13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 6,925 holding rows worth $101,554,369,000.
- Accession
- 0000831001-13-000197
- Filer
- CIK 831001
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 16,261 entries on the cover page, a total value of $101,554,369,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $101,554,369,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Global Markets Luxembourg028-15306
- included managerCitigroup Global Markets U.K. Equity Ltd028-06229
- included managerCitigroup Investments Inc.028-10295
- included managerCitigroup Trust - Delaware, National Association028-12981
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 460 | $13,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 423 | $13,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 1,358 | $13,000 | thousands by filing date | |
| MAXYGEN INC | 577776107 | COM | 5,223 | $13,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 3,606 | $13,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 771 | $13,000 | thousands by filing date | |
| CELSION CORPORATION | 15117N305 | COM NEW | 13,000 | $13,000 | thousands by filing date | |
| MARKET LEADER INC | 57056R103 | COM | 1,259 | $13,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 500 | $13,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 1,500 | $13,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 4,175 | $13,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 4,013 | $13,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 500 | $13,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 2,344 | $13,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 719 | $13,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 600 | $13,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461852 | EGSHARE EM METLS | 1,500 | $13,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 600 | $13,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 44248W208 | UNIT 99/99/9999 | 465 | $13,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 500 | $12,000 | thousands by filing date | call |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 609 | $12,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 125 | $12,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 2,072 | $12,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 362 | $12,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 835 | $12,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 932 | $12,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 1,186 | $12,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 362 | $12,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 524 | $12,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,300 | $12,000 | thousands by filing date | put |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 410 | $12,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 662 | $12,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 546 | $12,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 389 | $12,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 600 | $12,000 | thousands by filing date | put |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 336 | $12,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 706 | $12,000 | thousands by filing date | |
| EDGEN GROUP INC | 28014Q107 | CL A | 1,934 | $12,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 10,000 | $12,000 | thousands by filing date | principal |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 5,109 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 500 | $12,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 254 | $12,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 1,667 | $12,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 1,509 | $12,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 482 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 455 | $12,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 517 | $12,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 746 | $12,000 | thousands by filing date | |
| AMDOCS LTD | 02342tad1 | NOTE 0.500% 3/1 | 14,000 | $12,000 | thousands by filing date | principal |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 444 | $12,000 | thousands by filing date | |
| CHINA SHENGDA PACKAGING GROU | 16950V107 | COM | 10,000 | $12,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 1,215 | $11,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 139 | $11,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 535 | $11,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,341 | $11,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 1,000 | $11,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 649 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 500 | $11,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 439 | $11,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 1,346 | $11,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 2,000 | $11,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 500 | $11,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 1,436 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 345 | $11,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 398 | $11,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 1,434 | $11,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 1,475 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 765 | $11,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 675 | $11,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 775 | $11,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 800 | $11,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 895 | $11,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 678 | $11,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 10,000 | $11,000 | thousands by filing date | principal |
| GAMCO INVS INC COM | 361438104 | COM | 219 | $11,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 1,000 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 500 | $11,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 650 | $11,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 390 | $11,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AR4 | NOTE 1.875% 8/0 | 7,000 | $11,000 | thousands by filing date | principal |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 1,346 | $11,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 449 | $11,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 366 | $11,000 | thousands by filing date | |
| NUVEEN MUNI HIGH INCOME OP | 670683101 | COM | 902 | $11,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 2,250 | $11,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 700 | $11,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 1,577 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 758 | $11,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 816 | $11,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 632 | $11,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 9,545 | $11,000 | thousands by filing date | |
| BLACKROCK HIGH YIELD TR | 09248N102 | SHS | 1,506 | $11,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 3,650 | $11,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 2,682 | $11,000 | thousands by filing date | |
| CACI INTL INC | 127190AD8 | NOTE 2.125% 5/0 | 9,000 | $11,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 294 | $11,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 1,088 | $11,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 500 | $11,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 250 | $10,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 100 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 152 | $10,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 177 | $10,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 801 | $10,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 196 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 774 | $10,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 200 | $10,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 256 | $10,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 800 | $10,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 216 | $10,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 683 | $10,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 200 | $10,000 | thousands by filing date | call |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 224 | $10,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 686 | $10,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 2,800 | $10,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 5,350 | $10,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 1,329 | $10,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 203 | $10,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 2,000 | $10,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 3,180 | $10,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 81 | $10,000 | thousands by filing date | |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 3,094 | $10,000 | thousands by filing date | |
