13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 5,448 holding rows worth $388,633,072,000.
- Accession
- 0000769993-21-000117
- Filer
- CIK 886982
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 10,482 entries on the cover page, a total value of $388,633,072,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $388,633,072,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 40,000 | $1,360,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 18,040 | $1,356,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 27,707 | $1,354,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 50,000 | $1,352,000 | thousands by filing date | put |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 153,862 | $1,351,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 48,489 | $1,347,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044122 | UNIT 10/19/2027 | 125,000 | $1,342,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 1,500,000 | $1,341,000 | thousands by filing date | principal |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 130,000 | $1,338,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 70,302 | $1,336,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 8,723 | $1,334,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 63,436 | $1,330,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 133,032 | $1,329,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 92,487 | $1,329,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3166W106 | COM CL A | 122,500 | $1,329,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 66,319 | $1,328,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 2,649,000 | $1,327,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887109 | COM | 5,300 | $1,326,000 | thousands by filing date | put |
| GENESCO INC | 371532102 | COM | 43,975 | $1,324,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 18,900 | $1,322,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 357,984 | $1,321,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 97,450 | $1,315,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753129 | UNIT 08/06 | 125,000 | $1,312,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 79,534 | $1,311,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 98,446 | $1,306,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 54,086 | $1,302,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 36,327 | $1,302,000 | thousands by filing date | |
| DOCEBO INC COM | 25609L105 | Stock | 19,990 | $1,301,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 10,000 | $1,300,000 | thousands by filing date | call |
| STONEX GROUP INC | 861896108 | COM | 22,329 | $1,293,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 77,466 | $1,292,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 140,588 | $1,292,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 16,800 | $1,291,000 | thousands by filing date | put |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 18,544 | $1,290,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 43,109 | $1,289,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 29,133 | $1,288,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 30,000 | $1,285,000 | thousands by filing date | put |
| MANITOWOC CO INC | 563571405 | COM NEW | 96,333 | $1,282,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 58,159 | $1,280,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 119,552 | $1,280,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 117,882 | $1,279,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 72,640 | $1,277,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 16,600 | $1,275,000 | thousands by filing date | call |
| KRONOS BIO INC | 50107A104 | COM | 42,531 | $1,270,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 1,306,000 | $1,264,000 | thousands by filing date | principal |
| W & T OFFSHORE INC | 92922P106 | COM | 581,722 | $1,263,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 7,300 | $1,263,000 | thousands by filing date | call |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 26,800 | $1,261,000 | thousands by filing date | call |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 291,560 | $1,260,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 12,700 | $1,255,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 9,404 | $1,253,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 38,589 | $1,252,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 111,435 | $1,251,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 69,753 | $1,246,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 151,032 | $1,244,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPTY CORP | G28314105 | SHS CL A | 108,946 | $1,244,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 14,259 | $1,239,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 212,982 | $1,238,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 26,800 | $1,238,000 | thousands by filing date | call |
| PROVENTION BIO INC | 74374N102 | COM | 72,989 | $1,236,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 178,623 | $1,236,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 39,950 | $1,234,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 4,300 | $1,233,000 | thousands by filing date | put |
| ISHARES TR | 464288620 | SHS | 19,801 | $1,227,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG ORD SHS | H33700107 | Stock | 94,349 | $1,227,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 118,827 | $1,226,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 40,776 | $1,225,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 212,582 | $1,224,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 61,700 | $1,211,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 58,322 | $1,208,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657205 | UNIT 09/30/2025 | 115,000 | $1,208,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 13,500 | $1,207,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 20,680 | $1,204,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 100,000 | $1,202,000 | thousands by filing date | put |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 80,000 | $1,201,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 10,000 | $1,200,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 87,831 | $1,198,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 110,000 | $1,198,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 17,100 | $1,196,000 | thousands by filing date | put |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 182,919 | $1,193,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 62,060 | $1,192,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 27,168 | $1,191,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 16,200 | $1,190,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 248,000 | $1,190,000 | thousands by filing date | put |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 158,302 | $1,187,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 92,111 | $1,187,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 100,000 | $1,185,000 | thousands by filing date | put |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 40,100 | $1,182,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 20,940 | $1,179,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4,300 | $1,175,000 | thousands by filing date | call |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 34,500 | $1,173,000 | thousands by filing date | put |
| METALLUS INC | 887399103 | COMMON STOCK | 250,801 | $1,172,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 232,432 | $1,171,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 42,278 | $1,169,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 143,573 | $1,168,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 55,326 | $1,165,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 177,450 | $1,164,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 30,271 | $1,164,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 115,000 | $1,164,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 440,404 | $1,162,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 60,499 | $1,161,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 101,423 | $1,161,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 74,677 | $1,159,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 25,816 | $1,159,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 94,550 | $1,156,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 52,620 | $1,152,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 146,169 | $1,151,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 273,166 | $1,147,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 36,961 | $1,147,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 8,500 | $1,146,000 | thousands by filing date | call |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 8,212 | $1,145,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 49,064 | $1,143,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 108,940 | $1,142,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 50,627 | $1,139,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 24,055 | $1,138,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 77,170 | $1,134,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 33,499 | $1,131,000 | thousands by filing date | |
