13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 6,925 holding rows worth $101,554,369,000.
- Accession
- 0000831001-13-000197
- Filer
- CIK 831001
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 16,261 entries on the cover page, a total value of $101,554,369,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $101,554,369,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Global Markets Luxembourg028-15306
- included managerCitigroup Global Markets U.K. Equity Ltd028-06229
- included managerCitigroup Investments Inc.028-10295
- included managerCitigroup Trust - Delaware, National Association028-12981
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 11,163 | $84,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 11,344 | $84,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 6,441 | $84,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 4,680 | $84,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 1,513 | $84,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 1,118 | $83,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 1,678 | $83,000 | thousands by filing date | |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 35,000 | $83,000 | thousands by filing date | principal |
| RUE21 INC | 781295100 | COM | 1,995 | $83,000 | thousands by filing date | |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 6,504 | $83,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 21,457 | $83,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,000 | $82,000 | thousands by filing date | put |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 4,206 | $82,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 6,048 | $82,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 14,032 | $82,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 944 | $82,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 3,168 | $82,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 3,888 | $82,000 | thousands by filing date | |
| EXTERRAN HLDGS INC 4.250 | 30225XAA1 | NOTE 4.250% 6/1 | 64,000 | $82,000 | thousands by filing date | principal |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 9,024 | $81,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 2,524 | $81,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 3,544 | $81,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 23,958 | $81,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 19,140 | $81,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 2,769 | $81,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 31,954 | $81,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 9,709 | $80,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 4,968 | $80,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 30,362 | $80,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,922 | $80,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 74,000 | $80,000 | thousands by filing date | principal |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 9,876 | $80,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 1,973 | $80,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 9,661 | $80,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 17,240 | $80,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 1,888 | $79,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 9,213 | $79,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 5,245 | $79,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 4,365 | $79,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,423 | $79,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 4,564 | $79,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 1,882 | $79,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 2,330 | $79,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 4,450 | $79,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 1,286 | $79,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 2,970 | $79,000 | thousands by filing date | |
| INTERMEC INC | 458786100 | COM | 8,086 | $79,000 | thousands by filing date | |
| METROCORP BANCSHARES INC | 591650106 | COM | 8,057 | $79,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 1,461 | $78,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 10,143 | $78,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 6,547 | $78,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 4,282 | $78,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 1,746 | $78,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 3,232 | $78,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 6,101 | $78,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 14,447 | $78,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 6,000 | $77,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 5,429 | $77,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 1,325 | $77,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 34,553 | $77,000 | thousands by filing date | |
| WHITEWAVE FOODS CO | 966244204 | COM CL B | 5,040 | $77,000 | thousands by filing date | call |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 9,322 | $77,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 4,435 | $77,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 3,143 | $76,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 1,834 | $76,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 7,519 | $76,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 1,885 | $76,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 4,834 | $76,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 7,825 | $76,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 34,000 | $76,000 | thousands by filing date | put |
| MAC-GRAY CORP | 554153106 | COMMON STOCK | 5,332 | $76,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 22,430 | $76,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 7,012 | $76,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 5,294 | $76,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 5,118 | $76,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 2,672 | $76,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 27,314 | $76,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 2,469 | $75,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 10,800 | $75,000 | thousands by filing date | call |
| UMH PPTYS INC | 903002103 | COM | 7,321 | $75,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 4,038 | $75,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 4,277 | $75,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 5,646 | $75,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 5,485 | $75,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 3,774 | $75,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 3,422 | $75,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 16,641 | $75,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 28,191 | $75,000 | thousands by filing date | |
| PROSHARES TR II | 74347W379 | UL VIXSTFUT ETF | 1,050 | $75,000 | thousands by filing date | put |
| FQF TR | 351680707 | QUANT NEUT ANT | 3,554 | $75,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 2,327 | $74,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 2,935 | $74,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 2,000 | $74,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 1,426 | $74,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,684 | $74,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1,655 | $74,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 9,711 | $74,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 7,072 | $74,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 1,593 | $74,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 19,052 | $74,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 674 | $74,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 43,900 | $74,000 | thousands by filing date | call |
| APPLOVIN CORP CLASS A | 023850100 | COM | 38,368 | $74,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 4,354 | $74,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 3,217 | $74,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 2,868 | $73,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 10,636 | $73,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 2,081 | $73,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,103 | $73,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 6,404 | $73,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 10,477 | $73,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 1,317 | $73,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 18,297 | $73,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 10,732 | $73,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,516 | $72,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 4,183 | $72,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,173 | $72,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 1,385 | $72,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 1,152 | $72,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 8,606 | $72,000 | thousands by filing date | |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 4,431 | $72,000 | thousands by filing date | |
