13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 5,188 holding rows worth $313,709,279,000.
- Accession
- 0000769993-19-000207
- Filer
- CIK 886982
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 9,626 entries on the cover page, a total value of $313,709,279,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $313,709,279,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 119,696 | $934,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 240,000 | $934,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 28,215 | $932,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 9,695 | $931,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 78,706 | $931,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 35,012 | $930,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,100 | $922,000 | thousands by filing date | put |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 124,780 | $922,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 88,473 | $922,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 996,000 | $922,000 | thousands by filing date | principal |
| CARVANA CO CL A | 146869102 | Stock | 28,100 | $919,000 | thousands by filing date | put |
| LAKELAND BANCORP INC | 511637100 | COM | 62,062 | $919,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 155,100 | $914,000 | thousands by filing date | call |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 138,102 | $914,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 31,912 | $913,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 552,640 | $912,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 5,600 | $911,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 43,212 | $908,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 28,287 | $908,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 35,881 | $907,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 128,844 | $902,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 14,786 | $900,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 900,000 | $899,000 | thousands by filing date | principal |
| TREDEGAR CORP | 894650100 | COM | 56,630 | $898,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 42,611 | $898,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 56,200 | $898,000 | thousands by filing date | call |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 60,524 | $898,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 830,669 | $898,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 14,100 | $893,000 | thousands by filing date | put |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 130,923 | $893,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 40,000 | $892,000 | thousands by filing date | put |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 39,273 | $890,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 54,520 | $890,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 18,116 | $889,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 44,296 | $887,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 230,965 | $887,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 70,175 | $883,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q704 | DIVRSFD RT EUR | 35,784 | $880,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 552,846 | $879,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 188,649 | $879,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,183 | $877,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 17,222 | $872,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 16,652 | $870,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 184,144 | $869,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 49,465 | $867,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 82,527 | $866,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 26,285 | $865,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 24,600 | $865,000 | thousands by filing date | put |
| TILLYS INC | 886885102 | CL A | 79,732 | $865,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 188,627 | $865,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 41,118 | $863,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 182,137 | $863,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 100,060 | $862,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 32,627 | $861,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 118,441 | $859,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 13,600 | $857,000 | thousands by filing date | call |
| DSP GROUP INC | 23332B106 | COM | 76,491 | $857,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 361,000 | $857,000 | thousands by filing date | principal |
| AGENUS INC | 00847G705 | COM NEW | 359,317 | $855,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 42,060 | $853,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 171,600 | $853,000 | thousands by filing date | put |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 75,000 | $850,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 153,490 | $849,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 479,546 | $844,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 172,609 | $844,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 209,796 | $839,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 6,958 | $838,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 152,531 | $836,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 25,100 | $835,000 | thousands by filing date | call |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 21,551 | $835,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 159,413 | $833,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 7,507 | $832,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 24,091 | $830,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 28,041 | $830,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 129,421 | $827,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 34,221 | $825,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 20,100 | $824,000 | thousands by filing date | call |
| NLIGHT INC | 65487K100 | COM | 46,204 | $822,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 62,777 | $819,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 9,800 | $815,000 | thousands by filing date | call |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 95,292 | $814,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 62,323 | $812,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 65,467 | $812,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 144,997 | $811,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 35,260 | $811,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 52,046 | $810,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 94,367 | $808,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 385,111 | $805,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 27,500 | $803,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 20,800 | $802,000 | thousands by filing date | put |
| GAP INC COM | 364760108 | Stock | 31,100 | $801,000 | thousands by filing date | put |
| BB & T CORP | 054937107 | COM | 18,500 | $801,000 | thousands by filing date | put |
