13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 7,190 holding rows worth $114,380,964,000.
- Accession
- 0000831001-14-000179
- Filer
- CIK 831001
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 16,962 entries on the cover page, a total value of $114,380,964,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $114,380,964,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCiti Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 47,429 | $2,141,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 69,106 | $2,139,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 60,000 | $2,138,000 | thousands by filing date | put |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 100,100 | $2,135,000 | thousands by filing date | call |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 43,408 | $2,131,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 209,600 | $2,130,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 34,827 | $2,129,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 58,000 | $2,129,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 50,000 | $2,127,000 | thousands by filing date | put |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 100,000 | $2,125,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 412,900 | $2,122,000 | thousands by filing date | put |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 35,870 | $2,122,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 38,553 | $2,120,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 99,140 | $2,119,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 2,055,000 | $2,115,000 | thousands by filing date | principal |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 270,600 | $2,114,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 44,157 | $2,110,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 87,111 | $2,105,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 343,600 | $2,100,000 | thousands by filing date | put |
| MIDDLEBYCORP | 596278101 | STOK | 23,808 | $2,098,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 95,336 | $2,098,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 279,600 | $2,094,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 75,300 | $2,086,000 | thousands by filing date | call |
| ZULILY INC | 989774104 | CL A | 55,000 | $2,084,000 | thousands by filing date | put |
| ZULILY INC | 989774104 | CL A | 55,000 | $2,084,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 61,271 | $2,069,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 85,000 | $2,069,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 68,400 | $2,068,000 | thousands by filing date | put |
| ACE LTD | H0023R105 | SHS | 19,700 | $2,066,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 36,919 | $2,055,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 62,491 | $2,052,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 28,400 | $2,049,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 131,000 | $2,045,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 111,856 | $2,043,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 122,164 | $2,040,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 43,328 | $2,038,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 56,109 | $2,038,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 101,000 | $2,037,000 | thousands by filing date | call |
| SOLARWINDS INC | 83416B109 | COM | 48,441 | $2,037,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 45,093 | $2,035,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 123,120 | $2,019,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 51,949 | $2,017,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 64,784 | $2,011,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 20,687 | $2,011,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 49,120 | $2,011,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 104,523 | $2,010,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 50,000 | $2,009,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 50,000 | $2,008,000 | thousands by filing date | put |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 50,000 | $2,008,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 600,800 | $2,007,000 | thousands by filing date | put |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 87,982 | $2,004,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 159,512 | $1,991,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 22,088 | $1,991,000 | thousands by filing date | put |
| RED HAT INC | 756577102 | COM | 35,446 | $1,991,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 51,297 | $1,985,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 39,940 | $1,982,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 104,074 | $1,981,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 2,000,000 | $1,981,000 | thousands by filing date | principal |
| DNOW INC | 67011P100 | COMMON STOCK | 65,105 | $1,980,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 15,378 | $1,979,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 146,889 | $1,979,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 43,150 | $1,975,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 30,865 | $1,970,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550AM9 | NOTE | 1,250,000 | $1,970,000 | thousands by filing date | principal |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 114,104 | $1,953,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 111,400 | $1,951,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 205,200 | $1,949,000 | thousands by filing date | call |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 91,905 | $1,947,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 56,741 | $1,945,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 455,632 | $1,941,000 | thousands by filing date | |
| GEVO INC | 374396AA7 | NOTE 7.500% 7/0 | 3,150,000 | $1,939,000 | thousands by filing date | principal |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 585,200 | $1,937,000 | thousands by filing date | call |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 22,794 | $1,935,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 95,000 | $1,930,000 | thousands by filing date | call |
| SCHD | 808524797 | COM | 50,000 | $1,928,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 42,300 | $1,925,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 107,500 | $1,924,000 | thousands by filing date | call |
