13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 5,178 holding rows worth $283,840,545,000.
- Accession
- 0000769993-20-000225
- Filer
- CIK 886982
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 10,085 entries on the cover page, a total value of $283,840,545,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $283,840,545,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MERCHANTS BANCORP IND | 58844R108 | COM | 19,701 | $299,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 10,939 | $299,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,462 | $299,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 7,500 | $299,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 5,958 | $299,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 22,100 | $298,000 | thousands by filing date | put |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 31,450 | $297,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 8,733 | $297,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 29,750 | $297,000 | thousands by filing date | |
| X FINL SPONSORED ADS | 98372W103 | ADR | 282,671 | $297,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 128,698 | $297,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 104,906 | $296,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 153,970 | $296,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 55,557 | $296,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 30,083 | $295,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 44,870 | $294,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 28,390 | $294,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 246,595 | $294,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 63,870 | $294,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 68,225 | $294,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 201,528 | $294,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 46,900 | $293,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 16,256 | $293,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 64,872 | $293,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 14,058 | $292,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 14,423 | $292,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 14,333 | $290,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 23,983 | $290,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 19,365 | $290,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 86,229 | $290,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 119,131 | $288,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 110,189 | $288,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 29,106 | $288,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 103,253 | $287,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 12,163 | $287,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 299,707 | $287,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 5,000 | $286,000 | thousands by filing date | call |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 22,168 | $286,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 62,125 | $286,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 50,000 | $286,000 | thousands by filing date | call |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 10,717 | $286,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 44,405 | $284,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 17,496 | $284,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 24,169 | $283,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 52,246 | $282,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 282,371 | $282,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 123,627 | $281,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 14,694 | $280,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 79,943 | $280,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 24,815 | $279,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 34,344 | $279,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 269,184 | $278,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 17,790 | $278,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 39,984 | $278,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 65,168 | $276,000 | thousands by filing date | |
| HUIZE HLDG LTD | 44473E105 | SPONSORED ADS | 34,241 | $276,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 26,238 | $275,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 36,341 | $274,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 10,743 | $274,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 6,030 | $273,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,142 | $273,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 4,620 | $273,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 128,146 | $272,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 25,500 | $272,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 89,424 | $272,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 45,934 | $272,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 58,220 | $271,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 58,773 | $271,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 51,017 | $271,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 30,331 | $270,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 121,264 | $269,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 26,403 | $269,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 42,874 | $269,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 1,208,242 | $269,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 22,258 | $268,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 122,300 | $267,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 22,113 | $267,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 184,119 | $267,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 475,415 | $267,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 26,259 | $266,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 61,714 | $264,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 20,886 | $262,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 8,700 | $261,000 | thousands by filing date | put |
| MODERNA INC | 60770K107 | COM | 8,700 | $261,000 | thousands by filing date | call |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 25,134 | $261,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 12,210 | $261,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 20,779 | $261,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 58,821 | $260,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 16,942 | $259,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 42,371 | $259,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 50,800 | $258,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 9,938 | $257,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 48,230 | $257,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 38,933 | $257,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 15,612 | $256,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 6,104 | $256,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A309 | UNIT 12/01/2023 | 25,000 | $256,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 21,367 | $255,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 29,855 | $254,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 19,771 | $252,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 18,906 | $252,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 87,152 | $252,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 20,665 | $252,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 25,000 | $252,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 51,830 | $251,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 18,498 | $250,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,500 | $247,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 18,235 | $246,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 9,249 | $245,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 593,725 | $245,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 40,000 | $244,000 | thousands by filing date | put |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 9,466 | $242,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 3,772 | $241,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 69,372 | $241,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 11,331 | $240,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 19,400 | $239,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 8,216 | $239,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 3,267 | $239,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 101,037 | $239,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 172,099 | $239,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 13,757 | $238,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 71,383 | $238,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 8,300 | $238,000 | thousands by filing date | call |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 121,459 | $237,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 112,065 | $236,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 201,640 | $236,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 12,090 | $236,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 21,700 | $235,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,500 | $235,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 15,923 | $234,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 12,986 | $234,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 35,174 | $234,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 21,370 | $233,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 30,429 | $233,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 49,900 | $233,000 | thousands by filing date | call |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 3,297 | $232,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 128,844 | $232,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 30,422 | $232,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 80,447 | $232,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 22,746 | $231,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 62,212 | $231,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P660 | FRANKLIN ASIA | 12,578 | $230,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 5,870 | $230,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 38,388 | $230,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 95,324 | $230,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 11,267 | $229,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 44,087 | $228,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 2,843 | $226,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 20,821 | $226,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 64,444 | $226,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 131,513 | $226,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 16,373 | $225,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 700 | $224,000 | thousands by filing date | call |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 11,553 | $222,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,200 | $221,000 | thousands by filing date | put |