| USEC INC | 90333EAC2 | NOTE 3.000%10/0 | 49,000 | $10,000 | thousands by filing date | principal |
| COMVERSE INC | 20585P105 | COM | 332 | $10,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 720 | $10,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 770 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 500 | $10,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 700 | $10,000 | thousands by filing date | |
| IDENTIVE GROUP INC | 45170X106 | COM | 13,482 | $10,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 740 | $10,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 6,131 | $10,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 2,122 | $10,000 | thousands by filing date | |
| NUVEEN PA PREMIUM INC MUNI 2 | 67061F101 | COM | 752 | $10,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 2,830 | $10,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 600 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 318 | $10,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 333 | $10,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 12,600 | $10,000 | thousands by filing date | |
| ACTIONS SEMICONDUCTOR CO LTD | 00507E107 | ADR | 3,357 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M662 | GUGG ENH CRE BN | 211 | $10,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 204 | $10,000 | thousands by filing date | |
| J F CHINA REGION FD INC | 46614T107 | COM | 732 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 750 | $10,000 | thousands by filing date | |
| TRIO MERGER CORP | 896697109 | COM | 1,000 | $10,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 925 | $9,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 174 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 156 | $9,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 631 | $9,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 686 | $9,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 515 | $9,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 920 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 214 | $9,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 1,000 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 280 | $9,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1,210 | $9,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 1,150 | $9,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 280 | $9,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 203 | $9,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 660 | $9,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815AB8 | NOTE 6.500% 5/1 | 8,000 | $9,000 | thousands by filing date | principal |
| RENREN INC | 759892102 | SPONSORED ADR | 3,249 | $9,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 10,000 | $9,000 | thousands by filing date | principal |
| COMPANHIA DE BEBIDAS DAS AME | 20441W104 | SPONSORED ADR | 233 | $9,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 2,085 | $9,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 296 | $9,000 | thousands by filing date | |
| Nuveen Cal Performance | 67062Q106 | COM | 622 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 500 | $9,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 6,192 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 261 | $9,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 1,616 | $9,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 2,809 | $9,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 3,000 | $9,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 7,824 | $9,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 281 | $9,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 626 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 139 | $9,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 500 | $9,000 | thousands by filing date | |
| PROSHARES VIX | 74347W684 | VIX MDTRM FUTR | 307 | $9,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 500 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 458 | $9,000 | thousands by filing date | |
| POSTROCK ENERGY CORP | 737525105 | COM | 5,850 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 102 | $8,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 89 | $8,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,040 | $8,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 100 | $8,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 891 | $8,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 505 | $8,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 723 | $8,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 490 | $8,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 150 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 77 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 200 | $8,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 203 | $8,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 545 | $8,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 2,900 | $8,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 5,310 | $8,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 600 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 333 | $8,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 900 | $8,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 3,100 | $8,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 1,771 | $8,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 2,800 | $8,000 | thousands by filing date | call |
| RUBICON MINERALS CORP | 780911103 | COM | 5,905 | $8,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 171 | $8,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 5,266 | $8,000 | thousands by filing date | |
| USEC INC | 90333E108 | COM | 28,400 | $8,000 | thousands by filing date | put |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 289 | $8,000 | thousands by filing date | |
| BLACKROCK STRTGC BOND TR | 09249G106 | COM | 600 | $8,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 667 | $8,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 500 | $8,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 7,800 | $8,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 3,001 | $8,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 264 | $8,000 | thousands by filing date | |
| GABELLI HLTHCARE & WELLNESS | 36246K129 | RIGHT 07/17/2013 | 834 | $8,000 | thousands by filing date | |
| GYRODYNE CO AMER INC | 403820103 | COM | 102 | $8,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 475 | $8,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 1,000 | $8,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 237 | $8,000 | thousands by filing date | |
| GREATER CHINA FD INC COM | 39167B102 | MUTUAL | 768 | $8,000 | thousands by filing date | |
| BLACKROCK PA STRATEGIC MUN T | 09248R103 | COM | 588 | $8,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H321 | ETN DJUBSALUMI38 | 422 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 63 | $7,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 138 | $7,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 209 | $7,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 100 | $7,000 | thousands by filing date | put |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 329 | $7,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 181 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 200 | $7,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 325 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 155 | $7,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 190 | $7,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 285 | $7,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 1,560 | $7,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 4,300 | $7,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 1,100 | $7,000 | thousands by filing date | put |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 681 | $7,000 | thousands by filing date | |
| LONE PINE RES INC | 54222A106 | COM | 20,101 | $7,000 | thousands by filing date | |
| COLDWATER CREEK INC | 193068202 | COM | 2,928 | $7,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 127 | $7,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 6,984 | $7,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 54 | $7,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 19,300 | $7,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 3,041 | $7,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 3,300 | $7,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 891 | $7,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 3,088 | $7,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 317 | $7,000 | thousands by filing date | |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 750 | $7,000 | thousands by filing date | |