| LEXMARK INTL NEW | 529771107 | CL A | 45,200 | $1,921,000 | thousands by filing date | call |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 53,129 | $1,918,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 242,725 | $1,911,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 109,000 | $1,909,000 | thousands by filing date | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 20,324 | $1,908,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 151,400 | $1,905,000 | thousands by filing date | put |
| PERRIGO CO PLC SHS | G97822103 | Stock | 12,658 | $1,901,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 15,000 | $1,898,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 83,247 | $1,897,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 41,200 | $1,894,000 | thousands by filing date | call |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 43,300 | $1,892,000 | thousands by filing date | call |
| ROSS STORES INC COM | 778296103 | Stock | 24,997 | $1,890,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 78,743 | $1,887,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 178,880 | $1,884,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 185,502 | $1,879,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 52,100 | $1,875,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902404 | COM | 562,800 | $1,874,000 | thousands by filing date | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 29,938 | $1,868,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 31,000 | $1,867,000 | thousands by filing date | call |
| AMDOCS LTD | G02602103 | SHS | 40,651 | $1,865,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 135,200 | $1,862,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 31,427 | $1,861,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 25,900 | $1,861,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 47,400 | $1,861,000 | thousands by filing date | put |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 750,000 | $1,861,000 | thousands by filing date | principal |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 76,000 | $1,860,000 | thousands by filing date | call |
| INGRAM MICRO INC | 457153104 | CL A | 72,024 | $1,859,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 1,400,000 | $1,854,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 1,856,000 | $1,852,000 | thousands by filing date | principal |
| HALCON RES CORP | 40537Q209 | COM NEW | 465,700 | $1,844,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 44,042 | $1,833,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 29,686 | $1,823,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 81,000 | $1,822,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 131,202 | $1,821,000 | thousands by filing date | call |
| ARUBA NETWORKS INC | 043176106 | COM | 84,400 | $1,821,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240M108 | COM | 82,041 | $1,819,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 27,900 | $1,818,000 | thousands by filing date | call |
| STILLWATER MINING CO | 86074Q102 | COM | 120,700 | $1,814,000 | thousands by filing date | put |
| GUESS INC COM | 401617105 | Stock | 82,500 | $1,813,000 | thousands by filing date | call |
| SONOCO PRODS CO | 835495102 | COM | 46,105 | $1,812,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 85,930 | $1,812,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 71,600 | $1,812,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 29,629 | $1,808,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 29,622 | $1,804,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 21,034 | $1,802,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 28,199 | $1,800,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 25,625 | $1,795,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 10,041 | $1,794,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 34,491 | $1,794,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 14,700 | $1,789,000 | thousands by filing date | put |
| AMETEK INC COM | 031100100 | Stock | 35,627 | $1,789,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 33,699 | $1,782,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 16,358 | $1,780,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 26,044 | $1,780,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 30,000 | $1,777,000 | thousands by filing date | call |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 34,114 | $1,777,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 17,373 | $1,775,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 386,300 | $1,773,000 | thousands by filing date | call |
| CIT GROUP INC COM NEW | 125581801 | Stock | 38,500 | $1,769,000 | thousands by filing date | put |
| MDU RES GROUP INC | 552690109 | COM | 63,385 | $1,763,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 29,886 | $1,760,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 41,671 | $1,759,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 51,344 | $1,759,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 75,553 | $1,757,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 50,542 | $1,753,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 44,444 | $1,749,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 220,383 | $1,748,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 37,483 | $1,747,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 42,087 | $1,746,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 35,343 | $1,745,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 1,038,963 | $1,745,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 63,078 | $1,742,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 41,007 | $1,742,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 32,100 | $1,742,000 | thousands by filing date | put |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 135,969 | $1,740,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 19,173 | $1,738,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 42,240 | $1,737,000 | thousands by filing date | call |
| SCANA CORP NEW | 80589M102 | COM | 35,000 | $1,736,000 | thousands by filing date | call |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 75,804 | $1,734,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 115,221 | $1,732,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 48,260 | $1,727,000 | thousands by filing date | |
| ANR 4.875 12/20 | 02076XAF9 | Bond 30/360P2 U | 2,911,000 | $1,723,000 | thousands by filing date | principal |
| Chubb Corporation | 171232101 | Equity | 18,900 | $1,721,000 | thousands by filing date | put |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 56,299 | $1,714,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 50,158 | $1,708,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 89,400 | $1,701,000 | thousands by filing date | call |
