13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 5,178 holding rows worth $283,840,545,000.
- Accession
- 0000769993-20-000225
- Filer
- CIK 886982
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 10,085 entries on the cover page, a total value of $283,840,545,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $283,840,545,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 82,909 | $696,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 225,031 | $696,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 159,221 | $696,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 28,600 | $694,000 | thousands by filing date | call |
| PEABODY ENGR CORP | 704551100 | COM | 238,199 | $691,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 191,800 | $690,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 167,025 | $690,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 37,519 | $690,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 40,000 | $689,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G100 | COM | 15,000 | $689,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 3,995,949 | $689,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 71,387 | $689,000 | thousands by filing date | |
| MGC | 921910873 | COM | 7,557 | $687,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 43,466 | $686,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 130,675 | $686,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 26,256 | $684,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 174,523 | $684,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 21,809 | $681,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 110,766 | $681,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 216,310 | $681,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 25,700 | $680,000 | thousands by filing date | put |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 24,378 | $680,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 93,530 | $679,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 8,100 | $677,000 | thousands by filing date | put |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 155,027 | $677,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 12,268 | $676,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 2,500 | $673,000 | thousands by filing date | put |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 90,917 | $673,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 40,000 | $673,000 | thousands by filing date | put |
| BEL FUSE INC | 077347300 | CL B | 68,881 | $671,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 75,846 | $668,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 66,708 | $663,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 14,815 | $663,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 8,064 | $662,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 218,617 | $662,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 230,000 | $662,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 23,501 | $661,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 26,200 | $661,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 400,115 | $661,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 14,437 | $659,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W601 | INVT GRAD VALU | 25,572 | $657,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 74,377 | $656,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 15,866 | $655,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 16,369 | $654,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 60,469 | $652,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 15,196 | $651,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 267,875 | $651,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 82,761 | $651,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 60,601 | $649,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 309,192 | $649,000 | thousands by filing date | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 39,144 | $647,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 47,797 | $647,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,400 | $643,000 | thousands by filing date | call |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 112,318 | $641,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 31,303 | $641,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,700 | $640,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 6,850 | $639,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 17,551 | $639,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 226,715 | $639,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 22,008 | $639,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 62,534 | $638,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 49,462 | $638,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 26,011 | $637,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 21,923 | $637,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 76,685 | $636,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 48,707 | $636,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 14,023 | $636,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 243,886 | $632,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 240,641 | $630,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 56,341 | $629,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 138,400 | $627,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 74,300 | $627,000 | thousands by filing date | call |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 25,979 | $626,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 42,689 | $626,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 10,000 | $625,000 | thousands by filing date | put |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 56,012 | $625,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 12,682 | $623,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 12,382 | $621,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 19,300 | $621,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 25,600 | $621,000 | thousands by filing date | put |
| CLARUS CORP NEW | 18270P109 | COM | 63,035 | $618,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 6,900 | $617,000 | thousands by filing date | call |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 15,550 | $616,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 53,350 | $616,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,612,535 | $616,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 57,713 | $615,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 22,905 | $615,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 6,740 | $615,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 188,172 | $615,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 10,855 | $614,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 103,240 | $614,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 89,600 | $613,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 101,823 | $613,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 127,809 | $613,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 678,415 | $608,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 35,125 | $606,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 300,000 | $606,000 | thousands by filing date | put |
| TUSCAN HLDGS CORP | 90069K104 | COM | 60,713 | $605,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 146,435 | $604,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 15,001 | $603,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 26,972 | $602,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 59,100 | $598,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 6,877 | $596,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 16,193 | $596,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 21,025 | $596,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 271,500 | $595,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 71,361 | $594,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 166,573 | $594,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 116,643 | $593,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 154,849 | $592,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 68,395 | $591,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 26,500 | $591,000 | thousands by filing date | put |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 60,000 | $591,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 36,878 | $590,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 61,553 | $586,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 63,636 | $585,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 34,639 | $585,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 26,872 | $585,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 69,170 | $585,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 75,675 | $585,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 102,393 | $583,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 33,351 | $583,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 