| FIRST FED BNCSHS OF ARKANSAS | 32020F303 | COM | 909 | $7,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 2,250 | $7,000 | thousands by filing date | |
| NATIONAL TECHNICAL SYSTEM IN | 638104109 | COM | 507 | $7,000 | thousands by filing date | |
| ROMA FINANCIAL CORP | 77581P109 | COM | 363 | $7,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 3,000 | $7,000 | thousands by filing date | |
| Lihua International Inc. | 532352101 | COM | 1,400 | $7,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 6,750 | $7,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 7,000 | $7,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 306 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74348A863 | ULSHRT UTILS FD | 310 | $7,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 2,182 | $7,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 100 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 130 | $6,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 67 | $6,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 123 | $6,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 464 | $6,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 250 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 484 | $6,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 237 | $6,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 240 | $6,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 600 | $6,000 | thousands by filing date | call |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 1,716 | $6,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 501 | $6,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 1,800 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 183 | $6,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 500 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 172 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 166 | $6,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 274 | $6,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 488 | $6,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 400 | $6,000 | thousands by filing date | |
| COGENT COMM GROUP INC | 19239VAB0 | NOTE 1.000% 6/1 | 6,000 | $6,000 | thousands by filing date | principal |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 599 | $6,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 695 | $6,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 2,500 | $6,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 500 | $6,000 | thousands by filing date | |
| ARDEN GROUP INC-A | 039762109 | CL A | 52 | $6,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 413 | $6,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 1,000 | $6,000 | thousands by filing date | |
| ELONG - ADR | 290138205 | ADR | 466 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 50 | $6,000 | thousands by filing date | |
| PROLOR BIOTECH INC | 74344F106 | COM | 1,000 | $6,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 652 | $6,000 | thousands by filing date | |
| MARKET VECTORS | 57060U704 | URAN NUCLR ENRGY | 400 | $6,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 174 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 160 | $6,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 5,021 | $6,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 551 | $6,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K866 | PS CR OIL LG ETN | 500 | $6,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 2,929 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H198 | ETN DJUBS TIN 38 | 130 | $6,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 311 | $5,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 211 | $5,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 711 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 100 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 124 | $5,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 275 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 154 | $5,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 300 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 34 | $5,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 13,464 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 382 | $5,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 480 | $5,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 351 | $5,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 270 | $5,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 500 | $5,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 276 | $5,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 386 | $5,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 340 | $5,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 248 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 362 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 150 | $5,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 664 | $5,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 331 | $5,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 260 | $5,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 383 | $5,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 130 | $5,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 3,015 | $5,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 868 | $5,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 4,619 | $5,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 300 | $5,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 200 | $5,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 1,900 | $5,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 346 | $5,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 85 | $5,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 915 | $5,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 3,110 | $5,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 222 | $5,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 5,000 | $5,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 180 | $5,000 | thousands by filing date | |
| Proshs Ultrapro New Etf | 74348A665 | PSHS ULTSHT INDL | 173 | $5,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 103 | $5,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 958 | $5,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 1,158 | $5,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 367 | $5,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 289 | $5,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 2,000 | $5,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 116 | $5,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 305 | $5,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 1,200 | $5,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 910 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 135 | $5,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 377 | $5,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 250 | $5,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 400 | $5,000 | thousands by filing date | |
| ECOTALITY INC | 27922Y202 | COM NEW | 3,200 | $5,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 99 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W151 | DRX S&P500BEAR | 444 | $5,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 250 | $5,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 196 | $5,000 | thousands by filing date | |
| PUREFUNDS ISE DIAMOND/GE-ETF | 30304R100 | CMN | 316 | $5,000 | thousands by filing date | |
| Gleacher & Co Inc | 377341201 | COM NEW | 311 | $5,000 | thousands by filing date | |
| HELIOS ADVANTAGE INCOME FD I | 42327W206 | COM NEW | 615 | $5,000 | thousands by filing date | |
| NUVEEN PA DIV ADVANTAGE MUN | 67070E103 | COM | 377 | $5,000 | thousands by filing date | |
| IGO INC | 449593201 | COM | 2,016 | $5,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 1,344 | $5,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 243 | $5,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 334 | $5,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 1,872 | $5,000 | thousands by filing date | |