| EGAIN CORP | 28225C806 | COM NEW | 30,069 | $221,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 212,796 | $221,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 102,170 | $221,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 7,737 | $220,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 27,037 | $220,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 27,262 | $220,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 219,515 | $220,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 35,244 | $219,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 95,956 | $219,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 59,110 | $219,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 13,340 | $218,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 329,984 | $218,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 33,985 | $217,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 14,084 | $217,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 271,827 | $217,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 736,793 | $217,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 18,887 | $217,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 54,015 | $216,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 9,000 | $214,000 | thousands by filing date | call |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 18,414 | $214,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 108,378 | $214,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 3,438 | $214,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 386,777 | $214,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 17,629 | $213,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 20,000 | $212,000 | thousands by filing date | call |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 27,495 | $211,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 28,772 | $211,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 13,853 | $211,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 53,393 | $211,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 19,986 | $210,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 38,166 | $209,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 27,288 | $209,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 11,077 | $209,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 10,468 | $209,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 805,314 | $209,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 16,994 | $207,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,700 | $207,000 | thousands by filing date | call |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 36,338 | $207,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 49,646 | $206,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 64,266 | $206,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 15,317 | $206,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 9,815 | $204,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,000 | $203,000 | thousands by filing date | put |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 2,500 | $203,000 | thousands by filing date | call |
| GREENSKY INC | 39572G100 | CL A | 53,052 | $203,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 13,414 | $202,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 14,650 | $201,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 33,339 | $201,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 73,546 | $201,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 55,089 | $201,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 4,190 | $200,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 20,600 | $199,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 287,000 | $199,000 | thousands by filing date | principal |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 14,614 | $198,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 48,530 | $198,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 55,622 | $197,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 19,400 | $197,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 38,000 | $196,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 10,700 | $196,000 | thousands by filing date | put |
| INNERWORKINGS INC | 45773Y105 | COM | 167,546 | $196,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 19,645 | $194,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 140,868 | $194,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 10,000 | $193,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 13,605 | $193,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 113,607 | $193,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 37,995 | $193,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 10,434 | $193,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 229,397 | $193,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 25,792 | $192,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 14,500 | $191,000 | thousands by filing date | call |
| AXT INC | 00246W103 | COM | 59,439 | $191,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 15,283 | $190,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 369,061 | $189,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 198,648 | $189,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 21,519 | $187,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 55,500 | $186,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 25,303 | $185,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 168,024 | $185,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 250,240 | $185,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 39,331 | $184,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 53,466 | $184,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 15,757 | $184,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 25,431 | $183,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 26,405 | $182,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 10,045 | $182,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 19,828 | $182,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 123,214 | $182,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 30,350 | $181,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 122,000 | $180,000 | thousands by filing date | principal |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 23,270 | $179,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 12,657 | $179,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 14,724 | $178,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 42,303 | $177,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 24,388 | $177,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 102,663 | $177,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 244,719 | $177,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 13,221 | $175,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 10,749 | $174,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 12,609 | $173,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 16,805 | $173,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 35,658 | $173,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 15,689 | $172,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 25,209 | $171,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G117 | *W EXP 03/05/202 | 90,000 | $171,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 105,265 | $170,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 68,287 | $169,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 18,200 | $168,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 13,994 | $167,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 53,570 | $167,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 68,706 | $166,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 16,946 | $166,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 41,267 | $165,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 23,305 | $164,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 22,827 | $164,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 10,764 | $164,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 21,873 | $164,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 25,336 | $163,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 23,511 | $162,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 13,432 | $162,000 | thousands by filing date | |
| US ECOLOGY INC | 91734M111 | WTS | 36,750 | $162,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 136,505 | $161,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 15,230 | $161,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 24,310 | $161,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 19,163 | $160,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 22,300 | $160,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 48,338 | $160,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 37,270 | $159,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 10,390 | $158,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 35,524 | $158,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 35,359 | $158,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 30,000 | $158,000 | thousands by filing date | call |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 12,000 | $157,000 | thousands by filing date | put |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 10,482 | $157,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 14,151 | $157,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 27,233 | $157,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 213,323 | $156,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 12,860 | $156,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 11,978 | $155,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 12,173 | $155,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 61,294 | $155,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 31,282 | $153,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 26,918 | $152,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 17,678 | $152,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 161,005 | $152,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 359,565 | $152,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 235,000 | $152,000 | thousands by filing date | principal |
| GAMESTOP CORP | 36467W109 | CL A | 43,100 | $151,000 | thousands by filing date | put |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 17,129 | $151,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 19,420 | $151,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 30,854 | $151,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 56,216 | $151,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 15,106 | $151,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 46,112 | $150,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 199,605 | $150,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 477,307 | $150,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 98,414 | $149,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 60,253 | $149,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 20,153 | $148,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 23,026 | $148,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 47,678 | $148,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 15,556 | $147,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 16,976 | $147,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 174,327 | $147,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 60,951 | $147,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 26,075 | $147,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 35,000 | $146,000 | thousands by filing date | call |
| Mexico Fund Inc/The | 592835102 | COM | 17,496 | $146,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 138,000 | $146,000 | thousands by filing date | principal |
