13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 5,448 holding rows worth $388,633,072,000.
- Accession
- 0000769993-21-000117
- Filer
- CIK 886982
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 10,482 entries on the cover page, a total value of $388,633,072,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $388,633,072,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 8,822 | $2,677,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 57,938 | $2,676,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 14,854 | $2,674,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 20,804 | $2,671,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W208 | UNIT 09/01/2025 | 230,000 | $2,668,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 180,700 | $2,658,000 | thousands by filing date | call |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 55,165 | $2,652,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 141,905 | $2,652,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 169,892 | $2,650,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 108,223 | $2,649,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 31,857 | $2,645,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 116,307 | $2,643,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 523,078 | $2,642,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 257,000 | $2,629,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 2,353,000 | $2,617,000 | thousands by filing date | principal |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 163,150 | $2,615,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 316,645 | $2,610,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 27,779 | $2,597,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 30,700 | $2,593,000 | thousands by filing date | call |
| AMERICAN WOODMARK CORP | 030506109 | COM | 27,620 | $2,592,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 45,451 | $2,588,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 188,366 | $2,588,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 88,914 | $2,587,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 19,900 | $2,583,000 | thousands by filing date | call |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 12,508 | $2,582,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 21,917 | $2,578,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 261,352 | $2,577,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 100,335 | $2,575,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 259,462 | $2,574,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 103,462 | $2,570,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 126,739 | $2,562,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 49,675 | $2,561,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 61,590 | $2,557,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 275,543 | $2,557,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 8,900 | $2,556,000 | thousands by filing date | put |
| TATTOOED CHEF INC | 87663X102 | COM | 111,586 | $2,554,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 98,213 | $2,553,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 131,283 | $2,553,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 308,104 | $2,552,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 245,000 | $2,550,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 100,000 | $2,543,000 | thousands by filing date | call |
| LCI INDS | 50189K103 | COM | 19,597 | $2,542,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 10,845 | $2,540,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 506,036 | $2,540,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 100,000 | $2,538,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 152,495 | $2,538,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 93,972 | $2,538,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 14,500 | $2,537,000 | thousands by filing date | call |
| ZSCALERINC | 98980G102 | STOK | 12,700 | $2,536,000 | thousands by filing date | call |
| NEXTCURE INC | 65343E108 | COM | 232,677 | $2,536,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 56,040 | $2,533,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 22,178 | $2,532,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 45,817 | $2,529,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 12,100 | $2,519,000 | thousands by filing date | put |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 2,328,000 | $2,519,000 | thousands by filing date | principal |
| BRF SA | 10552T107 | SPONSORED ADR | 598,839 | $2,515,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 18,088 | $2,508,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 135,714 | $2,507,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 74,075 | $2,506,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 42,600 | $2,501,000 | thousands by filing date | put |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 50,000 | $2,500,000 | thousands by filing date | put |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 101,443 | $2,493,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 48,884 | $2,493,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W302 | COM NEW CL A | 129,666 | $2,490,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 228,360 | $2,489,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 35,837 | $2,485,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 52,311 | $2,484,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 60,645 | $2,473,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 521,675 | $2,473,000 | thousands by filing date | |
| VG ACQUISITION CORP | G9446E105 | SHS CL A | 216,371 | $2,473,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 96,556 | $2,469,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 73,418 | $2,465,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 59,627 | $2,463,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 47,502 | $2,453,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 717,003 | $2,445,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 14,349 | $2,439,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 31,727 | $2,437,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 99,379 | $2,435,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 67,034 | $2,435,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 56,200 | $2,435,000 | thousands by filing date | put |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 86,569 | $2,428,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3,300 | $2,425,000 | thousands by filing date | put |
| MULTIPLAN CORPORATION | 62548M100 | COM | 303,520 | $2,425,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 652,697 | $2,422,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 80,308 | $2,421,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 18,500 | $2,419,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 100,943 | $2,418,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 186,581 | $2,417,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 60,011 | $2,417,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 74,514 | $2,416,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 204,852 | $2,415,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 60,852 | $2,414,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 60,000 | $2,411,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 756,490 | $2,406,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 50,000 | $2,404,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 43,300 | $2,398,000 | thousands by filing date | call |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 60,286 | $2,398,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 42,002 | $2,394,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 49,287 | $2,393,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 145,453 | $2,388,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 10,100 | $2,387,000 | thousands by filing date | put |
