13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 7,190 holding rows worth $114,380,964,000.
- Accession
- 0000831001-14-000179
- Filer
- CIK 831001
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 16,962 entries on the cover page, a total value of $114,380,964,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $114,380,964,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCiti Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VMWARE, INC. | 928563402 | CL A COM | 81,800 | $7,676,000 | thousands by filing date | call |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 1,315,706 | $7,671,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 98,800 | $7,662,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 170,500 | $7,655,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 292,300 | $7,652,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 224,000 | $7,636,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 78,326 | $7,623,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 133,000 | $7,617,000 | thousands by filing date | call |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 131,620 | $7,614,000 | thousands by filing date | call |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 6,186,000 | $7,609,000 | thousands by filing date | principal |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 559,600 | $7,594,000 | thousands by filing date | call |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 180,748 | $7,574,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 160,281 | $7,568,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 107,300 | $7,567,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 129,843 | $7,563,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 73,758 | $7,549,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 63,100 | $7,548,000 | thousands by filing date | call |
| iShares TIPS Bond ETF | 464287176 | SHS | 67,342 | $7,547,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 447,200 | $7,544,000 | thousands by filing date | call |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 117,000 | $7,541,000 | thousands by filing date | call |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 124,015 | $7,526,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 329,980 | $7,520,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 95,300 | $7,508,000 | thousands by filing date | put |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 140,000 | $7,490,000 | thousands by filing date | put |
| AGRIUM INC | 008916108 | COM | 84,000 | $7,485,000 | thousands by filing date | call |
| PACWEST BANCORP DEL | 695263103 | COM | 181,422 | $7,480,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 73,867 | $7,478,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 31,509 | $7,464,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 13,028,000 | $7,459,000 | thousands by filing date | principal |
| ITT CORP | 450911201 | COM | 165,400 | $7,433,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 97,400 | $7,413,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 7,660,000 | $7,392,000 | thousands by filing date | principal |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 78,600 | $7,384,000 | thousands by filing date | call |
| AMPHENOL CORP NEW | 032095101 | COM | 73,870 | $7,376,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 869,600 | $7,357,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 133,900 | $7,350,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 361,363 | $7,347,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 247,810 | $7,342,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 1,219,684 | $7,335,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 105,181 | $7,311,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,212,600 | $7,293,000 | thousands by filing date | put |
| FISERV INC | 337738108 | COM | 112,662 | $7,281,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 246,900 | $7,281,000 | thousands by filing date | call |
| KLA CORP | 482480100 | COM | 92,400 | $7,279,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 193,400 | $7,270,000 | thousands by filing date | call |
| HATTERAS FINL CORP | 41902R103 | COM | 404,700 | $7,268,000 | thousands by filing date | call |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 129,195 | $7,267,000 | thousands by filing date | |
| TAL ED GROUP | G8663PAA6 | DEBT 2.500% 5/1 | 5,000,000 | $7,266,000 | thousands by filing date | principal |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 61,700 | $7,252,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 392,800 | $7,247,000 | thousands by filing date | put |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 105,866 | $7,243,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 319,091 | $7,214,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 76,100 | $7,191,000 | thousands by filing date | put |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 108,300 | $7,189,000 | thousands by filing date | put |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 54,656 | $7,178,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 111,200 | $7,167,000 | thousands by filing date | put |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 176,400 | $7,158,000 | thousands by filing date | put |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 30,000 | $7,157,000 | thousands by filing date | call |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 951,204 | $7,143,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 146,449 | $7,138,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 88,319 | $7,127,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 860,000 | $7,104,000 | thousands by filing date | call |
| CARDINAL HEALTH INC | 14149Y108 | COM | 94,800 | $7,102,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 280,600 | $7,071,000 | thousands by filing date | put |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 49,743 | $7,069,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 222,500 | $7,065,000 | thousands by filing date | put |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 482,830 | $7,064,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 84,132 | $7,053,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 271,300 | $7,051,000 | thousands by filing date | call |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 608,749 | $7,049,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 471,200 | $7,040,000 | thousands by filing date | put |
| EASTMAN CHEM CO COM | 277432100 | Stock | 87,000 | $7,038,000 | thousands by filing date | call |
| WELLTOWER INC | 42217K106 | COM | 112,802 | $7,036,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 581,200 | $7,015,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 108,900 | $7,012,000 | thousands by filing date | put |
