13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 5,188 holding rows worth $313,709,279,000.
- Accession
- 0000769993-19-000207
- Filer
- CIK 886982
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 9,626 entries on the cover page, a total value of $313,709,279,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $313,709,279,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HIGHPOINT RES CORP | 43114K108 | COM | 841,188 | $2,094,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 612,800 | $2,090,000 | thousands by filing date | call |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 1,210,600 | $2,082,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 197,533 | $2,080,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 581,000 | $2,080,000 | thousands by filing date | put |
| BRINKER INTL INC COM | 109641100 | Stock | 47,200 | $2,076,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 10,659 | $2,072,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 15,100 | $2,071,000 | thousands by filing date | call |
| ICHOR HOLDINGS | G4740B105 | SHS | 126,940 | $2,069,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 207,000 | $2,066,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 62,000 | $2,058,000 | thousands by filing date | call |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 96,899 | $2,057,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 6,828 | $2,053,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 79,857 | $2,052,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 103,366 | $2,051,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 62,659 | $2,051,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 107,066 | $2,050,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 975,806 | $2,049,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 94,925 | $2,049,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 85,188 | $2,047,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 20,900 | $2,044,000 | thousands by filing date | put |
| HNI CORP COM | 404251100 | Stock | 57,555 | $2,039,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 38,948 | $2,039,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 368,503 | $2,037,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 57,833 | $2,032,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 259,168 | $2,029,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 94,800 | $2,028,000 | thousands by filing date | call |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 354,141 | $2,022,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 244,613 | $2,020,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 68,856 | $2,017,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 260,805 | $2,016,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 2,500,000 | $2,012,000 | thousands by filing date | principal |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 210,994 | $2,008,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 5,100 | $2,007,000 | thousands by filing date | call |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 38,167 | $1,996,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 38,200 | $1,993,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 26,630 | $1,990,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 11,422 | $1,975,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 312,049 | $1,972,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 223,602 | $1,968,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 107,602 | $1,967,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 124,861 | $1,963,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 98,395 | $1,958,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 255,800 | $1,957,000 | thousands by filing date | put |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 20,532 | $1,956,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 100,000 | $1,952,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 1,144,760 | $1,946,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 31,900 | $1,937,000 | thousands by filing date | put |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 73,128 | $1,931,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 98,800 | $1,929,000 | thousands by filing date | put |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 40,008 | $1,918,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 8,500 | $1,915,000 | thousands by filing date | call |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 131,782 | $1,912,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 125,633 | $1,906,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 112,263 | $1,903,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 120,788 | $1,902,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 70,892 | $1,896,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 135,096 | $1,896,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 497,609 | $1,896,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 272,575 | $1,892,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 100,000 | $1,887,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 61,777 | $1,883,000 | thousands by filing date | put |
| METALLUS INC | 887399103 | COMMON STOCK | 215,444 | $1,883,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 34,115 | $1,877,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 235,253 | $1,871,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 31,150 | $1,868,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 119,300 | $1,867,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 122,963 | $1,867,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 51,550 | $1,867,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 38,160 | $1,865,000 | thousands by filing date | put |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 20,320 | $1,859,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 93,825 | $1,858,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 47,113 | $1,854,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 273,000 | $1,854,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 15,100 | $1,836,000 | thousands by filing date | put |
| PROVIDENCE SVC CORP | 743815102 | COM | 30,584 | $1,836,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 75,000 | $1,828,000 | thousands by filing date | call |
| CORECIVIC INC | 21871N101 | COM | 102,300 | $1,824,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 30,800 | $1,816,000 | thousands by filing date | call |
| URBAN OUTFITTERS INC | 917047102 | COM | 54,700 | $1,816,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 3,246,100 | $1,815,000 | thousands by filing date | put |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 40,800 | $1,814,000 | thousands by filing date | call |
| BROWN FORMAN CORP | 115637100 | CL A | 38,189 | $1,811,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 113,786 | $1,805,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 2,500,000 | $1,796,000 | thousands by filing date | principal |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 592,506 | $1,795,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 102,200 | $1,793,000 | thousands by filing date | put |
| ISHARES U S ETF TR | 46431W580 | INFLATION HEDG | 75,000 | $1,792,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 421,926 | $1,789,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 1,658,000 | $1,781,000 | thousands by filing date | principal |