| AVANTI ACQUISITION CORP UNIT | G0682V117 | Stock | 220,000 | $2,385,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 80,938 | $2,384,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 149,693 | $2,376,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 163,558 | $2,375,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 16,000 | $2,373,000 | thousands by filing date | call |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 171,568 | $2,373,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 173,131 | $2,365,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 68,830 | $2,364,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 19,766 | $2,363,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 97,836 | $2,363,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 27,500 | $2,357,000 | thousands by filing date | put |
| LEMAITRE VASCULAR INC | 525558201 | COM | 58,106 | $2,353,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 93,786 | $2,347,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 16,077 | $2,342,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 451,587 | $2,340,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 8,100 | $2,326,000 | thousands by filing date | call |
| ROKU INC COM CL A | 77543R102 | Stock | 7,000 | $2,324,000 | thousands by filing date | put |
| ROKU INC COM CL A | 77543R102 | Stock | 7,000 | $2,324,000 | thousands by filing date | call |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 991,134 | $2,319,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 72,256 | $2,316,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 2,625,000 | $2,310,000 | thousands by filing date | principal |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 30,507 | $2,300,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 39,400 | $2,299,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047101 | CL A | 27,100 | $2,298,000 | thousands by filing date | put |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 284,695 | $2,298,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 178,150 | $2,294,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 2,210,000 | $2,293,000 | thousands by filing date | principal |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 70,000 | $2,286,000 | thousands by filing date | call |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 40,574 | $2,284,000 | thousands by filing date | |
| CENTERSPACE COM | 15202L107 | REIT | 32,297 | $2,282,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 148,869 | $2,282,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 43,400 | $2,282,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 190,994 | $2,275,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 750,000 | $2,273,000 | thousands by filing date | principal |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 40,100 | $2,268,000 | thousands by filing date | call |
| PRECIGEN INC | 74017N105 | COM | 222,134 | $2,265,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 10,441 | $2,264,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 303,635 | $2,262,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 30,397 | $2,257,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 171,176 | $2,252,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 460,146 | $2,250,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 344,306 | $2,244,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 141,542 | $2,240,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 201,073 | $2,238,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 111,303 | $2,232,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 249,258 | $2,231,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 128,237 | $2,226,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 155,203 | $2,217,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 620,907 | $2,217,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 62,402 | $2,215,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 18,067 | $2,213,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 317,781 | $2,205,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448102 | COM CL A | 220,100 | $2,203,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 73,836 | $2,193,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 88,132 | $2,192,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 46,466 | $2,186,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 332,901 | $2,184,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 89,025 | $2,181,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 325,510 | $2,178,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 95,877 | $2,172,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 215,000 | $2,172,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 129,000 | $2,165,000 | thousands by filing date | call |
| SCHD | 808524797 | COM | 33,735 | $2,164,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 28,200 | $2,164,000 | thousands by filing date | call |
| SCHOLASTIC CORP COM | 807066105 | Stock | 86,332 | $2,158,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 205,179 | $2,154,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 10,912 | $2,153,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 269,762 | $2,150,000 | thousands by filing date | |
| MCAFEE CORP | 579063108 | COM CL A | 128,504 | $2,145,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 75,000 | $2,141,000 | thousands by filing date | put |
| DMC GLOBAL INC | 23291C103 | COM | 49,451 | $2,139,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K102 | UNIT 99/99/9999 | 200,000 | $2,138,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 11,500 | $2,137,000 | thousands by filing date | put |
| AUTOZONE INC COM | 053332102 | Stock | 1,800 | $2,134,000 | thousands by filing date | put |
| VIATRIS INC COM | 92556V106 | Stock | 113,796 | $2,133,000 | thousands by filing date | call |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 211,040 | $2,129,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 64,356 | $2,129,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 30,000 | $2,125,000 | thousands by filing date | call |
| RE MAX HLDGS INC | 75524W108 | CL A | 58,453 | $2,124,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 123,901 | $2,123,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 28,909 | $2,123,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 137,961 | $2,122,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 623,842 | $2,121,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 123,400 | $2,119,000 | thousands by filing date | call |
| VECTOR ACQUISITION CORP | G9442R100 | UNIT 09/30/2027 | 197,149 | $2,119,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 56,866 | $2,114,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 8,060 | $2,108,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 45,335 | $2,108,000 | thousands by filing date | |
| HPX CORP | G32219100 | SHS CL A | 210,000 | $2,104,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 194,921 | $2,103,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 198,294 | $2,102,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 140,472 | $2,099,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 150,000 | $2,094,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 436,199 | $2,094,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 100,000 | $2,090,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 1,260,832 | $2,080,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 236,589 | $2,077,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 300,171 | $2,071,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 69,668 | $2,070,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 300,000 | $2,070,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 50,000 | $2,068,000 | thousands by filing date | call |
