13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 5,178 holding rows worth $283,840,545,000.
- Accession
- 0000769993-20-000225
- Filer
- CIK 886982
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 10,085 entries on the cover page, a total value of $283,840,545,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $283,840,545,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HESS CORP | 42809H107 | COM | 92,700 | $3,087,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 107,492 | $3,083,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 286,768 | $3,083,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 83,888 | $3,081,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 238,370 | $3,073,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 52,253 | $3,068,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 24,398 | $3,068,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 171,146 | $3,067,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 453,700 | $3,062,000 | thousands by filing date | call |
| REDWOOD TRUST INC | 758075402 | COM | 605,147 | $3,062,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 129,956 | $3,062,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 724,678 | $3,051,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 276,552 | $3,047,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 750,000 | $3,045,000 | thousands by filing date | call |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 100,200 | $3,031,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 251,539 | $3,031,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 54,978 | $3,024,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 47,908 | $3,021,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867109 | CL A | 300,000 | $3,018,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,478,419 | $3,016,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 49,123 | $3,016,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 107,237 | $3,013,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 21,500 | $3,004,000 | thousands by filing date | call |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 826,049 | $2,999,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 87,600 | $2,983,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 587,896 | $2,981,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 276,875 | $2,980,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 10,900 | $2,977,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 101,799 | $2,974,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 92,986 | $2,968,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 823,609 | $2,965,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 83,430 | $2,962,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 25,000 | $2,960,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 17,000 | $2,957,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 3,008,963 | $2,949,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 272,625 | $2,947,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 29,100 | $2,941,000 | thousands by filing date | put |
| MFA FINL INC | 55272X102 | COM | 1,897,581 | $2,941,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 100,000 | $2,930,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,464,540 | $2,929,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 238,851 | $2,926,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 185,451 | $2,925,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 34,736 | $2,925,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 54,500 | $2,924,000 | thousands by filing date | put |
| AZUL S A | 05501U106 | OPT | 286,139 | $2,916,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 450,166 | $2,904,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 82,523 | $2,902,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 165,587 | $2,901,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 165,769 | $2,901,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 154,369 | $2,899,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 800,531 | $2,898,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 86,143 | $2,894,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 50,559 | $2,892,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 73,820 | $2,892,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 200,000 | $2,886,000 | thousands by filing date | call |
| ZYMEWORKS INC | 98985W102 | COM | 81,304 | $2,884,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 791,861 | $2,874,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 91,432 | $2,874,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 105,907 | $2,870,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 84,000 | $2,864,000 | thousands by filing date | put |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 156,059 | $2,862,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 3,740,000 | $2,859,000 | thousands by filing date | principal |
| CERENCE INC COM | 156727109 | Stock | 185,390 | $2,855,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 383,519 | $2,849,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 135,813 | $2,841,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 87,923 | $2,837,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 299,363 | $2,835,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 181,841 | $2,834,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 47,200 | $2,832,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 4,358,817 | $2,831,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 32,700 | $2,830,000 | thousands by filing date | call |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 267,734 | $2,817,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 133,079 | $2,813,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 83,356 | $2,811,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 212,224 | $2,804,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 273,342 | $2,802,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 172,462 | $2,786,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 218,725 | $2,776,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 388,092 | $2,771,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 176,582 | $2,767,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 415,200 | $2,765,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 50,133 | $2,758,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 132,060 | $2,750,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 22,700 | $2,749,000 | thousands by filing date | call |
| NISUN INTL ENT DVPMT GP CO LTD COM CL A | G4418R101 | Stock | 361,549 | $2,748,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 399,300 | $2,735,000 | thousands by filing date | call |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 573,908 | $2,732,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 80,000 | $2,728,000 | thousands by filing date | call |
| IMPINJ INC | 453204109 | COM | 163,256 | $2,728,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 43,270 | $2,726,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 161,083 | $2,726,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 262,196 | $2,724,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 337,863 | $2,720,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 16,600 | $2,710,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 516,076 | $2,709,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 30,100 | $2,698,000 | thousands by filing date | call |