| CIT GROUP INC COM NEW | 125581801 | Stock | 152,371 | $7,003,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 301,515 | $7,002,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 349,679 | $7,000,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 236,250 | $7,000,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 209,812 | $6,975,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 3,638,060 | $6,948,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 205,400 | $6,936,000 | thousands by filing date | put |
| ALLSTATE CORP COM | 020002101 | Stock | 112,700 | $6,917,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 6,909,000 | $6,866,000 | thousands by filing date | principal |
| SUNTRUST BANKS INC | 867914103 | COM | 180,438 | $6,861,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 191,700 | $6,859,000 | thousands by filing date | put |
| CATAMARAN CORP | 148887102 | COM | 162,254 | $6,851,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 95,657 | $6,834,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 81,000 | $6,823,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 130,936 | $6,809,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 68,857 | $6,805,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 509,385 | $6,790,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 197,232 | $6,781,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 221,200 | $6,780,000 | thousands by filing date | put |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 105,482 | $6,767,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 111,867 | $6,766,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 120,500 | $6,766,000 | thousands by filing date | put |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 755,336 | $6,745,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 119,000 | $6,742,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 298,200 | $6,735,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 142,357 | $6,724,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 71,800 | $6,723,000 | thousands by filing date | call |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 114,100 | $6,719,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 119,800 | $6,717,000 | thousands by filing date | call |
| FMC CORP COM NEW | 302491303 | Stock | 117,400 | $6,714,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 219,700 | $6,714,000 | thousands by filing date | call |
| SEMPRA COM | 816851109 | Stock | 63,684 | $6,711,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 57,556 | $6,709,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 225,900 | $6,698,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416T100 | COM | 112,200 | $6,687,000 | thousands by filing date | put |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 85,611 | $6,686,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 2,202,100 | $6,672,000 | thousands by filing date | call |
| NIELSEN HOLDINGS N V | N63218106 | COM | 150,000 | $6,650,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 268,611 | $6,641,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 145,144 | $6,621,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 203,500 | $6,620,000 | thousands by filing date | call |
| RANDGOLD RES LTD | 752344309 | ADR | 97,800 | $6,610,000 | thousands by filing date | put |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 198,716 | $6,609,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 261,771 | $6,597,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 649,875 | $6,596,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 88,277 | $6,596,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 159,915 | $6,595,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 88,100 | $6,581,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 99,700 | $6,570,000 | thousands by filing date | put |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 60,066 | $6,566,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 9,848 | $6,565,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 843,875 | $6,565,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 176,113 | $6,553,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 281,100 | $6,538,000 | thousands by filing date | call |
| Vanguard Real Estate | 922908553 | SHS | 90,829 | $6,526,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 167,500 | $6,507,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 175,898 | $6,500,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 14,063 | $6,495,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 145,600 | $6,489,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 6,408,000 | $6,484,000 | thousands by filing date | principal |
| TALISMAN ENERGY INC | 87425E103 | COM | 744,700 | $6,458,000 | thousands by filing date | put |
| MCGRAW HILL FINL INC | 580645109 | COM | 76,453 | $6,455,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 163,900 | $6,453,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 803,100 | $6,433,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 232,000 | $6,426,000 | thousands by filing date | put |
| HOLLYFRONTIER CORP | 436106108 | COM | 147,100 | $6,425,000 | thousands by filing date | call |
| PENTAIR PLC SHS | G7S00T104 | Stock | 97,999 | $6,419,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 121,008 | $6,419,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 104,900 | $6,402,000 | thousands by filing date | call |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 59,414 | $6,392,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 6,022,000 | $6,391,000 | thousands by filing date | principal |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 336,500 | $6,388,000 | thousands by filing date | put |
| VALLEY NATL BANCORP | 919794107 | COM | 656,707 | $6,364,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 171,000 | $6,363,000 | thousands by filing date | call |
| MRC GLOBAL INC | 55345K103 | COM | 272,312 | $6,351,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 152,184 | $6,341,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 178,600 | $6,340,000 | thousands by filing date | put |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 126,100 | $6,334,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 106,800 | $6,319,000 | thousands by filing date | put |
| BLOCK H & R INC COM | 093671105 | Stock | 203,719 | $6,318,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 92,300 | $6,310,000 | thousands by filing date | call |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 89,840 | $6,304,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 378,578 | $6,300,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,310,865 | $6,293,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 62,800 | $6,277,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 372,100 | $6,277,000 | thousands by filing date | put |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 112,768 | $6,249,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 204,182 | $6,239,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 141,700 | $6,235,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 100,000 | $6,231,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 114,139 | $6,224,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 104,557 | $6,211,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 151,500 | $6,204,000 | thousands by filing date | call |
