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13F-HR filed by GOLDMAN SACHS GROUP INC

GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 5,188 holding rows worth $313,709,279,000.

Accession
0000769993-19-000207
Filed
2019-02-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2018

A holdings report, 9,626 entries on the cover page, a total value of $313,709,279,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $313,709,279,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.

Other managers

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
PHOENIX NEW MEDIA LTD71910C103SPONSORED ADR30,524$98,000thousands by filing date
ONE MADISON CORPG6772P126*W EXP 99/99/999125,000$97,000thousands by filing date
OCWEN FINL CORP675746309COM NEW71,300$96,000thousands by filing dateput
REALNETWORKS INC75605L708COM41,615$96,000thousands by filing date
IMMUNE DESIGN CORP.45252L103Common Stock72,909$95,000thousands by filing date
CBL & ASSOCIATES PROPERTIES IN124830100COM49,100$94,000thousands by filing dateput
COGENT BIOSCIENCES INC COM903214104COM21,422$94,000thousands by filing date
RANGER ENERGY SERVICES CL A75282U104COMMON STOCK17,966$93,000thousands by filing date
ACELRX PHARMACEUTICALS INC00444T100COM40,209$93,000thousands by filing date
HC2 HLDGS INC404139107COM35,120$93,000thousands by filing date
CAPITAL SENIOR LIVING CORP140475104COM13,506$92,000thousands by filing date
DURECT CORP266605104COM188,813$92,000thousands by filing date
NANTKWEST INC63016Q102COM78,821$92,000thousands by filing date
VECTOIQ ACQUISITION CORP92243N111*W EXP 05/11/202180,000$90,000thousands by filing date
REGALWOOD GLOBAL ENERGY LTDG74760128*W EXP 12/05/20283,334$90,000thousands by filing date
ROSEHILL RES INC777385113*W EXP 04/27/202244,800$88,000thousands by filing date
CERAGON NETWORKS LTD ORDM22013102Stock23,002$87,000thousands by filing date
FRONTIER COMMUNICATIONS CORP35906A306COM NEW36,556$87,000thousands by filing dateput
NANTHEALTH INC630104107CMN159,519$87,000thousands by filing date
STRONGBRIDGE BIOPHARMA PLCG85347105SHS USD19,338$87,000thousands by filing date
ALLIANZGI CONV INCOME FD II018825109COM18,839$85,000thousands by filing date
YAMANA GOLD INC98462Y100COM36,100$85,000thousands by filing datecall
CONTROLADORA VUELA COMP DE A21240E105SPON ADR RP 1015,542$83,000thousands by filing date
NAVIOS MARITIME HOLDINGS INCY62196103COM304,192$83,000thousands by filing date
CAPITOL INVT CORP IVG18920127*W EXP 01/01/20283,334$83,000thousands by filing date
LEGACY ACQUISITION CORP524643111*W EXP 11/30/202250,000$83,000thousands by filing date
PHOTRONICS INC719405AK8NOTE 3.250 4/080,000$83,000thousands by filing dateprincipal
NN INC629337106COM12,165$82,000thousands by filing date
SYNERGY PHARMACEUTICALS DEL871639308COM NEW722,369$82,000thousands by filing date
DFB HEALTHCARE ACQUISTION CO23291E117*W EXP 04/11/20266,667$82,000thousands by filing date
NETSHOES CAYMAN LTDG6455X107COM54,857$82,000thousands by filing date
HAYMAKER ACQUISITION CORP420870115*W EXP 10/27/20299,990$82,000thousands by filing date
ALLSPRING GLOBAL DIVIDEND OPPO94987C103COM17,429$81,000thousands by filing date
SELECTA BIOSCIENCES INC816212104COM30,488$81,000thousands by filing date
FORUM MERGER II CORP34986F111W EXP 09/30/202180,000$81,000thousands by filing date
XENON PHARMACEUTICALS INC COM98420N105Stock12,663$80,000thousands by filing date
INFORMATION SVCS GROUP INC45675Y104COM18,835$80,000thousands by filing date
INSEEGO CORP45782B104COMMON STOCK19,269$80,000thousands by filing date
EYEPOINT PHARMACEUTICALS INC30233G100COM41,600$79,000thousands by filing date
GRAF INDL CORP384278115Stock198,000$79,000thousands by filing date
NEON THERAPEUTICS INC64050Y100COM15,587$78,000thousands by filing date
