13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 5,178 holding rows worth $283,840,545,000.
- Accession
- 0000769993-20-000225
- Filer
- CIK 886982
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 10,085 entries on the cover page, a total value of $283,840,545,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $283,840,545,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VUZIX CORP | 92921W300 | COM NEW | 53,864 | $66,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 166,266 | $66,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 15,396 | $65,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 25,900 | $65,000 | thousands by filing date | put |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 11,524 | $65,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 12,900 | $65,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 26,839 | $65,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 13,365 | $65,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 34,716 | $64,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 40,493 | $64,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 16,600 | $63,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 22,119 | $63,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 11,974 | $63,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L201 | SHS NEW | 10,766 | $63,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 23,777 | $62,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 13,340 | $62,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 326,021 | $62,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 17,814 | $62,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 17,494 | $62,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 250,000 | $62,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 30,470 | $61,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 10,000 | $60,000 | thousands by filing date | put |
| SPROTT FOCUS TR INC | 85208J109 | COM | 11,881 | $60,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 68,551 | $59,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 29,113 | $59,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 123,302 | $58,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 18,056 | $58,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 28,247 | $57,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 21,322 | $57,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 95,600 | $57,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 51,083 | $56,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 76,014 | $56,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 54,954 | $56,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 16,178 | $55,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 16,917 | $55,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 250,000 | $55,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 41,001 | $55,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 10,364 | $54,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 20,681 | $54,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 65,710 | $54,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 13,039 | $53,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 106,311 | $53,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 15,950 | $53,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 11,608 | $52,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 44,842 | $52,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 17,723 | $52,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 15,535 | $52,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 22,373 | $51,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 18,866 | $51,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 80,889 | $51,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 13,632 | $50,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 38,152 | $50,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 17,383 | $50,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 55,214 | $49,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 13,129 | $49,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 11,598 | $49,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 180,000 | $49,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 117,500 | $49,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 18,489 | $49,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 10,697 | $47,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 14,203 | $47,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 27,090 | $47,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 19,193 | $47,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 50,000 | $47,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 12,336 | $47,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 24,766 | $47,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 21,718 | $45,000 | thousands by filing date | |
| LINX S A | 53619W101 | SPONSORED ADS | 13,499 | $44,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 11,153 | $43,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 94,523 | $43,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 10,718 | $42,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 26,211 | $42,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 58,452 | $41,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 14,250 | $41,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 63,204 | $40,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 39,224 | $38,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 14,800 | $38,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 44,691 | $38,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 107,325 | $37,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 35,000 | $37,000 | thousands by filing date | principal |
| HORIZON GLOBAL CORP | 44052W104 | COM | 19,999 | $37,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 21,565 | $36,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 10,409 | $36,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 13,771 | $36,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 27,663 | $35,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 17,053 | $35,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 500,000 | $35,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 18,330 | $35,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 22,881 | $35,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 168,706 | $35,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 32,592 | $33,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 16,675 | $33,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 66,280 | $32,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 20,616 | $32,000 | thousands by filing date | |
| AKAZOO SA COM NPV | L0164E108 | COMMON STOCK | 11,201 | $31,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 28,819 | $30,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 250,000 | $30,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 141,907 | $30,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 37,419 | $29,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 30,155 | $28,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 10,497 | $28,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 19,000 | $28,000 | thousands by filing date | principal |
| POLARITYTE INC | 731094108 | COM | 25,446 | $28,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 128,200 | $28,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 47,686 | $27,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 32,000 | $27,000 | thousands by filing date | principal |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 32,091 | $27,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 39,099 | $27,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 12,079 | $26,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 11,793 | $26,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 37,964 | $26,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 24,086 | $25,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 30,000 | $25,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 28,000 | $25,000 | thousands by filing date | principal |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 15,778 | $25,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 18,027 | $25,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 18,826 | $24,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 15,299 | $24,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 11,028 | $24,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 48,333 | $24,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 10,194 | $23,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 106,696 | $23,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 76,679 | $23,000 | thousands by filing date | |
| AKERNA CORP | 00973W110 | WTS | 65,300 | $23,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 51,297 | $23,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 12,252 | $22,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 27,576 | $22,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 122,980 | $22,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 117,257 | $21,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 11,357 | $21,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 80,116 | $21,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 125,000 | $21,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 10,242 | $20,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 35,330 | $20,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 25,000 | $20,000 | thousands by filing date | principal |
| GRAF INDL CORP | 384278115 | Stock | 198,000 | $20,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 25,127 | $19,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 19,525 | $18,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 33,333 | $18,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 16,228 | $17,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 21,000 | $17,000 | thousands by filing date | principal |
| TAILORED BRANDS INC | 87403A107 | COM | 10,000 | $17,000 | thousands by filing date | put |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 343,006 | $17,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 41,718 | $17,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 24,131 | $15,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 12,030 | $15,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 22,771 | $15,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 14,000 | $15,000 | thousands by filing date | principal |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 83,334 | $15,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 18,986 | $14,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G201 | COM NEW | 14,223 | $14,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 13,000 | $13,000 | thousands by filing date | principal |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 13,812 | $13,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 74,300 | $13,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 16,907 | $12,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 11,914 | $12,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 12,255 | $12,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 23,860 | $12,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 23,318 | $12,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 34,138 | $12,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 250,000 | $12,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 89,917 | $11,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 65,686 | $11,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 16,034 | $10,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 14,603 | $10,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 16,603 | $10,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 14,369 | $10,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC | Y67305105 | COM | 17,892 | $10,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 10,697 | $9,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 38,560 | $9,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 42,376 | $8,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 17,983 | $8,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 244,800 | $7,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 14,306 | $6,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 19,444 | $4,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 12,230 | $3,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 14,431 | $3,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 11,400 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-20-000225 | this filing | 2020-05-15 | acceptance time not in the bulk data set |