13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 6,925 holding rows worth $101,554,369,000.
- Accession
- 0000831001-13-000197
- Filer
- CIK 831001
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 16,261 entries on the cover page, a total value of $101,554,369,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $101,554,369,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Global Markets Luxembourg028-15306
- included managerCitigroup Global Markets U.K. Equity Ltd028-06229
- included managerCitigroup Investments Inc.028-10295
- included managerCitigroup Trust - Delaware, National Association028-12981
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SENECA FOODS CORP NEW | 817070501 | CL A | 4,888 | $150,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 4,232 | $150,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 2,618 | $150,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 163,000 | $150,000 | thousands by filing date | principal |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 13,679 | $150,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 144,000 | $150,000 | thousands by filing date | principal |
| CNH GLOBAL N V | N20935206 | SHS NEW | 3,609 | $150,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 8,822 | $150,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 8,245 | $150,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U548 | EGYPT INDX ETF | 15,820 | $150,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 10,100 | $149,000 | thousands by filing date | put |
| LINDSAY CORPORATION | 535555106 | COM | 1,987 | $149,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,800 | $149,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 26,430 | $149,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 6,238 | $149,000 | thousands by filing date | |
| MICHAEL BAKER CORP | 057149106 | COM | 5,505 | $149,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 24,733 | $149,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 22,390 | $148,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 4,391 | $148,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 8,033 | $148,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 1,496 | $148,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 10,886 | $148,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 102,000 | $148,000 | thousands by filing date | principal |
| CHATHAM LODGING TR | 16208T102 | COM | 8,542 | $147,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 11,005 | $147,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 16,045 | $147,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 2,789 | $147,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 3,473 | $146,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 4,777 | $146,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 2,711 | $146,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 13,562 | $146,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 14,581 | $146,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 35,440 | $146,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 15,300 | $146,000 | thousands by filing date | call |
| FRONTLINE LTD | G3682E127 | COM | 81,935 | $146,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 7,563 | $146,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 4,209 | $145,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 10,731 | $145,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 12,239 | $145,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 7,493 | $145,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 17,399 | $145,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 24,134 | $145,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 10,256 | $145,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 24,563 | $145,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 2,330 | $144,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 7,935 | $144,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 5,823 | $144,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 6,181 | $144,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 10,909 | $144,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 9,886 | $143,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,191 | $143,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 19,062 | $143,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 5,723 | $143,000 | thousands by filing date | |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 20,777 | $143,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 5,892 | $142,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 14,102 | $142,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 11,143 | $142,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 13,199 | $142,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 12,865 | $142,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 5,620 | $142,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 24,172 | $142,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 42,662 | $142,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 8,092 | $142,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 122,000 | $142,000 | thousands by filing date | principal |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 8,004 | $142,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 5,110 | $141,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 7,912 | $141,000 | thousands by filing date | |
| ARVINMERITOR INC 4.625 | 043353AF8 | NOTE | 140,000 | $141,000 | thousands by filing date | principal |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 5,163 | $140,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 7,511 | $140,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 10,502 | $140,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 14,249 | $140,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 4,560 | $140,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 42,041 | $140,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 6,677 | $140,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 11,879 | $140,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 76,700 | $140,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 10,000 | $139,000 | thousands by filing date | call |
| PANTRY INC | 698657103 | COM | 11,445 | $139,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 5,100 | $139,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 2,298 | $138,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 32,072 | $138,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 15,795 | $137,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 5,470 | $137,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 32,184 | $137,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,968 | $136,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 20,119 | $136,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 4,702 | $136,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 3,200 | $136,000 | thousands by filing date | put |
| FXCM INC | 302693106 | COM | 8,197 | $136,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 2,989 | $136,000 | thousands by filing date | |
| ARTHROCARE CORP | 043136100 | COM | 3,943 | $136,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 8,255 | $136,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102XAG0 | CNV | 130,000 | $136,000 | thousands by filing date | principal |
| HEICO CORP NEW COM | 422806109 | Stock | 2,681 | $135,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 3,500 | $135,000 | thousands by filing date | call |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 7,308 | $135,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 10,035 | $135,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 4,706 | $135,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 15,181 | $135,000 | thousands by filing date | |
| GLOBECOMM SYSTEMS INC | 37956X103 | COM | 10,727 | $135,000 | thousands by filing date | |
| ANTHERA PHARMACEUTICALS INC | 03674U102 | COM | 292,000 | $135,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 4,700 | $134,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 4,923 | $134,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 6,282 | $134,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 36,700 | $134,000 | thousands by filing date | call |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 14,071 | $133,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 2,832 | $133,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 9,111 | $133,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 2,152 | $133,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 5,325 | $133,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 4,400 | $133,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 62,718 | $133,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 3,196 | $132,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 10,510 | $132,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 20,374 | $132,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 19,153 | $132,000 | thousands by filing date | |