OPKO HEALTH INC68375N103COM25,700$77,000thousands by filing datecall
MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #260794862426E402Equities53,700$77,000thousands by filing date
CIVEO CORP CDA17878Y108COM54,055$77,000thousands by filing date
MONEYGRAM INTL INC60935Y208COM NEW38,152$76,000thousands by filing date
ATTIS INDS INC049836109COM421,326$75,000thousands by filing date
GNC HLDGS INC36191G107COM CL A31,400$74,000thousands by filing dateput
GOLDMAN SACHS MLP ENERGY REN38148G107COM16,907$74,000thousands by filing date
GENWORTH FINL INC37247D106COM SHS15,700$73,000thousands by filing datecall
LIBERTY ALL-STAR EQUITY FUND530158104SH BEN INT13,546$73,000thousands by filing date
PIXELWORKS INC72581M305COM NEW25,151$73,000thousands by filing date
PACIFIC ETHANOL INC PAR $.00169423U305COM84,359$73,000thousands by filing date
HOVNANIAN ENTPR INC442487203COMMON STOCK104,900$72,000thousands by filing date
OBSIDIAN ENERGY LTD674482104COM177,513$71,000thousands by filing date
IMPRIMIS PHARMA IMMY45323A201COMMON12,240$70,000thousands by filing date
EMCORE CORP290846203COM16,363$69,000thousands by filing date
FREIGHTCAR AMER INC357023100COM10,135$68,000thousands by filing date
EXONE CO302104104COM10,313$68,000thousands by filing date
BLACKROCK INTERNATIONAL GROWTH092524107COM BENE INTER13,410$67,000thousands by filing date
VALHI INC NEW918905100COM34,311$67,000thousands by filing date
PENNANTPARK INVESTMENT CORPORA708062104COM10,432$66,000thousands by filing date
CLOUD PEAK ENERGY INC18911Q102COM179,741$66,000thousands by filing date
CHASERG TECHNLGY ACQUISITN C16166A111W EXP 04/10/20290,000$66,000thousands by filing date
Bowater Inc09066L105COMMON STOCKS71,265$65,000thousands by filing date
MCDERMOTT INTL INC COM580037703Stock10,010$65,000thousands by filing datecall
CHURCHILL CAP CORP17142R111*W EXP 09/11/20277,500$65,000thousands by filing date
MCEWEN MNG INC58039P107COM35,000$64,000thousands by filing datecall
Uxin Ltd91818X108ADS13,200$64,000thousands by filing date
SANCHEZ ENERGY CORP79970Y105COMMON STOCK235,000$63,000thousands by filing dateput
THUNDER BRIDGE ACQUISITION LG8857R126*W EXP 01/01/202180,000$63,000thousands by filing date
COMMERCIAL VEH GROUP INC202608105COM10,865$62,000thousands by filing date
GTX INC DEL40052B207COM NEW79,924$62,000thousands by filing date
ZYNERBA PHARMACEUTICALS INC98986X109COM20,139$60,000thousands by filing date
MAXWELL TECHNOLOGIES INC577767106COMMON STOCK28,796$59,000thousands by filing date
LILIS ENERGY INC532403201COM NEW42,924$59,000thousands by filing date
RTW RETAILWINDS INC74980D100COM20,876$59,000thousands by filing date
EXELA TECHNOLOGIES INC30162V102COM15,088$59,000thousands by filing date
ZYNGA INC.98986T108CL A14,800$58,000thousands by filing datecall
PIER 1 IMPORTS INC720279108COM188,599$58,000thousands by filing date
NYMOX PHARMACEUTICAL CORP ORD SHS CorpP73398102Common Stock43,450$57,000thousands by filing date
DIGITAL TURBINE INC25400W102COM NEW30,352$56,000thousands by filing date
AGROFRESH SOLUTIONS INC00856G109COM14,550$55,000thousands by filing date
EMERGE ENERGY SVCS LP29102H108COM REP PARTN35,637$55,000thousands by filing date
AXT INC00246W103COM12,353$54,000thousands by filing date
Arsanis Inc042873109COM23,336$54,000thousands by filing date
LITHIUM AMERS CORP NEW53680Q207COM NEW16,596$53,000thousands by filing date
BIODELIVERY SCIENCES INTL IN09060J106COM14,350$53,000thousands by filing date
ESTRE AMBIENTAL INC WT EXP 122G3206V118WT661,870$53,000thousands by filing date
TERADYNE INC880770AG7NOTE44,000$52,000thousands by filing dateprincipal
LIVEXLIVE MEDIA INC53839L208COM NEW10,416$52,000thousands by filing date
XBIOTECH INC98400H102COM10,036$51,000thousands by filing date
CONATUS PHARMACEUTICALS INC20600T108COM29,221$51,000thousands by filing date
