13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 7,397 holding rows worth $103,456,763,000.
- Accession
- 0000831001-15-000092
- Filer
- CIK 831001
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 18,472 entries on the cover page, a total value of $103,456,763,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $103,456,763,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCiti Niagra Holdings LLC028-16171
- included managerCitigroup Private Equity LP028-16666
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 13,609 | $379,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 47,866 | $379,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 12,270 | $378,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 25,336 | $378,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 26,934 | $378,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 18,964 | $377,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 15,093 | $377,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 3,499 | $376,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 8,572 | $375,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 28,511 | $375,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 6,868 | $375,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 69,400 | $374,000 | thousands by filing date | call |
| VALHI INC NEW | 918905100 | COM | 60,122 | $374,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 6,068 | $372,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 19,937 | $372,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 23,909 | $370,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 26,767 | $370,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 6,028 | $370,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 24,300 | $370,000 | thousands by filing date | call |
| SMART & FINAL STORES INC | 83190B101 | COM | 21,040 | $370,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 7,940 | $368,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 13,202 | $368,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 14,246 | $367,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 2,100 | $366,000 | thousands by filing date | call |
| MARZETTI COMPANY | 513847103 | COM | 3,853 | $366,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 19,439 | $366,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 7,062 | $365,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 32,413 | $364,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 23,100 | $364,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 17,400 | $364,000 | thousands by filing date | put |
| NEWPORT CORP | 651824104 | COM | 19,110 | $364,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 8,679 | $363,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 6,359 | $363,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 41,100 | $363,000 | thousands by filing date | put |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 27,300 | $363,000 | thousands by filing date | put |
| OPHTHOTECH CORP | 683745103 | COM | 7,817 | $363,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 9,026 | $362,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 39,014 | $362,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 32,400 | $360,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 135,000 | $360,000 | thousands by filing date | put |
| LHC GROUP | 50187A107 | COM | 10,865 | $359,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 11,029 | $359,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 33,996 | $359,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 7,058 | $359,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 347,000 | $358,000 | thousands by filing date | principal |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 11,351 | $357,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 35,555 | $357,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 21,094 | $357,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 47,320 | $356,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 9,300 | $355,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 4,316 | $355,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 7,746 | $355,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 13,111 | $354,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 9,787 | $353,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 21,916 | $352,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 15,100 | $352,000 | thousands by filing date | put |
| SASOL LTD | 803866300 | SPONSORED ADR | 10,346 | $351,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 10,908 | $351,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 10,752 | $350,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 16,627 | $350,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 18,043 | $349,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 9,088 | $349,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 12,794 | $349,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 8,769 | $349,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 13,200 | $348,000 | thousands by filing date | put |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 13,563 | $347,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 17,136 | $347,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 57,759 | $347,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 8,938 | $347,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 4,418 | $347,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 346,285 | $347,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 7,918 | $347,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 10,514 | $346,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 7,040 | $346,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 46,968 | $346,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 6,842 | $345,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 6,453 | $344,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 5,800 | $343,000 | thousands by filing date | call |
| CASH AMER INTL INC | 14754D100 | COM | 14,721 | $343,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 364,000 | $343,000 | thousands by filing date | principal |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 3,747 | $342,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 14,218 | $342,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 3,870 | $341,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 23,551 | $341,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 28,100 | $340,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 229,000 | $339,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 18,310 | $338,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 20,257 | $338,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 35,641 | $337,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 10,190 | $336,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 6,048 | $336,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 13,969 | $336,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 14,727 | $336,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 8,917 | $336,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 31,425 | $336,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 21,326 | $335,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 58,552 | $335,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 20,191 | $334,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 3,838 | $334,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 20,991 | $334,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 3,600 | $333,000 | thousands by filing date | put |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 36,144 | $333,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 12,669 | $332,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 6,432 | $332,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 25,773 | $332,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 6,300 | $331,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 9,357 | $331,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 5,546 | $331,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 15,500 | $331,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 25,972 | $331,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 7,523 | $330,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 18,888 | $330,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 12,387 | $330,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 6,331 | $330,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 18,282 | $329,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 30,320 | $329,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 41,300 | $329,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,456 | $327,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 6,337 | $326,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 6,594 | $326,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 22,796 | $326,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 135,086 | $326,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 7,143 | $325,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 7,978 | $324,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 19,873 | $324,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 10,200 | $323,000 | thousands by filing date | call |