| LENDINGCLUB CORP | 52603A109 | COM | 676,999 | $1,780,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 40,000 | $1,778,000 | thousands by filing date | put |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 34,200 | $1,777,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 41,999 | $1,775,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 83,327 | $1,768,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 193,936 | $1,768,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 68,200 | $1,766,000 | thousands by filing date | put |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 52,829 | $1,764,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 38,600 | $1,759,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 38,700 | $1,758,000 | thousands by filing date | put |
| GLATFELTER | 377316104 | COM | 180,147 | $1,758,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 153,026 | $1,755,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 58,666 | $1,754,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 10,905 | $1,752,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 108,300 | $1,751,000 | thousands by filing date | call |
| ZENDESK INC | 98936J101 | COM | 30,000 | $1,751,000 | thousands by filing date | call |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 30,300 | $1,745,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 27,793 | $1,745,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 74,100 | $1,744,000 | thousands by filing date | call |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 131,507 | $1,739,000 | thousands by filing date | |
| RH | 74967X103 | COM | 14,500 | $1,737,000 | thousands by filing date | call |
| INTRICON CORP | 46121H109 | COM | 65,722 | $1,734,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 121,706 | $1,728,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 187,401 | $1,726,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 41,001 | $1,723,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 12,700 | $1,723,000 | thousands by filing date | put |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 164,371 | $1,718,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 48,901 | $1,716,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 192,210 | $1,715,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 2,150,000 | $1,715,000 | thousands by filing date | principal |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 63,513 | $1,714,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 399,598 | $1,714,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 89,468 | $1,713,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 64,319 | $1,710,000 | thousands by filing date | call |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 473,538 | $1,709,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 68,652 | $1,707,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 29,945 | $1,700,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 1,861,000 | $1,697,000 | thousands by filing date | principal |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 42,355 | $1,692,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 5,900 | $1,690,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 115,632 | $1,688,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 18,900 | $1,688,000 | thousands by filing date | call |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 72,149 | $1,688,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 52,900 | $1,687,000 | thousands by filing date | put |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 220,448 | $1,687,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 41,938 | $1,683,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 91,577 | $1,683,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 106,300 | $1,680,000 | thousands by filing date | put |
| ISHARES TR | 464288430 | ASIA 50 ETF | 30,257 | $1,673,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 24,194 | $1,670,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 35,479 | $1,668,000 | thousands by filing date | call |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 13,200 | $1,668,000 | thousands by filing date | call |
| BOINGO WIRELESS INC | 09739C102 | COM | 80,999 | $1,666,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 127,313 | $1,663,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 624,869 | $1,662,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 485,960 | $1,657,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 92,400 | $1,653,000 | thousands by filing date | call |
| AG MTG INVT TR INC | 001228105 | COM | 103,737 | $1,653,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 57,000 | $1,652,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554102 | COM | 70,266 | $1,651,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 61,287 | $1,650,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 425,332 | $1,646,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 111,345 | $1,645,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 36,100 | $1,640,000 | thousands by filing date | call |
| CORVEL CORP COM | 221006109 | Stock | 26,549 | $1,639,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 65,081 | $1,638,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 2,300,000 | $1,638,000 | thousands by filing date | principal |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 17,200 | $1,636,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 80,000 | $1,634,000 | thousands by filing date | put |
| MAIN STR CAP CORP | 56035L104 | COM | 48,333 | $1,634,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 42,433 | $1,630,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 5,400 | $1,620,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 454,689 | $1,619,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 30,000 | $1,617,000 | thousands by filing date | put |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 30,000 | $1,617,000 | thousands by filing date | call |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 10,912 | $1,613,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 28,634 | $1,612,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 31,654 | $1,608,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 14,800 | $1,607,000 | thousands by filing date | call |
| PJT PARTNERS INC | 69343T107 | COM CL A | 41,467 | $1,607,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 109,304 | $1,606,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 93,144 | $1,606,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 890,913 | $1,594,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,900 | $1,593,000 | thousands by filing date | call |
| DONNELLEY R R & SONS CO | 257867200 | COM | 402,117 | $1,592,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 1,140,000 | $1,591,000 | thousands by filing date | principal |
| AVX CORP NEW | 002444107 | COM | 104,358 | $1,591,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 64,989 | $1,590,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 26,901 | $1,580,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 209,000 | $1,576,000 | thousands by filing date | put |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 103,157 | $1,572,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 12,900 | $1,569,000 | thousands by filing date | call |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 5,500 | $1,567,000 | thousands by filing date | put |
| Proshares Short S&P | 74347B425 | COM | 50,019 | $1,567,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 40,987 | $1,566,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 150,000 | $1,560,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 115,743 | $1,559,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 306,898 | $1,559,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 10,000 | $1,556,000 | thousands by filing date | put |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 142,410 | $1,552,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 115,803 | $1,542,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 31,794 | $1,541,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 11,300 | $1,539,000 | thousands by filing date | call |