| BPZ RESOURCES INC | 055639AB4 | MTNF 6.500% 3/0 | 1,700,000 | $1,698,000 | thousands by filing date | principal |
| TIME INC NEW | 887228104 | COM | 72,468 | $1,698,000 | thousands by filing date | put |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 24,028 | $1,697,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 100,160 | $1,697,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 685,000 | $1,692,000 | thousands by filing date | put |
| MERCURY GENL CORP NEW | 589400100 | COM | 34,643 | $1,691,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 16,541 | $1,689,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 66,623 | $1,686,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 41,058 | $1,684,000 | thousands by filing date | put |
| SPIRIT AIRLS INC | 848577102 | COM | 24,361 | $1,684,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 13,300 | $1,683,000 | thousands by filing date | put |
| MASIMO CORP COM | 574795100 | Stock | 79,054 | $1,682,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 16,500 | $1,680,000 | thousands by filing date | call |
| INGERSOLL-RAND PLC | G47791101 | SHS | 29,800 | $1,680,000 | thousands by filing date | put |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 1,093,000 | $1,679,000 | thousands by filing date | principal |
| JETBLUE AWYS CORP | 477143101 | COM | 158,000 | $1,678,000 | thousands by filing date | put |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 223,200 | $1,674,000 | thousands by filing date | call |
| CANADIANNATLRYCOF | 136375102 | STOK | 23,500 | $1,672,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 75,903 | $1,671,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 32,057 | $1,669,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 16,749 | $1,660,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 327,299 | $1,660,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 105,612 | $1,659,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 16,438 | $1,657,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 73,713 | $1,656,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 24,600 | $1,655,000 | thousands by filing date | call |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 126,113 | $1,654,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 51,470 | $1,653,000 | thousands by filing date | |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 1,100,000 | $1,653,000 | thousands by filing date | principal |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 14,139 | $1,652,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 211,385 | $1,652,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 220,500 | $1,652,000 | thousands by filing date | call |
| Analog Devices,Inc. | 032654105 | COM | 33,300 | $1,648,000 | thousands by filing date | put |
| BRINKER INTL INC COM | 109641100 | Stock | 32,400 | $1,647,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 24,717 | $1,640,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 70,600 | $1,639,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 64,919 | $1,638,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 40,000 | $1,638,000 | thousands by filing date | call |
| PENTAIR PLC SHS | G7S00T104 | Stock | 25,000 | $1,637,000 | thousands by filing date | put |
| PENTAIR PLC SHS | G7S00T104 | Stock | 25,000 | $1,637,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 65,300 | $1,632,000 | thousands by filing date | put |
| ISHARES TR | 464287101 | S&P 100 ETF | 18,500 | $1,631,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 83,854 | $1,625,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 118,000 | $1,625,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 33,068 | $1,622,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 4,500 | $1,622,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 28,800 | $1,622,000 | thousands by filing date | put |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 32,843 | $1,618,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 61,278 | $1,618,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 58,800 | $1,616,000 | thousands by filing date | call |
| FINISAR CORP | 31787A507 | COM NEW | 96,800 | $1,610,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 531,400 | $1,608,000 | thousands by filing date | call |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 40,000 | $1,607,000 | thousands by filing date | put |
| TECH DATA CORP | 878237106 | COM | 27,298 | $1,606,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 155,404 | $1,605,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 483,200 | $1,590,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 643,234 | $1,589,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 134,238 | $1,585,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 71,652 | $1,583,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 55,100 | $1,581,000 | thousands by filing date | call |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 422,110 | $1,579,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 62,818 | $1,577,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 35,500 | $1,576,000 | thousands by filing date | put |
| RLJ LODGING TR COM | 74965L101 | REIT | 55,307 | $1,575,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 23,528 | $1,566,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 12,896 | $1,563,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 28,075 | $1,561,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 277,240 | $1,556,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 22,200 | $1,556,000 | thousands by filing date | call |
| OLD REP INTL CORP COM | 680223104 | Stock | 108,747 | $1,554,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 60,463 | $1,552,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 68,173 | $1,551,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 28,900 | $1,547,000 | thousands by filing date | call |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 623,400 | $1,546,000 | thousands by filing date | call |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 41,435 | $1,542,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 108,656 | $1,542,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 77,419 | $1,539,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 31,646 | $1,535,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 15,649 | $1,530,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 71,533 | $1,527,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 30,600 | $1,526,000 | thousands by filing date | call |
| NEWMARKET CORP COM | 651587107 | Stock | 4,003 | $1,525,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 115,300 | $1,525,000 | thousands by filing date | call |
