13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 5,448 holding rows worth $388,633,072,000.
- Accession
- 0000769993-21-000117
- Filer
- CIK 886982
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 10,482 entries on the cover page, a total value of $388,633,072,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $388,633,072,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 17,822 | $603,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 13,471 | $602,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 13,473 | $601,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 41,050 | $599,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X121 | UNIT 10/01/2025 | 44,900 | $595,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 14,602 | $592,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 38,400 | $591,000 | thousands by filing date | call |
| ARTIVION INC | 228903100 | COM | 24,999 | $590,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 20,234 | $586,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 21,029 | $584,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 23,934 | $583,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 12,971 | $583,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 22,246 | $583,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 13,018 | $583,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 22,848 | $583,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 18,645 | $581,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 225,191 | $581,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 264,681 | $580,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 27,902 | $579,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 134,189 | $578,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 170,723 | $577,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 45,500 | $576,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,100 | $574,000 | thousands by filing date | put |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 39,577 | $574,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 127,313 | $574,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 60,905 | $572,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 53,725 | $571,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 7,726 | $568,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 45,105 | $567,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 164,656 | $567,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 20,006 | $566,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 25,700 | $566,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 12,610 | $565,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 10,000 | $564,000 | thousands by filing date | call |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 6,286 | $564,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 35,577 | $564,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 10,009 | $563,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 18,207 | $563,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 4,300 | $562,000 | thousands by filing date | call |
| EGAIN CORP | 28225C806 | COM NEW | 47,658 | $562,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 29,048 | $561,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 41,694 | $560,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 27,212 | $560,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 17,610 | $559,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 9,000 | $557,000 | thousands by filing date | call |
| EXFO INC | 302046107 | SUB VTG SHS | 163,118 | $556,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 130,255 | $554,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 28,697 | $554,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 13,099 | $552,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 19,932 | $549,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 409,500 | $549,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 47,157 | $548,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 17,612 | $548,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 83,129 | $547,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 46,000 | $546,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 7,052 | $546,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 103,206 | $543,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 190,468 | $543,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 35,259 | $542,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744112 | *W EXP 99/99/999 | 200,000 | $540,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 7,668 | $539,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 43,175 | $538,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 61,858 | $538,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 32,418 | $538,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 30,163 | $537,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X105 | CL A | 43,712 | $537,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 93,917 | $536,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 11,168 | $535,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 24,182 | $533,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 57,062 | $533,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 13,165 | $532,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 47,751 | $532,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 6,800 | $528,000 | thousands by filing date | put |
| ALTIMMUNE INC | 02155H200 | COM NEW | 46,782 | $528,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 59,689 | $527,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 78,828 | $527,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 51,636 | $527,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 12,694 | $526,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690116 | UNIT 99/99/9999 | 50,000 | $525,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 268,673 | $524,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 30,947 | $523,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 50,000 | $522,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448201 | UNIT 03/10/2025 | 50,000 | $522,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 47,715 | $521,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 5,578 | $520,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQUISITION | 77584N200 | UNIT 99/99/9999 | 50,000 | $520,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 79,873 | $519,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 31,255 | $518,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 11,214 | $517,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 68,684 | $517,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 7,900 | $517,000 | thousands by filing date | put |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,389 | $516,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 50,000 | $512,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 39,086 | $512,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334201 | UNIT 10/29/2027 | 50,000 | $512,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 7,397 | $506,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 32,442 | $505,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 4,012 | $505,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 75,375 | $504,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 8,929 | $502,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 39,744 | $501,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 234,145 | $501,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 12,072 | $501,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,500 | $500,000 | thousands by filing date | put |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 31,646 | $500,000 | thousands by filing date | |
| WANDA SPORTS GROUP CO LTD | 93368R101 | SPONSORED ADS | 200,000 | $500,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 26,412 | $499,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 21,467 | $499,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 18,303 | $497,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 8,279 | $493,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 6,186 | $493,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 112,531 | $492,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 5,800 | $492,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 12,000 | $492,000 | thousands by filing date | call |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 33,374 | $492,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 142,290 | $492,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 14,389 | $491,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 8,212 | $491,000 | thousands by filing date | |