| M B T FINANCIAL CORP | 578877102 | Stock | 86,119 | $801,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 161,481 | $800,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 62,932 | $800,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 34,990 | $799,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 26,212 | $798,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 46,600 | $794,000 | thousands by filing date | call |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 40,480 | $794,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 39,462 | $794,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 167,478 | $794,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 23,026 | $790,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 61,906 | $786,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 18,756 | $784,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 31,043 | $784,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 709,000 | $782,000 | thousands by filing date | principal |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 46,996 | $781,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 39,600 | $780,000 | thousands by filing date | put |
| YORK WATER CO | 987184108 | COMMON STOCK | 24,335 | $780,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 188,900 | $780,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 95,323 | $779,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 100,000 | $778,000 | thousands by filing date | put |
| TRONOX LTD | Q9235V101 | SHS CL A | 100,000 | $778,000 | thousands by filing date | call |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 115,213 | $777,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 150,000 | $776,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 268,315 | $773,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 64,984 | $773,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 56,900 | $773,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 6,600 | $772,000 | thousands by filing date | call |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 28,900 | $772,000 | thousands by filing date | call |
| VERITIV CORP | 923454102 | COM | 30,934 | $772,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 26,280 | $771,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 10,000 | $771,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 13,000 | $769,000 | thousands by filing date | put |
| BOX INC CL A | 10316T104 | Stock | 45,500 | $768,000 | thousands by filing date | put |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 58,108 | $767,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 47,143 | $767,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 53,100 | $766,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 5,700 | $762,000 | thousands by filing date | put |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 14,613 | $762,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 78,239 | $762,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 17,000 | $761,000 | thousands by filing date | put |
| PACCAR INC COM | 693718108 | Stock | 13,300 | $760,000 | thousands by filing date | call |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 75,887 | $760,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 94,668 | $759,000 | thousands by filing date | call |
| INVESCO | 46090C305 | EXCHANGE TRADED | 21,010 | $758,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 27,117 | $754,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 8,400 | $751,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 16,225 | $750,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 24,826 | $749,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 51,122 | $748,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 30,338 | $748,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 43,572 | $747,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 17,636 | $746,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 103,775 | $746,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 4,600 | $745,000 | thousands by filing date | call |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 94,549 | $744,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 50,000 | $742,000 | thousands by filing date | put |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 103,891 | $741,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 49,867 | $740,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 40,906 | $740,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 62,354 | $738,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 10,000 | $736,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 13,700 | $735,000 | thousands by filing date | put |
| PRIMO WTR CORP | 74165N105 | COM | 52,001 | $729,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 33,727 | $728,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 135,330 | $728,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 367,184 | $727,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 28,422 | $724,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 98,708 | $719,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 40,000 | $718,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 40,000 | $718,000 | thousands by filing date | call |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 7,700 | $715,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 20,934 | $714,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 27,287 | $714,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 48,424 | $712,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 84,499 | $712,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 7,300 | $711,000 | thousands by filing date | put |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 33,339 | $711,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 177,402 | $711,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 10,000 | $710,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 74,828 | $710,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 42,610 | $709,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 28,137 | $709,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 9,297 | $707,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 72,600 | $706,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 24,100 | $704,000 | thousands by filing date | call |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 41,882 | $702,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 54,162 | $701,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 13,900 | $701,000 | thousands by filing date | put |
| ANSYS INC COM | 03662Q105 | COM | 4,900 | $700,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 18,900 | $699,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 105,093 | $698,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 100,157 | $697,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 16,179 | $697,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 116,815 | $697,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 27,665 | $696,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 173,193 | $695,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 14,005 | $694,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 389,461 | $693,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 17,622 | $693,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 25,095 | $691,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 51,072 | $688,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 10,900 | $687,000 | thousands by filing date | put |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 27,739 | $687,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 17,876 | $682,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 37,581 | $682,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 18,100 | $680,000 | thousands by filing date | call |