| REVVITY INC | 714046109 | COM | 34,759 | $1,516,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 1,273,717 | $1,516,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 45,000 | $1,516,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 34,600 | $1,512,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 33,200 | $1,511,000 | thousands by filing date | put |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 26,394 | $1,510,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 34,448 | $1,510,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 75,938 | $1,509,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 11,063 | $1,508,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 710,200 | $1,506,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 385,776 | $1,505,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 70,131 | $1,503,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 128,300 | $1,501,000 | thousands by filing date | put |
| COPA HOLDINGS SA | P31076105 | CL A | 13,971 | $1,500,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 45,744 | $1,497,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 6,300 | $1,492,000 | thousands by filing date | call |
| ARROW ELECTRS INC | 042735100 | COM | 26,872 | $1,488,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 33,407 | $1,487,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 24,891 | $1,487,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 56,984 | $1,487,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 36,100 | $1,485,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701107 | COM | 50,942 | $1,481,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 20,472 | $1,480,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 43,331 | $1,477,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 16,479 | $1,477,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 16,824 | $1,476,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 135,535 | $1,474,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 64,090 | $1,473,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 693,715 | $1,471,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 26,337 | $1,466,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 16,280 | $1,465,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729NBP4 | NOTE 7.000% 3/1 | 858,000 | $1,463,000 | thousands by filing date | principal |
| AK STEEL HOLDING CORP | 001547108 | COM | 182,498 | $1,462,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 1,530,000 | $1,461,000 | thousands by filing date | principal |
| SCHEIN HENRY INC | 806407102 | COM | 12,499 | $1,456,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 64,300 | $1,454,000 | thousands by filing date | put |
| OIL STS INTL INC | 678026105 | COM | 23,474 | $1,453,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 74,259 | $1,453,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 45,000 | $1,450,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 34,037 | $1,447,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 534,900 | $1,444,000 | thousands by filing date | put |
| POLYCOM | 73172K104 | COMMON STOCK | 117,145 | $1,439,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 61,900 | $1,436,000 | thousands by filing date | call |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 62,760 | $1,436,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 22,500 | $1,435,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 170,323 | $1,433,000 | thousands by filing date | |
| JINKOSOLAR HLDG CO LTD | G51385AA3 | DEBT 4.000 2/0 | 1,500,000 | $1,429,000 | thousands by filing date | principal |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 117,991 | $1,428,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 129,000 | $1,421,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TR | 301505608 | JANUS EQL RSK W | 25,500 | $1,420,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 40,019 | $1,419,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 50,828 | $1,415,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 45,436 | $1,414,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 20,654 | $1,413,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 49,200 | $1,412,000 | thousands by filing date | put |
| ATMEL CORP | 049513104 | COM | 174,300 | $1,408,000 | thousands by filing date | put |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 36,078 | $1,407,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 67,326 | $1,404,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 32,021 | $1,402,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 118,600 | $1,401,000 | thousands by filing date | call |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 151,335 | $1,400,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 31,505 | $1,399,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 57,387 | $1,399,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 69,300 | $1,387,000 | thousands by filing date | put |
| CTC MEDIA INC | 12642X106 | COM | 208,651 | $1,387,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 558,442 | $1,386,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 33,042 | $1,381,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 9,669 | $1,381,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 456,000 | $1,379,000 | thousands by filing date | put |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 98,829 | $1,379,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 51,348 | $1,374,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 21,685 | $1,374,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 91,300 | $1,372,000 | thousands by filing date | call |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 18,500 | $1,370,000 | thousands by filing date | call |