| SCVX CORP U | G79448109 | COM | 100,000 | $1,131,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B125 | UNIT 99/99/9999 | 110,000 | $1,130,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 934,000 | $1,129,000 | thousands by filing date | principal |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 29,976 | $1,128,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 240,871 | $1,127,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 156,353 | $1,125,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 18,572 | $1,124,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 31,747 | $1,124,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 33,300 | $1,123,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 43,540 | $1,117,000 | thousands by filing date | call |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 24,550 | $1,113,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 110,190 | $1,113,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 28,633 | $1,112,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 529,160 | $1,112,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 165,900 | $1,107,000 | thousands by filing date | put |
| ARBOR REALTY TRUST INC | 038923108 | COM | 77,998 | $1,106,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 30,752 | $1,104,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 5,426 | $1,100,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 14,600 | $1,098,000 | thousands by filing date | put |
| NV5 HOLDINGS, INC | 62945V109 | COM | 13,911 | $1,096,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 474,545 | $1,096,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP | 53625R203 | CMN | 105,000 | $1,093,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 82,327 | $1,092,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 80,000 | $1,091,000 | thousands by filing date | call |
| EXTERRAN CORP | 30227H106 | COM | 246,480 | $1,089,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 177,743 | $1,088,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y200 | UNIT 07/09/2027 | 100,000 | $1,085,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 23,827 | $1,083,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 25,000 | $1,083,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 7,171 | $1,082,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 31,875 | $1,082,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 39,855 | $1,082,000 | thousands by filing date | |
| NavSight Holdings Inc | 639358209 | Unit | 105,000 | $1,082,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 23,200 | $1,081,000 | thousands by filing date | put |
| GLOBIS ACQUISITION CORP | 379582208 | UNIT 11/01/2025 | 105,000 | $1,079,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 92,299 | $1,076,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 20,589 | $1,075,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 99,995 | $1,074,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 218,244 | $1,074,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F112 | *W EXP 05/26/202 | 424,571 | $1,074,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 35,600 | $1,071,000 | thousands by filing date | put |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 245,324 | $1,067,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 73,595 | $1,063,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 210,587 | $1,063,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 51,149 | $1,060,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 103,246 | $1,058,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 68,231 | $1,058,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 14,976 | $1,057,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 168,029 | $1,055,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 31,462 | $1,054,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 119,929 | $1,046,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P121 | UNIT 99/99/9999 | 79,350 | $1,046,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 26,011 | $1,044,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 105,635 | $1,044,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 225,565 | $1,044,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 12,268 | $1,043,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 14,164 | $1,040,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 500,000 | $1,039,000 | thousands by filing date | principal |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 81,036 | $1,038,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 38,297 | $1,036,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 10,100 | $1,035,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 410,652 | $1,035,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 389,906 | $1,029,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436129 | UNIT 99/99/9999 | 98,000 | $1,024,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 36,032 | $1,022,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 55,000 | $1,020,000 | thousands by filing date | call |
| GLADSTONE LAND CORP | 376549101 | REIT | 69,666 | $1,020,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 115,188 | $1,019,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 99,370 | $1,019,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 61,384 | $1,019,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 301,979 | $1,014,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 43,267 | $1,013,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 323,363 | $1,012,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 38,317 | $1,009,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 1,000,000 | $1,009,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 12,682 | $1,007,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 40,146 | $1,007,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 63,172 | $1,007,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 26,261 | $1,006,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 9,483 | $1,004,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 36,904 | $998,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 32,903 | $995,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 50,510 | $994,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 26,665 | $993,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 94,743 | $993,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 135,799 | $992,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 70,016 | $989,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 34,775 | $987,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 333,534 | $984,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 343,006 | $984,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 23,600 | $983,000 | thousands by filing date | call |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 47,447 | $982,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 64,721 | $980,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 36,512 | $980,000 | thousands by filing date | |
| NETSTREIT CORP | 64119V303 | COM | 50,179 | $978,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 101,200 | $977,000 | thousands by filing date | call |
| ATHENEX INC | 04685N103 | COM | 88,187 | $975,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 7,500 | $974,000 | thousands by filing date | put |
| ROMEO POWER INC | 776153108 | COM | 43,321 | $974,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753103 | SHS | 96,400 | $974,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 28,488 | $969,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 25,500 | $965,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 100,000 | $965,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 231,529 | $965,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 11,100 | $960,000 | thousands by filing date | call |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 95,000 | $960,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 86,714 | $955,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 38,595 | $951,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 11,939 | $950,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 117,598 | $950,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 200,047 | $950,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 24,298 | $949,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 46,263 | $949,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 41,499 | $947,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 6,000 | $945,000 | thousands by filing date | call |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 87,188 | $945,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 36,731 | $944,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 21,233 | $943,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 44,719 | $939,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 118,946 | $939,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,300 | $938,000 | thousands by filing date | put |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 50,800 | $937,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 26,561 | $937,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 97,439 | $935,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 11,491 | $932,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 135,169 | $930,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 6,600 | $928,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 90,417 | $928,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 313,910 | $926,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 6,106 | $924,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T116 | UNT | 90,000 | $924,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 11,620 | $920,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 26,382 | $918,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 205,253 | $917,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 9,324 | $916,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 29,791 | $915,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 57,507 | $915,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 29,261 | $910,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 25,113 | $906,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 136,000 | $906,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 15,880 | $901,000 | thousands by filing date | |