| BENEFITFOCUS INC | 08180D106 | COM | 142,547 | $2,064,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 39,476 | $2,063,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 31,155 | $2,062,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 165,377 | $2,060,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 140,000 | $2,059,000 | thousands by filing date | put |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 21,543 | $2,058,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X110 | *W EXP 10/15/202 | 180,000 | $2,052,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 163,316 | $2,051,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 60,659 | $2,051,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 38,800 | $2,048,000 | thousands by filing date | call |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 51,715 | $2,048,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 64,200 | $2,045,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 300,172 | $2,044,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 255,982 | $2,040,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 8,864 | $2,039,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 1,446,000 | $2,039,000 | thousands by filing date | principal |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 495,143 | $2,030,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 283,579 | $2,027,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 47,396 | $2,027,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 154,708 | $2,021,000 | thousands by filing date | |
| SPRING VALEY ACQUISTION III CL A ORD | 85521J109 | COM | 195,000 | $2,020,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 30,941 | $2,018,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 45,001 | $2,018,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 83,423 | $2,014,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 40,000 | $2,010,000 | thousands by filing date | call |
| PULMONX CORP | 745848101 | COM | 29,118 | $2,010,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 40,642 | $2,009,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F209 | UNIT 99/99/9999 | 195,000 | $2,009,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 680,000 | $2,006,000 | thousands by filing date | put |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 50,026 | $2,005,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 88,591 | $2,003,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 28,000 | $2,002,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 27,200 | $1,999,000 | thousands by filing date | call |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 84,508 | $1,997,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y300 | ADR NEW | 148,813 | $1,994,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 14,700 | $1,989,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 540,582 | $1,984,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 68,271 | $1,983,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 250,000 | $1,981,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 145,130 | $1,979,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 58,345 | $1,970,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 94,950 | $1,964,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,400 | $1,963,000 | thousands by filing date | put |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 26,100 | $1,963,000 | thousands by filing date | call |
| ARVINAS INC | 04335A105 | COM | 23,100 | $1,962,000 | thousands by filing date | put |
| PINE IS ACQUISITION CORP UNIT EX | 722615200 | Stock | 190,000 | $1,959,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 7,700 | $1,958,000 | thousands by filing date | call |
| HACKETT GROUP INC | 404609109 | COM | 135,963 | $1,957,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 190,000 | $1,957,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 65,527 | $1,956,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 45,395 | $1,951,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436103 | COM | 195,000 | $1,944,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 22,993 | $1,938,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 130,886 | $1,933,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 191,116 | $1,930,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 166,833 | $1,929,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 33,641 | $1,926,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 588,897 | $1,926,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 59,010 | $1,926,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 39,307 | $1,924,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 220,599 | $1,913,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 60,000 | $1,912,000 | thousands by filing date | put |
| KOSMOS ENERGY LTD | 500688106 | COM | 813,044 | $1,911,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 60,650 | $1,900,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 129,390 | $1,900,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 26,256 | $1,897,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 11,601 | $1,890,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 73,300 | $1,890,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 655,083 | $1,887,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 8,400 | $1,885,000 | thousands by filing date | call |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 87,380 | $1,883,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 15,000 | $1,875,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 9,000 | $1,870,000 | thousands by filing date | call |
| REALPAGE INC | 75606NAB5 | NOTE | 894,000 | $1,866,000 | thousands by filing date | principal |
| PAE INC | 69290Y109 | COM CL A | 203,139 | $1,865,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 26,208 | $1,851,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 99,399 | $1,850,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 7,290 | $1,848,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 393,385 | $1,848,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 42,500 | $1,844,000 | thousands by filing date | put |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 69,620 | $1,844,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 25,875 | $1,843,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 2,535 | $1,843,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 29,200 | $1,841,000 | thousands by filing date | put |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,500 | $1,837,000 | thousands by filing date | call |
| COMPUGEN LTD | M25722105 | ORD | 151,579 | $1,836,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 50,000 | $1,835,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 392,605 | $1,833,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 134,976 | $1,833,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 34,700 | $1,832,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 584,642 | $1,830,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 36,400 | $1,826,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C117 | *W EXP 09/01/202 | 745,000 | $1,825,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 45,996 | $1,824,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 17,404 | $1,818,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 600 | $1,818,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 776,418 | $1,817,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 76,800 | $1,816,000 | thousands by filing date | call |