| PAYCHEX INC | 704326107 | COM | 140,282 | $6,200,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 29,780 | $6,196,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 102,400 | $6,194,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 401,700 | $6,192,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 57,000 | $6,189,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 51,197 | $6,184,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 6,196,000 | $6,177,000 | thousands by filing date | principal |
| MOLYCORP INC DEL | 608753AH2 | BOND | 17,500,000 | $6,169,000 | thousands by filing date | principal |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 5,475,000 | $6,166,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554102 | COM | 139,106 | $6,164,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 138,621 | $6,153,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 90,000 | $6,152,000 | thousands by filing date | put |
| LEXMARK INTL NEW | 529771107 | CL A | 144,300 | $6,133,000 | thousands by filing date | put |
| GANNETT INC | 364730101 | COM | 206,500 | $6,126,000 | thousands by filing date | put |
| TALISMAN ENERGY INC | 87425E103 | COM | 704,200 | $6,107,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 958,094 | $6,076,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 30,800 | $6,060,000 | thousands by filing date | call |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 424,840 | $6,054,000 | thousands by filing date | call |
| EASTMAN CHEM CO COM | 277432100 | Stock | 74,610 | $6,036,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 179,700 | $6,033,000 | thousands by filing date | call |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 90,600 | $6,031,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 187,846 | $6,006,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 265,100 | $5,987,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 367,196 | $5,986,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 196,153 | $5,979,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 629,300 | $5,979,000 | thousands by filing date | put |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 101,725 | $5,976,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 158,169 | $5,963,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 80,062 | $5,959,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 473,000 | $5,955,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 65,635 | $5,948,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 98,300 | $5,946,000 | thousands by filing date | put |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 713,842 | $5,946,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 88,898 | $5,910,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 61,800 | $5,898,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 62,889 | $5,893,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 146,657 | $5,892,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 249,124 | $5,887,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 107,585 | $5,876,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 66,600 | $5,871,000 | thousands by filing date | put |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 40,022 | $5,855,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 90,900 | $5,853,000 | thousands by filing date | call |
| AOL INC | 00184X105 | COM | 130,200 | $5,852,000 | thousands by filing date | call |
| FIRSTENERGY CORP | 337932107 | COM | 173,800 | $5,834,000 | thousands by filing date | put |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 411,700 | $5,830,000 | thousands by filing date | call |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 116,600 | $5,818,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 137,236 | $5,813,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 215,075 | $5,799,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 499,812 | $5,797,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 99,617 | $5,783,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 176,657 | $5,782,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 102,505 | $5,771,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 5,922,000 | $5,767,000 | thousands by filing date | principal |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 75,000 | $5,762,000 | thousands by filing date | call |
| THE ADT CORPORATION | 00101J106 | COM | 162,362 | $5,758,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 84,000 | $5,743,000 | thousands by filing date | call |
| BB & T CORP | 054937107 | COM | 154,100 | $5,734,000 | thousands by filing date | put |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 169,077 | $5,731,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 483,637 | $5,712,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 109,300 | $5,684,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 299,202 | $5,679,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 43,588 | $5,672,000 | thousands by filing date | |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 183,978 | $5,665,000 | thousands by filing date | |
| CHART ACQUISITION CORP | 161151105 | COM | 571,003 | $5,664,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 356,816 | $5,662,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 52,100 | $5,661,000 | thousands by filing date | put |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 22,800 | $5,661,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 125,919 | $5,654,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 187,466 | $5,650,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 298,034 | $5,627,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 118,313 | $5,623,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 5,650,000 | $5,622,000 | thousands by filing date | principal |
| COMMERCE BANCSHARES INC | 200525103 | COM | 125,787 | $5,616,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 136,930 | $5,616,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 269,100 | $5,611,000 | thousands by filing date | put |
| JUNIPER NETWORKS INC | 48203R104 | COM | 252,900 | $5,602,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 716,900 | $5,599,000 | thousands by filing date | call |