| LORAL SPACE & COM INC | 543881106 | COM | 41,311 | $1,539,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 71,304 | $1,538,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 14,900 | $1,534,000 | thousands by filing date | put |
| GASLOG LTD | G37585109 | SHS | 93,136 | $1,533,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 50,134 | $1,529,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 30,657 | $1,528,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 50,567 | $1,525,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 35,000 | $1,522,000 | thousands by filing date | call |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 34,713 | $1,522,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 39,060 | $1,519,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 50,000 | $1,512,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 293,094 | $1,510,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 342,235 | $1,510,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 160,921 | $1,508,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 128,375 | $1,507,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 264,866 | $1,507,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 72,925 | $1,507,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 16,749 | $1,505,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 115,296 | $1,500,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 53,634 | $1,494,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 223,293 | $1,494,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 18,294 | $1,492,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 203,530 | $1,492,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 46,852 | $1,490,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 150,000 | $1,490,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 151,999 | $1,486,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R100 | SHS CLASS A | 150,000 | $1,485,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 82,900 | $1,482,000 | thousands by filing date | call |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 153,139 | $1,478,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 97,500 | $1,477,000 | thousands by filing date | put |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 51,679 | $1,476,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 26,548 | $1,476,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 150,000 | $1,476,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 57,387 | $1,475,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 150,000 | $1,473,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 150,000 | $1,473,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 23,300 | $1,470,000 | thousands by filing date | call |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 150,000 | $1,470,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 149,998 | $1,462,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 150,000 | $1,462,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 17,725 | $1,461,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 39,830 | $1,461,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 11,458 | $1,458,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 24,143 | $1,456,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 13,300 | $1,456,000 | thousands by filing date | call |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 150,000 | $1,455,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 150,000 | $1,455,000 | thousands by filing date | |
| CHASERG TECHNOLOGY ACQ CORP; TNT ACQ DT: 4/4/2020 | 16166a103 | COM | 150,000 | $1,452,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 64,363 | $1,451,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G109 | CLASS A | 150,000 | $1,450,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 131,130 | $1,449,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 150,000 | $1,448,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 150,000 | $1,448,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 15,000 | $1,447,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,042,737 | $1,446,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 150,000 | $1,445,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 15,242 | $1,443,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 30,200 | $1,443,000 | thousands by filing date | put |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 35,518 | $1,441,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 150,000 | $1,440,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 101,468 | $1,439,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 20,791 | $1,433,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 15,000 | $1,432,000 | thousands by filing date | call |
| CHURCHILL CAP CORP | 17142R103 | COM CL A | 150,000 | $1,432,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 161,472 | $1,429,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 10,137 | $1,428,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 41,914 | $1,425,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 181,978 | $1,421,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 93,965 | $1,420,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 116,106 | $1,418,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 26,400 | $1,416,000 | thousands by filing date | put |
| CUTERA INC | 232109108 | COM | 83,174 | $1,416,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 68,278 | $1,411,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 99,251 | $1,410,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 165,979 | $1,406,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 65,100 | $1,406,000 | thousands by filing date | put |
| BLUE HILLS BANCORP INC | 095573101 | COM | 65,866 | $1,406,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 60,970 | $1,404,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 94,633 | $1,402,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 154,298 | $1,399,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 50,000 | $1,396,000 | thousands by filing date | put |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 81,841 | $1,395,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 225,648 | $1,390,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 24,409 | $1,388,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 50,500 | $1,384,000 | thousands by filing date | call |
| ISHARES TR | 464287713 | US TELECOM ETF | 52,488 | $1,383,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 71,500 | $1,382,000 | thousands by filing date | call |
