76,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 41,000 | $76,000 | thousands by filing date | principal |
| AH RLTY TR INC | 04208T108 | COM | 7,047 | $75,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 3,035 | $75,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 5,508 | $75,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 10,978 | $75,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 15,379 | $75,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 11,112 | $74,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 900 | $74,000 | thousands by filing date | call |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 712 | $74,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,701 | $74,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 531 | $74,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 3,092 | $74,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 808 | $74,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 2,575 | $74,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 7,554 | $74,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 3,621 | $74,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 4,272 | $74,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 4,900 | $74,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 5,500 | $74,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 6,449 | $74,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 6,941 | $74,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1,730 | $73,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 4,801 | $73,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 7,853 | $73,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 5,265 | $73,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,450 | $73,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 11,822 | $73,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 4,022 | $73,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,506 | $73,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 77,231 | $73,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 39,200 | $73,000 | thousands by filing date | call |
| REALNETWORKS INC | 75605L708 | COM | 10,849 | $73,000 | thousands by filing date | |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 2,750 | $73,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 6,099 | $72,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 3,115 | $72,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 17,374 | $72,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 8,004 | $72,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 29,193 | $72,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 3,048 | $72,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 2,483 | $72,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 3,014 | $72,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 1,396 | $72,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 17,305 | $72,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 19,701 | $71,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 2,353 | $71,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 3,329 | $71,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 7,208 | $71,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 5,133 | $71,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 7,175 | $71,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 4,452 | $71,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 7,672 | $71,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 1,283 | $71,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 14,200 | $71,000 | thousands by filing date | call |
| HARDINGE INC | 412324303 | COM | 6,170 | $71,000 | thousands by filing date | |
| FMSA HLDGS INC | 30255X106 | COM | 9,870 | $71,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 6,338 | $71,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 3,927 | $71,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 3,270 | $70,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 11,287 | $70,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 5,205 | $70,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 1,400 | $70,000 | thousands by filing date | call |
| BROADSOFT INC | 11133B409 | COM | 2,120 | $70,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 4,933 | $70,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 14,091 | $70,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 2,685 | $70,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 10,192 | $70,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 682 | $69,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 3,609 | $69,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 3,300 | $69,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 2,498 | $69,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 163,700 | $69,000 | thousands by filing date | call |
| CONSTANT CONTACT INC | 210313102 | COM | 1,828 | $69,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 517 | $69,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 2,057 | $68,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 9,572 | $68,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 38,729 | $68,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 2,346 | $68,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 2,706 | $68,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 3,449 | $68,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 3,790 | $68,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 27,430 | $68,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 2,678 | $68,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 3,353 | $68,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 7,868 | $68,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 5,668 | $67,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 3,513 | $67,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 555 | $67,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 8,081 | $67,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 1,694 | $67,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 3,988 | $67,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 5,733 | $67,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 2,732 | $67,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 7,816 | $67,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 61,120 | $67,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 8,711 | $67,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 12,275 | $67,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 5,920 | $67,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 2,438 | $67,000 | thousands by filing date | call |
| AMYRIS INC | 03236M101 | COM | 28,097 | $67,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 8,638 | $67,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 5,905 | $67,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 6,570 | $67,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 10,446 | $66,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 3,063 | $66,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 9,456 | $66,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 711 | $66,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 6,302 | $66,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 4,472 | $66,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 1,344 | $66,000 | thousands by filing date | call |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 64,000 | $66,000 | thousands by filing date | principal |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 40,000 | $66,000 | thousands by filing date | principal |
| ROUSE PPTYS INC | 779287101 | COM | 3,436 | $66,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 19,568 | $66,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 4,507 | $66,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 64,000 | $66,000 | thousands by filing date | principal |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 12,590 | $66,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 3,633 | $66,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 2,100 | $65,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 1,286 | $65,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,539 | $65,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 8,348 | $65,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 3,409 | $65,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 3,188 | $65,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 1,810 | $65,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 5,266 | $65,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 56,000 | $65,000 | thousands by filing date | principal |
