13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 7,397 holding rows worth $103,456,763,000.
- Accession
- 0000831001-15-000092
- Filer
- CIK 831001
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 18,472 entries on the cover page, a total value of $103,456,763,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $103,456,763,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCiti Niagra Holdings LLC028-16171
- included managerCitigroup Private Equity LP028-16666
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 5,772 | $206,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 5,792 | $206,000 | thousands by filing date | put |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 23,961 | $205,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 156,064 | $205,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 186,000 | $205,000 | thousands by filing date | principal |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 9,528 | $205,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 16,242 | $205,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 8,036 | $205,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 2,635 | $205,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 5,600 | $204,000 | thousands by filing date | put |
| MASTEC INC COM | 576323109 | Stock | 10,614 | $204,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 4,000 | $204,000 | thousands by filing date | put |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 5,845 | $204,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,364 | $204,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 8,913 | $204,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 58,706 | $204,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 6,638 | $203,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 4,388 | $203,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 3,827 | $203,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 5,305 | $203,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 4,857 | $203,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 28,471 | $203,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 2,600 | $202,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 16,568 | $202,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 3,691 | $201,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 51,574 | $201,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 12,115 | $200,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 6,173 | $199,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 7,544 | $199,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,100 | $199,000 | thousands by filing date | call |
| STERLING BANCORP DEL | 85917A100 | COM | 14,841 | $199,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 19,222 | $199,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 14,900 | $198,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 7,351 | $198,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 12,057 | $198,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 3,935 | $198,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 6,436 | $198,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 3,095 | $198,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 17,688 | $197,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 9,445 | $197,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 15,500 | $197,000 | thousands by filing date | call |
| MERCURY SYS INC COM | 589378108 | Stock | 12,588 | $196,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 4,507 | $196,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 15,108 | $196,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 5,545 | $196,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 35,183 | $196,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 20,531 | $196,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 13,010 | $196,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 4,431 | $195,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 2,388 | $195,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 4,171 | $195,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 16,235 | $195,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 9,233 | $195,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 4,624 | $195,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,335 | $195,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 2,713 | $194,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 65,800 | $194,000 | thousands by filing date | put |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 9,915 | $194,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 7,565 | $194,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 18,000 | $194,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 6,199 | $193,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 7,989 | $193,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 3,881 | $193,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 53,094 | $193,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 11,221 | $193,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 46,746 | $193,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 4,166 | $192,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 2,628 | $192,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 5,800 | $192,000 | thousands by filing date | put |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 52,620 | $192,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 20,000 | $192,000 | thousands by filing date | call |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 9,241 | $192,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 6,167 | $191,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,823 | $191,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 10,430 | $191,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 2,101 | $190,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,700 | $190,000 | thousands by filing date | call |
| PEOPLES BANCORP INC | 709789101 | COM | 8,027 | $190,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 13,203 | $190,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 5,590 | $190,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 20,744 | $190,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 3,464 | $189,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 10,830 | $189,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 17,400 | $189,000 | thousands by filing date | put |
| SUFFOLK BANCORP | 864739107 | COM | 7,934 | $189,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 12,506 | $188,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 56,218 | $188,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 3,870 | $188,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 8,491 | $187,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 18,125 | $187,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 7,735 | $187,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 13,995 | $186,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 6,230 | $186,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 9,872 | $186,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 20,014 | $186,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 112,800 | $186,000 | thousands by filing date | call |
| CIM COML TR CORP | 125525105 | COM | 10,040 | $186,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 6,131 | $185,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 13,025 | $184,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 9,556 | $184,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 6,267 | $184,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 29,691 | $184,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 11,614 | $184,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 24,084 | $184,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 7,345 | $183,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 3,371 | $183,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 4,448 | $183,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 13,685 | $183,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 16,262 | $183,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,708 | $182,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 3,455 | $182,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 26,100 | $182,000 | thousands by filing date | put |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 151,000 | $181,000 | thousands by filing date | principal |