| KITE PHARMA INC | 49803L109 | COM | 5,600 | $323,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 29,299 | $322,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 12,182 | $322,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 7,028 | $320,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 13,168 | $319,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 13,397 | $319,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 28,800 | $318,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 7,339 | $318,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 250,000 | $318,000 | thousands by filing date | principal |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 26,053 | $317,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 3,179 | $316,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 15,015 | $316,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 12,523 | $316,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 19,700 | $316,000 | thousands by filing date | call |
| FRED S INC CLASS A | 356108100 | COM | 18,368 | $314,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 11,275 | $312,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 4,857 | $312,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 295,000 | $312,000 | thousands by filing date | principal |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 7,982 | $311,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 2,743 | $310,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 7,100 | $309,000 | thousands by filing date | put |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 15,659 | $309,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 92,100 | $309,000 | thousands by filing date | call |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 248,000 | $309,000 | thousands by filing date | principal |
| CHEMED CORP NEW | 16359R103 | COM | 2,581 | $308,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 7,392 | $308,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 7,111 | $307,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 4,688 | $307,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 47,363 | $307,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 15,000 | $306,000 | thousands by filing date | put |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 6,041 | $306,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 10,262 | $306,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 15,201 | $304,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 67,300 | $304,000 | thousands by filing date | call |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 20,629 | $303,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 273,000 | $303,000 | thousands by filing date | principal |
| INSULET CORP COM | 45784P101 | Stock | 8,995 | $300,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 12,620 | $300,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 59,600 | $300,000 | thousands by filing date | put |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 32,860 | $299,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 7,484 | $299,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 6,200 | $298,000 | thousands by filing date | put |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 43,436 | $298,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 8,029 | $298,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 27,436 | $297,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 72 | $297,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 6,522 | $297,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 5,924 | $297,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 2,117 | $297,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 164,847 | $297,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 2,617 | $296,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 31,447 | $296,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 11,419 | $296,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 5,300 | $295,000 | thousands by filing date | put |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 10,248 | $295,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 32,726 | $295,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 14,993 | $295,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 294,000 | $295,000 | thousands by filing date | principal |
| AVG TECHNOLOGIES | N07831105 | SHS | 13,568 | $295,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 9,840 | $295,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 14,856 | $294,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 82,600 | $294,000 | thousands by filing date | put |
| GENCORP INC | 368682100 | COM | 12,661 | $294,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 3,500 | $292,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 6,615 | $292,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 17,100 | $292,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 2,600 | $291,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 57,000 | $291,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 22,900 | $290,000 | thousands by filing date | call |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 9,104 | $290,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 5,666 | $290,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 18,724 | $290,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 21,732 | $289,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 7,663 | $288,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3,397 | $288,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 6,147 | $288,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 9,289 | $287,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 9,523 | $287,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 16,401 | $287,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 31,900 | $287,000 | thousands by filing date | put |
| ENDO INTL PLC | G30401106 | SHS | 3,200 | $287,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 31,674 | $286,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 12,983 | $286,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 11,040 | $286,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 4,235 | $285,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 9,347 | $285,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 18,000 | $285,000 | thousands by filing date | call |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 16,700 | $285,000 | thousands by filing date | put |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 7,790 | $284,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 5,023 | $284,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 20,003 | $283,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 17,383 | $283,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 4,285 | $282,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 6,857 | $282,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 6,618 | $282,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 10,985 | $282,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 8,071 | $281,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 4,667 | $281,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 37,973 | $281,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 29,204 | $281,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 103,729 | $281,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 19,947 | $280,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 12,700 | $280,000 | thousands by filing date | call |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 7,291 | $280,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 12,807 | $280,000 | thousands by filing date | call |