| CBRE ACQUISITION HOLDINGS INC | 12510j205 | COM | 47,000 | $491,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 307,057 | $488,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 16,039 | $488,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 17,405 | $488,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 13,124 | $487,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 8,963 | $484,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 45,000 | $484,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 45,000 | $484,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M205 | UNIT 99/99/9999 | 45,000 | $484,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 100,598 | $483,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 382,700 | $482,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 15,100 | $481,000 | thousands by filing date | put |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 123,946 | $481,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 70,320 | $479,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049121 | UNIT 99/99/9999 | 45,000 | $475,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 42,182 | $474,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 162,566 | $473,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 14,245 | $472,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 5,322 | $472,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 47,699 | $471,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 109,359 | $470,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 8,760 | $469,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 28,309 | $469,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 14,517 | $469,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 120,379 | $469,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 6,746 | $468,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 20,000 | $468,000 | thousands by filing date | put |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 86,049 | $467,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 10,200 | $465,000 | thousands by filing date | call |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 42,793 | $465,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO COM | G28302100 | CL A | 35,000 | $464,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 14,515 | $463,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 7,350 | $462,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 88,648 | $462,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 42,423 | $462,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 41,228 | $461,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 4,605 | $461,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 20,000 | $461,000 | thousands by filing date | call |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 42,025 | $461,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 87,992 | $459,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 110,987 | $459,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 3,237 | $456,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 208,465 | $456,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 30,152 | $453,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 9,387 | $452,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 163,673 | $452,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 29,430 | $452,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 27,312 | $452,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 14,085 | $452,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 29,625 | $450,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 5,981 | $450,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 30,056 | $449,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 131,550 | $449,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 31,438 | $449,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 64,236 | $449,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 6,900 | $448,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 69,958 | $447,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 20,000 | $446,000 | thousands by filing date | put |
| DAILY JOURNAL CORP | 233912104 | COM | 1,095 | $442,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 50,063 | $442,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 3,841 | $441,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 21,875 | $441,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 38,643 | $441,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 22,316 | $440,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 446,872 | $440,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 15,806 | $439,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 441,000 | $439,000 | thousands by filing date | principal |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 43,232 | $438,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 77,770 | $438,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 16,216 | $435,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 180,016 | $434,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 3,600 | $433,000 | thousands by filing date | put |
| FATHOM HOLDINGS | 31189V109 | COM | 12,013 | $433,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 18,700 | $432,000 | thousands by filing date | call |
| COVETRUS INC | 22304C100 | COM | 15,000 | $431,000 | thousands by filing date | put |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 92,800 | $431,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 59,818 | $431,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 41,636 | $431,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 20,839 | $430,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 14,794 | $429,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 12,737 | $429,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 24,575 | $429,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 7,882 | $428,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 29,479 | $425,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 45,296 | $424,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 187,088 | $423,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 29,024 | $423,000 | thousands by filing date | |
| ION ACQUISITION CORP 1 LTD | G49392122 | UNIT 99/99/9999 | 35,000 | $423,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 27,247 | $422,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 19,119 | $422,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 406,000 | $421,000 | thousands by filing date | principal |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 26,697 | $418,000 | thousands by filing date | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 12,624 | $418,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 7,065 | $418,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 6,335 | $417,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 8,950 | $417,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 11,500 | $415,000 | thousands by filing date | put |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 16,739 | $414,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 4,620 | $414,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 193,793 | $414,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 59,834 | $413,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 46,822 | $413,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 12,517 | $413,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 29,384 | $411,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 46,933 | $411,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 13,346 | $411,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED | 233277102 | SHARES CL A | 23,369 | $411,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 39,300 | $411,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 18,065 | $410,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 19,300 | $409,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 20,615 | $409,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 60,646 | $409,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 4,834 | $408,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 14,483 | $408,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 13,142 | $407,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 26,323 | $405,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 23,644 | $405,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 57,449 | $405,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 14,444 | $404,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 5,577 | $402,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 12,000 | $401,000 | thousands by filing date | call |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 10,572 | $401,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 4,302 | $400,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 28,423 | $400,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155109 | COM CL A | 39,000 | $400,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 15,716 | $399,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 76,998 | $399,000 | thousands by filing date | |