| UNITED RENTALS INC | 911363AL3 | NOTE 4.000% | 16,000 | $72,000 | thousands by filing date | principal |
| PC CONNECTION INC | 69318J100 | COM | 4,564 | $71,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 5,128 | $71,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 2,253 | $71,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 2,906 | $71,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 11,407 | $71,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 3,252 | $71,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 2,811 | $71,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 2,947 | $71,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 5,731 | $71,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 5,332 | $71,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 2,178 | $71,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 5,129 | $71,000 | thousands by filing date | |
| SOLTA MED INC | 83438K103 | COM | 31,504 | $71,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 6,345 | $71,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 20,300 | $70,000 | thousands by filing date | call |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 3,549 | $70,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 2,817 | $70,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 3,194 | $70,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 3,771 | $70,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 28,183 | $70,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 10,800 | $70,000 | thousands by filing date | put |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 6,765 | $70,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M449 | GUGG BULL 2013 | 2,723 | $70,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 616 | $70,000 | thousands by filing date | |
| THOMAS PPTYS GROUP INC | 884453101 | COM | 13,160 | $70,000 | thousands by filing date | |
| THERMOGENESIS CORP | 883623308 | COM | 52,753 | $70,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 3,315 | $70,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 1,396 | $70,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 3,300 | $69,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 11,003 | $69,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 4,728 | $69,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 2,835 | $69,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 3,896 | $69,000 | thousands by filing date | |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 3,679 | $69,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 525 | $69,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 2,454 | $69,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 2,392 | $68,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 3,789 | $68,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 2,359 | $68,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 2,200 | $68,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 2,429 | $68,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 4,474 | $68,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 4,279 | $68,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 18,500 | $68,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 8,770 | $68,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 2,722 | $68,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 2,105 | $67,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 7,387 | $67,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 7,633 | $67,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 970 | $67,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,906 | $67,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 23,800 | $67,000 | thousands by filing date | call |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 11,439 | $67,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 16,609 | $67,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 1,790 | $67,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 2,701 | $67,000 | thousands by filing date | |
| FISHER COMMUNICATIONS INC | 337756209 | COM | 1,630 | $67,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 1,025 | $66,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 5,519 | $66,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,666 | $66,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 1,948 | $66,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,180 | $66,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 3,785 | $66,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 2,464 | $66,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 4,211 | $66,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 3,114 | $66,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 11,700 | $66,000 | thousands by filing date | call |
| SYSTEMAX INC | 871851101 | COM | 7,007 | $66,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 1,819 | $65,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 3,066 | $65,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 68,000 | $65,000 | thousands by filing date | principal |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 2,000 | $65,000 | thousands by filing date | put |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,622 | $65,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 7,160 | $65,000 | thousands by filing date | |
| CENTER BANCORP INC | 151408101 | COM | 5,127 | $65,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 776 | $64,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,000 | $64,000 | thousands by filing date | call |
| ICU MED INC | 44930G107 | COM | 882 | $64,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,000 | $64,000 | thousands by filing date | put |
| MULTI-COLOR | 625383104 | COM | 2,100 | $64,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 1,677 | $64,000 | thousands by filing date | |
| FIRST PACTRUST BANCORP INC | 33589V101 | COMMON STOCK | 4,737 | $64,000 | thousands by filing date | |
| SIMS LTD SPON ADR EA | 829160100 | Common Stock | 8,492 | $64,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 7,662 | $64,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 10,835 | $64,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 1,304 | $64,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 9,234 | $64,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 2,204 | $64,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 3,474 | $64,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 2,287 | $63,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 4,950 | $63,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 1,710 | $63,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 5,787 | $63,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 4,050 | $63,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 2,382 | $63,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 7,200 | $63,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 2,984 | $63,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 3,752 | $63,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 1,898 | $62,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 2,962 | $62,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 7,064 | $62,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 1,486 | $62,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 3,100 | $62,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,962 | $62,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 2,600 | $62,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 9,748 | $62,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 4,774 | $62,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 1,762 | $62,000 | thousands by filing date | |
| STANDARD REGISTER CO | 853887206 | COM | 21,393 | $62,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,842 | $61,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 1,027 | $61,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 4,200 | $61,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 1,451 | $61,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,519 | $61,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 2,733 | $61,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 8,991 | $61,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 2,102 | $61,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 3,371 | $61,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 2,657 | $61,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 3,269 | $61,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 61,000 | $61,000 | thousands by filing date | principal |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 47,300 | $61,000 | thousands by filing date | call |
| NORTHGATE MINERALS CORP | 666416AB8 | NOTE 3.500%10/0 | 64,000 | $61,000 | thousands by filing date | principal |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 2,589 | $61,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 13,362 | $60,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 1,075 | $60,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 4,100 | $60,000 | thousands by filing date | put |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 4,092 | $60,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 1,400 | $60,000 | thousands by filing date | call |