| ELFBEAUTYINC | 26856L103 | STOK | 78,386 | $679,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 27,525 | $679,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 92,995 | $679,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 38,683 | $677,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 45,907 | $676,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 64,949 | $675,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 4,470 | $673,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 195,874 | $672,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 46,510 | $671,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 6,500 | $666,000 | thousands by filing date | put |
| BEL FUSE INC | 077347300 | CL B | 36,153 | $666,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 50,000 | $666,000 | thousands by filing date | put |
| TALEND S A | 874224207 | ADS | 17,971 | $666,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 39,433 | $665,000 | thousands by filing date | put |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 18,471 | $663,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 14,897 | $661,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 137,300 | $661,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 52,300 | $660,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 7,900 | $659,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 13,129 | $659,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 52,014 | $658,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 16,600 | $657,000 | thousands by filing date | call |
| SONOS INC | 83570H108 | COM | 66,203 | $651,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 246,448 | $651,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 14,190 | $650,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 30,100 | $647,000 | thousands by filing date | put |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 25,055 | $647,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 11,343 | $646,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 7,038 | $646,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 190,984 | $642,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 17,700 | $641,000 | thousands by filing date | put |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 39,112 | $641,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 15,900 | $639,000 | thousands by filing date | call |
| MITEK SYS INC | 606710200 | COM NEW | 58,731 | $635,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 40,993 | $634,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 21,051 | $633,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 9,700 | $632,000 | thousands by filing date | put |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 35,530 | $632,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 36,900 | $629,000 | thousands by filing date | put |
| MODEL N INC | 607525102 | COM | 47,461 | $628,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 25,000 | $626,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 87,952 | $624,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 66,020 | $623,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 46,386 | $623,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 25,697 | $622,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 33,200 | $622,000 | thousands by filing date | call |
| TRANSENTERIX INC | 89366M201 | COM NEW | 275,490 | $622,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 35,476 | $621,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 28,800 | $620,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 124,560 | $618,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 11,400 | $615,000 | thousands by filing date | call |
| BANCFIRST CORP | 05945F103 | COM | 12,257 | $612,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 19,170 | $608,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 22,383 | $600,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 152,444 | $600,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 205,661 | $600,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 12,900 | $598,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 54,500 | $594,000 | thousands by filing date | put |
| HOLLYFRONTIER CORP | 436106108 | COM | 11,600 | $593,000 | thousands by filing date | put |
| ARQULE INC | 04269E107 | COM | 214,301 | $593,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 94,893 | $592,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 38,531 | $591,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 8,800 | $590,000 | thousands by filing date | put |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 72,014 | $590,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 11,037 | $589,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 43,418 | $588,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 4,474 | $587,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 9,300 | $587,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 12,590 | $587,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 30,451 | $585,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 278,100 | $584,000 | thousands by filing date | put |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 12,030 | $583,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 182,200 | $583,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 194,759 | $582,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 13,646 | $582,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 188,606 | $581,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 22,300 | $580,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 89,253 | $580,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 350,690 | $579,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 18,757 | $578,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 3,700 | $576,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311206 | CL C | 35,600 | $576,000 | thousands by filing date | put |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 35,810 | $576,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 26,300 | $575,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 14,800 | $574,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 28,600 | $573,000 | thousands by filing date | put |
| SURGERY PARTNERS INC | 86881A100 | COM | 58,500 | $572,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 100,100 | $572,000 | thousands by filing date | put |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 18,495 | $571,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 13,829 | $570,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 62,957 | $567,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 1,000 | $566,000 | thousands by filing date | put |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 65,312 | $566,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 45,459 | $566,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 7,400 | $566,000 | thousands by filing date | call |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 25,327 | $566,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 45,406 | $563,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 16,000 | $562,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 31,400 | $561,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 58,500 | $560,000 | thousands by filing date | call |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 24,083 | $559,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 529,000 | $559,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 12,000 | $557,000 | thousands by filing date | put |