9,784 | $581,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 61,868 | $580,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 31,505 | $579,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 19,886 | $579,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 7,038 | $579,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1,800 | $578,000 | thousands by filing date | put |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 23,217 | $577,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 4,300 | $576,000 | thousands by filing date | put |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 40,134 | $574,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 56,965 | $573,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 316,798 | $573,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 54,767 | $570,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 69,526 | $568,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 461,310 | $568,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 51,336 | $567,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 21,000 | $567,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 17,750 | $566,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 23,499 | $566,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 40,454 | $566,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 87,848 | $565,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 27,659 | $563,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 54,000 | $562,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 20,444 | $561,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 36,200 | $561,000 | thousands by filing date | call |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 57,178 | $558,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 14,165 | $558,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 104,618 | $557,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 145,902 | $557,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 455,012 | $555,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 199,807 | $552,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 14,425 | $551,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 51,724 | $551,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 71,671 | $551,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 14,808 | $549,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 44,533 | $549,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 84,549 | $546,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 140,471 | $545,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 37,300 | $544,000 | thousands by filing date | call |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 34,210 | $544,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 11,317 | $543,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 28,008 | $543,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 22,950 | $541,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 295,151 | $540,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 78,191 | $540,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 30,047 | $540,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 360,022 | $540,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 39,466 | $539,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 851,427 | $539,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 54,031 | $539,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 76,002 | $538,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 105,294 | $538,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 20,000 | $536,000 | thousands by filing date | put |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 38,117 | $534,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 101,995 | $533,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 47,861 | $533,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 20,000 | $531,000 | thousands by filing date | call |
| HYSTER-YALE INC | 449172105 | CL A | 13,247 | $531,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 57,982 | $531,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 279,834 | $529,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 31,980 | $529,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 310,469 | $527,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 405,438 | $527,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 339,678 | $526,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 7,000 | $524,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 9,000 | $522,000 | thousands by filing date | put |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 117,959 | $521,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 2,821,467 | $521,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 182,505 | $520,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 50,212 | $520,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 2,000,000 | $520,000 | thousands by filing date | principal |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 36,000 | $519,000 | thousands by filing date | call |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 30,399 | $518,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 16,600 | $517,000 | thousands by filing date | put |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 116,364 | $517,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 100,000 | $516,000 | thousands by filing date | put |
| BRT APARTMENTS CORP | 055645303 | REIT | 50,276 | $516,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 21,600 | $516,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 21,144 | $514,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 64,423 | $512,000 | thousands by filing date | |
| MICROSECTORS FANG INDEX -3X INVERSE LEVERAGED ETN | 063679864 | ETF | 65,254 | $510,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 7,702 | $509,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 292,568 | $509,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 60,095 | $508,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 52,798 | $508,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 152,351 | $507,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 163,346 | $506,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 331,212 | $506,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 476,358 | $505,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 78,609 | $504,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 47,745 | $503,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 53,997 | $503,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,600 | $502,000 | thousands by filing date | call |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 3,185,990 | $502,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 9,194 | $501,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 27,380 | $501,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 85,690 | $500,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 65,781 | $497,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 69,679 | $496,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 39,678 | $493,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 50,000 | $492,000 | thousands by filing date | call |
| ARDAGH GROUP S A | L0223L101 | COM | 41,498 | $492,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 3,100 | $491,000 | thousands by filing date | put |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 104,568 | $490,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 11,953 | $489,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 8,929 | $488,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 24,000 | $485,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 26,282 | $485,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 4,401 | $485,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 29,900 | $485,000 | thousands by filing date | put |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 29,900 | $485,000 | thousands by filing date | call |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 45,024 | $485,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 131,421 | $485,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 96,806 | $485,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 100,000 | $484,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 324,843 | $484,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 15,871 | $483,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 112,646 | $483,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 39,980 | $482,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 19,552 | $482,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 43,988 | $481,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 34,527 | $481,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 20,956 | $480,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 78,010 | $479,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 398,979 | $479,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 4,114 | $479,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 56,290 | $478,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 14,888 | $478,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 101,656 | $478,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 158,058 | $477,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 45,316 | $476,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 82,333 | $473,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 39,784 | $472,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 15,866 | $472,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 40,040 | $471,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 153,647 | $470,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 24,594 | $466,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 102,063 | $465,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 135,268 | $465,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 12,000 | $464,000 | thousands by filing date | put |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 8,319 | $463,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 922,097 | $462,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,800 | $459,000 | thousands by filing date | put |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 35,239 | $458,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 57,664 | $458,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 106,297 | $458,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 60,717 | $457,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 120,591 | $456,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 40,000 | $456,000 | thousands by filing date | call |
| BORR DRILLING LTD | G1466R207 | SHS | 941,335 | $456,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 24,300 | $455,000 | thousands by filing date | put |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 31,398 | $455,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 112,651 | $455,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 45,000 | $454,000 | thousands by filing date | call |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 30,852 | $452,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 19,100 | $451,000 | thousands by filing date | put |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 80,640 | $450,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 63,701 | $449,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 20,000 | $446,000 | thousands by filing date | call |
| CHEMOCENTRYX INC | 16383L106 | COM | 11,100 | $446,000 | thousands by filing date | call |
| SECUREWORKS CORP | 81374A105 | CL A | 38,716 | $446,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 13,200 | $444,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 81,908 | $444,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 27,177 | $444,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 127,313 | $443,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 34,800 | $442,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 98,777 | $440,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 169,232 | $438,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 7,568 | $435,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 11,648 | $435,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 213,644 | $432,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 50,500 | $430,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 12,600 | $429,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 1,191,261 | $429,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 289,372 | $428,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 33,657 | $427,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 25,820 | $427,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 32,535 | $427,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 21,134 | $427,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 118,729 | $427,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 29,079 | $427,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 5,600 | $426,000 | thousands by filing date | call |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 7,200 | $424,000 | thousands by filing date | put |
| ELFBEAUTYINC | 26856L103 | STOK | 42,840 | $422,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 58,802 | $422,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 35,408 | $422,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 15,195 | $422,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 85,136 | $421,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 34,048 | $421,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 34,211 | $421,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 461,757 | $421,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 29,208 | $420,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 12,086 | $420,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 7,568 | $418,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 75,038 | $417,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 26,858 | $416,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 17,028 | $416,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 78,118 | $414,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 41,008 | $412,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 4,100 | $411,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 38,631 | $411,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 35,458 | $409,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 60,188 | $409,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 27,124 | $408,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 25,000 | $408,000 | thousands by filing date | call |
| Viewra, Inc | 92672L107 | COM | 163,136 | $408,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 4,605 | $407,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 14,069 | $407,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 39,936 | $407,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 29,011 | $407,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 51,666 | $407,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 136,251 | $406,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 21,467 | $406,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 14,526 | $406,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 7,467 | $405,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 42,399 | $403,000 | thousands by filing date | |
| RH | 74967X103 | COM | 4,000 | $402,000 | thousands by filing date | call |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 49,799 | $402,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 293,156 | $402,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 145,049 | $399,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 129,272 | $399,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 45,819 | $398,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 12,000 | $397,000 | thousands by filing date | call |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 373,870 | $397,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 176,243 | $397,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 12,691 | $396,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 151,879 | $396,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXCHA LIQ $12.06432/SH 6/26/23 | 46090A309 | LIQ $12.06432/SH 6/26/23 | 34,441 | $396,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 7,638 | $394,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 38,990 | $394,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 21,029 | $393,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 201,319 | $392,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 87,293 | $392,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 45,038 | $391,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 20,829 | $390,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 278,000 | $390,000 | thousands by filing date | principal |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 83,189 | $389,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 21,929 | $389,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 42,421 | $389,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 69,819 | $389,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 14,400 | $388,000 | thousands by filing date | put |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 14,400 | $388,000 | thousands by filing date | call |
