13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 6,925 holding rows worth $101,554,369,000.
- Accession
- 0000831001-13-000197
- Filer
- CIK 831001
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 16,261 entries on the cover page, a total value of $101,554,369,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $101,554,369,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Global Markets Luxembourg028-15306
- included managerCitigroup Global Markets U.K. Equity Ltd028-06229
- included managerCitigroup Investments Inc.028-10295
- included managerCitigroup Trust - Delaware, National Association028-12981
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GNC HLDGS INC | 36191G107 | COM CL A | 6,200 | $274,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 6,287 | $274,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 5,687 | $274,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 13,201 | $274,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 20,603 | $274,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 26,782 | $273,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 48,562 | $273,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 11,113 | $272,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 37,000 | $272,000 | thousands by filing date | call |
| ENNIS INC COM | 293389102 | Stock | 15,690 | $271,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 10,376 | $271,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 3,329 | $271,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 9,200 | $271,000 | thousands by filing date | call |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 5,501 | $271,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 3,610 | $270,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 5,687 | $269,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 45,732 | $269,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 17,569 | $269,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 70,138 | $269,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 19,707 | $268,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 18,843 | $268,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 19,328 | $268,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 15,086 | $268,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 3,346 | $267,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 27,134 | $267,000 | thousands by filing date | |
| POWER-ONE INC | 73930R102 | COMMON STOCK | 42,300 | $267,000 | thousands by filing date | put |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 10,723 | $267,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 6,842 | $266,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 10,000 | $266,000 | thousands by filing date | call |
| INCYTE CORP COM | 45337C102 | Stock | 12,039 | $265,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 3,247 | $265,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 8,369 | $265,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 13,303 | $265,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 14,100 | $265,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 4,000 | $265,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 13,900 | $265,000 | thousands by filing date | put |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 13,969 | $265,000 | thousands by filing date | |
| ZOLTEK COS INC | 98975W104 | COM | 20,530 | $265,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 19,368 | $264,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 3,600 | $264,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 45,800 | $264,000 | thousands by filing date | call |
| DFC GLOBAL CORP | 23324T107 | COM | 19,172 | $264,000 | thousands by filing date | |
| FIRST FINL HLDGS INC COM | 320239106 | COM | 12,462 | $264,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 15,631 | $263,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 4,762 | $263,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 12,523 | $263,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 10,959 | $263,000 | thousands by filing date | call |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 15,340 | $263,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 17,569 | $262,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 3,795 | $262,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 25,219 | $262,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 3,871 | $262,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 38,668 | $261,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 5,464 | $261,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 14,062 | $261,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 7,549 | $260,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 8,225 | $260,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 13,329 | $260,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 23,231 | $259,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,521 | $259,000 | thousands by filing date | |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 253,000 | $259,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V209 | JR PFD CNV SRB | 5,368 | $259,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 203,000 | $259,000 | thousands by filing date | principal |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 7,900 | $259,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 3,663 | $258,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 34,554 | $258,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 11,254 | $257,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 17,562 | $256,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 8,240 | $256,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 7,606 | $255,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 15,535 | $255,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 11,270 | $255,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 30,685 | $255,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 7,093 | $254,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 15,733 | $253,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 6,164 | $253,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 4,827 | $253,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 45,243 | $253,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 7,383 | $253,000 | thousands by filing date | |
| ISHARES TR | 46429B226 | INDUSTRIAL SCT | 5,354 | $253,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 27,311 | $252,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 37,930 | $252,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 8,728 | $251,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 5,572 | $251,000 | thousands by filing date | |
| SPARTAN STORES INC | 846822104 | COM | 13,621 | $251,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 25,528 | $251,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 6,017 | $251,000 | thousands by filing date | |
| STELLARONE CORP | 85856G100 | COMMON STOCK | 12,732 | $250,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 27,185 | $250,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 5,256 | $249,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 3,201 | $249,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 38,731 | $249,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 109,000 | $248,000 | thousands by filing date | principal |
