13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 7,397 holding rows worth $103,456,763,000.
- Accession
- 0000831001-15-000092
- Filer
- CIK 831001
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 18,472 entries on the cover page, a total value of $103,456,763,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $103,456,763,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCiti Niagra Holdings LLC028-16171
- included managerCitigroup Private Equity LP028-16666
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 3,003 | $54,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 1,699 | $54,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 15,293 | $54,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 1,030 | $54,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 2,778 | $54,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 3,023 | $54,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 4,448 | $54,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 55,000 | $54,000 | thousands by filing date | principal |
| STANTEC INC COM | 85472N109 | Stock | 2,220 | $53,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 2,567 | $53,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 2,089 | $53,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 2,602 | $53,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 2,000 | $53,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 2,717 | $53,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 6,173 | $53,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 3,656 | $53,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 1,756 | $53,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 2,247 | $52,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 2,167 | $52,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 7,343 | $52,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 2,125 | $52,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 6,153 | $52,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 1,789 | $52,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 2,230 | $52,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 679 | $51,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 2,269 | $51,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 1,554 | $51,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,079 | $51,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 3,805 | $51,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 2,493 | $51,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 9,627 | $51,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 8,053 | $51,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 2,085 | $51,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 4,267 | $51,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 5,055 | $51,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 6,629 | $51,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 9,053 | $51,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 27,072 | $51,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP | 14056V113 | W | 49,000 | $51,000 | thousands by filing date | call |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 2,330 | $50,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 4,275 | $50,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 2,176 | $50,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 13,461 | $50,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 3,948 | $50,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 7,462 | $50,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 48,000 | $50,000 | thousands by filing date | principal |
| DWS Mun Income Tr | 25160C106 | COM | 3,600 | $50,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,142 | $49,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 40 | $49,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 700 | $49,000 | thousands by filing date | call |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 1,109 | $49,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 2,454 | $49,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 38,000 | $49,000 | thousands by filing date | principal |
| ASHFORD INC | 044104107 | COM | 417 | $49,000 | thousands by filing date | |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 22,000 | $49,000 | thousands by filing date | principal |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 534 | $48,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 3,133 | $48,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 4,750 | $48,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 1,622 | $48,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 2,565 | $48,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 859 | $48,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 2,238 | $48,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 2,818 | $48,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 8,119 | $48,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 2,903 | $48,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 2,520 | $48,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 7,144 | $48,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 1,222 | $48,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 3,131 | $48,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,405 | $47,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 902 | $47,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 4,485 | $47,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 1,435 | $47,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 1,716 | $47,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 3,000 | $47,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 1,082 | $47,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 3,846 | $47,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 3,497 | $47,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 1,623 | $47,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 1,280 | $47,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 1,470 | $46,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 1,613 | $46,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 718 | $46,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 2,293 | $46,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 2,194 | $46,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 3,307 | $46,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 3,194 | $46,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 1,425 | $46,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 2,807 | $46,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 18,524 | $46,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 4,527 | $46,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 9,334 | $46,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 8,422 | $46,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 3,143 | $46,000 | thousands by filing date | |
| LEVY ACQUISITION CORP-CW18 | 52748T112 | W | 11,200 | $46,000 | thousands by filing date | call |
| TRINET GROUP INC COM | 896288107 | Stock | 1,297 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 743 | $45,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 238 | $45,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 3,208 | $45,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 2,580 | $45,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 2,046 | $45,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 4,300 | $45,000 | thousands by filing date | call |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 2,131 | $45,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 2,430 | $45,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 10,027 | $45,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 2,988 | $45,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 14,762 | $45,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 416 | $44,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 3,830 | $44,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 750 | $44,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 1,575 | $44,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 3,432 | $44,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 22,819 | $44,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 5,042 | $44,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 3,108 | $44,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 2,353 | $44,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 641 | $44,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 1,989 | $44,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 2,202 | $44,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 6,066 | $43,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 1,805 | $43,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 5,385 | $43,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 953 | $43,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 2,507 | $43,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 2,268 | $43,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 8,393 | $43,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 7,014 | $43,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 21,000 | $43,000 | thousands by filing date | principal |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 5,060 | $43,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 3,359 | $43,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 3,522 | $43,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 5,571 | $43,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 650 | $42,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 900 | $42,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 2,136 | $42,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 2,851 | $42,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 600 | $42,000 | thousands by filing date | put |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 2,954 | $42,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 3,400 | $42,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 1,000 | $42,000 | thousands by filing date | call |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 684 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 570 | $42,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 2,133 | $42,000 | thousands by filing date | call |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 22,640 | $42,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 5,675 | $42,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 4,642 | $42,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 952 | $42,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 4,760 | $42,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 349 | $42,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 11,096 | $42,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 4,097 | $42,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 4,266 | $41,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 729 | $41,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 2,322 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 1,625 | $41,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 2,114 | $41,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 3,637 | $41,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 11,013 | $41,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 5,019 | $41,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 1,194 | $41,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 2,479 | $41,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 1,042 | $41,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 968 | $40,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 725 | $40,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 2,560 | $40,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,204 | $40,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 2,390 | $40,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 2,051 | $40,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1,727 | $40,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 4,147 | $40,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 1,554 | $40,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 1,329 | $40,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 3,720 | $40,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,200 | $40,000 | thousands by filing date | call |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 39,000 | $40,000 | thousands by filing date | principal |