| VICAL INC | 925602104 | COM | 19,091 | $60,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 7,081 | $60,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 37,100 | $60,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 1,952 | $60,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 3,306 | $60,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 400 | $60,000 | thousands by filing date | call |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 5,940 | $59,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 583 | $59,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 1,665 | $59,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 4,146 | $59,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 4,364 | $59,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 957 | $59,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 4,209 | $59,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,072 | $59,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 9,872 | $59,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 2,000 | $59,000 | thousands by filing date | call |
| MCCLATCHY CO | 579489105 | CL A | 25,934 | $59,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 1,692 | $59,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 4,272 | $59,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 10,755 | $59,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 2,009 | $59,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 2,928 | $59,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 15,200 | $58,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 7,773 | $58,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 3,071 | $58,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 10,401 | $58,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 5,121 | $58,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 12,230 | $58,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 22,943 | $58,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 1,551 | $58,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 1,150 | $58,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 24,935 | $58,000 | thousands by filing date | |
| NEUTRAL TANDEM INC | 64128B108 | COM | 10,274 | $58,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 18,427 | $58,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 55,000 | $58,000 | thousands by filing date | principal |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 8,777 | $58,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,678 | $57,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 5,000 | $57,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 1,729 | $57,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 2,712 | $57,000 | thousands by filing date | |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 43,000 | $57,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 2,333 | $57,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 8,268 | $57,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 2,432 | $57,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 2,230 | $57,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 6,666 | $57,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 8,565 | $57,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 600 | $57,000 | thousands by filing date | put |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 51,000 | $57,000 | thousands by filing date | principal |
| RITE AID CORP | 767754BU7 | CNV | 40,000 | $57,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 780 | $56,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 2,466 | $56,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 8,935 | $56,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 1,316 | $56,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 2,900 | $56,000 | thousands by filing date | call |
| EXTERRAN HLDGS INC | 30225X103 | COM | 2,000 | $56,000 | thousands by filing date | put |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 2,625 | $56,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 2,335 | $56,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 2,326 | $56,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 9,149 | $56,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 2,975 | $56,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 680 | $56,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370AK1 | NOTE 3.375% 7/1 | 43,000 | $56,000 | thousands by filing date | principal |
| MECOX LANE LIMITED | 58403M201 | SPON ADR REP 35 | 25,000 | $56,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 7,764 | $55,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 1,476 | $55,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 9,992 | $55,000 | thousands by filing date | |
| MOLEX INC | 608554200 | COMMON STOCK | 2,200 | $55,000 | thousands by filing date | put |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 3,122 | $55,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 2,047 | $55,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 52,001 | $55,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 8,907 | $55,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 3,170 | $55,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 4,201 | $55,000 | thousands by filing date | |
| D.R. HORTON INC | 23331ABB4 | NOTE | 33,000 | $55,000 | thousands by filing date | principal |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 27,082 | $55,000 | thousands by filing date | |
| NASB FINANCIAL INC | 628968109 | COM | 2,095 | $55,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 445 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 737 | $54,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 42,248 | $54,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 1,231 | $54,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 1,602 | $54,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 4,442 | $54,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 8,782 | $54,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 4,725 | $54,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 34,767 | $54,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 6,696 | $54,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 2,000 | $54,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 6,500 | $53,000 | thousands by filing date | put |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 503 | $53,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 3,158 | $53,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 853 | $53,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 3,958 | $53,000 | thousands by filing date | |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 1,112 | $53,000 | thousands by filing date | |
| VITRAN CORP | 92850E107 | COMMON STOCK | 8,325 | $53,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729NBR0 | NOTE 6.500%10/0 | 39,000 | $53,000 | thousands by filing date | principal |
| CVR Partners, LP | 126633106 | LTD | 2,325 | $53,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 12,341 | $53,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 3,161 | $53,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 3,520 | $53,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 3,767 | $53,000 | thousands by filing date | |
| NASDAQ OMX GROUP INC 2.500 | 631103AA6 | NOTE 2.500% 8/1 | 53,000 | $53,000 | thousands by filing date | principal |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 11,315 | $53,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 3,636 | $53,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 2,800 | $53,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 10,000 | $52,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,335 | $52,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 4,061 | $52,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 3,990 | $52,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,921 | $52,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 3,076 | $52,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 2,590 | $52,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 2,000 | $52,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 4,767 | $52,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 6,253 | $52,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 2,627 | $52,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 10,659 | $52,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 14,343 | $52,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451102AB3 | CNV | 52,000 | $52,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,651 | $51,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,697 | $51,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 10,732 | $51,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 7,175 | $51,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 27,476 | $51,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 15,187 | $51,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 1,094 | $51,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 19,867 | $50,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 2,784 | $50,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 3,979 | $50,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 2,882 | $50,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 53,000 | $50,000 | thousands by filing date | principal |