| EXELIS INC | 30162A108 | COM | 82,809 | $1,370,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 51,500 | $1,370,000 | thousands by filing date | put |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 10,618 | $1,369,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 116,847 | $1,366,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 14,152 | $1,363,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 16,948 | $1,363,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 74,715 | $1,359,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 56,400 | $1,356,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 30,000 | $1,351,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 19,536 | $1,350,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 403,900 | $1,349,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 157,401 | $1,348,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 14,800 | $1,348,000 | thousands by filing date | call |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 39,099 | $1,345,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 12,165 | $1,345,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 41,632 | $1,344,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 44,150 | $1,343,000 | thousands by filing date | put |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 19,100 | $1,338,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 219,018 | $1,338,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 36,291 | $1,336,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 29,632 | $1,334,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 37,737 | $1,333,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 52,917 | $1,332,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 100,000 | $1,330,000 | thousands by filing date | call |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 52,344 | $1,330,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 19,227 | $1,328,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 113,500 | $1,328,000 | thousands by filing date | call |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 17,169 | $1,327,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 33,419 | $1,326,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 55,123 | $1,326,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 8,481 | $1,325,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 44,620 | $1,324,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 334,200 | $1,323,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 827,000 | $1,320,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 53,100 | $1,318,000 | thousands by filing date | |
| C-TRACKS ETN VOLATILITY INDX | 17318Q475 | ETP | 975,938 | $1,318,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 22,700 | $1,314,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 194,300 | $1,313,000 | thousands by filing date | call |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 32,336 | $1,312,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 357,096 | $1,310,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 13,100 | $1,309,000 | thousands by filing date | put |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 14,900 | $1,306,000 | thousands by filing date | put |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 50,000 | $1,305,000 | thousands by filing date | call |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 16,057 | $1,305,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 12,800 | $1,303,000 | thousands by filing date | put |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 37,048 | $1,301,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 25,262 | $1,297,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 130,658 | $1,294,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 392,174 | $1,291,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 54,800 | $1,291,000 | thousands by filing date | put |
| ALLEGHANY CORP DEL | 017175100 | COM | 3,086 | $1,290,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 44,300 | $1,287,000 | thousands by filing date | call |
| ITC HLDGS CORP | 465685105 | COM | 36,127 | $1,287,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 48,600 | $1,286,000 | thousands by filing date | call |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 36,247 | $1,284,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 106,261 | $1,282,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 96,338 | $1,276,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 41,150 | $1,273,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 17,000 | $1,273,000 | thousands by filing date | put |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 60,574 | $1,267,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 19,920 | $1,267,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 382,800 | $1,267,000 | thousands by filing date | put |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 113,925 | $1,266,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 31,700 | $1,262,000 | thousands by filing date | call |
| SEI INVTS CO COM | 784117103 | Stock | 34,785 | $1,258,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 21,757 | $1,257,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 27,550 | $1,253,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 569,448 | $1,253,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 15,609 | $1,250,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 29,097 | $1,247,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 65,600 | $1,245,000 | thousands by filing date | call |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 976,000 | $1,245,000 | thousands by filing date | principal |
| CANTEL MEDICAL CORP | 138098108 | COM | 36,080 | $1,240,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 11,420 | $1,239,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 87,300 | $1,239,000 | thousands by filing date | call |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 39,043 | $1,238,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 50,000 | $1,232,000 | thousands by filing date | put |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 14,600 | $1,229,000 | thousands by filing date | call |
| MATADOR RES CO COM | 576485205 | Stock | 47,446 | $1,227,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 17,500 | $1,223,000 | thousands by filing date | call |
| ATMEL CORP | 049513104 | COM | 150,700 | $1,218,000 | thousands by filing date | call |
| ZULILY INC | 989774104 | CL A | 32,139 | $1,218,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 86,639 | $1,215,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 47,000 | $1,214,000 | thousands by filing date | put |
| CYTEC INDS INC | 232820100 | COM | 25,627 | $1,212,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 550,400 | $1,211,000 | thousands by filing date | put |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 48,034 | $1,211,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 6,535 | $1,204,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 39,562 | $1,200,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 39,000 | $1,200,000 | thousands by filing date | call |