MEGALITH FINL ACQUISITION CO58518F117*W EXP 08/26/202128,200$51,000thousands by filing date
WRLSW US 08 Aug 22 C11.570957E113W EXP 07/27/202250,000$50,000thousands by filing date
BUILD-A-BEAR WORKSHOP INC120076104COM12,492$49,000thousands by filing date
GALECTIN THERAPEUTICS INC363225202COMMON STOCK14,068$48,000thousands by filing date
FRED S INC CLASS A356108100COM25,510$48,000thousands by filing date
ADESTO TECHNOLOGIES CORP00687D101COM10,916$48,000thousands by filing date
GORDON POINTE ACQUISITION CO382788115*W EXP 07/30/202122,980$48,000thousands by filing date
SPARTAN ENERGY ACQUISITION C846784122*W EXP 08/27/20248,333$47,000thousands by filing date
CELSIUS HLDGS INC15118V207COM NEW13,214$46,000thousands by filing date
AXOVANT SCIENCES LTDG0750W104COM46,299$46,000thousands by filing date
TIBERIUS ACQUISITION CORP88633A115*W EXP 02/28/202117,500$46,000thousands by filing date
KBL MERGER CORP IV48242A112W EXP 01/15/202500,000$45,000thousands by filing date
LINCOLN EDL SVCS CORP533535100COM13,847$44,000thousands by filing date
VIRNETX HLDG CORP92823T108COM18,201$44,000thousands by filing date
NEW FRONTIER HEAG6485P124EQUITY WRT50,000$44,000thousands by filing date
FAR PT ACQUISITION CORP30734W117*W EXP 06/01/20233,333$43,000thousands by filing date
HORNBECK OFFSHORE SVCS INC N440543106COM28,795$42,000thousands by filing date
AVADEL PHARMACEUTICALS, PLC05337M104COMMON STOCK-FO16,000$41,000thousands by filing date
PALATIN TECHNOLOGIES INC696077403COM PAR $ .0155,807$40,000thousands by filing date
GROUPON INC399473107COMMON STOCK12,200$39,000thousands by filing dateput
SIENNA BIOPHARMACEUTICALS IN82622H108COM16,700$39,000thousands by filing date
OVID THERAPEUTICS INC690469101COMMON STOCK15,630$38,000thousands by filing date
NEWLINK GENETICS CORP651511107COM24,132$37,000thousands by filing date
MTECH ACQUISITION CORP55378W115*W EXP 08/01/20262,500$37,000thousands by filing date
Castle Brands Inc148435100COM41,998$36,000thousands by filing date
PROVENTION BIO INC74374N102COM19,735$35,000thousands by filing date
CORINDUS VASCULAR ROBOTICS I218730109COM41,678$35,000thousands by filing date
VAALCO ENERGY INC91851C201COMMON STOCK22,818$34,000thousands by filing date
VIAVI SOLUTIONS INC925550AB1NOTE 1.000% 3/035,000$34,000thousands by filing dateprincipal
NAVIOS MARITIME ACQUIS CORPY62159143SHS10,442$34,000thousands by filing date
NABRIVA THERAPEUTICS PLCG63637105SHS22,578$33,000thousands by filing date
GREAT PANTHER MINING39115V101COM44,612$32,000thousands by filing date
BLUE APRON HLDGS INC09523Q101CL A31,425$32,000thousands by filing date
DRDGOLD LIMITED SPON ADR REPSTG26152H301ADR14,978$31,000thousands by filing date
NOBLE CORP PLCG65431101SHS USD12,000$31,000thousands by filing dateput
Ampio Pharmaceuticals03209T109COM76,707$31,000thousands by filing date
PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/2372942A107COMMON STOCK19,671$30,000thousands by filing date
ZION OIL & GAS INC989696109COM70,206$29,000thousands by filing date
BIG 5 SPORTING GOODS CORP08915P101COM10,748$28,000thousands by filing date
ACETO CORP004446100COM32,898$28,000thousands by filing date
HUDSON GLOBAL INC443787106COM20,951$28,000thousands by filing date
FTD COS INC30281V108COM19,134$28,000thousands by filing date
ALTA MESA RES INC 302133L117COM389,935$27,000thousands by filing date
ROSETTA RES INC COM777385105Stock11,499$26,000thousands by filing date
CLEARSIDE BIOMEDICAL INC185063104COM23,646$25,000thousands by filing date
INNOVATE BIOPHARMACEUTICLS I45782F105COM PAR10,805$25,000thousands by filing date
TEEKAY OFFSHORE PARTNERS LPY8565J101COMMON STOCK20,231$24,000thousands by filing date
ATLAS AIR WORLDWIDE HLDGS IN049164BH8NOTE 2.250% 6/025,000$24,000thousands by filing dateprincipal
