13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 5,448 holding rows worth $388,633,072,000.
- Accession
- 0000769993-21-000117
- Filer
- CIK 886982
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 10,482 entries on the cover page, a total value of $388,633,072,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $388,633,072,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 330,829 | $4,989,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 113,437 | $4,978,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 390,046 | $4,977,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 311,200 | $4,970,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 159,200 | $4,969,000 | thousands by filing date | put |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 100,000 | $4,959,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 356,100 | $4,953,000 | thousands by filing date | call |
| ARISTA NETWORKS INC | 040413106 | COM | 17,000 | $4,940,000 | thousands by filing date | call |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 436,681 | $4,934,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 143,599 | $4,923,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 25,000 | $4,917,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 100,000 | $4,913,000 | thousands by filing date | call |
| ZYMEWORKS INC | 98985W102 | COM | 103,600 | $4,896,000 | thousands by filing date | call |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 148,589 | $4,895,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 20,400 | $4,887,000 | thousands by filing date | put |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 284,341 | $4,883,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 43,852 | $4,875,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 128,600 | $4,869,000 | thousands by filing date | call |
| TUCOWS INC | 898697206 | COM NEW | 65,896 | $4,869,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 450,000 | $4,856,000 | thousands by filing date | put |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 450,000 | $4,856,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 676,055 | $4,854,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 149,303 | $4,852,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 169,926 | $4,850,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 731,399 | $4,849,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 44,041 | $4,837,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 41,900 | $4,836,000 | thousands by filing date | put |
| 8X8 INC NEW | 282914AB6 | BOND | 3,328,000 | $4,830,000 | thousands by filing date | principal |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 86,814 | $4,800,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 74,638 | $4,797,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 232,944 | $4,792,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 424,069 | $4,788,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 44,406 | $4,786,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 42,708 | $4,776,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 28,700 | $4,772,000 | thousands by filing date | call |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 456,560 | $4,744,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 86,873 | $4,738,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 533,620 | $4,728,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 559,926 | $4,726,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP COM | G2283K110 | CL A | 350,000 | $4,725,000 | thousands by filing date | |
| MSP RECOVERY INC COM CL A | 53625R104 | Stock | 468,080 | $4,718,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 766,528 | $4,714,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q104 | COM CL A A | 427,498 | $4,711,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 277,508 | $4,709,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 37,000 | $4,708,000 | thousands by filing date | put |
| GENERATION BIO CO | 37148K100 | COM | 165,985 | $4,706,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 59,112 | $4,700,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 69,939 | $4,699,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 36,000 | $4,690,000 | thousands by filing date | put |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 157,448 | $4,687,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 260,316 | $4,686,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 182,300 | $4,674,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 115,103 | $4,668,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 426,633 | $4,663,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 127,345 | $4,662,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 659,681 | $4,658,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 46,137 | $4,655,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 402,546 | $4,646,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 41,317 | $4,644,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 409,151 | $4,639,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 154,754 | $4,637,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 196,700 | $4,632,000 | thousands by filing date | call |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 155,417 | $4,625,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 68,400 | $4,616,000 | thousands by filing date | put |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 198,456 | $4,603,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 157,399 | $4,582,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 300,000 | $4,578,000 | thousands by filing date | put |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 306,981 | $4,577,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 70,000 | $4,574,000 | thousands by filing date | call |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 50,000 | $4,573,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 20,800 | $4,569,000 | thousands by filing date | call |
| AMYRIS INC | 03236M200 | COM NEW | 738,871 | $4,562,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 307,916 | $4,560,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 199,019 | $4,558,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 20,400 | $4,535,000 | thousands by filing date | put |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 94,691 | $4,527,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 90,000 | $4,522,000 | thousands by filing date | put |
| DAVITA INC COM | 23918K108 | Stock | 38,500 | $4,520,000 | thousands by filing date | put |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 136,918 | $4,510,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 162,229 | $4,500,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 367,636 | $4,500,000 | thousands by filing date | |
| Spire Global Inc Com Cl A New | 639358100 | COM | 449,600 | $4,500,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 14,000 | $4,495,000 | thousands by filing date | call |
| PROGYNY INC COM | 74340E103 | Stock | 105,837 | $4,486,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 124,600 | $4,479,000 | thousands by filing date | call |
| AGNT INC | 30212W100 | COM | 70,784 | $4,468,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 230,000 | $4,467,000 | thousands by filing date | call |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 252,226 | $4,465,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 58,041 | $4,457,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 57,276 | $4,440,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 58,758 | $4,438,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 470,147 | $4,429,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 28,750 | $4,428,000 | thousands by filing date | put |