| ASSISTED LIVING CONCPT NEV N | 04544X300 | CL A NEW | 11,066 | $132,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 16,447 | $132,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 6,200 | $131,000 | thousands by filing date | call |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 23,682 | $131,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 5,428 | $131,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 7,161 | $131,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 18,900 | $131,000 | thousands by filing date | call |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 5,118 | $131,000 | thousands by filing date | |
| DST SYSTEMS INC | 233326AE7 | CNV | 94,000 | $131,000 | thousands by filing date | principal |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,193 | $130,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 739 | $130,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 60,800 | $130,000 | thousands by filing date | call |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 6,934 | $130,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 7,424 | $130,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 21,245 | $130,000 | thousands by filing date | |
| ANAREN INC | 032744104 | COM | 5,663 | $130,000 | thousands by filing date | |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 8,563 | $130,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 11,937 | $130,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 7,746 | $130,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 7,128 | $129,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 1,719 | $129,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 25,463 | $129,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 6,200 | $129,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 1,885 | $129,000 | thousands by filing date | |
| ZYGO CORP | 989855101 | COM | 8,161 | $129,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 4,979 | $129,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 4,223 | $128,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 7,253 | $128,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 2,389 | $128,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 1,210 | $127,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 1,975 | $127,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 9,319 | $127,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 18,017 | $127,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 8,810 | $127,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 8,987 | $127,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 23,191 | $127,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 2,681 | $127,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 7,841 | $127,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 17,083 | $127,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 69,800 | $127,000 | thousands by filing date | call |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 7,242 | $127,000 | thousands by filing date | |
| ALLIANZGI INTL & PREM STRATE | 01882X108 | COM | 13,417 | $127,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 12,140 | $126,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 39,800 | $126,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 59,817 | $126,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,751 | $125,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 7,165 | $125,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 5,394 | $125,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 8,025 | $125,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 23,196 | $125,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 11,876 | $125,000 | thousands by filing date | |
| CLEARWIRE CORP NEW | 18538Q105 | CL A | 25,000 | $125,000 | thousands by filing date | call |
| STEINWAY MUSICAL INSTRUMENTS | 858495104 | COM | 4,118 | $125,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 19,125 | $124,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 1,581 | $124,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 5,513 | $124,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 7,468 | $124,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 4,677 | $124,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 14,066 | $124,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 10,229 | $124,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 3,073 | $124,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 10,210 | $124,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 45,809 | $124,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 11,509 | $124,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 6,642 | $123,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 42,484 | $123,000 | thousands by filing date | |
| SUPERTEX INC | 868532102 | COM | 5,143 | $123,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 9,250 | $123,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 2,979 | $122,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 10,272 | $122,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 10,319 | $122,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 5,000 | $122,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 29,831 | $122,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 10,100 | $121,000 | thousands by filing date | put |
| ANGIODYNAMICS INC | 03475V101 | COM | 10,720 | $121,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 8,499 | $121,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 5,342 | $121,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 5,356 | $121,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 7,768 | $120,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 2,352 | $120,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 9,105 | $120,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 24,239 | $120,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 4,796 | $120,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 93,200 | $120,000 | thousands by filing date | put |
| WHITESTONE REIT | 966084204 | COM | 7,519 | $119,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 6,360 | $119,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 8,412 | $119,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 124,000 | $119,000 | thousands by filing date | principal |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 4,907 | $119,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 9,209 | $118,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 3,183 | $118,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 2,969 | $118,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 17,918 | $118,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 10,072 | $118,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 5,358 | $118,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 52,800 | $118,000 | thousands by filing date | call |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 42,000 | $118,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,230 | $118,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 2,491 | $118,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 23,276 | $118,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 6,485 | $118,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 12,668 | $118,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 10,255 | $117,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 4,247 | $117,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 113,000 | $117,000 | thousands by filing date | principal |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 13,915 | $117,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 2,686 | $117,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 49,588 | $116,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 8,930 | $116,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 6,191 | $116,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 8,776 | $116,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 11,552 | $116,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 4,639 | $116,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 27,300 | $115,000 | thousands by filing date | call |
| FREIGHTCAR AMER INC | 357023100 | COM | 6,754 | $115,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 16,383 | $115,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 70,700 | $115,000 | thousands by filing date | call |