| CLARUS CORP NEW | 18270P109 | COM | 55,043 | $557,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 30,000 | $556,000 | thousands by filing date | put |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 117,336 | $555,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 5,100 | $554,000 | thousands by filing date | put |
| CIENA CORP COM NEW | 171779309 | Stock | 16,300 | $553,000 | thousands by filing date | put |
| NEWMARK GROUP INC | 65158N102 | CL A | 69,000 | $553,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 19,409 | $553,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 15,977 | $552,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 15,700 | $552,000 | thousands by filing date | put |
| BBX CAP CORP NEW | 05491N104 | CL A | 96,101 | $550,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 30,021 | $548,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 565,000 | $545,000 | thousands by filing date | principal |
| SCORPIO BULKERS INC | Y7546A122 | COM | 98,523 | $545,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 46,535 | $544,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 40,000 | $543,000 | thousands by filing date | call |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 36,900 | $541,000 | thousands by filing date | put |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 56,191 | $541,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 80,840 | $541,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 12,775 | $540,000 | thousands by filing date | put |
| TRICIDA INC | 89610F101 | COM | 22,886 | $540,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 310,332 | $540,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 181,033 | $539,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 134,430 | $539,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 8,800 | $538,000 | thousands by filing date | put |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 20,031 | $538,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 64,390 | $538,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 28,800 | $537,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 292,574 | $533,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 4,743 | $532,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 22,700 | $531,000 | thousands by filing date | put |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 547,000 | $531,000 | thousands by filing date | principal |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 42,870 | $531,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 54,000 | $529,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 56,000 | $527,000 | thousands by filing date | put |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 90,000 | $526,000 | thousands by filing date | put |
| Vanguard Utilities ETF | 92204A876 | SHS | 4,445 | $524,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 17,083 | $524,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 5,703 | $523,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 20,793 | $520,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 101,800 | $520,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 12,300 | $518,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 20,700 | $517,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 1,800 | $516,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 37,800 | $516,000 | thousands by filing date | put |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 8,930 | $515,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 146,904 | $514,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 58,513 | $513,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 10,400 | $512,000 | thousands by filing date | call |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 14,540 | $512,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 106,096 | $511,000 | thousands by filing date | |
| MOGU INC SPON ADS | 608012100 | ADR | 24,842 | $509,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 108,688 | $508,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 15,866 | $508,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 126,162 | $505,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 232,944 | $505,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 3,900 | $504,000 | thousands by filing date | put |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 38,096 | $504,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 6,700 | $501,000 | thousands by filing date | call |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 15,000 | $500,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 22,200 | $499,000 | thousands by filing date | put |
| PROS Holdings Inc | 74346Y103 | Common Stock | 15,900 | $499,000 | thousands by filing date | put |
| RED ROCK RESORTS INC | 75700L108 | CL A | 24,500 | $498,000 | thousands by filing date | call |
| FIRST SOLAR INC COM | 336433107 | Stock | 11,700 | $497,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 80,337 | $497,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 615,000 | $497,000 | thousands by filing date | principal |
| AGILYSYS INC | 00847J105 | COM | 34,485 | $495,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 48,060 | $495,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 174,397 | $495,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 9,600 | $494,000 | thousands by filing date | put |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 95,000 | $494,000 | thousands by filing date | put |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 14,728 | $493,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 3,300 | $492,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 6,500 | $491,000 | thousands by filing date | call |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 67,869 | $491,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 409,500 | $491,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 6,020 | $490,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 33,135 | $487,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 28,796 | $486,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 15,728 | $486,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 100,000 | $486,000 | thousands by filing date | put |
| NIU TECHNOLOGIES | 65481N100 | CMN | 68,793 | $482,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 4,500 | $481,000 | thousands by filing date | put |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 53,336 | $481,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,000 | $480,000 | thousands by filing date | put |
| CIENA CORP COM NEW | 171779309 | Stock | 14,100 | $478,000 | thousands by filing date | call |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 35,547 | $478,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 21,411 | $478,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 10,000 | $477,000 | thousands by filing date | put |
| OPENLANE INC | 48238T109 | COM | 10,000 | $477,000 | thousands by filing date | call |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 21,101 | $477,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 5,700 | $476,000 | thousands by filing date | call |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 132,770 | $475,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 22,800 | $474,000 | thousands by filing date | put |
| NORTHEAST BANCORP | 663904209 | COM | 28,358 | $474,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 263,223 | $474,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 65,714 | $473,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 9,300 | $472,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 121,159 | $471,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 220,898 | $471,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 20,100 | $470,000 | thousands by filing date | call |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 96,459 | $469,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 8,000 | $468,000 | thousands by filing date | call |