| NEW YORK & CO INC | 649295102 | COM | 15,927 | $40,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 35,000 | $40,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 2,587 | $40,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 1,392 | $40,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 1,000 | $40,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 3,231 | $40,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 2,795 | $39,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 2,188 | $39,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 2,481 | $39,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 862 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,021 | $39,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 4,675 | $39,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,375 | $39,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 2,000 | $39,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 2,000 | $39,000 | thousands by filing date | put |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 1,970 | $39,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 18,314 | $39,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 1,272 | $39,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 9,824 | $39,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 300 | $39,000 | thousands by filing date | call |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,881 | $39,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 11,137 | $39,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 2,247 | $39,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 4,233 | $39,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 2,195 | $39,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 33,000 | $39,000 | thousands by filing date | principal |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 980 | $39,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 2,067 | $38,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 3,146 | $38,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 2,818 | $38,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 4,647 | $38,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 1,712 | $38,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 15,674 | $38,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 10,000 | $38,000 | thousands by filing date | put |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 1,552 | $38,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,022 | $38,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 2,720 | $38,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 773 | $38,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 2,400 | $38,000 | thousands by filing date | put |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 2,971 | $38,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 5,819 | $37,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 2,600 | $37,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 2,318 | $37,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 2,089 | $37,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 3,490 | $37,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 6,149 | $37,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 800 | $37,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 1,488 | $37,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 27,039 | $37,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 2,787 | $37,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 9,068 | $37,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 5,489 | $37,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 8,148 | $37,000 | thousands by filing date | |
| INTEROIL CORP | 460951AC0 | NOTE 2.750%11/1 | 37,000 | $37,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 30,000 | $37,000 | thousands by filing date | principal |
| UCP INC - CL A | 90265Y106 | Common Stock | 4,196 | $37,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 2,025 | $37,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 336 | $36,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 485 | $36,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 700 | $36,000 | thousands by filing date | put |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 2,272 | $36,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 448 | $36,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 1,437 | $36,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 3,705 | $36,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 7,270 | $36,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 3,564 | $36,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 2,828 | $36,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 5,790 | $36,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 2,379 | $36,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 628 | $36,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 18,963 | $36,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 1,972 | $36,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 1,237 | $36,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 8,589 | $36,000 | thousands by filing date | put |
| RSP PERMIAN INC | 74978Q105 | COM | 1,443 | $36,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 2,176 | $36,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 2,562 | $36,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 20,000 | $36,000 | thousands by filing date | principal |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 7,700 | $35,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 875 | $35,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 912 | $35,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,176 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1,119 | $35,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 8,522 | $35,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 975 | $35,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 1,209 | $35,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 1,440 | $35,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 1,565 | $35,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 4,866 | $35,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 2,837 | $35,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 14,099 | $35,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 6,250 | $35,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 200 | $34,000 | thousands by filing date | call |
| ADECOAGRO S A | L00849106 | COM | 3,368 | $34,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 3,892 | $34,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 3,180 | $34,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 3,100 | $34,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 1,365 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 1,875 | $34,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 611 | $34,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 6,628 | $34,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 436 | $34,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 1,256 | $34,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 1,324 | $34,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 10,771 | $34,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 920 | $34,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 4,186 | $34,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 2,468 | $34,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 30,000 | $34,000 | thousands by filing date | principal |
| OPOWER INC | 68375Y109 | COM | 3,433 | $34,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 646 | $33,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 884 | $33,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 2,528 | $33,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 2,376 | $33,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 731 | $33,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 1,858 | $33,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 4,182 | $33,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 1,965 | $33,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 1,490 | $33,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 1,389 | $33,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 10,612 | $33,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 1,527 | $33,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 2,900 | $33,000 | thousands by filing date | put |
| INVACARE CORP | 461203101 | COMMON STOCK | 1,699 | $33,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 1,233 | $33,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 1,050 | $33,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 492 | $33,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 900 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,100 | $32,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 1,812 | $32,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 748 | $32,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 2,187 | $32,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 6,000 | $32,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 1,641 | $32,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 1,985 | $32,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 600 | $32,000 | thousands by filing date | call |
| Vale Sa | 91912E204 | COM | 6,731 | $32,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,600 | $32,000 | thousands by filing date | call |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 1,059 | $32,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 8,800 | $32,000 | thousands by filing date | put |