| MASTEC INC COM | 576323109 | Stock | 7,515 | $247,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 71,500 | $247,000 | thousands by filing date | put |
| TRUBRIDGE INC | 205306103 | COM | 5,014 | $247,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 17,921 | $247,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 14,341 | $247,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 8,397 | $247,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 41,300 | $246,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 21,191 | $245,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 17,338 | $245,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 3,357 | $245,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 12,800 | $244,000 | thousands by filing date | call |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 129,776 | $244,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 13,963 | $244,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 6,740 | $243,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 23,613 | $243,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 15,619 | $243,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 4,718 | $242,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 38,820 | $242,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 27,714 | $242,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 9,893 | $242,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 27,194 | $242,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 7,417 | $241,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 18,386 | $241,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 6,500 | $240,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 38,129 | $239,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 11,516 | $239,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 9,156 | $239,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 5,926 | $238,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 13,383 | $238,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 8,057 | $237,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 5,030 | $237,000 | thousands by filing date | |
| MAIDENFORM BRANDS INC | 560305104 | COM | 13,651 | $237,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 7,494 | $236,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 5,088 | $236,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 15,501 | $236,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 3,284 | $236,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 11,438 | $236,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 250,000 | $236,000 | thousands by filing date | principal |
| ROLLINS INC COM | 775711104 | Stock | 9,063 | $235,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 33,322 | $235,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 29,467 | $235,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 35,500 | $235,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 81,337 | $235,000 | thousands by filing date | |
| COINSTAR INC | 19259P300 | COM | 4,007 | $235,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 20,000 | $234,000 | thousands by filing date | put |
| ENOVIS CORP | 194014106 | COMMON STOCK | 4,477 | $234,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 13,908 | $234,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 6,791 | $234,000 | thousands by filing date | |
| BLACKROCK CORPOR HIGH YLD FD | 09255L106 | COM | 32,064 | $234,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,000 | $232,000 | thousands by filing date | call |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 7,819 | $232,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 53,882 | $232,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 18,853 | $232,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 5,416 | $232,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 22,152 | $232,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 9,295 | $231,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 11,354 | $231,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 18,680 | $231,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 4,948 | $230,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 30,130 | $230,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 19,599 | $230,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 4,926 | $230,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 130,000 | $230,000 | thousands by filing date | call |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 4,572 | $229,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 10,235 | $229,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 9,800 | $229,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 336,000 | $229,000 | thousands by filing date | principal |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 14,000 | $228,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 29,447 | $228,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 2,288 | $228,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 285,959 | $228,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 8,467 | $228,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 20,493 | $227,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 5,772 | $227,000 | thousands by filing date | |
| VOLTERRA SEMICONDUCTOR CORP | 928708106 | COM | 16,071 | $227,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 2,105 | $226,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 26,789 | $226,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 18,171 | $226,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 3,952 | $226,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD V | 09255N102 | COM | 18,463 | $226,000 | thousands by filing date | |
| REGIS CORP | 758932AA5 | NOTE | 193,000 | $226,000 | thousands by filing date | principal |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 220,151 | $226,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 5,580 | $225,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 20,054 | $225,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 12,013 | $225,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 6,317 | $224,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 10,217 | $224,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 9,004 | $224,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 3,741 | $223,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,355 | $223,000 | thousands by filing date | |
| TRIUS THERAPEUTICS INC | 89685K100 | COM | 27,414 | $223,000 | thousands by filing date | |
| E M C CORP MASS | 268648AM4 | NOTE 1.750%12/0 | 151,000 | $223,000 | thousands by filing date | principal |
