13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 5,188 holding rows worth $313,709,279,000.
- Accession
- 0000769993-19-000207
- Filer
- CIK 886982
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 9,626 entries on the cover page, a total value of $313,709,279,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $313,709,279,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,800 | $397,000 | thousands by filing date | put |
| ARDAGH GROUP S A | L0223L101 | COM | 35,629 | $395,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 68,589 | $393,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 89,086 | $391,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 11,216 | $390,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 23,366 | $389,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 40,979 | $388,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 42,372 | $387,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 62,753 | $387,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 47,087 | $387,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 2,185 | $386,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 63,194 | $386,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 19,204 | $386,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 192,563 | $385,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 3,500 | $383,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 90,400 | $383,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 23,600 | $382,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 28,866 | $382,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 27,790 | $382,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 48,634 | $381,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 264,553 | $381,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 9,400 | $380,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,000 | $377,000 | thousands by filing date | put |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 6,045 | $377,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 24,669 | $377,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 17,400 | $376,000 | thousands by filing date | call |
| RUBICON PROJ INC | 78112V102 | COM | 100,644 | $375,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 26,100 | $374,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 144,013 | $374,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 39,378 | $374,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 101,312 | $373,000 | thousands by filing date | |
| PROSHARES TR | 74347B391 | CMN | 10,000 | $372,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 6,500 | $371,000 | thousands by filing date | put |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 14,577 | $371,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,800 | $370,000 | thousands by filing date | call |
| CSS INDS INC | 125906107 | COMMON STOCK | 41,030 | $368,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 94,608 | $367,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 6,503 | $366,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 16,411 | $366,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 19,523 | $365,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 134,193 | $365,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 8,800 | $364,000 | thousands by filing date | call |
| ERA GROUP INC | 26885G109 | COM | 41,606 | $364,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 15,420 | $362,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 50,975 | $362,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 25,200 | $361,000 | thousands by filing date | put |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 35,243 | $361,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 21,609 | $360,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 5,543 | $360,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 32,834 | $360,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 64,982 | $359,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 49,691 | $359,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 4,000 | $357,000 | thousands by filing date | put |
| SENECA FOODS CORP NEW | 817070501 | CL A | 12,621 | $356,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,200 | $354,000 | thousands by filing date | put |
| APTINYX INC | 03836N103 | COM | 21,324 | $353,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,400 | $349,000 | thousands by filing date | call |
| XILINX INC | 983919101 | COM | 4,100 | $349,000 | thousands by filing date | put |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 32,897 | $348,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 71,045 | $347,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 24,334 | $347,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 38,710 | $346,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 30,496 | $346,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 4,500 | $344,000 | thousands by filing date | put |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,300 | $343,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 30,900 | $343,000 | thousands by filing date | put |
| GLADSTONE LAND CORP | 376549101 | REIT | 29,862 | $343,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 36,754 | $341,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 82,927 | $340,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 27,100 | $340,000 | thousands by filing date | put |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 15,183 | $339,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 11,200 | $338,000 | thousands by filing date | put |
| CSW INDUSTRIALS INC | 126402106 | COM | 7,000 | $338,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 39,113 | $338,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 5,144 | $338,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 5,958 | $338,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 4,600 | $337,000 | thousands by filing date | put |
| CITY OFFICE REIT INC | 178587101 | COM | 32,845 | $337,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 42,614 | $337,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 84,715 | $337,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 17,786 | $337,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 12,253 | $336,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 87,397 | $334,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 46,166 | $333,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 16,046 | $332,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,000 | $331,000 | thousands by filing date | call |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 20,000 | $330,000 | thousands by filing date | call |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 10,974 | $329,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 77,754 | $329,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 7,953 | $329,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 379,000 | $328,000 | thousands by filing date | principal |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 5,423 | $328,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 28,441 | $327,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 5,758 | $326,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 14,473 | $324,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 12,279 | $323,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 42,155 | $321,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 95,222 | $321,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 39,149 | $321,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 8,639 | $320,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 35,387 | $319,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 50,000 | $318,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 31,796 | $317,000 | thousands by filing date | |
| LAIX INC | 50736W105 | ADS | 41,759 | $317,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 7,500 | $316,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 314,867 | $315,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 22,072 | $315,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 26,000 | $314,000 | thousands by filing date | call |
| SERES THERAPEUTICS INC | 81750R102 | COM | 69,242 | $313,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 27,211 | $313,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 7,350 | $312,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 343,006 | $312,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 21,347 | $311,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 173,424 | $311,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 110,300 | $311,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 13,990 | $311,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 57,039 | $310,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 67,956 | $309,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 43,073 | $309,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 71,858 | $308,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 10,826 | $307,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 11,476 | $307,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 523 | $307,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 14,830 | $306,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 185,404 | $306,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 3,593 | $305,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 12,090 | $305,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 6,400 | $304,000 | thousands by filing date | put |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 42,507 | $304,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 16,122 | $304,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 58,329 | $303,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 12,363 | $302,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 316,000 | $302,000 | thousands by filing date | principal |