| NextEra Energy,Inc. | 65339F101 | COM | 11,200 | $2,695,000 | thousands by filing date | call |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 71,046 | $2,694,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 103,415 | $2,692,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 361,903 | $2,689,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 60,400 | $2,687,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 470,674 | $2,682,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 31,436 | $2,680,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 47,599 | $2,679,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 280,913 | $2,671,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 60,000 | $2,666,000 | thousands by filing date | put |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 229,409 | $2,663,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 118,315 | $2,662,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 2,626,000 | $2,655,000 | thousands by filing date | principal |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 303,909 | $2,647,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 530,987 | $2,644,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 253,689 | $2,644,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 221,800 | $2,637,000 | thousands by filing date | put |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 372,885 | $2,629,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 89,688 | $2,627,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 353,127 | $2,616,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 386,300 | $2,608,000 | thousands by filing date | put |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 25,009 | $2,608,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 501,255 | $2,607,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 247,874 | $2,605,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 24,000 | $2,598,000 | thousands by filing date | call |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 518,227 | $2,596,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 228,096 | $2,582,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,107,340 | $2,580,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 191,062 | $2,579,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 753,328 | $2,569,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 98,738 | $2,568,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 305,026 | $2,559,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 668,466 | $2,540,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 77,815 | $2,537,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 219,000 | $2,536,000 | thousands by filing date | call |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 184,954 | $2,536,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 3,000,000 | $2,535,000 | thousands by filing date | principal |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 113,941 | $2,533,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 47,600 | $2,528,000 | thousands by filing date | call |
| SCANSOURCE INC | 806037107 | COM | 118,111 | $2,526,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 100,000 | $2,525,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 814,632 | $2,518,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 137,256 | $2,514,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 602,214 | $2,511,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 69,268 | $2,511,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 89,607 | $2,510,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 200,000 | $2,508,000 | thousands by filing date | put |
| MANULIFE FINL CORP | 56501R106 | COM | 200,000 | $2,508,000 | thousands by filing date | call |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 230,972 | $2,506,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 21,750 | $2,504,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 1,159,352 | $2,504,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 84,786 | $2,504,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 106,300 | $2,493,000 | thousands by filing date | call |
| FORTIVE CORP COM | 34959J108 | Stock | 45,000 | $2,484,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 139,635 | $2,484,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 139,200 | $2,479,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 100,010 | $2,474,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 68,297 | $2,456,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 61,717 | $2,446,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 30,000 | $2,440,000 | thousands by filing date | put |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 1,161,286 | $2,439,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 191,173 | $2,439,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 2,000,000 | $2,439,000 | thousands by filing date | principal |
| DAKTRONICS INC | 234264109 | COM | 489,789 | $2,415,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 215,387 | $2,411,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 28,000 | $2,402,000 | thousands by filing date | put |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 47,502 | $2,399,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 38,222 | $2,396,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 176,354 | $2,395,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 31,046 | $2,394,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 57,441 | $2,393,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 76,028 | $2,391,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 148,517 | $2,388,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 82,444 | $2,385,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 232,287 | $2,385,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 317,553 | $2,382,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 162,045 | $2,379,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 136,842 | $2,372,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 25,000 | $2,371,000 | thousands by filing date | put |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 25,000 | $2,371,000 | thousands by filing date | call |
| AMERICAN VANGUARD CORP | 030371108 | COM | 164,009 | $2,371,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 43,452 | $2,368,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 27,993 | $2,366,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 19,392 | $2,364,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 15,200 | $2,356,000 | thousands by filing date | put |
| TWILIO INC CL A | 90138F102 | Stock | 26,300 | $2,354,000 | thousands by filing date | put |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 163,936 | $2,352,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,306,605 | $2,351,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 49,112 | $2,351,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 21,800 | $2,349,000 | thousands by filing date | call |
| TELENAV INC | 879455103 | COMMON STOCK | 543,396 | $2,348,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 586,104 | $2,344,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 66,392 | $2,344,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 116,661 | $2,338,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 19,200 | $2,332,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 50,030 | $2,326,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 177,200 | $2,318,000 | thousands by filing date | put |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 343,710 | $2,316,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 78,079 | $2,312,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 69,400 | $2,311,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 575,000 | $2,311,000 | thousands by filing date | put |