| BANK HAWAII CORP | 062540109 | COM | 98,480 | $5,595,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 74,627 | $5,593,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 374,212 | $5,591,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 108,423 | $5,579,000 | thousands by filing date | |
| AMRN 3.5 1/32 | 220480AB3 | Bond 30/360P2 U | 8,388,000 | $5,578,000 | thousands by filing date | principal |
| KKR & CO LP | 48248M102 | COMMON STOCK | 250,000 | $5,575,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 383,400 | $5,567,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 155,300 | $5,555,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 330,900 | $5,553,000 | thousands by filing date | put |
| GUESS INC COM | 401617105 | Stock | 252,400 | $5,545,000 | thousands by filing date | put |
| RED HAT INC | 756577102 | COM | 98,500 | $5,531,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075F106 | COM | 405,917 | $5,521,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 68,200 | $5,517,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 420,793 | $5,513,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 425,000 | $5,500,000 | thousands by filing date | call |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 282,384 | $5,484,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 48,014 | $5,482,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 245,000 | $5,461,000 | thousands by filing date | call |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 45,849 | $5,453,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 86,000 | $5,442,000 | thousands by filing date | call |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 164,121 | $5,439,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 139,500 | $5,432,000 | thousands by filing date | put |
| TRANSALTA CORP | 89346D107 | COM | 515,273 | $5,419,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 5,188,000 | $5,415,000 | thousands by filing date | principal |
| ST JUDE MED INC | 790849103 | COM | 90,000 | $5,412,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 123,300 | $5,410,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 138,700 | $5,401,000 | thousands by filing date | call |
| HCA Healthcare Inc | 40412C101 | COM | 76,494 | $5,394,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 50,931 | $5,391,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 4,273,000 | $5,381,000 | thousands by filing date | principal |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 395,500 | $5,375,000 | thousands by filing date | call |
| CHATHAM LODGING TR | 16208T102 | COM | 232,531 | $5,367,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 226,068 | $5,345,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 157,385 | $5,331,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 58,500 | $5,320,000 | thousands by filing date | call |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 52,259 | $5,318,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 265,800 | $5,315,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 35,284 | $5,305,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 74,333 | $5,290,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 92,900 | $5,287,000 | thousands by filing date | put |
| EDISON INTL COM | 281020107 | Stock | 94,437 | $5,281,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 385,816 | $5,281,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 98,200 | $5,262,000 | thousands by filing date | put |
| GARMIN LTD SHS | H2906T109 | Stock | 101,200 | $5,261,000 | thousands by filing date | put |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 2,205,000 | $5,258,000 | thousands by filing date | principal |
| EXELON CORP COM | 30161N101 | Stock | 154,081 | $5,253,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 263,500 | $5,252,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 232,500 | $5,252,000 | thousands by filing date | put |
| CROWN CASTLE CNV PFD | 228227500 | PFDs, REITs, | 49,907 | $5,249,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 209,443 | $5,234,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 61,100 | $5,234,000 | thousands by filing date | call |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 183,918 | $5,234,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 269,800 | $5,231,000 | thousands by filing date | call |
| PEABODY ENERGY CORP | 704549104 | COM | 422,500 | $5,231,000 | thousands by filing date | call |
| iShares S&P 500 Value ETF | 464287408 | SHS | 58,022 | $5,225,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 59,953 | $5,225,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 251,200 | $5,223,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 125,100 | $5,217,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 146,900 | $5,210,000 | thousands by filing date | call |
| CENTRAL GOLDTRUST | 153546106 | TR U | 125,807 | $5,210,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 101,047 | $5,209,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 88,200 | $5,182,000 | thousands by filing date | call |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 183,791 | $5,177,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 116,148 | $5,177,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 194,270 | $5,168,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 332,638 | $5,165,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 420,504 | $5,164,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 402,900 | $5,157,000 | thousands by filing date | put |
| TECHNIPFMC PLC | 30249U101 | COM | 94,912 | $5,155,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 231,775 | $5,150,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 54,900 | $5,144,000 | thousands by filing date | call |
| RANDGOLD RES LTD | 752344309 | ADR | 76,100 | $5,144,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,198,000 | $5,140,000 | thousands by filing date | call |
| VERIFONE SYS INC | 92342Y109 | COM | 149,500 | $5,140,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 50,000 | $5,137,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 170,300 | $5,128,000 | thousands by filing date | call |
| STAPLES INC | 855030102 | COM | 423,000 | $5,118,000 | thousands by filing date | put |
| Stryker Corporation | 863667101 | COM | 63,300 | $5,111,000 | thousands by filing date | put |
| SAP SE SPON ADR | 803054204 | ADR | 70,800 | $5,109,000 | thousands by filing date | put |
| HARMAN INTL INDS INC | 413086109 | COM | 52,100 | $5,108,000 | thousands by filing date | call |
| REX ENERGY CORPORATION | 761565100 | COM | 402,888 | $5,105,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 85,000 | $5,087,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 150,000 | $5,082,000 | thousands by filing date | call |
| MAGNA INTL INC COM | 559222401 | Stock | 53,407 | $5,081,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 447,500 | $5,079,000 | thousands by filing date | put |