| INTREXON CORP | 46122T102 | COM | 46,000 | $301,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 125,720 | $301,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 26,710 | $301,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 18,600 | $299,000 | thousands by filing date | call |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 30,199 | $299,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 622,248 | $299,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 22,191 | $299,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 13,324 | $298,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 7,300 | $297,000 | thousands by filing date | put |
| ONEOK INC NEW | 682680103 | COM | 5,500 | $297,000 | thousands by filing date | call |
| BAXTER INTL INC | 071813109 | COM | 4,500 | $296,000 | thousands by filing date | put |
| SONOS INC | 83570H108 | COM | 30,000 | $295,000 | thousands by filing date | put |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 9,333 | $294,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 12,163 | $294,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 81,426 | $293,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 27,900 | $293,000 | thousands by filing date | put |
| CIT GROUP INC COM NEW | 125581801 | Stock | 7,600 | $291,000 | thousands by filing date | put |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 299,125 | $291,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 10,323 | $290,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 80,247 | $289,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 8,973 | $288,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 16,600 | $288,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 15,000 | $287,000 | thousands by filing date | put |
| RTI BIOLOGICS INC | 74975N105 | COM | 77,608 | $287,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 17,000 | $286,000 | thousands by filing date | put |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 7,500 | $285,000 | thousands by filing date | put |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 12,550 | $285,000 | thousands by filing date | put |
| Enzo Biochem Inc | 294100102 | Common Stock | 102,467 | $285,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 8,343 | $284,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 7,824 | $284,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 8,100 | $284,000 | thousands by filing date | put |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 320,000 | $284,000 | thousands by filing date | principal |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 20,149 | $283,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,822 | $282,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 97,104 | $282,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 80,871 | $282,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 3,100 | $282,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 37,879 | $281,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3,315 | $281,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 12,609 | $278,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 24,765 | $277,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 6,500 | $276,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 47,400 | $276,000 | thousands by filing date | call |
| UMH PPTYS INC | 903002103 | COM | 23,192 | $275,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 22,705 | $275,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,200 | $274,000 | thousands by filing date | put |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 13,752 | $273,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 34,565 | $273,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 16,136 | $273,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 42,228 | $273,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 79,300 | $272,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 12,300 | $272,000 | thousands by filing date | call |
| GOLD STD VENTURES CORP | 380738104 | COM | 217,310 | $272,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 59,984 | $271,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 16,494 | $271,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 128,028 | $270,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 3,000 | $268,000 | thousands by filing date | call |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 28,090 | $267,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 9,004 | $265,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 5,412 | $264,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 1,200 | $263,000 | thousands by filing date | put |
| CYTOSORBENTS CORP | 23283X206 | CMN | 32,531 | $262,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 38,721 | $261,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 239,609 | $261,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 111,882 | $261,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 5,733 | $260,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 8,525 | $259,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 4,494 | $259,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y104 | WILSHR MICR CP | 9,308 | $259,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 11,111 | $258,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 28,976 | $258,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 108,870 | $258,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 60,900 | $258,000 | thousands by filing date | call |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 82,128 | $258,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 27,191 | $257,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,600 | $257,000 | thousands by filing date | put |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 15,100 | $256,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,821 | $255,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 7,300 | $255,000 | thousands by filing date | put |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 7,936 | $255,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 36,711 | $255,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 10,300 | $255,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 31,500 | $255,000 | thousands by filing date | put |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 11,600 | $254,000 | thousands by filing date | put |
| FLUOR CORP | 343412102 | COM | 7,900 | $254,000 | thousands by filing date | put |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 4,452 | $254,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 11,300 | $253,000 | thousands by filing date | call |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 40,000 | $253,000 | thousands by filing date | put |
| MAGNOLIA OIL & GAS CORP | 559663117 | *W EXP 07/31/202 | 83,334 | $253,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 17,365 | $252,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 62,625 | $251,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 60,307 | $250,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 97,282 | $250,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 35,009 | $250,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 10,000 | $250,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 27,623 | $249,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 13,047 | $248,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 28,734 | $248,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 11,165 | $247,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 8,222 | $243,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 7,484 | $242,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,900 | $241,000 | thousands by filing date | put |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 24,623 | $240,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 422,210 | $240,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 4,100 | $240,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287108 | COM | 2,800 | $240,000 | thousands by filing date | put |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,779 | $239,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 17,577 | $239,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 9,843 | $239,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 29,500 | $239,000 | thousands by filing date | call |