| STEC INC | 784774101 | COM | 33,173 | $223,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 13,202 | $222,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 15,360 | $222,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 14,754 | $221,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 8,749 | $221,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,059 | $221,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 7,673 | $221,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 33,360 | $221,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 16,906 | $221,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 7,610 | $221,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 11,348 | $220,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 10,203 | $220,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 7,646 | $220,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 20,044 | $220,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 8,196 | $219,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 33,600 | $219,000 | thousands by filing date | call |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 8,361 | $219,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W100 | CMN | 18,971 | $219,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 18,208 | $219,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 8,062 | $218,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 10,425 | $218,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 12,459 | $218,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 16,175 | $218,000 | thousands by filing date | |
| PROVIDENT NEW YORK BANCORP | 744028101 | COM | 23,330 | $218,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 6,148 | $218,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 13,898 | $218,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 7,623 | $217,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 10,082 | $217,000 | thousands by filing date | |
| ROPER INDUSTRIES INC | 776696AA4 | CNV | 140,000 | $217,000 | thousands by filing date | principal |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 5,000 | $215,000 | thousands by filing date | put |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 5,000 | $215,000 | thousands by filing date | call |
| BODY CENTRAL CORP | 09689U102 | COM | 16,090 | $215,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 232 | $214,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 4,700 | $214,000 | thousands by filing date | call |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,645 | $214,000 | thousands by filing date | |
| POWER-ONE INC | 73930R102 | COMMON STOCK | 33,794 | $214,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 3,830 | $213,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 142,578 | $213,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 6,400 | $212,000 | thousands by filing date | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 30,000 | $212,000 | thousands by filing date | call |
| CBEYOND INC | 149847105 | COM | 26,955 | $212,000 | thousands by filing date | |
| NASH FINCH CO | 631158102 | COM | 9,651 | $212,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 36,312 | $211,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 7,515 | $211,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 8,307 | $210,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 14,240 | $210,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 23,742 | $210,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 6,222 | $210,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 14,591 | $209,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R209 | PF ISE MINING | 15,162 | $209,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 21,395 | $208,000 | thousands by filing date | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 10,558 | $208,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 3,287 | $208,000 | thousands by filing date | |
| VANGUARD HEALTH SYS INC | 922036207 | COM | 10,014 | $208,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 18,442 | $207,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 22,153 | $207,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 11,100 | $207,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 12,804 | $207,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 29,300 | $206,000 | thousands by filing date | put |
| HEXCEL CORP NEW | 428291108 | COM | 6,000 | $205,000 | thousands by filing date | |
| OFFICEMAX INC DEL | 67622P101 | COM | 20,000 | $205,000 | thousands by filing date | put |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 7,229 | $204,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 9,553 | $204,000 | thousands by filing date | |
| STERLING BANCORP N Y | 859158107 | COM | 17,551 | $204,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 9,421 | $204,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 13,372 | $204,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 10,055 | $203,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 58,661 | $203,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 1,464 | $202,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 29,346 | $202,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 9,756 | $202,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 15,259 | $202,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 4,591 | $202,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 3,096 | $202,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 7,800 | $202,000 | thousands by filing date | put |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 200,000 | $202,000 | thousands by filing date | principal |
| BRUKER CORP | 116794108 | COM | 12,415 | $201,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 27,952 | $201,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 66,273 | $201,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 10,251 | $201,000 | thousands by filing date | |
| KEYNOTE SYS INC | 493308100 | COM | 10,172 | $201,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 3,947 | $200,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 30,375 | $200,000 | thousands by filing date | |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 196,000 | $200,000 | thousands by filing date | principal |
| AFFYMETRIX INC | 00826T108 | COM | 45,090 | $200,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 14,351 | $199,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 8,695 | $199,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 7,099 | $199,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 19,255 | $199,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,872 | $199,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 10,550 | $199,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 3,100 | $199,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,608 | $198,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 2,952 | $198,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 13,668 | $198,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 31,073 | $197,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 7,321 | $197,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 9,104 | $197,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 8,245 | $196,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 4,000 | $196,000 | thousands by filing date | put |