| TEREX CORP NEW COM | 880779103 | Stock | 159,652 | $5,073,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 115,900 | $5,064,000 | thousands by filing date | put |
| TOLL BROTHERS INC COM | 889478103 | Stock | 162,000 | $5,048,000 | thousands by filing date | call |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 368,000 | $5,038,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 128,322 | $5,014,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 151,526 | $4,984,000 | thousands by filing date | call |
| OWENS CORNING NEW | 690742101 | COM | 156,876 | $4,981,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 50,076 | $4,978,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 163,300 | $4,977,000 | thousands by filing date | call |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 275,800 | $4,975,000 | thousands by filing date | call |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 461,511 | $4,974,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 178,000 | $4,973,000 | thousands by filing date | call |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 74,600 | $4,966,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 200,000 | $4,958,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 200,000 | $4,950,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 2,066,209 | $4,938,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 274,800 | $4,935,000 | thousands by filing date | put |
| AGRIUM INC | 008916108 | COM | 55,352 | $4,932,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 44,230 | $4,914,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 354,085 | $4,914,000 | thousands by filing date | put |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 202,634 | $4,911,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 125,800 | $4,907,000 | thousands by filing date | put |
| PAYCHEX INC | 704326107 | COM | 110,400 | $4,880,000 | thousands by filing date | put |
| L BRANDS INC | 501797104 | COM | 72,814 | $4,878,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 87,500 | $4,869,000 | thousands by filing date | call |
| MERCADOLIBREINC | 58733R102 | STOK | 44,800 | $4,868,000 | thousands by filing date | put |
| MASCO CORP | 574599106 | COM | 203,500 | $4,868,000 | thousands by filing date | put |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 86,600 | $4,864,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 85,000 | $4,863,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 32,458 | $4,862,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 379,023 | $4,852,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 29,425 | $4,847,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 201,909 | $4,846,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 288,608 | $4,842,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 117,750 | $4,841,000 | thousands by filing date | put |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 238,000 | $4,839,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 803,300 | $4,831,000 | thousands by filing date | call |
| UMPQUA HOLDINGS | 904214103 | COM | 293,107 | $4,827,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 758,590 | $4,809,000 | thousands by filing date | put |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 4,759,000 | $4,807,000 | thousands by filing date | principal |
| XILINX INC | 983919101 | COM | 113,444 | $4,805,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 108,700 | $4,783,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 36,300 | $4,782,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 20,158 | $4,772,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 73,200 | $4,771,000 | thousands by filing date | put |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 54,822 | $4,766,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 4,441,000 | $4,755,000 | thousands by filing date | principal |
| SKECHERS U S A INC | 830566105 | CL A | 89,100 | $4,750,000 | thousands by filing date | call |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 174,369 | $4,747,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 45,000 | $4,742,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 1,419,400 | $4,725,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 48,600 | $4,723,000 | thousands by filing date | call |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 63,000 | $4,718,000 | thousands by filing date | call |
| VERIFONE SYS INC | 92342Y109 | COM | 137,212 | $4,717,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 415,949 | $4,716,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 84,700 | $4,714,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 255,300 | $4,710,000 | thousands by filing date | call |
| Liberty Media Corp | 531229300 | COMMON STOCK | 100,229 | $4,710,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 126,046 | $4,700,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 280,000 | $4,698,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 703,256 | $4,698,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 77,923 | $4,686,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 201,569 | $4,683,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 36,926 | $4,683,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 168,600 | $4,677,000 | thousands by filing date | call |
| FIRSTMERIT CORP | 337915102 | COM | 265,607 | $4,674,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 152,000 | $4,666,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 276,509 | $4,664,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 166,625 | $4,656,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 595,400 | $4,650,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 132,768 | $4,640,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 408,770 | $4,640,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 119,734 | $4,638,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 102,252 | $4,633,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 78,500 | $4,632,000 | thousands by filing date | put |
| ServiceNow,Inc. | 81762P102 | COM | 78,623 | $4,622,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 176,550 | $4,622,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 200,400 | $4,607,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 140,000 | $4,607,000 | thousands by filing date | call |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 462,500 | $4,602,000 | thousands by filing date | call |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 34,891 | $4,594,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 54,237 | $4,571,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 77,400 | $4,567,000 | thousands by filing date | call |