| TPG PACE TECH OPPORTUNITIES | G8990Y111 | UNIT 99/99/9999 | 35,000 | $398,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 9,647 | $397,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 125,060 | $396,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 21,958 | $395,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 31,480 | $393,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 14,763 | $392,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 150,000 | $392,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 51,797 | $392,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 25,521 | $391,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 16,271 | $391,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 60,439 | $391,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 88,015 | $390,000 | thousands by filing date | |
| PANDION THERAPEUTICS INC | 698340106 | COM | 26,237 | $390,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 9,611 | $389,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 10,219 | $388,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 28,335 | $387,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 17,997 | $386,000 | thousands by filing date | |
| FS DEV CORP | 303020101 | COM CL A | 35,000 | $385,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 50,352 | $384,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 70,467 | $382,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 23,877 | $382,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,400 | $381,000 | thousands by filing date | call |
| VBI VACCINES INC | 91822J103 | COM NEW | 138,478 | $381,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 3,574 | $379,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 16,781 | $378,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 102,916 | $378,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 47,622 | $376,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 9,720 | $375,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 62,925 | $375,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 17,395 | $375,000 | thousands by filing date | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 22,902 | $374,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 8,215 | $374,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 30,925 | $372,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 70,068 | $372,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 30,010 | $372,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 128,200 | $372,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 1,000 | $370,000 | thousands by filing date | call |
| ONCOCYTE CORP | 68235C107 | COM | 154,778 | $370,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 2,584 | $369,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 27,541 | $369,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 47,914 | $369,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 127,389 | $368,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 37,164 | $368,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 34,396 | $366,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 8,400 | $364,000 | thousands by filing date | put |
| BIODESIX INC | 09075X108 | COM | 17,993 | $363,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328109 | COM CL A | 24,015 | $363,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 14,591 | $362,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 32,598 | $361,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 46,433 | $361,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 56,006 | $360,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 12,500 | $360,000 | thousands by filing date | put |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 33,600 | $360,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,000 | $359,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 12,556 | $359,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 47,669 | $358,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 5,949 | $357,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 12,163 | $355,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 250,000 | $355,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 108,027 | $355,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 9,869 | $354,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 7,600 | $354,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 9,373 | $352,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 12,501 | $352,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 5,000 | $351,000 | thousands by filing date | put |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 28,550 | $351,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 26,919 | $351,000 | thousands by filing date | |
| SPARTACUS ACQUISITION CORP | 84677L208 | Cmn | 33,000 | $349,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 5,227 | $348,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 5,719 | $348,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 22,741 | $348,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 198,270 | $347,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,000 | $346,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 72,251 | $346,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 86,859 | $346,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,600 | $343,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,600 | $343,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 110,713 | $343,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 18,625 | $343,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 47,323 | $341,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 28,886 | $341,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G74847123 | UNIT 99/99/9999 | 30,000 | $341,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 17,996 | $339,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 10,984 | $337,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 86,238 | $335,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 9,000 | $335,000 | thousands by filing date | call |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 11,367 | $335,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 9,679 | $335,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 6,178 | $335,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 223,013 | $335,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744120 | UNIT 99/99/9999 | 24,343 | $335,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 8,690 | $334,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 803,788 | $334,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 21,498 | $333,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 35,483 | $333,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 9,543 | $332,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 12,981 | $332,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 64,400 | $331,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N208 | UNIT 12/08/2023 | 30,000 | $331,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 20,798 | $330,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 5,000 | $327,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 16,513 | $326,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 178,301 | $325,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M114 | *W EXP 10/30/202 | 240,000 | $324,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G117 | *W EXP 03/05/202 | 90,000 | $324,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C209 | UNIT 99/99 | 30,250 | $323,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 14,354 | $322,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 8,885 | $321,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 27,172 | $321,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 42,745 | $321,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 4,171 | $319,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 59,854 | $319,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 46,981 | $318,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 100,428 | $318,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 130,315 | $317,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 34,800 | $316,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 5,297 | $315,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 9,552 | $314,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,100 | $313,000 | thousands by filing date | call |
| LIMONEIRA CO | 532746104 | COM | 18,824 | $313,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H209 | UNIT 99/99/9999 | 28,010 | $313,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 33,157 | $312,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 59,217 | $311,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 134,200 | $310,000 | thousands by filing date | put |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 9,977 | $310,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 16,853 | $308,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 136,000 | $308,000 | thousands by filing date | principal |
| INVESTINDUSTRIAL ACQUISITION | G4771L121 | UNIT 99/99/9999 | 30,000 | $308,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 7,636 | $307,000 | thousands by filing date | |