| CELLECTIS ADS | 15117K103 | COM | 67,076 | $1,815,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 300,000 | $1,812,000 | thousands by filing date | put |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 128,182 | $1,809,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 45,136 | $1,804,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 31,390 | $1,802,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 68,274 | $1,801,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 450,000 | $1,800,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 225,000 | $1,798,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 100,000 | $1,798,000 | thousands by filing date | put |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 78,298 | $1,798,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 7,600 | $1,796,000 | thousands by filing date | call |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 54,532 | $1,796,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 168,683 | $1,796,000 | thousands by filing date | |
| RH | 74967X103 | COM | 4,000 | $1,790,000 | thousands by filing date | call |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 590,582 | $1,789,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 63,481 | $1,772,000 | thousands by filing date | |
| HOLICITY INC | 435063102 | COM CL A | 175,000 | $1,769,000 | thousands by filing date | |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 1,370,000 | $1,762,000 | thousands by filing date | principal |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 30,316 | $1,753,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 40,794 | $1,751,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 138,128 | $1,746,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 19,835 | $1,744,000 | thousands by filing date | |
| TS INNOVATION ACQUISITN CORP | 87284T209 | UNIT 99/99/9999 | 165,000 | $1,739,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 144,200 | $1,733,000 | thousands by filing date | call |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 27,930 | $1,732,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQ CORP; TNT ACQ DT: 5/6/2022; CASH: $10.20 | 77584N101 | COM CL A | 171,000 | $1,729,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 20,000 | $1,727,000 | thousands by filing date | put |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 83,096 | $1,727,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 69,326 | $1,722,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 33,537 | $1,721,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 47,600 | $1,720,000 | thousands by filing date | call |
| DAKTRONICS INC | 234264109 | COM | 366,948 | $1,718,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 257,063 | $1,715,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 271,714 | $1,706,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 163,052 | $1,706,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 12,000 | $1,701,000 | thousands by filing date | call |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 269,465 | $1,701,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 151,883 | $1,701,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 153,875 | $1,698,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 5,849 | $1,696,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F119 | *W EXP 09/29/202 | 198,000 | $1,685,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 28,971 | $1,682,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,617 | $1,681,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 35,000 | $1,681,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 13,100 | $1,676,000 | thousands by filing date | put |
| ENVIRI CORP | 415864107 | COM | 93,212 | $1,676,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 38,856 | $1,672,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITN COR | 812227205 | UNIT 99/99/9999 | 160,000 | $1,672,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 46,200 | $1,671,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 155,000 | $1,671,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 80,000 | $1,670,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 72,300 | $1,669,000 | thousands by filing date | put |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 72,537 | $1,669,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 34,304 | $1,668,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 161,086 | $1,659,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 72,438 | $1,653,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 59,000 | $1,650,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 108,999 | $1,647,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 117,766 | $1,646,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 186,064 | $1,646,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 32,757 | $1,643,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 13,836 | $1,642,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 19,200 | $1,642,000 | thousands by filing date | put |
| American Tower Corporation | 03027X100 | COM | 7,300 | $1,639,000 | thousands by filing date | put |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 1,550,000 | $1,636,000 | thousands by filing date | principal |
| Schwab US TIPS ETF | 808524870 | SHS | 26,324 | $1,634,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 180,354 | $1,634,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 47,025 | $1,630,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 20,000 | $1,629,000 | thousands by filing date | put |
| AH RLTY TR INC | 04208T108 | COM | 145,200 | $1,629,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 127,777 | $1,625,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 94,481 | $1,625,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 37,672 | $1,623,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 371,146 | $1,622,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 85,876 | $1,616,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 167,863 | $1,616,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 144,450 | $1,614,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 149,464 | $1,614,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 11,500 | $1,613,000 | thousands by filing date | call |
| AXOSFINLINC | 05465C100 | STOK | 42,902 | $1,610,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 19,600 | $1,606,000 | thousands by filing date | put |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 16,713 | $1,606,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 12,496 | $1,605,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 420,072 | $1,605,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 21,900 | $1,602,000 | thousands by filing date | put |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 43,235 | $1,602,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 22,361 | $1,602,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 83,356 | $1,601,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 9,700 | $1,595,000 | thousands by filing date | call |