| BEBE STORES INC | 075571109 | COM | 18,159 | $65,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 1,774 | $65,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 55,000 | $65,000 | thousands by filing date | principal |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 384 | $64,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 2,814 | $64,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 2,311 | $64,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 4,334 | $64,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 2,771 | $64,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 3,083 | $64,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 1,548 | $64,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 3,657 | $64,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 4,884 | $64,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 7,723 | $64,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,301 | $64,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 1,971 | $64,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 1,942 | $64,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 5,288 | $64,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 1,815 | $64,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 3,900 | $63,000 | thousands by filing date | put |
| BANCORP INC DEL | 05969A105 | COM | 7,001 | $63,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 3,367 | $63,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 3,475 | $63,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 14,225 | $63,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 1,740 | $63,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 2,823 | $63,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 2,234 | $63,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 12,275 | $63,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 3,151 | $63,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 2,235 | $62,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 3,249 | $62,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,800 | $62,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,391 | $62,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 8,624 | $62,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 5,000 | $62,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,677 | $62,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 1,249 | $62,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 5,694 | $62,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 11,585 | $62,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 930 | $62,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 6,054 | $62,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 7,781 | $62,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 2,901 | $62,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 713 | $62,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 4,212 | $62,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 64,000 | $62,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 2,382 | $62,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 162,000 | $62,000 | thousands by filing date | call |
| DOT HILL SYS CORP | 25848T109 | COM | 11,673 | $62,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 2,670 | $62,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 2,349 | $62,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 5,255 | $62,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 1,975 | $62,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 4,700 | $61,000 | thousands by filing date | put |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 3,881 | $61,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 1,821 | $61,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 1,281 | $61,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 9,296 | $61,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 2,604 | $61,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,052 | $61,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 954 | $61,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1,210 | $61,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 5,218 | $61,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 2,742 | $61,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 9,000 | $61,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 6,006 | $61,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 4,629 | $61,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 2,638 | $61,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 593 | $61,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 53,000 | $61,000 | thousands by filing date | principal |
| CUMULUS MEDIA INC | 231082108 | CL A | 24,876 | $61,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 3,383 | $61,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 3,827 | $61,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 8,539 | $61,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 31,000 | $61,000 | thousands by filing date | principal |
| BLUEBIRD BIO INC | 09609G100 | COM | 500 | $60,000 | thousands by filing date | put |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 6,767 | $60,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 2,992 | $60,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 3,267 | $60,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 3,402 | $60,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 12,160 | $60,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 26,105 | $60,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 2,498 | $60,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 6,927 | $60,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 3,992 | $60,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 657 | $60,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 3,576 | $60,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 57,000 | $60,000 | thousands by filing date | principal |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 4,650 | $59,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,752 | $59,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 3,043 | $59,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 8,400 | $59,000 | thousands by filing date | put |
| ENDOCYTE INC | 29269A102 | COM | 9,436 | $59,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 3,870 | $59,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 1,849 | $59,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 7,156 | $59,000 | thousands by filing date | |
| EURONAV NV ANTWERPEN | B38564124 | SHS TEMP | 4,915 | $59,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 74,000 | $59,000 | thousands by filing date | principal |
| SUN BANCORP INC | 86663B201 | COM NEW | 3,119 | $59,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 1,834 | $58,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 5,238 | $58,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,243 | $58,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 3,871 | $58,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 3,388 | $58,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 11,550 | $58,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 1,100 | $58,000 | thousands by filing date | put |
| BLYTH INC | 09643P207 | COM NEW | 7,600 | $58,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 5,149 | $58,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 6,100 | $58,000 | thousands by filing date | put |
| CIENA CORP | 171779AE1 | NOTE | 58,000 | $58,000 | thousands by filing date | principal |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 639 | $58,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 2,481 | $57,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 8,021 | $57,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 2,216 | $57,000 | thousands by filing date | |
| REMY INTL INC NEW | 75971M108 | COM | 2,586 | $57,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 2,903 | $57,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 1,397 | $56,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 1,212 | $56,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 7,408 | $56,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 2,890 | $56,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 2,295 | $56,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 3,577 | $56,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 3,930 | $56,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 1,661 | $56,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 2,270 | $56,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 56,000 | $56,000 | thousands by filing date | principal |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 6,607 | $55,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 2,858 | $55,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 2,787 | $55,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 57,000 | $55,000 | thousands by filing date | principal |
| CRAY INC | 225223304 | COM NEW | 1,924 | $55,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 1,168 | $55,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 2,404 | $55,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 15,686 | $55,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 2,153 | $55,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,149 | $54,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 3,743 | $54,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-15-000092 | this filing | 2015-05-14 | acceptance time not in the bulk data set |