| CM LIFE SCIENCES INC | 18978W109 | COM CL A | 401,030 | $4,427,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 181,098 | $4,419,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 70,400 | $4,414,000 | thousands by filing date | call |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 100,328 | $4,410,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 50,200 | $4,402,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 647,200 | $4,401,000 | thousands by filing date | call |
| CENCORA INC COM | 03073E105 | Stock | 45,000 | $4,399,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 382,969 | $4,396,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 50,095 | $4,395,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 33,400 | $4,390,000 | thousands by filing date | call |
| WSFS FINL CORP | 929328102 | COM | 97,751 | $4,387,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 127,347 | $4,379,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 25,000 | $4,378,000 | thousands by filing date | put |
| SEAGEN INC | 81181C104 | COM | 25,000 | $4,378,000 | thousands by filing date | call |
| CIIG MERGER CORP | 12559C103 | COM CL A | 155,633 | $4,376,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 222,578 | $4,356,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 119,576 | $4,354,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 254,256 | $4,353,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 184,664 | $4,341,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 825,000 | $4,340,000 | thousands by filing date | call |
| SWITCH INC | 87105L104 | CL A | 265,077 | $4,339,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 823,080 | $4,329,000 | thousands by filing date | |
| HPX CORP | G32219118 | UNIT 99/99/9999 | 410,000 | $4,326,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 290,164 | $4,324,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 147,998 | $4,323,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 224,896 | $4,313,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 423,000 | $4,293,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 153,016 | $4,286,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 111,808 | $4,270,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 400,000 | $4,268,000 | thousands by filing date | put |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 12,295 | $4,256,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 121,740 | $4,256,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 134,700 | $4,244,000 | thousands by filing date | call |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 100,000 | $4,244,000 | thousands by filing date | call |
| EQUINOX GOLD CORP | 29446Y502 | COM | 410,119 | $4,241,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 241,496 | $4,240,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 100,000 | $4,224,000 | thousands by filing date | call |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 97,801 | $4,219,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 261,083 | $4,216,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 120,698 | $4,212,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 236,035 | $4,199,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 34,222 | $4,192,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 548,000 | $4,191,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 25,400 | $4,177,000 | thousands by filing date | put |
| SIMULATIONS PLUS INC | 829214105 | COM | 57,994 | $4,170,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 43,958 | $4,164,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 30,000 | $4,153,000 | thousands by filing date | put |
| AZZ INC COM | 002474104 | Stock | 87,299 | $4,142,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 34,742 | $4,133,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F101 | COM CL A | 415,000 | $4,129,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 3,325,000 | $4,122,000 | thousands by filing date | principal |
| CMB.TECH NV SHS | B38564108 | Stock | 514,126 | $4,113,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 59,000 | $4,105,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 226,000 | $4,102,000 | thousands by filing date | call |
| CBIZ INC | 124805102 | COM | 153,973 | $4,097,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 55,131 | $4,096,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 43,923 | $4,094,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 777,749 | $4,091,000 | thousands by filing date | |
| Granite Construction Inc | 387328AB3 | CV | 3,800,000 | $4,089,000 | thousands by filing date | principal |
| Altria Group Inc | 02209S103 | COM | 99,700 | $4,088,000 | thousands by filing date | put |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 48,007 | $4,087,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 69,591 | $4,085,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 274,669 | $4,084,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 128,518 | $4,083,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 136,401 | $4,081,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 325,000 | $4,079,000 | thousands by filing date | call |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 324,139 | $4,071,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 87,813 | $4,069,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 407,883 | $4,062,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 7,600 | $4,061,000 | thousands by filing date | put |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 210,570 | $4,060,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 86,846 | $4,060,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 3,952,000 | $4,051,000 | thousands by filing date | principal |
| PEABODY ENGR CORP | 704551100 | COM | 1,680,470 | $4,050,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 270,376 | $4,042,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 49,012 | $4,035,000 | thousands by filing date | |
| SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 | 84677L109 | CL A | 400,000 | $4,024,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 126,171 | $4,019,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 120,495 | $4,009,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 92,085 | $4,005,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 271,704 | $4,005,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 484,810 | $4,000,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 82,547 | $3,996,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 686,441 | $3,988,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 724,217 | $3,983,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 43,457 | $3,983,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 209,205 | $3,979,000 | thousands by filing date | |
| CI FINL CORP | 125491100 | COM | 320,235 | $3,974,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 92,507 | $3,957,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 44,384 | $3,956,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 22,740 | $3,955,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 226,954 | $3,951,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 79,505 | $3,950,000 | thousands by filing date | |
| EMLES TR | 291361707 | CMN | 150,000 | $3,950,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 133,214 | $3,946,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R126 | COM CL A | 390,201 | $3,945,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 182,921 | $3,942,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 79,201 | $3,938,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 352,216 | $3,934,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 221,017 | $3,927,000 | thousands by filing date | |