| BYLINE BANCORP INC | 124411109 | COM | 37,412 | $388,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 149,682 | $388,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 54,507 | $388,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 2,000 | $386,000 | thousands by filing date | put |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 95,839 | $386,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1,200 | $385,000 | thousands by filing date | call |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 583,180 | $385,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 21,550 | $384,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 8,699 | $383,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 27,884 | $382,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 79,962 | $380,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 14,190 | $380,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 65,234 | $379,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 144,400 | $378,000 | thousands by filing date | put |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 37,840 | $378,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 72,172 | $378,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 37,061 | $377,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 160,996 | $377,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 235,557 | $372,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 100,549 | $372,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 41,610 | $368,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 107,424 | $368,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 254,609 | $367,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 143,374 | $367,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 147,217 | $367,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 12,871 | $366,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 73,386 | $366,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 112,239 | $365,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 20,115 | $364,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 420,000 | $364,000 | thousands by filing date | principal |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 32,014 | $363,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 111,502 | $363,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 44,072 | $363,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 253,853 | $363,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 14,147 | $362,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 56,566 | $362,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 379,000 | $362,000 | thousands by filing date | principal |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 46,811 | $360,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 53,471 | $360,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 42,275 | $357,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 61,177 | $356,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 54,691 | $356,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 12,886 | $354,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 360,612 | $354,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 5,650 | $352,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 10,755 | $352,000 | thousands by filing date | |
| ARTARA THERAPEUTICS INC | 04300J107 | COM | 15,299 | $352,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 11,716 | $351,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 65,490 | $351,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 22,697 | $351,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 180,000 | $351,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 19,799 | $349,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 331,924 | $349,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 58,288 | $347,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 29,494 | $346,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 441,000 | $346,000 | thousands by filing date | principal |
| INMODE LTD SHS | M5425M103 | Stock | 16,037 | $345,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 3,692 | $344,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 66,353 | $344,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 17,610 | $344,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 50,632 | $342,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 49,062 | $342,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 72,613 | $342,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 12,172 | $342,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 365,811 | $341,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 21,733 | $340,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 29,067 | $339,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 13,090 | $339,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 383,000 | $339,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 5,000 | $338,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 123,307 | $338,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 38,000 | $337,000 | thousands by filing date | call |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 35,000 | $337,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 6,465 | $336,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 31,131 | $335,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 238,900 | $335,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 78,498 | $334,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 15,420 | $334,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 14,537 | $333,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 186,000 | $333,000 | thousands by filing date | principal |
| GERON CORP | 374163103 | COM | 276,865 | $330,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 180,779 | $329,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 38,511 | $329,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 7,350 | $328,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 94,714 | $328,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 29,932 | $327,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 15,351 | $327,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 41,581 | $326,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 47,908 | $325,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 40,015 | $325,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 22,229 | $325,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 193,233 | $325,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 10,177 | $324,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 24,249 | $323,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 24,310 | $322,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 3,587 | $321,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 32,801 | $320,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 21,326 | $320,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 126,303 | $320,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 118,244 | $318,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 35,874 | $317,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 25,890 | $317,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 40,000 | $316,000 | thousands by filing date | put |
| CYBEROPTICS CORP COM | 232517102 | Stock | 18,470 | $316,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 6,376 | $316,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,338 | $315,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 27,794 | $315,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y558 | MSCI CHINA CON | 15,000 | $315,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 23,800 | $313,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 10,130 | $313,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 29,649 | $313,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 30,000 | $312,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 59,995 | $312,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 306,196 | $312,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 32,688 | $311,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 37,914 | $310,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 11,484 | $310,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 155,900 | $309,000 | thousands by filing date | call |
| QUANTUM CORP | 747906501 | COM | 104,563 | $308,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 20,000 | $307,000 | thousands by filing date | put |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 20,204 | $307,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 162,482 | $307,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 32,578 | $305,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 26,955 | $305,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 191,533 | $305,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 34,888 | $304,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 20,295 | $304,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 50,865 | $304,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 19,566 | $303,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 10,000 | $303,000 | thousands by filing date | call |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 8,279 | $303,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 81,690 | $303,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 10,952 | $302,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 74,628 | $300,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 39,845 | $300,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 113,698 | $300,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 156,960 | $299,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-20-000225 | this filing | 2020-05-15 | acceptance time not in the bulk data set |