| LEMAITRE VASCULAR INC | 525558201 | COM | 58,425 | $1,381,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 82,595 | $1,379,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 717,412 | $1,377,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 76,128 | $1,376,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 50,841 | $1,374,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 240,073 | $1,374,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 55,950 | $1,373,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 551,284 | $1,372,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 23,460 | $1,371,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264109 | COM | 185,259 | $1,371,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 140,000 | $1,369,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 120,400 | $1,367,000 | thousands by filing date | call |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 291,271 | $1,366,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 13,300 | $1,365,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 348,248 | $1,365,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 32,275 | $1,365,000 | thousands by filing date | call |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 135,613 | $1,363,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 14,511 | $1,363,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 120,038 | $1,361,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 118,227 | $1,360,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 894,145 | $1,359,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 191,190 | $1,357,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 25,807 | $1,352,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 110,000 | $1,351,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 34,900 | $1,347,000 | thousands by filing date | call |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 30,091 | $1,341,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 53,875 | $1,341,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 89,126 | $1,333,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 20,425 | $1,332,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 242,800 | $1,326,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 363,622 | $1,324,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 226,000 | $1,315,000 | thousands by filing date | put |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 5,300 | $1,314,000 | thousands by filing date | call |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 53,984 | $1,313,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 126,142 | $1,310,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 16,005 | $1,308,000 | thousands by filing date | put |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 34,701 | $1,306,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 50,792 | $1,306,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 34,198 | $1,304,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 39,213 | $1,301,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 155,713 | $1,299,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 1,408,000 | $1,299,000 | thousands by filing date | principal |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 263,054 | $1,294,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 23,900 | $1,292,000 | thousands by filing date | put |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 18,600 | $1,289,000 | thousands by filing date | put |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 18,600 | $1,289,000 | thousands by filing date | call |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 47,653 | $1,287,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 188,997 | $1,282,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 64,128 | $1,279,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 14,200 | $1,279,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 271,010 | $1,279,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 127,775 | $1,275,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 141,800 | $1,265,000 | thousands by filing date | put |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 120,939 | $1,259,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 23,600 | $1,256,000 | thousands by filing date | put |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 125,000 | $1,256,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 13,000 | $1,254,000 | thousands by filing date | call |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 67,900 | $1,254,000 | thousands by filing date | call |
| TEXAS | 882610108 | COMMON STOCK | 2,311 | $1,252,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 100,809 | $1,250,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E208 | UNIT 01/30/2023 | 123,735 | $1,250,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 86,194 | $1,248,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 96,962 | $1,247,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 154,511 | $1,246,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 295,761 | $1,243,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 1,242,989 | $1,243,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 159,716 | $1,242,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 85,000 | $1,240,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 26,600 | $1,240,000 | thousands by filing date | put |
| INVESCO EXCHNG TRAD SLF INDE | 46139W601 | INVT GRAD VALU | 50,000 | $1,239,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 10,000 | $1,236,000 | thousands by filing date | call |
| CARA THERAPEUTICS INC | 140755109 | COM | 94,849 | $1,233,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 88,553 | $1,229,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 10,500 | $1,228,000 | thousands by filing date | put |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 47,600 | $1,227,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 146,455 | $1,227,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 40,000 | $1,226,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 87,247 | $1,225,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 44,004 | $1,224,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 11,900 | $1,223,000 | thousands by filing date | call |
| MODINE MFG CO COM | 607828100 | Stock | 113,050 | $1,222,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 75,400 | $1,219,000 | thousands by filing date | put |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 60,871 | $1,219,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 119,127 | $1,216,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 560,148 | $1,215,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 4,000 | $1,211,000 | thousands by filing date | call |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 98,662 | $1,209,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 49,379 | $1,208,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 10,638 | $1,208,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 87,329 | $1,208,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 1,231,000 | $1,207,000 | thousands by filing date | principal |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 31,639 | $1,203,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 129,270 | $1,203,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 31,736 | $1,200,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 23,700 | $1,196,000 | thousands by filing date | call |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 212,182 | $1,195,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 86,051 | $1,191,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 188,312 | $1,188,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 11,500 | $1,184,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 54,300 | $1,182,000 | thousands by filing date | call |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 7,317 | $1,180,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,134,700 | $1,180,000 | thousands by filing date | put |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 94,420 | $1,171,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 6,200 | $1,166,000 | thousands by filing date | put |
| KEARNY FINL CORP MD | 48716P108 | COM | 90,818 | $1,164,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 40,342 | $1,163,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 149,952 | $1,159,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 47,205 | $1,157,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 103,622 | $1,154,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 38,783 | $1,151,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 60,900 | $1,147,000 | thousands by filing date | put |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 74,300 | $1,146,000 | thousands by filing date | put |