| EMLES TR | 291361103 | CMN | 150,000 | $3,917,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 7,800 | $3,913,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 3,724,000 | $3,912,000 | thousands by filing date | principal |
| VY GLOBAL GROWTH | G9444H126 | UNIT 99/99/9999 | 363,500 | $3,911,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 104,600 | $3,902,000 | thousands by filing date | put |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 261,454 | $3,899,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 31,753 | $3,884,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 61,695 | $3,876,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 55,189 | $3,873,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 3,175,000 | $3,872,000 | thousands by filing date | principal |
| RPT REALTY | 74971D101 | SH BEN INT | 447,370 | $3,870,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 34,547 | $3,867,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 968,220 | $3,864,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 380,000 | $3,861,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 36,800 | $3,844,000 | thousands by filing date | call |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 225,861 | $3,842,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 60,867 | $3,837,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 65,822 | $3,837,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 152,173 | $3,833,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 11,000 | $3,828,000 | thousands by filing date | call |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 105,370 | $3,828,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 437,553 | $3,824,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 108,800 | $3,823,000 | thousands by filing date | put |
| MYR GROUP INC | 55405W104 | COM | 63,579 | $3,822,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 209,450 | $3,820,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 358,118 | $3,817,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 173,403 | $3,813,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049105 | COM CL A | 380,000 | $3,808,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 250,195 | $3,803,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 200,500 | $3,789,000 | thousands by filing date | put |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 87,504 | $3,785,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 97,137 | $3,781,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 220,000 | $3,777,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 50,000 | $3,758,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 335,763 | $3,757,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 27,171 | $3,748,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 89,389 | $3,743,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 121,779 | $3,738,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 144,696 | $3,738,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 100,000 | $3,734,000 | thousands by filing date | call |
| ZOGENIX INC. | 98978L204 | Common Stock | 186,800 | $3,734,000 | thousands by filing date | put |
| U S PHYSICAL THERAPY | 90337L108 | COM | 31,037 | $3,732,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 358,625 | $3,730,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 3,658,000 | $3,724,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 39,150 | $3,720,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 296,217 | $3,718,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 55,019 | $3,714,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,369,729 | $3,712,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 186,184 | $3,711,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 115,263 | $3,708,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 498,700 | $3,705,000 | thousands by filing date | put |
| INARI MED INC | 45332Y109 | COM | 42,443 | $3,705,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 244,922 | $3,703,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 133,774 | $3,695,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 530,255 | $3,669,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 84,256 | $3,668,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 1,572,755 | $3,665,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 43,795 | $3,663,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 43,096 | $3,659,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 4,000,000 | $3,656,000 | thousands by filing date | principal |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 44,342 | $3,651,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,576,223 | $3,641,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 440,821 | $3,633,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 583,629 | $3,624,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 118,840 | $3,623,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 172,582 | $3,622,000 | thousands by filing date | |
| EMLES TR | 291361871 | CMN | 135,200 | $3,620,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 65,726 | $3,616,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 80,610 | $3,611,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 245,342 | $3,609,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 113,833 | $3,606,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 68,404 | $3,602,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 260,158 | $3,592,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 168,485 | $3,589,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 110,926 | $3,587,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 106,300 | $3,585,000 | thousands by filing date | call |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 102,111 | $3,581,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 89,118 | $3,581,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 50,133 | $3,579,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 105,000 | $3,571,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 75,180 | $3,568,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 89,344 | $3,565,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 200,000 | $3,560,000 | thousands by filing date | put |
| DYNEX CAP INC | 26817Q886 | COM | 200,000 | $3,560,000 | thousands by filing date | call |
| PLANTRONICS INC NEW | 727493108 | COM | 131,681 | $3,559,000 | thousands by filing date | |
| GREENROSE ACQUISITION CORP | 395392103 | COM | 350,000 | $3,546,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 91,031 | $3,545,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864106 | COM CL A | 340,000 | $3,536,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 12,304 | $3,526,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 3,411,000 | $3,509,000 | thousands by filing date | principal |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 309,306 | $3,505,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 96,748 | $3,504,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 193,007 | $3,501,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 20,000 | $3,500,000 | thousands by filing date | put |