REEBONZ HLDG LTDG7457R106ORD SHS11,542$24,000thousands by filing date
RITEAID CORP767754104COM32,600$23,000thousands by filing dateput
VEECO INSTRS INC DEL922417AD2NOTE 2.700% 1/130,000$23,000thousands by filing dateprincipal
COLONY CAP INC19624RAB2NOTE 3.875% 1/125,000$23,000thousands by filing dateprincipal
ENCORE CAP GROUP INC292554AH5NOTE 2.875% 3/128,000$23,000thousands by filing dateprincipal
AMERISOURCEBERGEN COR000307108COMMON16,164$23,000thousands by filing date
EP ENERGY CORP268785102CL A33,076$23,000thousands by filing date
TIDEWATER INC NEW88642R117WARR12,933$22,000thousands by filing date
OCWEN FINL CORP675746309COM NEW16,500$22,000thousands by filing datecall
ORGANOVO HOLDINGS INC68620A104COMMON23,060$22,000thousands by filing date
TUESDAY MORNING CORP899035505COM NEW12,188$21,000thousands by filing date
TIDEWATER INC NEW88642R125WARR13,989$20,000thousands by filing date
PROFIRE ENERGY INC74316X101COM13,199$19,000thousands by filing date
FERRELLGAS PARTNERS L.P.315293100UNIT LTD PART35,425$19,000thousands by filing date
U.S. AUTO PARTS NETWORK INC90343C100COM20,478$19,000thousands by filing date
SECOND SIGHT MED PRODS INC81362J100COM21,464$19,000thousands by filing date
FUSION CONNECT INC36116X102COM10,526$18,000thousands by filing date
DARIOHEALTH CORP23725P100COM22,425$17,000thousands by filing date
URBAN ONE INC91705J204CL D NON VTG10,150$16,000thousands by filing date
CURIS INC231269200COM23,845$16,000thousands by filing date
OPHTHOTECH CORP683745103COM13,541$16,000thousands by filing date
INPHI CORP45772FAC1NOTE 0.750% 9/017,000$16,000thousands by filing dateprincipal
CONFORMIS INC20717E101COM43,905$16,000thousands by filing date
EVINE LIVE INC300487105CL A39,770$16,000thousands by filing date
VIPSHOP HLDGS LTD92763WAA1NOTE 1.500% 3/116,000$16,000thousands by filing dateprincipal
STAGE STORES INC85254C305COMMON STOCK18,440$14,000thousands by filing date
PRICELINE GRP INC741503AX4NOTE 0.900% 9/113,000$14,000thousands by filing dateprincipal
J2 GLOBAL INC48123VAC6NOTE 3.250% 6/111,000$13,000thousands by filing dateprincipal
KB HOME 1.37548666KAS8NOTE 1.375% 2/013,000$13,000thousands by filing dateprincipal
GENESIS HEALTHCARE CLASS A37185X106COMMON STOCK11,244$13,000thousands by filing date
REMARK HLDGS INC75955K102COM10,559$13,000thousands by filing date
Del Taco Restaurants245496112W EXP 06/30/20211,400$13,000thousands by filing date
WEATHERFORD INTL INC ORD SHSG48833100Stock18,700$10,000thousands by filing datecall
CELLDEX THERAPEUTICS INC NEW15117B103COM50,539$10,000thousands by filing date
TWELVE SEAS INVESTMENT COMPAG9145A131RIGHT 12/22/201925,000$9,000thousands by filing date
BABCOCK & WILCOX ENTERPRISES INC05614L100COM19,483$8,000thousands by filing date
WORKHORSE GROUP INC98138J206COM NEW14,396$8,000thousands by filing date
CTI BIOPHARMA CORP12648L601COM11,272$8,000thousands by filing date
RITEAID CORP767754104COM10,100$7,000thousands by filing datecall
DENISON MINES CORP248356107COM14,500$7,000thousands by filing date
TREVENA INC89532E109COM17,432$7,000thousands by filing date
TANZANIAN ROYALTY EXPLORATION CORP.87600U104COM10,515$4,000thousands by filing date
VALERITAS HLDGS INC91914N202COM NEW13,423$4,000thousands by filing date
SOUTHCROSS ENERGY PARTNERS L84130C100COM UNIT LTDPT12,984$3,000thousands by filing date
VITAL THERAPIES INC92847R104COM12,017$2,000thousands by filing date
Helios and Matheson Analytics Inc42327L309Common Stock52,818$1,000thousands by filing date
ICONIX BRAND GROUP INC451055107COM11,456$1,000thousands by filing date
COMMUNITY HEALTH SYS INC NEW203668116RIGHT 99/99/9999214,570$0thousands by filing dateValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000769993-19-000207this filing2019-02-14acceptance time not in the bulk data set