| ISHARES TR | 46436E767 | COM | 28,686 | $898,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 50,000 | $898,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 14,005 | $897,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 127,582 | $896,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 165,128 | $895,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 53,516 | $894,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 6,600 | $890,000 | thousands by filing date | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 43,300 | $889,000 | thousands by filing date | call |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 111,830 | $889,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 48,168 | $888,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 191,516 | $887,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 90,991 | $887,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 34,910 | $884,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 4,200 | $883,000 | thousands by filing date | put |
| BARNES & NOBLE ED INC | 06777U101 | COM | 189,597 | $882,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 23,409 | $881,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 12,130 | $879,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 44,900 | $878,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 6,740 | $878,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 41,422 | $873,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 51,300 | $873,000 | thousands by filing date | call |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 5,189 | $871,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 117,823 | $871,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 40,354 | $871,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 316,711 | $867,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 20,000 | $866,000 | thousands by filing date | call |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 69,216 | $865,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N121 | UNIT 99/99/9999 | 77,278 | $862,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 27,616 | $861,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y202 | UNIT 11/30/2027 | 83,000 | $859,000 | thousands by filing date | |
| CONSONANCE HFW ACQUISITION C | G2445M129 | UNIT 99/99/9999 | 82,020 | $859,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 21,350 | $857,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 10,000 | $855,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 7,038 | $854,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 26,906 | $853,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 24,103 | $852,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 23,217 | $850,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 30,000 | $850,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 46,712 | $849,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 57,636 | $848,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 11,135 | $848,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T132 | UNIT 08/26/2025 | 75,000 | $846,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 250,000 | $845,000 | thousands by filing date | put |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 250,000 | $845,000 | thousands by filing date | call |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 99,121 | $844,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 10,000 | $844,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 11,193 | $843,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 17,551 | $841,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 155,824 | $840,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 50,000 | $840,000 | thousands by filing date | call |
| MISSION PRODUCE INC | 60510V108 | COM | 55,680 | $838,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 12,307 | $835,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 64,260 | $834,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 33,957 | $834,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 600 | $832,000 | thousands by filing date | call |
| ALLIENT INC | 019330109 | COM | 16,283 | $832,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 28,506 | $830,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 114,701 | $829,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 17,180 | $827,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 68,814 | $827,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 78,144 | $826,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 16,600 | $825,000 | thousands by filing date | put |
| LENDINGTREE INC | 52603B107 | COM | 3,000 | $821,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 17,750 | $820,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 95,338 | $816,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 10,488 | $814,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP UNIT | G01046120 | Stock | 75,000 | $814,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 18,356 | $813,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 22,600 | $812,000 | thousands by filing date | put |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 23,099 | $812,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 20,038 | $811,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 51,365 | $810,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 75,000 | $810,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 21,026 | $809,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 35,571 | $809,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A102 | CL A | 79,000 | $809,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 23,100 | $808,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 205,042 | $808,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 41,621 | $807,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 71,473 | $806,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 13,000 | $805,000 | thousands by filing date | put |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 105,505 | $801,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 39,628 | $796,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 10,336 | $795,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 28,489 | $795,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 8,704 | $792,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 63,941 | $791,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 144,566 | $789,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 43,500 | $787,000 | thousands by filing date | put |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 76,315 | $785,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 51,587 | $784,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 75,000 | $780,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 311,224 | $778,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 64,230 | $778,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 56,043 | $776,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 26,718 | $775,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 19,428 | $775,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G204 | UNIT 99/99/9999 | 68,901 | $774,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 76,513 | $773,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 8,319 | $773,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 66,144 | $773,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 70,100 | $773,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 6,877 | $772,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 153,843 | $772,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 27,902 | $771,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 64,236 | $771,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 21,361 | $770,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 70,000 | $770,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 62,976 | $768,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 37,623 | $767,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 59,746 | $766,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 37,300 | $765,000 | thousands by filing date | put |