| NEW SR INVT GROUP INC | 648691103 | COM | 16,732 | $279,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 9,605 | $278,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 6,310 | $278,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 4,173 | $278,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 3,066 | $277,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 5,661 | $277,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 14,600 | $277,000 | thousands by filing date | put |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 9,656 | $276,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 13,994 | $276,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 3,000 | $276,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 5,000 | $275,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 23,630 | $275,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 7,503 | $275,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 32,436 | $275,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 45,877 | $275,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 7,874 | $274,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 39,215 | $274,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 2,841 | $274,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 9,877 | $273,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,800 | $273,000 | thousands by filing date | call |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 4,203 | $273,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 130,600 | $272,000 | thousands by filing date | call |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 6,638 | $272,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 45,768 | $272,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 10,359 | $272,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 19,600 | $272,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 10,575 | $271,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 16,253 | $271,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 5,025 | $271,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 31,274 | $271,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 55,018 | $270,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 17,604 | $270,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 10,940 | $269,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 3,675 | $268,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 31,519 | $268,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 22,498 | $268,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 21,895 | $268,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 24,340 | $267,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 50,000 | $267,000 | thousands by filing date | call |
| LinnCo, LLC | 535782106 | LTD | 27,800 | $266,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 88,800 | $265,000 | thousands by filing date | put |
| OXFORD INDS INC | 691497309 | COM | 3,508 | $265,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 12,691 | $265,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 5,916 | $265,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 35,798 | $265,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 27,095 | $264,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 31,835 | $264,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 6,505 | $264,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 3,900 | $263,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 28,430 | $263,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 58,309 | $263,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 8,244 | $262,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 5,266 | $262,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 34,966 | $262,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 45,010 | $262,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 7,452 | $261,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 3,624 | $261,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 2,344 | $261,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 9,454 | $261,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 14,296 | $260,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 116,200 | $260,000 | thousands by filing date | put |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 3,180 | $259,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 10,603 | $259,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 9,949 | $259,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 5,871 | $258,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 5,227 | $258,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 14,500 | $258,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 11,109 | $258,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 7,572 | $257,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 40,724 | $257,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 6,630 | $256,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 4,842 | $255,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 10,804 | $255,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 10,316 | $255,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 5,000 | $254,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 85,420 | $254,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 9,922 | $254,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 25,555 | $254,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 13,424 | $254,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 3,369 | $254,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 29,996 | $253,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 7,838 | $253,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 10,967 | $253,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 32,084 | $253,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 36,731 | $253,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 15,746 | $253,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 7,747 | $252,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 7,677 | $252,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 8,695 | $252,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,745 | $251,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 15,031 | $251,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 2,626 | $251,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 62,409 | $250,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 16,424 | $250,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 12,888 | $250,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 5,346 | $250,000 | thousands by filing date | put |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 17,181 | $250,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 4,857 | $249,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 18,547 | $249,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 13,172 | $249,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 11,812 | $249,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 6,293 | $248,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 13,006 | $247,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 15,852 | $247,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 7,423 | $246,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 6,870 | $246,000 | thousands by filing date | call |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 5,232 | $246,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 5,255 | $245,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 9,234 | $245,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 4,268 | $245,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 6,314 | $245,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 55,225 | $245,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 29,800 | $245,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 1,000,500 | $245,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 9,590 | $245,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 5,078 | $245,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 5,625 | $244,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 7,840 | $244,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 7,300 | $244,000 | thousands by filing date | call |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 14,987 | $243,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 15,560 | $243,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 4,067 | $243,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 4,429 | $243,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 7,155 | $243,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 12,902 | $242,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 5,557 | $242,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 6,690 | $242,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,782 | $241,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 13,218 | $241,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 16,800 | $241,000 | thousands by filing date | put |