| FTD COS INC | 30281V108 | COM | 6,038 | $181,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 2,906 | $180,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 61,177 | $180,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 12,143 | $180,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 11,980 | $180,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 15,200 | $180,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 5,418 | $180,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 14,100 | $179,000 | thousands by filing date | put |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 6,669 | $179,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 5,325 | $179,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 60,478 | $179,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 39,379 | $179,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 12,702 | $179,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 2,679 | $178,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 4,822 | $178,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 4,505 | $177,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 4,737 | $177,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 5,579 | $177,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 26,491 | $177,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 9,111 | $176,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 13,566 | $176,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 14,668 | $176,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 2,909 | $176,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 156,000 | $176,000 | thousands by filing date | principal |
| iShares MBS ETF | 464288588 | SHS | 1,586 | $175,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 7,815 | $175,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 13,458 | $175,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 282,495 | $175,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 8,143 | $175,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 46,045 | $174,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 10,085 | $174,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 11,062 | $174,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 11,167 | $174,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 6,950 | $174,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 8,013 | $173,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 25,250 | $173,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 3,986 | $172,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 11,676 | $172,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 117,000 | $172,000 | thousands by filing date | principal |
| HAYNES INTL INC | 420877201 | COM NEW | 3,857 | $172,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 11,260 | $172,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 3,702 | $172,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 5,835 | $172,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 5,985 | $172,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 4,690 | $171,000 | thousands by filing date | call |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 7,503 | $171,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 5,655 | $171,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 6,206 | $171,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 7,008 | $171,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 137,900 | $171,000 | thousands by filing date | put |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 55,247 | $171,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 9,486 | $171,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 4,323 | $171,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 13,649 | $171,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 2,480 | $170,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 10,512 | $170,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 4,428 | $170,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 19,128 | $170,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 10,651 | $170,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 2,684 | $169,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 24,385 | $169,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 4,590 | $169,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 11,172 | $169,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 148,000 | $169,000 | thousands by filing date | principal |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 5,622 | $168,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 3,456 | $168,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 434,028 | $167,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 5,014 | $166,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 4,185 | $166,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 82,186 | $166,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 4,424 | $165,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 6,261 | $165,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 1,249 | $164,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 3,947 | $164,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 17,303 | $164,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 4,624 | $164,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 55,200 | $163,000 | thousands by filing date | call |
| TECHTARGET INC | 87874R100 | COM | 14,017 | $163,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 10,290 | $163,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 1,291 | $163,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 3,877 | $163,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 2,982 | $163,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 9,086 | $163,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 961 | $162,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,500 | $162,000 | thousands by filing date | put |
| AEROVIRONMENT INC COM | 008073108 | Stock | 6,091 | $162,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 2,327 | $162,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 2,907 | $162,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 7,966 | $162,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 11,508 | $162,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 11,211 | $162,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 25,000 | $162,000 | thousands by filing date | call |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 5,092 | $162,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 2,913 | $162,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 4,078 | $161,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,228 | $161,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 5,089 | $160,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 5,149 | $160,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 7,002 | $160,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 8,520 | $160,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 2,800 | $160,000 | thousands by filing date | call |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 7,243 | $160,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 3,465 | $160,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 13,408 | $160,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 24,805 | $160,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 18,071 | $160,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 4,997 | $159,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 2,162 | $159,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,100 | $158,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 9,519 | $158,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 4,558 | $158,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 3,612 | $157,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 5,236 | $157,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 2,730 | $156,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 4,600 | $156,000 | thousands by filing date | call |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 13,790 | $156,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 3,274 | $156,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 7,657 | $156,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 8,051 | $156,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 2,403 | $156,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 9,634 | $156,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 8,759 | $155,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 50,000 | $155,000 | thousands by filing date | call |
| KEY ENERGY SVCS INC | 492914106 | COM | 85,430 | $155,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 96,945 | $155,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 72,280 | $155,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 6,050 | $154,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 37,591 | $153,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 8,014 | $153,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 2,721 | $153,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 10,702 | $152,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 3,987 | $152,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 32,883 | $152,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 2,400 | $151,000 | thousands by filing date | put |