| NANOSPHERE INC | 63009F105 | COM | 16,187 | $50,000 | thousands by filing date | |
| GREENWAY MED TECHNOLOGIES IN | 39679B103 | COM | 3,989 | $50,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 823 | $49,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 1,243 | $49,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 2,492 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 1,378 | $49,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 7,688 | $49,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 3,500 | $49,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 40 | $49,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 1,875 | $49,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP/THE | 320771108 | COM | 41,765 | $49,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,917 | $48,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 3,196 | $48,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 7,969 | $48,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 38,000 | $48,000 | thousands by filing date | principal |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 7,263 | $48,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 3,399 | $48,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 2,677 | $48,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 1,863 | $48,000 | thousands by filing date | |
| TOWER GROUP INTL LTD | 891777AC8 | NOTE | 45,000 | $48,000 | thousands by filing date | principal |
| L+L ENERGY INC | 50162D100 | COM | 13,269 | $48,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 3,363 | $47,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 3,005 | $47,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 3,352 | $47,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 2,619 | $47,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 2,640 | $47,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 9,856 | $47,000 | thousands by filing date | |
| BLACKROCK | 09250E107 | EXCHANGE TRADED | 21,786 | $47,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 6,024 | $47,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P886 | COM | 56,891 | $47,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 8,029 | $47,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 10,015 | $47,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 8,300 | $47,000 | thousands by filing date | put |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 743 | $47,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 3,724 | $46,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 2,403 | $46,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 7,503 | $46,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 2,280 | $46,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 22,449 | $46,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 2,891 | $46,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 3,748 | $46,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 12,621 | $46,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 19,350 | $46,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 43,360 | $46,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 5,339 | $46,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 1,901 | $46,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 398 | $45,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 3,509 | $45,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 51,368 | $45,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 3,783 | $45,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 1,304 | $45,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 1,500 | $45,000 | thousands by filing date | call |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 2,079 | $45,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 5,326 | $45,000 | thousands by filing date | |
| ProShares UltraShort Russell 2000 ETF | 74348A202 | Com | 2,483 | $45,000 | thousands by filing date | |
| FNB UNITED CORP | 302519202 | COM | 5,578 | $45,000 | thousands by filing date | |
| CLIFTON SAVINGS BANCORP INC | 18712Q103 | COM | 3,796 | $45,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 1,774 | $45,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 723 | $45,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,100 | $44,000 | thousands by filing date | put |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 8,332 | $44,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 2,548 | $44,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 3,677 | $44,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 800 | $44,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,133 | $44,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 5,572 | $44,000 | thousands by filing date | |
| UNISYS CORP | 909214405 | CORPORATE OBLIG | 703 | $44,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 1,969 | $44,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 11,000 | $44,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 12,150 | $44,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | 36869MAA3 | NOTE 5.000% 8/1 | 166,000 | $44,000 | thousands by filing date | principal |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 6,535 | $44,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 2,870 | $44,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 2,315 | $44,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 968 | $44,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 14,724 | $44,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 6,526 | $44,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 6,200 | $43,000 | thousands by filing date | put |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 7,408 | $43,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,220 | $43,000 | thousands by filing date | |
| COMCAST HOLDINGS CORP | 200300507 | ZONES CV2% PCS | 924 | $43,000 | thousands by filing date | principal |
| CHASE CORP | 16150R104 | COM | 1,915 | $43,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 42,000 | $43,000 | thousands by filing date | principal |
| REXNORD CORP | 76169B102 | COMMON STOCK | 2,548 | $43,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 45,572 | $43,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 6,871 | $43,000 | thousands by filing date | |
| EASTERN INSURANCE HOLDINGS | 276534104 | COM | 2,291 | $43,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 7,836 | $43,000 | thousands by filing date | call |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 2,610 | $42,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 6,726 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 1,815 | $42,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 1,678 | $42,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 3,396 | $42,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 1,342 | $42,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 3,733 | $42,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 21,120 | $42,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 19,700 | $42,000 | thousands by filing date | put |
| ISHARES TR | 464288372 | COM | 1,176 | $41,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 6,560 | $41,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,953 | $41,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 2,075 | $41,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 3,269 | $41,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 575 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 4,841 | $41,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 5,491 | $41,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 754 | $41,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 6,165 | $41,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 17,063 | $41,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 3,548 | $41,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 1,419 | $41,000 | thousands by filing date | |
| BLACKROCK SR HIGH INCOME FD | 09255T109 | COM | 9,800 | $41,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 1,819 | $41,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 757 | $41,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 7,721 | $40,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 878 | $40,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 6,800 | $40,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 18,238 | $40,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 3,421 | $40,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-13-000197 | this filing | 2013-08-14 | acceptance time not in the bulk data set |