| ZILLOW INC | 98954A107 | COMMON STOCK | 39,271 | $4,555,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 200,100 | $4,554,000 | thousands by filing date | put |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 196,200 | $4,552,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 65,102 | $4,550,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 48,375 | $4,540,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 410,100 | $4,518,000 | thousands by filing date | put |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 6,556,000 | $4,507,000 | thousands by filing date | principal |
| CLECO CORP NEW | 12561W105 | COM | 93,606 | $4,507,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 179,100 | $4,504,000 | thousands by filing date | call |
| FULTON FINL CORP PA | 360271100 | COM | 406,057 | $4,499,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 163,620 | $4,497,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 216,202 | $4,495,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 162,189 | $4,492,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 68,934 | $4,492,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 47,893 | $4,481,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 500,800 | $4,477,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 340,300 | $4,458,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 117,452 | $4,452,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 83,200 | $4,435,000 | thousands by filing date | put |
| Washington Prime Group | 939647103 | COM | 253,400 | $4,429,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 145,770 | $4,413,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 146,400 | $4,412,000 | thousands by filing date | call |
| XEROX CORP | 984121103 | COM | 332,236 | $4,395,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 37,157 | $4,393,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 174,000 | $4,376,000 | thousands by filing date | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 72,300 | $4,375,000 | thousands by filing date | call |
| SILVER WHEATON CORP | 828336107 | COM | 218,700 | $4,373,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 137,000 | $4,365,000 | thousands by filing date | call |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 127,399 | $4,363,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 198,569 | $4,361,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 250,354 | $4,361,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 133,957 | $4,360,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 458,713 | $4,358,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 115,171 | $4,353,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 50,323 | $4,352,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 59,368 | $4,343,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,109,900 | $4,329,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 2,639,000 | $4,328,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807108 | COM | 57,800 | $4,318,000 | thousands by filing date | call |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 101,096 | $4,311,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 135,100 | $4,311,000 | thousands by filing date | put |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 4,313,000 | $4,305,000 | thousands by filing date | principal |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 98,423 | $4,300,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 83,351 | $4,298,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 179,600 | $4,296,000 | thousands by filing date | call |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 54,000 | $4,296,000 | thousands by filing date | call |
| V F CORP COM | 918204108 | Stock | 64,998 | $4,292,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 120,866 | $4,290,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 81,416 | $4,284,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 82,392 | $4,284,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 519,125 | $4,278,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 71,327 | $4,266,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 48,268 | $4,265,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 395,024 | $4,258,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 108,462 | $4,256,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 120,000 | $4,255,000 | thousands by filing date | call |
| NASDAQ INC COM | 631103108 | Stock | 100,264 | $4,253,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 926,400 | $4,252,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 1,531,700 | $4,250,000 | thousands by filing date | put |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 68,978 | $4,247,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 76,476 | $4,240,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 422,493 | $4,238,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 229,596 | $4,236,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 167,400 | $4,236,000 | thousands by filing date | put |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 358,746 | $4,233,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 94,596 | $4,232,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 101,363 | $4,223,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 186,413 | $4,212,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 35,400 | $4,210,000 | thousands by filing date | put |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 64,794 | $4,200,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 4,162,000 | $4,198,000 | thousands by filing date | principal |
| TRIPADVISOR INC | 896945201 | COM | 45,917 | $4,197,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 147,768 | $4,197,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 44,400 | $4,196,000 | thousands by filing date | call |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 175,012 | $4,188,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 43,556 | $4,183,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 5,048,000 | $4,181,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 120,021 | $4,178,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 125,600 | $4,175,000 | thousands by filing date | put |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 176,700 | $4,175,000 | thousands by filing date | put |
| UBS AG | H89231338 | SHS | 238,800 | $4,163,000 | thousands by filing date | call |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 93,700 | $4,157,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 118,800 | $4,152,000 | thousands by filing date | put |
| MARKELGROUPINC | 570535104 | STOK | 6,524 | $4,151,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 188,587 | $4,143,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 69,500 | $4,140,000 | thousands by filing date | call |
| ELIZABETH ARDEN INC | 28660G106 | COM | 247,252 | $4,139,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-14-000179 | this filing | 2014-11-14 | acceptance time not in the bulk data set |