| Seadrill Partners, LLC | Y7545W109 | LTD | 38,418 | $1,198,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 71,300 | $1,196,000 | thousands by filing date | put |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 9,446 | $1,194,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 28,972 | $1,192,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 27,712 | $1,191,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 86,339 | $1,189,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 24,598 | $1,188,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 26,605 | $1,187,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 98,850 | $1,186,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 147,377 | $1,185,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 1,208,000 | $1,185,000 | thousands by filing date | principal |
| ALBEMARLE CORP | 012653101 | COM | 20,000 | $1,178,000 | thousands by filing date | call |
| CNA FINL CORP | 126117100 | COM | 30,992 | $1,178,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 17,708 | $1,175,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 144,668 | $1,169,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 33,887 | $1,166,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 211,630 | $1,164,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 9,663 | $1,163,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 468,900 | $1,163,000 | thousands by filing date | put |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 93,233 | $1,160,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 86,935 | $1,159,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 1,023 | $1,156,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 43,357 | $1,153,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 77,783 | $1,153,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 39,010 | $1,149,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 51,193 | $1,147,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 25,779 | $1,147,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 29,181 | $1,147,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 18,883 | $1,146,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 44,031 | $1,144,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 37,922 | $1,139,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 100,000 | $1,138,000 | thousands by filing date | call |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 44,204 | $1,137,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 309,300 | $1,135,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 419,755 | $1,134,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 77,592 | $1,134,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 21,500 | $1,131,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 114,000 | $1,126,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 49,400 | $1,125,000 | thousands by filing date | call |
| AES CORP COM | 00130H105 | Stock | 79,300 | $1,124,000 | thousands by filing date | put |
| INTERPUBLIC GROUP COS | 460690100 | COM | 61,300 | $1,123,000 | thousands by filing date | put |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 30,005 | $1,116,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 82,000 | $1,114,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 218,800 | $1,110,000 | thousands by filing date | put |
| REGAL REXNORD CORPORATION | 758750103 | COM | 17,279 | $1,110,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 20,931 | $1,108,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 21,598 | $1,105,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 61,315 | $1,105,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 4,620 | $1,102,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 33,759 | $1,102,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 62,800 | $1,098,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 90,228 | $1,096,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 8,690 | $1,096,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 26,478 | $1,096,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 15,000 | $1,091,000 | thousands by filing date | put |
| MOLYCORP INC DEL | 608753109 | COM | 917,100 | $1,091,000 | thousands by filing date | call |
| CYRUSONE INC | 23283R100 | COM | 45,322 | $1,090,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 9,548 | $1,088,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 57,219 | $1,087,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 70,990 | $1,082,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 16,173 | $1,081,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 25,583 | $1,081,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 16,140 | $1,080,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 20,537 | $1,079,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,074,000 | $1,078,000 | thousands by filing date | principal |
| EQUIFAX INC COM | 294429105 | Stock | 14,407 | $1,077,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 33,000 | $1,077,000 | thousands by filing date | put |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 16,948 | $1,075,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 23,752 | $1,075,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 982,000 | $1,075,000 | thousands by filing date | principal |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 8,431 | $1,075,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 66,073 | $1,072,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 41,156 | $1,070,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 31,846 | $1,068,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 17,991 | $1,065,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 45,912 | $1,065,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 49,124 | $1,064,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 32,274 | $1,063,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 13,200 | $1,063,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 33,300 | $1,061,000 | thousands by filing date | put |
| NEW JERSEY RES CORP | 646025106 | COM | 20,998 | $1,060,000 | thousands by filing date | |
| DIREXION SHS ETF TR II | 25490F100 | DLY GLD BULL3X | 35,000 | $1,059,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 15,920 | $1,058,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 15,245 | $1,051,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 177,544 | $1,050,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 14,306 | $1,049,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 53,721 | $1,049,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 95,905 | $1,046,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 22,481 | $1,045,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 24,885 | $1,043,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-14-000179 | this filing | 2014-11-14 | acceptance time not in the bulk data set |