| CBRE GROUP INC CL A | 12504L109 | Stock | 3,900 | $151,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,000 | $151,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 15,811 | $151,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 3,636 | $151,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 16,200 | $150,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 13,773 | $150,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 3,300 | $150,000 | thousands by filing date | call |
| STANDARD PAC CORP NEW | 85375C101 | COM | 16,677 | $150,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 3,926 | $150,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 4,094 | $150,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 4,115 | $149,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 2,640 | $149,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 11,957 | $149,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 7,280 | $149,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 354,900 | $149,000 | thousands by filing date | put |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 18,351 | $149,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 16,001 | $147,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 8,581 | $147,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 15,217 | $146,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 3,892 | $146,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 5,061 | $146,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 4,818 | $146,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 3,740 | $145,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 110,000 | $145,000 | thousands by filing date | principal |
| OM ASSET MGMT PLC | G67506108 | SHS | 7,744 | $145,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 14,783 | $144,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 144,443 | $144,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 13,224 | $144,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 14,045 | $144,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 66,935 | $144,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 13,838 | $144,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 7,551 | $144,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 10,204 | $144,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 5,706 | $143,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,241 | $143,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 6,270 | $143,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 15,748 | $143,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 4,209 | $143,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 5,394 | $143,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 4,600 | $143,000 | thousands by filing date | call |
| WAGEWORKS INC | 930427109 | COM | 2,693 | $143,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 21,857 | $142,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 6,710 | $142,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,600 | $141,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 4,811 | $141,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 3,937 | $141,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 108,620 | $141,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 5,861 | $140,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 8,326 | $140,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 9,072 | $140,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 5,332 | $140,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 6,293 | $140,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 2,593 | $139,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 4,100 | $139,000 | thousands by filing date | put |
| VANGUARD STAR FDS | 921909768 | COM | 2,732 | $138,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 2,750 | $138,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 12,133 | $138,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 18,450 | $138,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 300 | $137,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 5,793 | $137,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 3,299 | $137,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,258 | $136,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,761 | $136,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 1,965 | $136,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 15,185 | $135,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 3,915 | $135,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 1,933 | $135,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 113,000 | $135,000 | thousands by filing date | principal |
| WALKER&DUNLOPINC | 93148P102 | STOK | 7,579 | $134,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 3,680 | $134,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 2,005 | $134,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 10,397 | $134,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 4,206 | $134,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 50,000 | $134,000 | thousands by filing date | call |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 5,797 | $134,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 11,286 | $133,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 76,500 | $133,000 | thousands by filing date | call |
| GRIFFON CORP | 398433102 | COM | 7,652 | $133,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 41,860 | $133,000 | thousands by filing date | |
| E HOUSE CHINA HOLDINGS LIMIT | G2952TAA1 | DEBT 2.750%12/1 | 150,000 | $133,000 | thousands by filing date | principal |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 14,285 | $132,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 2,141 | $132,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 7,500 | $132,000 | thousands by filing date | call |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 6,102 | $132,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 21,855 | $132,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 22,479 | $131,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 6,621 | $131,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 9,076 | $131,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 5,512 | $130,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 9,818 | $130,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 1,600 | $130,000 | thousands by filing date | call |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 125,000 | $130,000 | thousands by filing date | principal |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 33,870 | $130,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 19,247 | $129,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 31,345 | $129,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 6,555 | $129,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 10,304 | $128,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 6,107 | $128,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 6,493 | $128,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 3,842 | $127,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 4,030 | $127,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 2,164 | $127,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 9,815 | $127,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 15,105 | $127,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 5,200 | $126,000 | thousands by filing date | call |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 19,106 | $126,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 326,000 | $126,000 | thousands by filing date | put |
| SENECA FOODS CORP NEW | 817070501 | CL A | 4,187 | $125,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 10,905 | $125,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 57,498 | $125,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 47,900 | $124,000 | thousands by filing date | call |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 2,162 | $124,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 124,000 | $124,000 | thousands by filing date | principal |