| ZYMEWORKS INC | 98985W102 | COM | 65,000 | $2,306,000 | thousands by filing date | put |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 329,737 | $2,305,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 131,365 | $2,300,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 2,534,507 | $2,296,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 255,300 | $2,293,000 | thousands by filing date | call |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 24,356 | $2,293,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 32,359 | $2,292,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 249,181 | $2,285,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 207,278 | $2,284,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 213,377 | $2,278,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 244,204 | $2,276,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 540,515 | $2,276,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 649,944 | $2,275,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 283,841 | $2,271,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 419,811 | $2,271,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 778,504 | $2,257,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 76,624 | $2,255,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 20,900 | $2,254,000 | thousands by filing date | put |
| CEVA INC | 157210105 | COMMON STOCK | 90,379 | $2,253,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 2,275,000 | $2,249,000 | thousands by filing date | principal |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 100,000 | $2,247,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 90,037 | $2,246,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 134,368 | $2,244,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 447,969 | $2,240,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 86,725 | $2,239,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 158,671 | $2,237,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 174,864 | $2,224,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 77,300 | $2,220,000 | thousands by filing date | put |
| CUE BIOPHARMA INC | 22978P106 | COM | 156,421 | $2,219,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 110,211 | $2,218,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 83,663 | $2,217,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 135,543 | $2,212,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 100,663 | $2,207,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 3,396 | $2,207,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 242,853 | $2,207,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 746,009 | $2,200,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 59,312 | $2,199,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 140,204 | $2,198,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 353,669 | $2,192,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 209,316 | $2,185,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 48,900 | $2,184,000 | thousands by filing date | call |
| UNIQURE NV | N90064101 | SHS | 45,668 | $2,167,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 53,761 | $2,164,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 100,445 | $2,161,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 132,369 | $2,154,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 100,000 | $2,151,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 296,410 | $2,149,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 47,222 | $2,148,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 49,826 | $2,142,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 71,000 | $2,139,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 158,400 | $2,137,000 | thousands by filing date | call |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 57,000 | $2,137,000 | thousands by filing date | call |
| JELD-WEN HLDG INC | 47580P103 | COM | 219,161 | $2,133,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 270,000 | $2,133,000 | thousands by filing date | call |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 119,537 | $2,133,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 161,077 | $2,131,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 249,273 | $2,131,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 128,773 | $2,131,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 456,268 | $2,121,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 214,235 | $2,112,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 11,300 | $2,110,000 | thousands by filing date | call |
| THOR INDS INC | 885160101 | COM | 50,000 | $2,109,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 601,918 | $2,107,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 1,572,755 | $2,107,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 139,142 | $2,106,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 93,464 | $2,103,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 85,000 | $2,102,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 8,357,381 | $2,095,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 162,701 | $2,094,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 23,435 | $2,093,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 91,865 | $2,092,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 219,016 | $2,089,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 25,000 | $2,082,000 | thousands by filing date | put |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 85,246 | $2,072,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 205,655 | $2,069,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 37,622 | $2,065,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 297,061 | $2,064,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 14,900 | $2,062,000 | thousands by filing date | put |
| HIBBETT INC | 428567101 | COM | 188,497 | $2,061,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 153,991 | $2,060,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 1,514,471 | $2,060,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 15,800 | $2,057,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 1,323,303 | $2,051,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 453,493 | $2,050,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 223,046 | $2,047,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 74,429 | $2,047,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 13,100 | $2,045,000 | thousands by filing date | call |
| SEABOARD CORP DEL | 811543107 | COM | 725 | $2,039,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 131,132 | $2,038,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 81,702 | $2,034,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 577,595 | $2,033,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 93,028 | $2,029,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 314,334 | $2,027,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 79,024 | $2,027,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 55,268 | $2,021,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 12,900 | $2,014,000 | thousands by filing date | put |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 1,491,341 | $2,013,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 446,928 | $2,011,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 95,474 | $2,007,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 74,621 | $2,001,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 30,000 | $1,998,000 | thousands by filing date | call |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 204,413 | $1,998,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 74,067 | $1,992,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 873,133 | $1,991,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 75,880 | $1,987,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 250,000 | $1,985,000 | thousands by filing date | call |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 31,779 | $1,980,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 259,070 | $1,979,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 133,800 | $1,978,000 | thousands by filing date | put |