| HHGREGG INC | 42833L108 | COM | 12,252 | $196,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 18,751 | $196,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 5,265 | $195,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 4,523 | $195,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 5,239 | $194,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 2,483 | $194,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 5,910 | $194,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 5,196 | $194,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 2,435 | $194,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 13,245 | $194,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 25,825 | $194,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 23,434 | $194,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 29,479 | $194,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 6,221 | $193,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,853 | $193,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 16,765 | $193,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 7,068 | $193,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 19,542 | $193,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 11,112 | $193,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 5,902 | $192,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 9,099 | $192,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 50,635 | $192,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 10,287 | $192,000 | thousands by filing date | |
| VIRGINIA COMM BANCORP INC | 92778Q109 | COM | 13,801 | $192,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 4,426 | $191,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 9,405 | $191,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 18,974 | $191,000 | thousands by filing date | |
| ALLIANZGI GLOBAL EQUITY & CO | 01882W100 | COM | 13,697 | $191,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 8,782 | $191,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,653 | $190,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 4,423 | $190,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 10,350 | $190,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 9,439 | $190,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 11,300 | $190,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 184,000 | $190,000 | thousands by filing date | principal |
| KADANT INC | 48282T104 | COM | 6,238 | $189,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 2,840 | $189,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 6,101 | $189,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 6,839 | $189,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AG0 | NOTE 2.625%12/1 | 182,000 | $189,000 | thousands by filing date | principal |
| MGC | 921910873 | COM | 3,438 | $188,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 3,508 | $188,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 18,534 | $188,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 24,069 | $188,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 7,865 | $187,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 9,638 | $187,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 11,175 | $187,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 16,393 | $187,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 18,826 | $187,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 11,109 | $187,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 5,076 | $186,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 15,423 | $186,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 28,667 | $186,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 12,050 | $186,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 12,791 | $185,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 7,446 | $185,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 30,956 | $185,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 5,000 | $184,000 | thousands by filing date | call |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 8,613 | $184,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 10,356 | $184,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 25,160 | $184,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 6,628 | $183,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 1,802 | $183,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 9,167 | $183,000 | thousands by filing date | |
| S.Y. BANCORP INC | 785060104 | COM | 7,460 | $183,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 6,035 | $182,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 2,811 | $182,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 13,621 | $182,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 22,202 | $182,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 9,001 | $182,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 16,823 | $182,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 132,892 | $182,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319AC8 | NOTE 5.750% 6/1 | 62,000 | $182,000 | thousands by filing date | principal |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 40,438 | $182,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 6,916 | $181,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 16,543 | $181,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 4,354 | $181,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 49,020 | $181,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 40,225 | $181,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 7,639 | $180,000 | thousands by filing date | |
| GREEN PLAINS RENEWABLE ENERG | 393222AB0 | BOND | 155,000 | $180,000 | thousands by filing date | principal |
| CLEARWATER PAPER CORP | 18538R103 | COM | 3,787 | $179,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 3,777 | $179,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 8,060 | $179,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 10,959 | $179,000 | thousands by filing date | call |
| STANDARD PARKING CORP | 853790103 | COM | 8,333 | $179,000 | thousands by filing date | |
| ACTIVE NETWORK INC | 00506D100 | COM | 23,661 | $179,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 3,479 | $179,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 87,477 | $178,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 15,022 | $178,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 2,806 | $178,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 14,001 | $178,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,103 | $177,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 9,562 | $177,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 3,678 | $177,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 16,400 | $177,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 183,000 | $177,000 | thousands by filing date | principal |
| METRO BANCORP INC | 59161R101 | COM | 8,861 | $177,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 9,253 | $176,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 178,994 | $176,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 180,000 | $176,000 | thousands by filing date | principal |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 16,477 | $175,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 11,099 | $175,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 10,283 | $174,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 15,227 | $173,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 8,981 | $173,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 9,042 | $173,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 12,843 | $173,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 20,567 | $173,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 15,099 | $173,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 7,518 | $172,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 12,520 | $172,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 10,526 | $172,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 12,261 | $171,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 3,018 | $171,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 4,018 | $171,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 12,294 | $171,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 18,470 | $170,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 14,721 | $170,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 41,901 | $170,000 | thousands by filing date | |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 4,133 | $170,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 11,709 | $170,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U407 | GBL ALTER ENRG | 11,168 | $170,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 4,574 | $169,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 8,589 | $169,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 26,600 | $169,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 29,300 | $169,000 | thousands by filing date | put |