| FREELINE THERAPEUTICS HLDGS | 35655L107 | SPONSORED ADS | 16,819 | $307,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 10,153 | $306,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 20,342 | $306,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 310,000 | $306,000 | thousands by filing date | principal |
| ORIENTAL CULTURE HOLDING LTD | G6796W107 | ORD SHS | 62,232 | $305,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 21,130 | $303,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 10,330 | $302,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 14,473 | $301,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 31,036 | $300,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 10,000 | $300,000 | thousands by filing date | call |
| Amplify Energy Corp | 03212B103 | COM | 228,813 | $300,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 25,348 | $300,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 17,850 | $299,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 45,366 | $298,000 | thousands by filing date | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 5,435 | $298,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 198,590 | $298,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 28,000 | $297,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 143,176 | $296,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 25,976 | $295,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 42,935 | $295,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 7,246 | $295,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 17,320 | $295,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 28,045 | $295,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 7,920 | $295,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 867,451 | $294,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 96,589 | $294,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 11,423 | $293,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 17,211 | $292,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 10,316 | $292,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 81,754 | $291,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 41,806 | $291,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 26,177 | $291,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 10,229 | $291,000 | thousands by filing date | |
| HIGHCAPE CAP ACQUISITION COR | 42984L204 | UNIT 09/30/2027 | 28,193 | $291,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 59,947 | $289,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 17,556 | $288,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 11,502 | $286,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 65,605 | $285,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 4,000 | $284,000 | thousands by filing date | put |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 5,661 | $284,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 218,673 | $284,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 38,764 | $283,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 22,250 | $282,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 10,417 | $282,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 42,096 | $282,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 42,956 | $280,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 62,893 | $280,000 | thousands by filing date | |
| ATENTO S A | L0427L204 | CMN | 20,599 | $280,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 19,799 | $279,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 20,702 | $279,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 6,600 | $278,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 16,918 | $278,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 175,624 | $278,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 51,402 | $277,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 4,472 | $276,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 9,942 | $275,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 9,688 | $275,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 51,048 | $275,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 51,167 | $274,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 82,359 | $273,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 287,000 | $273,000 | thousands by filing date | principal |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 8,743 | $272,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 30,683 | $272,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 9,002 | $270,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 6,532 | $270,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 36,525 | $269,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 51,589 | $267,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 7,190 | $267,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 13,354 | $267,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 2,725 | $266,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 17,564 | $265,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 4,827 | $265,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 91,600 | $264,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 18,264 | $263,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 19,535 | $263,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 8,224 | $262,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 24,310 | $262,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 32,027 | $262,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 21,144 | $262,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 91,716 | $261,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 29,339 | $261,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 23,529 | $261,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 11,974 | $259,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 10,000 | $258,000 | thousands by filing date | put |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 12,018 | $258,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 17,300 | $258,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 47,400 | $256,000 | thousands by filing date | put |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 13,482 | $256,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 34,612 | $256,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 10,612 | $256,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 39,506 | $255,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 6,107 | $255,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 132,778 | $255,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 12,708 | $255,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 7,459 | $255,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 24,802 | $255,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 11,199 | $254,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 13,951 | $253,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 32,327 | $253,000 | thousands by filing date | |
| US ECOLOGY INC | 91734M111 | WTS | 36,750 | $253,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 8,340 | $252,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 73,356 | $250,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 95,342 | $250,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 10,307 | $249,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 35,547 | $249,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514129 | UNIT 99/99/9999 | 17,000 | $249,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 9,093 | $247,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 26,458 | $247,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 87,369 | $246,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 8,946 | $246,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 20,984 | $246,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 22,815 | $245,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N204 | UNIT 12/18/2025 | 23,300 | $245,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 49,800 | $244,000 | thousands by filing date | put |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 63,711 | $243,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 42,080 | $243,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 39,556 | $243,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 59,124 | $242,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T203 | UNIT 99/99/9999 | 20,000 | $242,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO | 98566K204 | UNIT 10/22/2025 | 22,688 | $242,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 23,718 | $241,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 2,356 | $241,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 10,489 | $241,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 18,860 | $241,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 12,077 | $240,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 23,277 | $239,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-21-000117 | this filing | 2021-02-12 | acceptance time not in the bulk data set |