| NEOPHOTONICS CORP | 64051T100 | COM | 4,634 | $32,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 3,239 | $32,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 976 | $32,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 3,200 | $32,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 769 | $31,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 1,035 | $31,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 20,636 | $31,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 3,752 | $31,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 1,974 | $31,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 14,851 | $31,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 2,524 | $31,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 3,000 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 552 | $31,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 1,789 | $31,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 12,480 | $31,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 20,327 | $31,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 2,873 | $31,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 1,776 | $31,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S203 | CONV PFD SER A | 1,600 | $31,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 3,690 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 266 | $30,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,081 | $30,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 3,087 | $30,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 6,130 | $30,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 1,944 | $30,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 2,076 | $30,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 527 | $30,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 1,841 | $30,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 1,361 | $30,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 2,423 | $30,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 5,803 | $30,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 10,334 | $30,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 2,055 | $30,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 7,707 | $30,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 5,301 | $30,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 2,032 | $30,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 22,212 | $30,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 2,529 | $30,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 1,933 | $30,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 742 | $30,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 270 | $30,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 948 | $29,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 1,400 | $29,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 3,020 | $29,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 5,178 | $29,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 3,815 | $29,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 1,935 | $29,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 1,059 | $29,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 3,248 | $29,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 596 | $29,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 1,062 | $29,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 1,249 | $29,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 10,000 | $29,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 3,848 | $29,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 3,376 | $29,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 5,917 | $29,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 84 | $29,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 2,086 | $29,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 10,508 | $29,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 2,112 | $29,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 3,500 | $29,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 1,668 | $29,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 452 | $29,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 817 | $29,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 7,321 | $29,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 817 | $29,000 | thousands by filing date | |
| MECOX LANE LIMITED | 58403M201 | SPON ADR REP 35 | 9,000 | $29,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 5,151 | $29,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 2,059 | $28,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 1,085 | $28,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 655 | $28,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 2,172 | $28,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 3,322 | $28,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 1,133 | $28,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 502 | $28,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 3,114 | $28,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 3,800 | $28,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 4,483 | $28,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 845 | $28,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 779 | $28,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 3,123 | $28,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 28,000 | $28,000 | thousands by filing date | principal |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 1,136 | $28,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 1,081 | $28,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,150 | $28,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 1,999 | $28,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 24,000 | $28,000 | thousands by filing date | principal |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 10,000 | $28,000 | thousands by filing date | principal |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 552 | $27,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 4,511 | $27,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 1,818 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 497 | $27,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 2,073 | $27,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 2,562 | $27,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,754 | $27,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 2,506 | $27,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 2,659 | $27,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 3,618 | $27,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 1,151 | $27,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 1,092 | $27,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 668 | $27,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 2,378 | $27,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,479 | $27,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 2,317 | $27,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 533 | $27,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 741 | $27,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 2,283 | $27,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 141 | $27,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 18,787 | $27,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 1,656 | $27,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 6,952 | $27,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 1,296 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 1,290 | $27,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 895 | $27,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 2,797 | $27,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 626 | $27,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 1,371 | $27,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 14,712 | $27,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 2,028 | $26,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,832 | $26,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 1,650 | $26,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 951 | $26,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 1,852 | $26,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 1,189 | $26,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,412 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 517 | $26,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 676 | $26,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 644 | $26,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 6,706 | $26,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 1,000 | $26,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 3,351 | $26,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 3,949 | $26,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 26,000 | $26,000 | thousands by filing date | principal |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 3,800 | $26,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 2,713 | $26,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 2,804 | $26,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 13,900 | $26,000 | thousands by filing date | put |
| Galena Biopharma Inc | 363256108 | COM | 18,398 | $26,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 1,055 | $26,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 221 | $26,000 | thousands by filing date | |
| BLACKROCK PA STRATEGIC MUN T | 09248R103 | COM | 2,002 | $26,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 551 | $26,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 775 | $26,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 1,777 | $25,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 708 | $25,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 442 | $25,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 3,290 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 143 | $25,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 530 | $25,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 614 | $25,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 5,806 | $25,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 1,557 | $25,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 784 | $25,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 872 | $25,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 424 | $25,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 1,041 | $25,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 155 | $25,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 2,226 | $25,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 2,124 | $25,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 1,708 | $25,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D571 | EXCHANGE TRADED | 11,205 | $25,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 24,000 | $25,000 | thousands by filing date | principal |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 421 | $25,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 1,015 | $25,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 1,930 | $25,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 691 | $25,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 7,148 | $25,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 7,364 | $25,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 4,439 | $25,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 2,837 | $25,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 1,000 | $25,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 1,516 | $25,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 1,921 | $25,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 25,000 | $25,000 | thousands by filing date | principal |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 1,313 | $25,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 1,371 | $25,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 10,416 | $25,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 1,785 | $24,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 700 | $24,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 881 | $24,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 1,547 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 478 | $24,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 381 | $24,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 200 | $24,000 | thousands by filing date | call |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 355 | $24,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-15-000092 | this filing | 2015-05-14 | acceptance time not in the bulk data set |