| STAR PEAK ENERGY TRANSITION | 855185104 | CL A | 77,975 | $1,595,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 14,237 | $1,593,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 193,663 | $1,592,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 7,500 | $1,589,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 303,735 | $1,589,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q787 | CMN | 50,000 | $1,585,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 50,000 | $1,576,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 42,091 | $1,574,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 5,400 | $1,569,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 58,183 | $1,568,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 144,336 | $1,565,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 499,428 | $1,563,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 43,603 | $1,561,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 25,524 | $1,561,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 106,101 | $1,559,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 52,412 | $1,558,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 34,407 | $1,557,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 40,996 | $1,557,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 10,006 | $1,556,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 125,043 | $1,553,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 22,859 | $1,552,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 209,953 | $1,552,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 21,400 | $1,549,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 247,579 | $1,549,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 162,786 | $1,549,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L206 | UNIT 99/99/9999 | 150,000 | $1,546,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 22,100 | $1,544,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 315,300 | $1,542,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 6,754 | $1,541,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 26,817 | $1,538,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 63,318 | $1,532,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 45,542 | $1,528,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 150,000 | $1,528,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 47,584 | $1,527,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 39,509 | $1,526,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 55,441 | $1,521,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 5,400 | $1,520,000 | thousands by filing date | put |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 115,000 | $1,520,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 45,643 | $1,515,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 203,825 | $1,514,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 346,579 | $1,504,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 32,567 | $1,501,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 100,000 | $1,493,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 147,002 | $1,491,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 227,449 | $1,490,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 16,316 | $1,488,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 9,995 | $1,487,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 240,592 | $1,484,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 391,938 | $1,481,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 650,000 | $1,479,000 | thousands by filing date | principal |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 36,753 | $1,477,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 144,643 | $1,476,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 169,901 | $1,470,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 97,000 | $1,469,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 25,328 | $1,466,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 10,032 | $1,465,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 44,078 | $1,464,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 53,970 | $1,463,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 138,470 | $1,462,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 283,975 | $1,462,000 | thousands by filing date | |
| FOXO TECHNOLOGIES INC UNIT | 24803C201 | Stock | 143,000 | $1,459,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 327,718 | $1,458,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 48,025 | $1,454,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 681,207 | $1,451,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 37,887 | $1,450,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 100,000 | $1,447,000 | thousands by filing date | put |
| ALTIMAR ACQUISITION CORP | G03707125 | UNIT 99/99/9999 | 120,000 | $1,447,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 23,200 | $1,442,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 12,100 | $1,434,000 | thousands by filing date | call |
| CROWN CASTLE INC COM | 22822V101 | REIT | 9,000 | $1,433,000 | thousands by filing date | call |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 32,419 | $1,430,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 25,511 | $1,429,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 64,144 | $1,429,000 | thousands by filing date | |
| BOXED, INC. | 81787X205 | COM | 138,000 | $1,428,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 10,876 | $1,423,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 31,983 | $1,423,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 25,870 | $1,421,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 25,583 | $1,420,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 55,775 | $1,420,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 202,600 | $1,418,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 159,585 | $1,416,000 | thousands by filing date | |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 1,432,000 | $1,413,000 | thousands by filing date | principal |
| ST JOE CO | 790148100 | COM | 33,276 | $1,412,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 9,200 | $1,409,000 | thousands by filing date | put |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 113,755 | $1,403,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 37,306 | $1,403,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 12,600 | $1,401,000 | thousands by filing date | put |
| METHANEX CORP COM | 59151K108 | Stock | 30,350 | $1,398,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 29,972 | $1,397,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 105,849 | $1,394,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 1,150,805 | $1,393,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 167,529 | $1,392,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 95,400 | $1,391,000 | thousands by filing date | put |
| FISKER INC | 33813J106 | CL A COM STK | 94,842 | $1,389,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 45,094 | $1,388,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 21,967 | $1,388,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 19,880 | $1,387,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 8,702 | $1,386,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 17,790 | $1,386,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 284,609 | $1,383,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 134,799 | $1,380,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 373,606 | $1,379,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 76,327 | $1,371,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 12,150 | $1,368,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 301,639 | $1,366,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 21,728 | $1,365,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 15,431 | $1,365,000 | thousands by filing date | |
| Forest Road Acquisition Corp | 34619R201 | Unit | 130,000 | $1,365,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 9,600 | $1,363,000 | thousands by filing date | put |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 90,700 | $1,361,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 15,900 | $1,360,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-21-000117 | this filing | 2021-02-12 | acceptance time not in the bulk data set |