| TELOS CORP MD | 87969B101 | COM | 106,000 | $3,496,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 78,146 | $3,485,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 100,000 | $3,485,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 348,000 | $3,483,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 52,375 | $3,479,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 120,733 | $3,477,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 315,058 | $3,472,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 256,929 | $3,471,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 208,777 | $3,470,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 117,409 | $3,469,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 9,700 | $3,443,000 | thousands by filing date | put |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 64,563 | $3,440,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 266,344 | $3,438,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 34,724 | $3,434,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 158,442 | $3,427,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 254,639 | $3,427,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 434,725 | $3,421,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 101,200 | $3,413,000 | thousands by filing date | put |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 299,087 | $3,410,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 90,279 | $3,409,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 48,611 | $3,403,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 34,377 | $3,402,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 338,000 | $3,400,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 78,106 | $3,398,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 100,000 | $3,389,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 523,548 | $3,387,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 376,242 | $3,386,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 221,779 | $3,384,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 691,341 | $3,380,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 5,885 | $3,379,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 69,463 | $3,376,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 1,375,000 | $3,371,000 | thousands by filing date | principal |
| COLLECTIVE GROWTH CORP | 19424L101 | COM CL A | 235,880 | $3,371,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 43,202 | $3,370,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 88,982 | $3,365,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 32,124 | $3,357,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 138,080 | $3,356,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 185,196 | $3,352,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 6,080,000 | $3,344,000 | thousands by filing date | principal |
| OFG BANCORP | 67103X102 | COM | 180,310 | $3,343,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 56,425 | $3,340,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 43,078 | $3,332,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 60,156 | $3,328,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 34,410 | $3,325,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 1,495,282 | $3,319,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 61,394 | $3,318,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 50,000 | $3,316,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 22,859 | $3,309,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 18,841 | $3,306,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 9,800 | $3,306,000 | thousands by filing date | call |
| TILRAY INC | 88688T100 | COM CL 2 | 400,000 | $3,304,000 | thousands by filing date | put |
| ECOVYST INC. | 73943T103 | Common Stock | 231,661 | $3,303,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 86,871 | $3,300,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 111,448 | $3,298,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 19,000 | $3,288,000 | thousands by filing date | put |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 67,745 | $3,287,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 85,601 | $3,286,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 54,700 | $3,284,000 | thousands by filing date | put |
| SSR MINING IN | 784730103 | COM | 163,244 | $3,283,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 52,111 | $3,282,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 37,999 | $3,279,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 184,961 | $3,279,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 159,261 | $3,278,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 716,815 | $3,276,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 100,000 | $3,273,000 | thousands by filing date | call |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 157,547 | $3,269,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 149,420 | $3,263,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 42,473 | $3,259,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 85,721 | $3,257,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 72,000 | $3,254,000 | thousands by filing date | put |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 292,702 | $3,252,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 181,845 | $3,246,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 213,953 | $3,241,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 61,765 | $3,230,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 217,595 | $3,223,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,022,266 | $3,220,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 12,090 | $3,219,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 290,322 | $3,211,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 100,514 | $3,205,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 212,981 | $3,196,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 179,659 | $3,194,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 295,405 | $3,193,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 249,392 | $3,175,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 34,148 | $3,171,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 132,929 | $3,169,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 15,200 | $3,164,000 | thousands by filing date | call |
| PHOTRONICS INC | 719405102 | COM | 283,180 | $3,160,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 175,292 | $3,159,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 94,895 | $3,157,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 35,385 | $3,154,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 764,452 | $3,150,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 120,400 | $3,150,000 | thousands by filing date | call |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 34,866 | $3,148,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 36,262 | $3,148,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 90,800 | $3,147,000 | thousands by filing date | call |
| FIRSTENERGY CORP | 337932107 | COM | 102,600 | $3,141,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 37,000 | $3,139,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 785,958 | $3,136,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 82,455 | $3,135,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 164,953 | $3,133,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 362,408 | $3,131,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 300,000 | $3,129,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 49,083 | $3,127,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 45,685 | $3,122,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W128 | UNIT 99/99/9999 | 300,000 | $3,120,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 78,288 | $3,119,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 106,187 | $3,111,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 74,978 | $3,108,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 21,997 | $3,101,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 38,060 | $3,098,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 115,697 | $3,090,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534106 | COM CL A | 305,000 | $3,090,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 105,036 | $3,085,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 58,714 | $3,083,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 67,987 | $3,077,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 68,409 | $3,074,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 3,000,000 | $3,068,000 | thousands by filing date | principal |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 340,282 | $3,066,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 53,784 | $3,064,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 37,449 | $3,053,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 112,771 | $3,045,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 505,248 | $3,032,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 20,000 | $3,030,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 51,800 | $3,029,000 | thousands by filing date | call |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 348,796 | $3,021,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 4,374,383 | $3,019,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 297,000 | $3,015,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 132,268 | $3,012,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 70,685 | $3,012,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 125,407 | $3,012,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 252,606 | $3,009,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 174,728 | $3,001,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 104,314 | $2,998,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 12,500 | $2,995,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 19,046 | $2,992,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 50,800 | $2,987,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 55,194 | $2,984,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 52,464 | $2,982,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 95,623 | $2,980,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 478,605 | $2,977,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 374,320 | $2,976,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 2,155,776 | $2,975,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 1,188,515 | $2,971,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 293,472 | $2,970,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 85,726 | $2,967,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 148,353 | $2,966,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 185,328 | $2,954,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 69,578 | $2,953,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 124,853 | $2,953,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 99,963 | $2,948,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 104,785 | $2,940,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 74,464 | $2,937,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305115 | UNIT 11/26/2020 | 285,000 | $2,933,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 1,487,991 | $2,931,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 43,400 | $2,929,000 | thousands by filing date | call |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 666,673 | $2,920,000 | thousands by filing date | |
| VG ACQUISITION C | G9446E121 | UNIT | 242,939 | $2,915,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 46,817 | $2,903,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 6,000 | $2,899,000 | thousands by filing date | put |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 67,614 | $2,897,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 132,867 | $2,885,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 218,611 | $2,884,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 275,637 | $2,878,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 16,000 | $2,874,000 | thousands by filing date | put |
| BOWX ACQUISITION CORP | 103085106 | CL A | 279,799 | $2,871,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 60,738 | $2,869,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 25,700 | $2,866,000 | thousands by filing date | call |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 21,512 | $2,862,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 212,973 | $2,862,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 53,076 | $2,860,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 299,550 | $2,858,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 75,945 | $2,852,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 391,827 | $2,849,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 151,600 | $2,841,000 | thousands by filing date | put |
| OOMA INC | 683416101 | COM | 197,031 | $2,837,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 56,570 | $2,834,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 173,301 | $2,830,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 57,167 | $2,828,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 68,900 | $2,825,000 | thousands by filing date | call |
| AKOUOS INC | 00973J101 | COM | 142,392 | $2,824,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 41,282 | $2,816,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 117,534 | $2,812,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 50,000 | $2,810,000 | thousands by filing date | call |
| LANNETT CO INC | 51602UAC2 | BOND | 4,400,000 | $2,808,000 | thousands by filing date | principal |
| PETMED EXPRESS INC | 716382106 | COM | 87,523 | $2,806,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 96,359 | $2,802,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 671,396 | $2,800,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 383,891 | $2,799,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 63,926 | $2,798,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 195,000 | $2,798,000 | thousands by filing date | call |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 270,000 | $2,794,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 63,136 | $2,792,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 2,029,000 | $2,788,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 53,600 | $2,785,000 | thousands by filing date | put |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 215,204 | $2,778,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 218,698 | $2,777,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 260,000 | $2,777,000 | thousands by filing date | |
| ATLAS CREST INVT CORP UNIT CL A & WT | 049284201 | Stock | 263,000 | $2,775,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 162,679 | $2,764,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 135,610 | $2,759,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 39,018 | $2,755,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 528,646 | $2,754,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 229,722 | $2,745,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 1,040,784 | $2,737,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 50,078 | $2,714,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 23,100 | $2,712,000 | thousands by filing date | call |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 262,244 | $2,703,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 10,800 | $2,702,000 | thousands by filing date | call |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 46,099 | $2,699,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 140,454 | $2,695,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 41,137 | $2,694,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 64,235 | $2,692,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 247,585 | $2,686,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-21-000117 | this filing | 2021-02-12 | acceptance time not in the bulk data set |