| IDEANOMICS INC | 45166V106 | COM | 108,697 | $146,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 243,028 | $146,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 15,000 | $146,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 10,177 | $145,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 16,403 | $145,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 16,606 | $145,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 13,786 | $145,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,996 | $145,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 13,306 | $145,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 20,813 | $145,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 17,303 | $145,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 114,392 | $144,000 | thousands by filing date | |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 125,000 | $144,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 22,848 | $143,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 12,725 | $143,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 10,387 | $143,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 12,166 | $142,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 10,696 | $142,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 14,150 | $142,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 13,934 | $142,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 16,085 | $142,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 16,924 | $141,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 39,339 | $141,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 11,600 | $141,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 18,950 | $140,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 19,095 | $140,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 10,893 | $140,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 42,786 | $140,000 | thousands by filing date | |
| AKAZOO SA | L0164E116 | *W EXP 09/11/202 | 425,000 | $140,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 13,524 | $139,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 42,173 | $139,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 59,147 | $139,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 23,711 | $138,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 15,491 | $138,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 11,588 | $137,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 27,306 | $137,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 22,458 | $136,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 16,700 | $135,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 56,462 | $135,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 409,500 | $135,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 23,481 | $135,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H118 | *W EXP 02/22/202 | 299,700 | $135,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 13,551 | $134,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 51,654 | $134,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 20,909 | $134,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 236,264 | $132,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 21,009 | $132,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 23,795 | $132,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 62,361 | $131,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 21,549 | $131,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 64,440 | $131,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 65,551 | $131,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 41,376 | $130,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 10,837 | $130,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 26,872 | $130,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 27,878 | $129,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 26,070 | $129,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 21,509 | $128,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 10,006 | $128,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 17,148 | $127,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 43,516 | $127,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 21,944 | $125,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 13,114 | $125,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 11,337 | $125,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 17,532 | $124,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 55,990 | $123,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 26,351 | $123,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 84,799 | $123,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 15,161 | $122,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 17,734 | $122,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 78,941 | $122,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 601,084 | $121,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 59,492 | $121,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 16,881 | $120,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 10,375 | $120,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 11,689 | $119,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 33,000 | $119,000 | thousands by filing date | call |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 83,970 | $119,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 36,132 | $119,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 23,301 | $118,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 63,379 | $118,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 10,524 | $117,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 12,732 | $117,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 14,769 | $116,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 11,245 | $116,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 16,431 | $114,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 11,644 | $114,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 30,481 | $113,000 | thousands by filing date | |
| ACT II GLOBAL ACQUISITIO-A | G0080J104 | CL A SHS | 11,468 | $113,000 | thousands by filing date | |
| ACTTW US 30 Apr 24 C11.5 (Act II Global Acquisitio | G0080J120 | W EXP 04/30/202 | 187,811 | $113,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 49,446 | $112,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 2,500,000 | $112,000 | thousands by filing date | principal |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 26,100 | $111,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 14,600 | $111,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 10,713 | $111,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 11,866 | $110,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 26,363 | $109,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 21,405 | $109,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 47,192 | $109,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 16,766 | $108,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 70,568 | $107,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 27,692 | $107,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 24,590 | $107,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 16,647 | $107,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 38,177 | $107,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 10,882 | $107,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 10,659 | $106,000 | thousands by filing date | |
| BIOMX INC | 09090D103 | COM | 15,153 | $106,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 120,692 | $106,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 43,761 | $105,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 115,888 | $105,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 10,276 | $104,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 60,544 | $103,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 96,972 | $103,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 22,705 | $102,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 11,900 | $102,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 74,321 | $100,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 38,853 | $100,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 30,566 | $100,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 13,342 | $99,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 47,964 | $99,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 153,029 | $99,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 18,391 | $97,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 48,073 | $96,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 93,292 | $96,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 10,077 | $95,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 293,161 | $94,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 12,605 | $94,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 39,327 | $94,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 74,512 | $92,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 141,222 | $92,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 195,581 | $92,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 211,545 | $91,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 60,630 | $91,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 16,541 | $89,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 46,971 | $89,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 21,195 | $89,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 12,627 | $89,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 57,909 | $88,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 250,000 | $88,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 12,456 | $87,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 19,857 | $87,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 22,596 | $87,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 15,000 | $86,000 | thousands by filing date | put |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 11,974 | $85,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 10,571 | $85,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 13,085 | $84,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 14,224 | $84,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 10,757 | $84,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 16,944 | $84,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 12,118 | $82,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 18,206 | $82,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 100,534 | $82,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 10,547 | $81,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 213,509 | $81,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 13,573 | $81,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 76,988 | $80,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 125,000 | $80,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 54,624 | $79,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 16,580 | $78,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 24,425 | $78,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 10,594 | $77,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 16,670 | $75,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 34,604 | $75,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 10,541 | $75,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 42,642 | $74,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 83,031 | $74,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 203,271 | $74,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 22,199 | $73,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 18,341 | $72,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 20,815 | $71,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 77,174 | $69,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 27,949 | $69,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 119,181 | $69,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 17,011 | $68,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 24,380 | $67,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 10,774 | $67,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-20-000225 | this filing | 2020-05-15 | acceptance time not in the bulk data set |