| GENESCO INC | 371532102 | COM | 148,234 | $1,977,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 37,000 | $1,975,000 | thousands by filing date | put |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 33,800 | $1,971,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 73,341 | $1,971,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 477,804 | $1,969,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 610,830 | $1,967,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 7,200 | $1,966,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 82,260 | $1,966,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 421,565 | $1,965,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 400,000 | $1,964,000 | thousands by filing date | put |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 307,256 | $1,963,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 100,000 | $1,963,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 44,093 | $1,960,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 244,612 | $1,960,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 1,938,329 | $1,958,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 67,909 | $1,958,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 114,873 | $1,956,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 4,000 | $1,953,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 128,306 | $1,948,000 | thousands by filing date | |
| INTELSAT S A | 45790VAB6 | NOTE 4.500% 6/1 | 9,889,000 | $1,946,000 | thousands by filing date | principal |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 2,592,072 | $1,944,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 2,750,000 | $1,942,000 | thousands by filing date | principal |
| HESKA CORP | 42805E306 | COM | 35,098 | $1,941,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 123,200 | $1,940,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 382,358 | $1,939,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 26,986 | $1,936,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 64,466 | $1,934,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 39,890 | $1,933,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 42,500 | $1,932,000 | thousands by filing date | call |
| LEMAITRE VASCULAR INC | 525558201 | COM | 77,391 | $1,929,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 86,397 | $1,923,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 47,700 | $1,919,000 | thousands by filing date | put |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 128,473 | $1,906,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 241,800 | $1,903,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 25,000 | $1,902,000 | thousands by filing date | put |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 162,277 | $1,902,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 470,000 | $1,889,000 | thousands by filing date | call |
| QUINSTREET INC | 74874Q100 | COM | 234,295 | $1,886,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 320,589 | $1,882,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 279,646 | $1,879,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1,020,866 | $1,879,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 130,750 | $1,874,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 88,516 | $1,874,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 157,557 | $1,873,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 17,000 | $1,870,000 | thousands by filing date | put |
| CUTERA INC | 232109108 | COM | 143,076 | $1,868,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 19,193 | $1,867,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 161,400 | $1,866,000 | thousands by filing date | put |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 316,905 | $1,863,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 876,742 | $1,858,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 32,972 | $1,855,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 69,100 | $1,855,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 300,000 | $1,854,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 300,000 | $1,854,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 132,600 | $1,846,000 | thousands by filing date | call |
| NORBORD INC | 65548P403 | COM NEW | 155,975 | $1,846,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 321,326 | $1,844,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 53,765 | $1,843,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 400,000 | $1,840,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 1,371,691 | $1,839,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 182,164 | $1,834,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 548,587 | $1,833,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 54,700 | $1,832,000 | thousands by filing date | put |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 383,274 | $1,832,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 227,083 | $1,814,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 115,969 | $1,813,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 1,770,000 | $1,809,000 | thousands by filing date | principal |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 10,498 | $1,805,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 1,524,933 | $1,800,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 68,600 | $1,797,000 | thousands by filing date | put |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 60,000 | $1,796,000 | thousands by filing date | put |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 515,787 | $1,795,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 133,217 | $1,790,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 495,596 | $1,789,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 9,000 | $1,787,000 | thousands by filing date | put |
| Allegiance Bancshares | 01748H107 | COM | 74,081 | $1,787,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 8,400 | $1,780,000 | thousands by filing date | call |
| ALCON AG ORD SHS | H01301128 | Stock | 35,000 | $1,779,000 | thousands by filing date | call |
| STRATEGY SHS | 86280R886 | NEWFOUND RESLV | 84,300 | $1,775,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 817,127 | $1,774,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 42,675 | $1,768,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 57,770 | $1,767,000 | thousands by filing date | |
| RUHNN HLDG LTD | 781314109 | ADS | 400,028 | $1,756,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 107,498 | $1,755,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 1,700,000 | $1,755,000 | thousands by filing date | principal |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 30,000 | $1,754,000 | thousands by filing date | put |
| CARVANA CO CL A | 146869102 | Stock | 31,800 | $1,752,000 | thousands by filing date | put |