| HORIZON BANCORP IND | 440407104 | COM | 29,697 | $468,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 30,000 | $464,000 | thousands by filing date | put |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 46,308 | $463,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 21,560 | $461,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 6,100 | $460,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 26,435 | $460,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 43,541 | $459,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 373,713 | $459,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 65,968 | $458,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 102,100 | $457,000 | thousands by filing date | put |
| SECUREWORKS CORP | 81374A105 | CL A | 27,029 | $457,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 20,000 | $457,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 10,177 | $456,000 | thousands by filing date | |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 757,700 | $455,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,300 | $453,000 | thousands by filing date | call |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 20,200 | $453,000 | thousands by filing date | put |
| READY CAPITAL CORP | 75574U101 | COM | 32,625 | $452,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 5,559 | $452,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 13,252 | $452,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 18,900 | $449,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 6,800 | $448,000 | thousands by filing date | put |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 140,787 | $447,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 27,321 | $447,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 7,300 | $446,000 | thousands by filing date | call |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 12,700 | $445,000 | thousands by filing date | call |
| GREENSKY INC | 39572G100 | CL A | 46,521 | $445,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 182,797 | $445,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 43,626 | $443,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 117,584 | $443,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 27,500 | $442,000 | thousands by filing date | call |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 11,500 | $440,000 | thousands by filing date | put |
| STRATUS PPTYS INC | 863167201 | COM NEW | 18,249 | $438,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 10,000 | $437,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 87,820 | $436,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 55,017 | $435,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 8,199 | $435,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 23,522 | $435,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 55,071 | $435,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 22,792 | $433,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 40,078 | $432,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 469,608 | $432,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 4,200 | $431,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y100 | COM | 53,359 | $430,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 2,417 | $429,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 69,695 | $429,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 110,400 | $427,000 | thousands by filing date | put |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 4,700 | $425,000 | thousands by filing date | put |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 15,639 | $425,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 14,449 | $425,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 60,153 | $422,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 14,000 | $422,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 34,796 | $421,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 82,171 | $421,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 24,097 | $420,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 8,500 | $419,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 27,200 | $419,000 | thousands by filing date | call |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 34,466 | $419,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 58,800 | $418,000 | thousands by filing date | call |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 55,559 | $417,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 50,632 | $417,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 10,000 | $416,000 | thousands by filing date | call |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 233,653 | $416,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 120,200 | $415,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 61,882 | $415,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,753 | $414,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 33,760 | $413,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 240,133 | $413,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 35,400 | $413,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 121,567 | $413,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 13,726 | $412,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 10,200 | $412,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 63,000 | $412,000 | thousands by filing date | put |
| EROS INTL PLC | G3788M114 | SHS NEW | 49,771 | $412,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 16,769 | $411,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 32,223 | $411,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 55,790 | $411,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,400 | $408,000 | thousands by filing date | put |
| JOINT CORP | 47973J102 | COM | 48,942 | $407,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 54,107 | $407,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 13,686 | $407,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 29,355 | $406,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 57,100 | $406,000 | thousands by filing date | put |
| HP INC COM | 40434L105 | Stock | 19,800 | $405,000 | thousands by filing date | put |
| AMYRIS INC | 03236M200 | COM NEW | 121,074 | $405,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,939 | $404,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 68,575 | $404,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 58,100 | $403,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 6,167 | $402,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 17,900 | $402,000 | thousands by filing date | call |
| DOMO INC | 257554105 | COM CL B | 20,466 | $402,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 14,761 | $402,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 17,000 | $402,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 4,500 | $400,000 | thousands by filing date | put |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 33,399 | $400,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 526,125 | $398,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 183,208 | $398,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 61,432 | $398,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-19-000207 | this filing | 2019-02-14 | acceptance time not in the bulk data set |