| INTRALINKS HLDGS INC | 46118H104 | COM | 23,264 | $169,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 4,598 | $169,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 32,421 | $169,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 10,852 | $168,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 3,225 | $168,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 14,709 | $167,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 6,524 | $167,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 14,299 | $167,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 4,240 | $167,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 17,890 | $166,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 24,708 | $166,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 5,889 | $166,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 15,941 | $166,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 77,401 | $166,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 16,220 | $165,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 3,817 | $165,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 14,454 | $165,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 7,340 | $164,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 1,475 | $164,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 2,751 | $164,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 11,464 | $164,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 17,765 | $164,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,061 | $163,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 2,824 | $163,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 11,705 | $163,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 7,880 | $163,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 10,100 | $163,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 5,111 | $163,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 136,000 | $163,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 182,000 | $163,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,733 | $162,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 7,507 | $162,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 8,512 | $161,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 10,275 | $161,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 5,666 | $161,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 6,169 | $161,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 20,600 | $161,000 | thousands by filing date | put |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 124,000 | $161,000 | thousands by filing date | principal |
| HUBBELL INC -CL A | 443510102 | CL A | 1,793 | $161,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 5,699 | $159,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 4,900 | $159,000 | thousands by filing date | call |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 10,362 | $159,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 40,638 | $159,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 9,070 | $159,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,323 | $158,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 11,187 | $158,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 6,356 | $158,000 | thousands by filing date | |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 4,739 | $158,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 13,967 | $158,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 60,156 | $158,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 3,431 | $157,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 21,624 | $157,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 21,316 | $157,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 9,280 | $157,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 211,000 | $157,000 | thousands by filing date | principal |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 93,700 | $157,000 | thousands by filing date | put |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 20,500 | $157,000 | thousands by filing date | call |
| FBR & CO | 30247C400 | COM NEW | 6,227 | $157,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 11,815 | $157,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 24,700 | $156,000 | thousands by filing date | call |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 5,805 | $156,000 | thousands by filing date | |
| WHITEWAVE FOODS CO | 966244204 | COM CL B | 10,188 | $155,000 | thousands by filing date | put |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 53,407 | $155,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 9,450 | $154,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,493 | $154,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 3,440 | $154,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 16,352 | $154,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 148,000 | $154,000 | thousands by filing date | principal |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 8,587 | $154,000 | thousands by filing date | |
| Hologic | 436440AA9 | CONV | 154,000 | $154,000 | thousands by filing date | principal |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 12,726 | $154,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 3,019 | $153,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 9,793 | $153,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 18,425 | $153,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 9,040 | $153,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 3,764 | $153,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 3,717 | $152,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 11,827 | $152,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 5,500 | $152,000 | thousands by filing date | put |
| AVIVA PLC | 05382A104 | ADR | 14,623 | $152,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 19,287 | $152,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 13,475 | $151,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 4,138 | $151,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 10,896 | $151,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 5,740 | $151,000 | thousands by filing date | |
| NUVEEN CALIFORNIA | 6706L0102 | COM | 10,734 | $151,000 | thousands by filing date | |
| MANAGEMENT NETWORK GROUP INC | 561693201 | COM | 49,547 | $151,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 3,900 | $150,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-13-000197 | this filing | 2013-08-14 | acceptance time not in the bulk data set |