| TRICIDA INC | 89610F101 | COM | 108,549 | $765,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 33,616 | $763,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 26,474 | $763,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 91,021 | $762,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 10,000 | $760,000 | thousands by filing date | call |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 12,455 | $757,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 22,826 | $757,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 203,100 | $756,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 82,579 | $755,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 41,648 | $755,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 16,007 | $755,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 56,619 | $755,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 13,073 | $754,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 8,670 | $753,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 4,685 | $750,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 197,678 | $748,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 15,807 | $747,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 11,432 | $746,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 95,415 | $743,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N129 | CL A | 64,139 | $741,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 47,574 | $740,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 26,683 | $740,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 54,404 | $739,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 85,489 | $738,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 7,702 | $737,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 90,331 | $737,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K202 | un | 70,000 | $736,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 49,445 | $734,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 10,803 | $733,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 128,543 | $733,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 16,408 | $731,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 34,195 | $730,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 339,051 | $729,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 84,159 | $728,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 15,300 | $727,000 | thousands by filing date | call |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 119,727 | $725,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 24,133 | $724,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 24,000 | $722,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071201 | UNIT 12/28/2025 | 70,000 | $722,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 41,898 | $721,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQU COR | 88025V206 | UNIT 10/21/2025 | 67,518 | $719,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 39,300 | $718,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 39,987 | $716,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 5,100 | $714,000 | thousands by filing date | call |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 49,630 | $710,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 71,572 | $707,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 80,463 | $706,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 22,567 | $705,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 17,721 | $705,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 14,667 | $704,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC | 11135E104 | CL A COM | 35,885 | $703,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 61,990 | $700,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO | G28302126 | UNIT 08/18/2027 | 50,000 | $700,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 32,291 | $697,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K203 | UNT | 68,189 | $697,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 44,985 | $696,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 119,629 | $694,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 38,977 | $693,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 23,146 | $692,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 65,000 | $692,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 105,469 | $690,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 25,314 | $688,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 21,270 | $686,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 21,600 | $685,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 136,171 | $685,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 39,111 | $685,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 23,499 | $682,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 65,653 | $681,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 4,307 | $680,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 129,542 | $679,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 19,010 | $678,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 37,725 | $675,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 75,703 | $671,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 52,805 | $669,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 84,088 | $669,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 44,414 | $668,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 400,000 | $668,000 | thousands by filing date | principal |
| FOLEY TRASIMENE ACQUISTN COR | 34431F203 | UNIT 99/99/9999 | 56,159 | $668,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 23,900 | $667,000 | thousands by filing date | |
| DENBURY INC | 24790A101 | COM | 25,856 | $664,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 124,128 | $661,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 7,599 | $658,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 6,797 | $658,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 18,228 | $657,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 41,989 | $657,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 66,294 | $650,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 15,000 | $649,000 | thousands by filing date | put |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 4,344 | $648,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553108 | CMN | 65,000 | $647,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 33,586 | $645,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 13,833 | $643,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 21,550 | $640,000 | thousands by filing date | |
| INSU ACQUISITION CORP II | 457821106 | COM CL A | 41,132 | $640,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 130,255 | $639,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 142,494 | $638,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 19,105 | $637,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 257,648 | $637,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 6,059 | $636,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 10,000 | $636,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 26,255 | $635,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 82,554 | $634,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 37,796 | $633,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 16,114 | $632,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 75,786 | $632,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 59,300 | $632,000 | thousands by filing date | put |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 73,390 | $630,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 12,081 | $630,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 440,032 | $629,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 122,791 | $625,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 15,395 | $625,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 89,371 | $625,000 | thousands by filing date | |
| SIRIUS INTERNATIONAL INSURAN COM | G8196D101 | Stock | 50,000 | $625,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 33,354 | $624,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 95,186 | $623,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 58,764 | $621,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 5,571 | $620,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H207 | UNIT 12/09/2023 | 60,000 | $617,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 32,049 | $616,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 9,000 | $615,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 70,244 | $615,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 64,220 | $614,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 17,883 | $613,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 36,080 | $613,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 49,240 | $612,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 27,890 | $611,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 25,084 | $609,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 77,558 | $608,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 10,338 | $607,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 38,149 | $607,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 21,417 | $605,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-21-000117 | this filing | 2021-02-12 | acceptance time not in the bulk data set |