| DSP GROUP INC | 23332B106 | COM | 10,351 | $124,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 6,800 | $124,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 2,369 | $124,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 8,889 | $124,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 5,140 | $124,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 5,011 | $123,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,919 | $123,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 13,367 | $123,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 3,438 | $123,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 9,912 | $123,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 27,751 | $123,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 17,483 | $123,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 2,268 | $122,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 12,168 | $122,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 2,224 | $122,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 700 | $121,000 | thousands by filing date | call |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 5,476 | $121,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 4,652 | $121,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 4,306 | $121,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 6,866 | $121,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 3,048 | $121,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 5,383 | $121,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 10,930 | $121,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 2,330 | $120,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 6,867 | $120,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 4,211 | $120,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 285,119 | $120,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 6,295 | $120,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 13,373 | $120,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 2,477 | $120,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 16,433 | $120,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 3,295 | $120,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 4,500 | $119,000 | thousands by filing date | call |
| EAGLE BANCORPORATION INC | 268948106 | COM | 3,102 | $119,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 5,082 | $119,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 6,818 | $119,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 5,000 | $119,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 4,968 | $119,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 17,642 | $119,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 2,651 | $118,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 3,550 | $118,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 4,720 | $118,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 12,417 | $118,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 2,700 | $118,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 8,477 | $117,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 4,824 | $117,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 4,122 | $117,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 6,560 | $117,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 4,504 | $117,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 3,735 | $117,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 3,336 | $117,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 76,000 | $117,000 | thousands by filing date | principal |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 920 | $116,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 700 | $116,000 | thousands by filing date | put |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 6,176 | $116,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 22,760 | $116,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 1,527 | $116,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 2,370 | $116,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 2,763 | $116,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 6,592 | $116,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 17,170 | $116,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 3,217 | $116,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 12,100 | $116,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 60,400 | $116,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 4,702 | $116,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 3,805 | $116,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 4,748 | $115,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 9,495 | $115,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 5,325 | $115,000 | thousands by filing date | put |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 4,162 | $115,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 2,930 | $115,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 2,500 | $115,000 | thousands by filing date | call |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,525 | $115,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 92,183 | $115,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 110,000 | $115,000 | thousands by filing date | principal |
| NRG YIELD INC | 62942X108 | CL C | 2,265 | $115,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 3,629 | $114,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 3,994 | $114,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 6,159 | $114,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 7,468 | $114,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 5,869 | $114,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 113,000 | $114,000 | thousands by filing date | principal |
| METRO BANCORP INC | 59161R101 | COM | 4,157 | $114,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,049 | $113,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 11,148 | $113,000 | thousands by filing date | call |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 4,147 | $113,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 40,748 | $113,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 12,700 | $112,000 | thousands by filing date | call |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 2,724 | $112,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 5,697 | $112,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 10,642 | $112,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 22,528 | $112,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 19,139 | $112,000 | thousands by filing date | call |
| TREX CO INC | 89531P105 | COM | 2,036 | $111,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 1,646 | $111,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 4,676 | $111,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 75,677 | $111,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 4,598 | $110,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 5,298 | $110,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 2,300 | $110,000 | thousands by filing date | call |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 4,432 | $110,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 33,837 | $110,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 3,336 | $110,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 88,769 | $110,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 8,152 | $110,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 8,004 | $110,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 4,882 | $110,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 5,700 | $109,000 | thousands by filing date | put |
| CYRUSONE INC | 23283R100 | COM | 3,492 | $109,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 7,569 | $109,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 6,824 | $109,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 4,514 | $109,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 6,487 | $109,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 3,135 | $109,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 4,600 | $109,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,500 | $109,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 4,830 | $109,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 1,616 | $108,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 4,788 | $108,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 3,142 | $108,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 28,043 | $108,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 6,154 | $108,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 2,220 | $108,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 4,054 | $108,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 17,695 | $108,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 8,128 | $107,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 41,675 | $107,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 10,600 | $107,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 9,570 | $107,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 2,500 | $107,000 | thousands by filing date | put |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 3,200 | $107,000 | thousands by filing date | put |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 4,500 | $106,000 | thousands by filing date | call |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 5,660 | $106,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 112,676 | $106,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 7,712 | $105,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 5,500 | $105,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 11,740 | $105,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 6,459 | $105,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 6,460 | $105,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 4,576 | $105,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-15-000092 | this filing | 2015-05-14 | acceptance time not in the bulk data set |