| ROKU INC COM CL A | 77543R102 | Stock | 20,000 | $1,750,000 | thousands by filing date | put |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 123,168 | $1,750,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 824,829 | $1,749,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 21,200 | $1,748,000 | thousands by filing date | put |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 176,336 | $1,735,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 203,801 | $1,733,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 32,532 | $1,730,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 157,859 | $1,725,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 139,836 | $1,723,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1,717,700 | $1,718,000 | thousands by filing date | put |
| BJS RESTAURANTS INC | 09180C106 | COM | 123,474 | $1,715,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 274,050 | $1,713,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 471,863 | $1,708,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 34,867 | $1,708,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 60,741 | $1,705,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 442,884 | $1,705,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 96,767 | $1,702,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 120,675 | $1,702,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 76,635 | $1,702,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 27,642 | $1,701,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 134,916 | $1,699,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 48,884 | $1,699,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 150,000 | $1,692,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 45,068 | $1,689,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 39,400 | $1,688,000 | thousands by filing date | call |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 256,062 | $1,685,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 59,934 | $1,684,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 21,582 | $1,682,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 296,100 | $1,679,000 | thousands by filing date | call |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 257,019 | $1,678,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 684,203 | $1,676,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 683,178 | $1,674,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 146,029 | $1,672,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 2,168,896 | $1,668,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 147,992 | $1,668,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 21,284 | $1,653,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 15,051 | $1,652,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 116,642 | $1,651,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 4,230,012 | $1,650,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 26,946 | $1,649,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 274,905 | $1,649,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 232,489 | $1,648,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 460,104 | $1,647,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 18,300 | $1,644,000 | thousands by filing date | put |
| COPART INC COM | 217204106 | Stock | 24,000 | $1,644,000 | thousands by filing date | call |
| RADWARE LTD | M81873107 | COMMON STOCK | 78,019 | $1,644,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 205,113 | $1,641,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 42,000 | $1,638,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 702,647 | $1,637,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 99,634 | $1,636,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 45,521 | $1,635,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 995,217 | $1,632,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 389,644 | $1,625,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 567,115 | $1,621,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 29,606 | $1,614,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 34,888 | $1,611,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 161,000 | $1,608,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 34,059 | $1,598,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 36,641 | $1,593,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 17,350 | $1,590,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 97,878 | $1,590,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 23,611 | $1,589,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 32,757 | $1,588,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 223,551 | $1,587,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 195,897 | $1,587,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 110,000 | $1,586,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 279,707 | $1,586,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 62,350 | $1,579,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 1,425,000 | $1,578,000 | thousands by filing date | principal |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 150,000 | $1,576,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 157,369 | $1,575,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 100,000 | $1,571,000 | thousands by filing date | call |
| OPES ACQUISITION CORP | 68373P100 | COM | 150,000 | $1,568,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 1,058,892 | $1,567,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 8,900 | $1,564,000 | thousands by filing date | put |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 417,136 | $1,560,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 97,671 | $1,554,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 43,735 | $1,551,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 362,816 | $1,546,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 73,718 | $1,544,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 70,000 | $1,544,000 | thousands by filing date | call |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 150,000 | $1,543,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 193,074 | $1,541,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 91,338 | $1,537,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 3,408,397 | $1,534,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 946,307 | $1,533,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 10,441 | $1,530,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 8,060 | $1,525,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,800 | $1,523,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 19,500 | $1,520,000 | thousands by filing date | put |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 191,440 | $1,520,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 150,000 | $1,518,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 145,761 | $1,517,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 197,559 | $1,517,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 425,372 | $1,514,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 197,259 | $1,513,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 203,800 | $1,508,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 34,034 | $1,507,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 124,558 | $1,503,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 106,357 | $1,503,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 68,262 | $1,502,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 592,702 | $1,494,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 24,329 | $1,490,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 55,192 | $1,489,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 41,600 | $1,481,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 12,258 | $1,478,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 18,200 | $1,478,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-20-000225 | this filing | 2020-05-15 | acceptance time not in the bulk data set |