| FQF TR | 351680400 | QUANTSHARE SIZ | 200 | $5,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 147 | $4,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 73 | $4,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 49 | $4,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 326 | $4,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 367 | $4,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 3,902 | $4,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 333 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 72 | $4,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 200 | $4,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 200 | $4,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 105 | $4,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 858 | $4,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 233 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 63 | $4,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 628 | $4,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 563 | $4,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 200 | $4,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 267 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 91 | $4,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 1,313 | $4,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 379 | $4,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 139 | $4,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 203 | $4,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 164 | $4,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 147 | $4,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 184 | $4,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 158 | $4,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 1,216 | $4,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 164 | $4,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 430 | $4,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 98 | $4,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 879 | $4,000 | thousands by filing date | |
| VELTI PLC ST HELIER | G93285107 | SHS | 2,577 | $4,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 213 | $4,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 210 | $4,000 | thousands by filing date | |
| ALCOA INC | 013817AT8 | NOTE 5.250% 3/1 | 3,000 | $4,000 | thousands by filing date | principal |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 3,322 | $4,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 550 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 101 | $4,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 2,978 | $4,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 262 | $4,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 1,074 | $4,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 660 | $4,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 3,059 | $4,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 129 | $4,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 120 | $4,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 231 | $4,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 1,294 | $4,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 2,528 | $4,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 150 | $4,000 | thousands by filing date | |
| PRIMUS TELECOMMUNICATIONS GR | 741929301 | COM | 335 | $4,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 1,028 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 73 | $4,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 65 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 100 | $4,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 500 | $4,000 | thousands by filing date | |
| ALLIANCE DATA SYSTEMS CORP CONV DTD 5/15/2010 4.75% 5/15/2014 | 018581AC2 | CONVERTIBLE | 1,000 | $4,000 | thousands by filing date | principal |
| MFS CALIF MUN FD | 59318C106 | COM | 375 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 150 | $4,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 1,091 | $4,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 111 | $4,000 | thousands by filing date | |
| NUVEEN MASSACHUSETTS | 67072F108 | COM | 277 | $4,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 300 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 39 | $4,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 342 | $4,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 300 | $4,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 277 | $4,000 | thousands by filing date | |
| NB & T FINL GROUP INC | 62874M104 | COM | 175 | $4,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 94 | $3,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 76 | $3,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 2,190 | $3,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 460 | $3,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 200 | $3,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 111 | $3,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 100 | $3,000 | thousands by filing date | call |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 140 | $3,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 128 | $3,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 366 | $3,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 227 | $3,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 288 | $3,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 126 | $3,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 200 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 247 | $3,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 997 | $3,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 200 | $3,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 202 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 76 | $3,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 116 | $3,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 900 | $3,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 183 | $3,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 2,030 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 39 | $3,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 231 | $3,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 196 | $3,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 90 | $3,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 390 | $3,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 402 | $3,000 | thousands by filing date | |
| ENCORE ENERGY CORP F | 97717W174 | COM | 121 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P114 | FUND | 88 | $3,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 145 | $3,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 870 | $3,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 114 | $3,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 905 | $3,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 62 | $3,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 693 | $3,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 1,458 | $3,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 50 | $3,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 2,000 | $3,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS 3.000/15/24 | 018804AK0 | NOTE | 3,000 | $3,000 | thousands by filing date | principal |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 2,000 | $3,000 | thousands by filing date | principal |
| CLEVELAND BIOLABS INC | 185860103 | COM | 1,845 | $3,000 | thousands by filing date | |
| USEC INC | 90333E108 | COM | 8,800 | $3,000 | thousands by filing date | call |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 213 | $3,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 148 | $3,000 | thousands by filing date | |
| ZALICUS INC | 98887C105 | COM | 5,000 | $3,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 140 | $3,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 7,380 | $3,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 1,681 | $3,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 200 | $3,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 179 | $3,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 281 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 45 | $3,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916110 | RIGHT 07/03/2013 | 4,800 | $3,000 | thousands by filing date | |
| MOLYCORP INC $0.055 PFD | 608753208 | PREFERRED | 150 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 105 | $3,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 55 | $3,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 700 | $3,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 200 | $3,000 | thousands by filing date | |
| SINGAPORE FUND | 82929L109 | COM | 228 | $3,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 610 | $3,000 | thousands by filing date | |
| LEUCADIA NATIONAL CORP | 527288AX2 | NOTE 3.750% | 2,000 | $3,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-13-000197 | this filing | 2013-08-14 | acceptance time not in the bulk data set |