| TENNANT CO | 880345103 | COM | 2,366 | $114,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 6,772 | $114,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 9,766 | $114,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 3,437 | $114,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 13,099 | $114,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 2,338 | $114,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 15,166 | $114,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 43,333 | $114,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 8,591 | $114,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 5,148 | $114,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,348 | $113,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 18,925 | $113,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 20,154 | $113,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 7,867 | $113,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 6,938 | $113,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,421 | $112,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 16,867 | $112,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 13,469 | $112,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 30,144 | $112,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 3,302 | $112,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 9,504 | $112,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 3,338 | $112,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 34,008 | $112,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 61,906 | $112,000 | thousands by filing date | |
| WESTERN ASSET INFL MGMT FD I | 95766U107 | COM | 6,768 | $112,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 35,905 | $112,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 3,090 | $111,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,316 | $111,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 7,672 | $111,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 4,363 | $111,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 6,844 | $111,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 1,958 | $111,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 3,873 | $111,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 2,408 | $111,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 4,512 | $111,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 72,800 | $110,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 3,812 | $110,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 3,792 | $110,000 | thousands by filing date | |
| TMS INTERNATIONAL CORP | 87261Q103 | COMMON STOCK | 7,410 | $110,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 3,833 | $110,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC | 398905AE9 | FRNT | 92,000 | $110,000 | thousands by filing date | principal |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 6,041 | $110,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,589 | $109,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 6,200 | $109,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 3,997 | $109,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 5,734 | $109,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 9,255 | $109,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 19,094 | $109,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 4,586 | $109,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 17,598 | $109,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 12,780 | $109,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 3,907 | $109,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 6,568 | $109,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 5,871 | $109,000 | thousands by filing date | |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 59,000 | $109,000 | thousands by filing date | principal |
| BALCHEM CORP | 057665200 | COM | 2,393 | $108,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 5,000 | $108,000 | thousands by filing date | call |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 4,740 | $108,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 6,865 | $108,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 2,328 | $108,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 5,993 | $108,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 37,498 | $108,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 8,283 | $108,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 9,808 | $108,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 4,255 | $107,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 15,573 | $107,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 3,226 | $107,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 4,849 | $107,000 | thousands by filing date | |
| SYMMETRICOM INC | 871543104 | COM | 23,703 | $107,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 4,549 | $107,000 | thousands by filing date | |
| TRUE RELIGION APPAREL INC | 89784N104 | COM | 3,393 | $107,000 | thousands by filing date | |
| MPG OFFICE TR INC | 553274101 | COM | 33,975 | $107,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 8,135 | $106,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 5,382 | $106,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 27,263 | $106,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 9,647 | $106,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 7,445 | $106,000 | thousands by filing date | |
| LIN TV CORP | 532774106 | CL A | 6,910 | $106,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 4,036 | $106,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 17,684 | $105,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 6,364 | $105,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 5,007 | $105,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 4,653 | $105,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 4,589 | $105,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 6,524 | $105,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 6,097 | $104,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 9,248 | $104,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 49,864 | $104,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 5,510 | $104,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 7,507 | $104,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 35,444 | $104,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 5,833 | $103,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,430 | $103,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 1,564 | $103,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 19,790 | $103,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 5,919 | $103,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 6,652 | $103,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 8,570 | $103,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 2,500 | $103,000 | thousands by filing date | call |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 4,846 | $103,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 7,606 | $103,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 7,392 | $103,000 | thousands by filing date | |
| MET-PRO CORP | 590876306 | COM | 7,620 | $103,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 3,419 | $103,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 7,156 | $102,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 4,405 | $102,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 6,522 | $102,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 3,536 | $102,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 6,766 | $102,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 13,880 | $102,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 10,933 | $102,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 9,573 | $102,000 | thousands by filing date | |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 7,172 | $102,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 2,471 | $102,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 20,667 | $102,000 | thousands by filing date | |
| ASIA ENTN & RESOURCES LTD | G0539K108 | COMMON STOCK | 24,250 | $102,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 6,917 | $101,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 4,981 | $101,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 6,921 | $101,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 15,773 | $101,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 16,017 | $101,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 3,810 | $101,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 5,535 | $101,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 588 | $100,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 7,413 | $100,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 3,233 | $100,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 31,671 | $100,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 4,902 | $100,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 34,600 | $100,000 | thousands by filing date | put |
| ANADIGICS INC | 032515108 | COM | 45,598 | $100,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 7,285 | $100,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 2,983 | $99,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 14,803 | $99,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 101,000 | $99,000 | thousands by filing date | principal |
| COURIER CORP | 222660102 | COMMON STOCK | 6,915 | $99,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 37,695 | $99,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 30,811 | $99,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 4,466 | $99,000 | thousands by filing date | |