| OMNICARE | 681904AQ1 | NOTE3 | 198,000 | $241,000 | thousands by filing date | principal |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,728 | $240,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,292 | $240,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 15,924 | $240,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 8,570 | $240,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 6,209 | $240,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 8,589 | $240,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 15,370 | $240,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 19,216 | $239,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 11,325 | $239,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 2,873 | $239,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 16,152 | $239,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 19,821 | $239,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 30,637 | $239,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 11,261 | $239,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 14,061 | $238,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 11,804 | $237,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 13,579 | $237,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 16,896 | $237,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 79,008 | $237,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 22,000 | $237,000 | thousands by filing date | call |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 4,533 | $236,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 20,332 | $236,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 3,617 | $236,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,722 | $235,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 18,200 | $235,000 | thousands by filing date | call |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,739 | $235,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 6,800 | $235,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 2,739 | $235,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 37,855 | $235,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 17,500 | $235,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 11,000 | $235,000 | thousands by filing date | call |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 29,942 | $235,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 7,514 | $235,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 187,900 | $235,000 | thousands by filing date | put |
| GSI GROUP INC | 36191C205 | COM | 17,644 | $235,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 42,588 | $234,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 6,341 | $234,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 9,240 | $233,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 4,900 | $233,000 | thousands by filing date | put |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 5,789 | $233,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 5,546 | $233,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 8,943 | $233,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 2,480 | $232,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 5,100 | $232,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 4,881 | $232,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 5,359 | $231,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 10,478 | $231,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 25,331 | $231,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 7,075 | $231,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 3,379 | $231,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 4,379 | $231,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 4,950 | $231,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 24,156 | $230,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 11,703 | $230,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 252,000 | $230,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375N103 | COM | 16,103 | $229,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 11,603 | $228,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 2,013 | $227,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 9,175 | $227,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 10,000 | $226,000 | thousands by filing date | put |
| GTT COMMUNICATIONS INC | 362393100 | COM | 11,969 | $226,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 189,000 | $226,000 | thousands by filing date | principal |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 12,176 | $225,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 5,009 | $225,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 5,800 | $225,000 | thousands by filing date | put |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 5,892 | $225,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 34,533 | $225,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 12,186 | $225,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 9,346 | $225,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 9,149 | $225,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 35,234 | $224,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC COM NEW | 38489R605 | REIT | 7,986 | $224,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 10,100 | $223,000 | thousands by filing date | put |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 8,541 | $223,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,080 | $222,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 6,371 | $222,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 10,370 | $222,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 11,859 | $222,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 21,224 | $222,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 6,000 | $221,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 4,258 | $221,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 7,301 | $221,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 14,418 | $221,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 10,000 | $221,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 2,892 | $220,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 15,791 | $220,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 7,191 | $219,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 13,351 | $219,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 3,234 | $219,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 50,308 | $219,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 28,400 | $219,000 | thousands by filing date | call |
| EPIZYME INC | 29428V104 | COM | 11,688 | $219,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 4,969 | $218,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 7,074 | $217,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 5,186 | $217,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 3,801 | $217,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 8,680 | $217,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 17,500 | $217,000 | thousands by filing date | put |
| STANDARD PAC CORP NEW | 85375C101 | COM | 24,100 | $217,000 | thousands by filing date | call |
| PEGASYSTEMS INC COM | 705573103 | Stock | 9,904 | $216,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 9,209 | $216,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,573 | $216,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 4,735 | $216,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 8,180 | $216,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 2,319 | $216,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 9,271 | $216,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 3,536 | $215,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 2,417 | $215,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 6,382 | $215,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,403 | $215,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 26,711 | $215,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 3,900 | $215,000 | thousands by filing date | put |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 39,566 | $215,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 10,112 | $214,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 5,225 | $214,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 11,744 | $214,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 8,000 | $213,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 7,200 | $213,000 | thousands by filing date | call |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 24,690 | $213,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 11,177 | $212,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 12,961 | $212,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 138,000 | $211,000 | thousands by filing date | principal |
| 1ST FINL BANCORP | 320209109 | COM | 11,760 | $210,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 2,926 | $210,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 33,100 | $210,000 | thousands by filing date | put |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 21,300 | $210,000 | thousands by filing date | put |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 3,636 | $209,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 8,823 | $209,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 52,879 | $209,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 8,642 | $209,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 15,643 | $208,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 13,398 | $208,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 6,200 | $207,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 22,259 | $207,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 9,894 | $207,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 502 | $207,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 29,830 | $207,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 192,000 | $207,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-15-000092 | this filing | 2015-05-14 | acceptance time not in the bulk data set |