| DYCOM INDS INC COM | 267475101 | Stock | 4,400 | $238,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 218,147 | $238,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 5,523 | $237,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 53,342 | $237,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 27,455 | $237,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 119,687 | $237,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 18,323 | $235,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 36,528 | $235,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 12,500 | $234,000 | thousands by filing date | put |
| STOCK YDS BANCORP INC | 861025104 | COM | 7,114 | $233,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 206,502 | $233,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 7,244 | $232,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 10,561 | $231,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 20,011 | $231,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 60,465 | $231,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 10,300 | $230,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 5,000 | $230,000 | thousands by filing date | put |
| DRIVE SHACK INC | 262077100 | COM | 58,569 | $229,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 7,411 | $228,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 8,700 | $228,000 | thousands by filing date | call |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 9,090 | $227,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 214,151 | $226,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 9,790 | $226,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 100,600 | $226,000 | thousands by filing date | put |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 17,679 | $225,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 6,434 | $225,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 9,839 | $224,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 13,440 | $224,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 8,600 | $223,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287AA6 | NOTE | 222,000 | $223,000 | thousands by filing date | principal |
| iShares MSCI Mexico ETF | 464286822 | SHS | 5,400 | $222,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 29,300 | $221,000 | thousands by filing date | call |
| LITHIA MTRS INC COM | 536797103 | Stock | 2,900 | $221,000 | thousands by filing date | call |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 11,717 | $221,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 6,694 | $220,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 47,817 | $220,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 8,925 | $219,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 7,208 | $219,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 14,300 | $219,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 7,200 | $218,000 | thousands by filing date | call |
| ALLIENT INC | 019330109 | COM | 4,867 | $218,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 25,161 | $218,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 9,326 | $218,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V107 | CL A | 21,358 | $218,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 9,970 | $217,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 8,400 | $216,000 | thousands by filing date | call |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 9,180 | $216,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,600 | $215,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 11,400 | $215,000 | thousands by filing date | call |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 10,000 | $215,000 | thousands by filing date | put |
| REDWOOD TRUST INC | 758075AC9 | BOND | 235,000 | $215,000 | thousands by filing date | principal |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 17,399 | $215,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 10,517 | $214,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 14,989 | $213,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 29,468 | $213,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 12,591 | $212,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 8,200 | $211,000 | thousands by filing date | call |
| GAMCO INVS INC COM | 361438104 | COM | 12,481 | $211,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 112,615 | $211,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 11,145 | $211,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,100 | $210,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 11,900 | $210,000 | thousands by filing date | put |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 4,566 | $210,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 12,977 | $210,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 75,596 | $210,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 52,900 | $209,000 | thousands by filing date | call |
| CAI INTERNATIONAL INC | 12477X106 | COM | 8,962 | $208,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 88,616 | $208,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 60,942 | $208,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 26,900 | $207,000 | thousands by filing date | put |
| EDGIO INC | 53261M104 | COM | 88,574 | $207,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 92,100 | $207,000 | thousands by filing date | call |
| SPARTON CORP | 847235108 | COM | 11,376 | $207,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 8,800 | $206,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 14,400 | $206,000 | thousands by filing date | put |
| CADIZ INC | 127537207 | COM NEW | 19,855 | $205,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 9,100 | $205,000 | thousands by filing date | put |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 4,285 | $204,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 13,077 | $203,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 35,381 | $203,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 6,125 | $203,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 3,003 | $203,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 34,527 | $203,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 17,802 | $202,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 11,118 | $202,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 10,230 | $202,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 3,714 | $201,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 34,699 | $201,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 77,215 | $200,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 17,830 | $199,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 15,542 | $199,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 11,851 | $195,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 19,103 | $194,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 16,606 | $194,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 10,598 | $194,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 38,800 | $193,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 18,389 | $192,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 15,869 | $191,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 19,667 | $189,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 27,999 | $188,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 31,634 | $187,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 50,821 | $187,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 15,400 | $184,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 33,400 | $184,000 | thousands by filing date | call |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 14,666 | $184,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 12,029 | $184,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 84,723 | $183,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 18,273 | $182,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 172,915 | $182,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 13,036 | $181,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 180,915 | $181,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 25,924 | $181,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 14,594 | $181,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 108,621 | $181,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 74,940 | $180,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 12,106 | $180,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 29,047 | $180,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 58,993 | $179,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 10,746 | $178,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 41,816 | $177,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 30,000 | $175,000 | thousands by filing date | call |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 10,992 | $175,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 244,337 | $175,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 27,481 | $174,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 13,317 | $174,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 16,677 | $174,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 11,157 | $173,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 11,857 | $172,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 36,034 | $171,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 95,365 | $170,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 39,826 | $169,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 88,000 | $169,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 36,000 | $168,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F103 | COM | 67,010 | $167,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 44,671 | $167,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 180,727 | $167,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 12,550 | $167,000 | thousands by filing date | call |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 11,866 | $166,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 21,926 | $166,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 89,992 | $166,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 60,721 | $166,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 12,500 | $165,000 | thousands by filing date | put |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 16,536 | $165,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 36,537 | $164,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 22,780 | $163,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 180,000 | $162,000 | thousands by filing date | principal |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 11,981 | $162,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 26,743 | $161,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 18,347 | $161,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 10,787 | $160,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 122,000 | $160,000 | thousands by filing date | principal |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 10,000 | $158,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 245,229 | $157,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 29,571 | $157,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 18,539 | $154,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 31,062 | $154,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 11,520 | $153,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 18,422 | $153,000 | thousands by filing date | |
| Hometown Bankshares Corp | 43787n108 | com | 12,838 | $152,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375114 | *W EXP 10/17/202 | 187,500 | $152,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 26,173 | $151,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 37,281 | $151,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 50,000 | $150,000 | thousands by filing date | put |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 36,819 | $150,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 250,000 | $150,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 22,700 | $149,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 10,900 | $149,000 | thousands by filing date | call |
| MENLO THERAPEUTICS INC | 586858102 | COM | 35,942 | $148,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 10,000 | $147,000 | thousands by filing date | put |
| AMERESCO INC | 02361E108 | CL A | 10,430 | $147,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 47,084 | $147,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 48,995 | $146,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 26,021 | $146,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 34,028 | $146,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 40,727 | $146,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 22,702 | $145,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 11,124 | $145,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 24,687 | $144,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 39,357 | $144,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 24,022 | $144,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 13,414 | $144,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 22,461 | $143,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 27,479 | $143,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 10,018 | $143,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 113,508 | $140,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 29,444 | $140,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 83,481 | $139,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 67,626 | $139,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 11,356 | $139,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 24,400 | $136,000 | thousands by filing date | put |
| KADMON HLDGS INC | 48283N106 | COM | 65,318 | $136,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 11,507 | $136,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 14,200 | $135,000 | thousands by filing date | put |
| SYNLOGIC INC | 87166L100 | COM | 19,292 | $135,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V115 | *W EXP 07/24/202 | 198,179 | $135,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 10,700 | $134,000 | thousands by filing date | call |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 125,000 | $134,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 32,911 | $133,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 14,596 | $133,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 242,590 | $133,000 | thousands by filing date | |
| 3PEA INTL INC | 88579C109 | COM | 37,868 | $133,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 20,895 | $132,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 17,673 | $132,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 23,713 | $132,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 81,636 | $131,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 16,700 | $128,000 | thousands by filing date | call |
| AGNT INC | 30212W100 | COM | 18,070 | $128,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 17,665 | $127,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 17,989 | $127,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 16,874 | $127,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 50,000 | $127,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 10,029 | $126,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 466,506 | $126,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 16,632 | $126,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 22,000 | $123,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 13,061 | $123,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 11,572 | $123,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 98,234 | $122,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 29,150 | $122,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 10,142 | $122,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 29,557 | $121,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 42,186 | $120,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 16,547 | $120,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 21,766 | $120,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 20,104 | $119,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 10,595 | $118,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 29,148 | $118,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 250,000 | $118,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 25,849 | $117,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 131,938 | $115,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 14,645 | $114,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 22,258 | $114,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 425,000 | $114,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 16,071 | $113,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 20,000 | $113,000 | thousands by filing date | call |
| SPARTAN MTRS INC | 846819100 | COM | 15,698 | $113,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 250,000 | $112,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 33,800 | $110,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 10,489 | $110,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 10,856 | $110,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 10,700 | $107,000 | thousands by filing date | call |
| LEAF GROUP LTD | 52177G102 | COM | 15,647 | $107,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 12,041 | $106,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 24,045 | $105,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 47,455 | $105,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 18,343 | $105,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 41,000 | $102,000 | thousands by filing date | put |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 26,495 | $102,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 97,600 | $102,000 | thousands by filing date | call |
| RESTORBIO INC | 76133L103 | COM | 11,889 | $102,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 52,810 | $101,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 150,000 | $101,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 75,000 | $101,000 | thousands by filing date | principal |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 16,197 | $100,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 72,968 | $100,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 125,000 | $99,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L114 | *W EXP 05/11/202 | 250,000 | $99,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-19-000207 | this filing | 2019-02-14 | acceptance time not in the bulk data set |