| KNIGHT CAP GROUP INC CL A | 499005106 | COM | 27,600 | $99,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 8,148 | $99,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 3,860 | $99,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 6,045 | $98,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 12,948 | $98,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,500 | $98,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,428 | $97,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 3,274 | $97,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 18,800 | $97,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 6,594 | $97,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 6,277 | $97,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 2,546 | $97,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 24,478 | $97,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 100,000 | $97,000 | thousands by filing date | principal |
| THORATEC CORP | 885175307 | COM | 3,089 | $97,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 4,133 | $97,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 3,285 | $96,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 11,934 | $96,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 52,448 | $96,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 9,770 | $96,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 13,432 | $96,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 6,700 | $96,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 1,713 | $95,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 4,506 | $95,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 8,042 | $95,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,371 | $95,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 3,000 | $95,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,307 | $95,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 5,472 | $95,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 7,500 | $95,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 8,608 | $95,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 3,462 | $95,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 13,566 | $95,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 1,813 | $94,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 6,359 | $94,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 10,404 | $94,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 4,633 | $94,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 5,464 | $94,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 9,934 | $94,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 52,430 | $94,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 8,056 | $94,000 | thousands by filing date | |
| ING EMERGING MKTS HGH DIV EQ | 45685X104 | COM | 6,891 | $94,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 6,016 | $94,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 4,284 | $94,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 5,705 | $93,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 3,222 | $93,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 5,194 | $93,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 7,486 | $93,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 5,582 | $93,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 11,900 | $93,000 | thousands by filing date | call |
| OMEGA PROTEIN CORP | 68210P107 | COM | 10,288 | $93,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 17,058 | $93,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 5,261 | $93,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 3,500 | $92,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 6,137 | $92,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 7,113 | $92,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 3,196 | $92,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 2,165 | $92,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 5,012 | $92,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 1,364 | $92,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 5,445 | $92,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 5,241 | $92,000 | thousands by filing date | |
| POWER-ONE INC | 73930R102 | COMMON STOCK | 14,500 | $92,000 | thousands by filing date | call |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 3,459 | $92,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 54,225 | $92,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 24,491 | $92,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 78,000 | $92,000 | thousands by filing date | principal |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1,524 | $91,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 10,137 | $91,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 1,578 | $91,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,643 | $91,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 7,396 | $91,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 22,476 | $91,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,497 | $90,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,466 | $90,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 4,325 | $90,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 5,176 | $90,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,500 | $90,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 5,201 | $90,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 5,302 | $90,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 14,665 | $89,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 49,728 | $89,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 6,690 | $89,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,295 | $89,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 4,223 | $89,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 3,020 | $89,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 7,799 | $89,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 5,648 | $89,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 3,515 | $88,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 6,956 | $88,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 1,895 | $88,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 11,267 | $88,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 7,500 | $88,000 | thousands by filing date | call |
| ESB FINANCIAL CORP | 26884F102 | COM | 7,248 | $88,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 3,906 | $88,000 | thousands by filing date | |
| TECUMSEH PRODUCTS CO-CLASS A | 878895200 | CL A | 8,045 | $88,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 4,168 | $88,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 7,245 | $87,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 7,534 | $87,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 8,427 | $87,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 1,716 | $87,000 | thousands by filing date | call |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 5,811 | $87,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 43,900 | $87,000 | thousands by filing date | put |
| NEOPHOTONICS CORP | 64051T100 | COM | 9,934 | $87,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 13,007 | $87,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 7,373 | $86,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 5,850 | $86,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 4,084 | $86,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 4,868 | $86,000 | thousands by filing date | |
| SEACOAST BKG CORP FL | 811707306 | COMMON STOCK | 39,019 | $86,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 10,141 | $86,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 82,000 | $86,000 | thousands by filing date | principal |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 20,686 | $86,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 9,236 | $86,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 78,000 | $86,000 | thousands by filing date | principal |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 2,766 | $85,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 2,832 | $85,000 | thousands by filing date | |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 10,748 | $85,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 6,316 | $85,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 1,317 | $85,000 | thousands by filing date | |
| LAKES GAMING INC COM | 51206P109 | COM | 24,204 | $85,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 2,211 | $85,000 | thousands by filing date | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 3,751 | $85,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 2,485 | $84,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 1,852 | $84,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 20,397 | $84,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 3,410 | $84,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 7,176 | $84,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-13-000197 | this filing | 2013-08-14 | acceptance time not in the bulk data set |