| SUNOPTA INC | 8676EP108 | COM | 293,300 | $1,135,000 | thousands by filing date | call |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 1,170,000 | $1,131,000 | thousands by filing date | principal |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 1,800,000 | $1,128,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 183,379 | $1,126,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 7,200 | $1,120,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249607 | COM | 355,526 | $1,120,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 55,041 | $1,118,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 114,659 | $1,118,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 67,677 | $1,116,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 35,700 | $1,114,000 | thousands by filing date | call |
| RADNET INC | 750491102 | COM | 109,570 | $1,114,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 830,854 | $1,113,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 10,771 | $1,110,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 38,699 | $1,110,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 630,755 | $1,110,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 140,239 | $1,108,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 17,830 | $1,104,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 19,702 | $1,097,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 10,000 | $1,091,000 | thousands by filing date | call |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 124,943 | $1,085,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 20,000 | $1,081,000 | thousands by filing date | put |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 962,000 | $1,081,000 | thousands by filing date | principal |
| JERNIGAN CAP INC | 476405105 | COM | 54,351 | $1,077,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 18,000 | $1,074,000 | thousands by filing date | call |
| AUTONATION INC COM | 05329W102 | Stock | 30,000 | $1,071,000 | thousands by filing date | put |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 6,800 | $1,071,000 | thousands by filing date | put |
| CRH MEDICAL CORP | 12626F105 | COM | 350,996 | $1,071,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 29,456 | $1,070,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 169,187 | $1,069,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 31,917 | $1,069,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 8,303 | $1,067,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 10,900 | $1,066,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 12,800 | $1,064,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 205,800 | $1,064,000 | thousands by filing date | call |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 97,601 | $1,063,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 20,063 | $1,062,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 80,446 | $1,060,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 217,703 | $1,058,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 142,735 | $1,057,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 31,440 | $1,057,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 10,000 | $1,057,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137Y203 | WILSHIRE REIT | 24,635 | $1,057,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 44,390 | $1,056,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 323,397 | $1,054,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 49,565 | $1,053,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 61,800 | $1,052,000 | thousands by filing date | put |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 67,711 | $1,052,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 81,393 | $1,052,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 297 | $1,051,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 212,476 | $1,051,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 93,583 | $1,050,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 23,000 | $1,048,000 | thousands by filing date | call |
| DIGI INTL INC | 253798102 | COM | 103,722 | $1,047,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 54,850 | $1,047,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 25,301 | $1,044,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 7,900 | $1,044,000 | thousands by filing date | put |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 10,000 | $1,039,000 | thousands by filing date | call |
| ONESPAN INC | 68287N100 | COM | 79,991 | $1,036,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 16,400 | $1,035,000 | thousands by filing date | put |
| OTTER TAIL CORP | 689648103 | COM | 20,839 | $1,034,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 204,005 | $1,034,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 21,400 | $1,033,000 | thousands by filing date | put |
| WILLSCOT CORP | 971375126 | COM | 109,609 | $1,033,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 108,020 | $1,030,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 43,740 | $1,024,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 46,088 | $1,023,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 166,080 | $1,023,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 93,259 | $1,022,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 814 | $1,020,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 57,445 | $1,019,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 553,644 | $1,018,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 14,211 | $1,016,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 163,749 | $1,008,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 38,107 | $1,005,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 30,100 | $1,004,000 | thousands by filing date | call |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 100,000 | $999,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 33,552 | $996,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 35,271 | $995,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 449,687 | $994,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 342,531 | $993,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 214,425 | $993,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 13,600 | $992,000 | thousands by filing date | put |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 63,994 | $992,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 55,191 | $992,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 67,715 | $988,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 42,093 | $988,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 412,468 | $982,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 35,181 | $982,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P108 | COM CL A | 100,000 | $980,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 85,929 | $979,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 35,468 | $978,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 31,333 | $976,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 12,000 | $972,000 | thousands by filing date | put |
| AMPHENOL CORP NEW | 032095101 | COM | 12,000 | $972,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 578,025 | $971,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 27,200 | $971,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 23,554 | $965,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 165,010 | $964,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 72,098 | $963,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 38,500 | $961,000 | thousands by filing date | put |
| IHS MARKIT LTD | G47567105 | SHS | 20,000 | $959,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 59,102 | $957,000 | thousands by filing date | put |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 669,000 | $950,000 | thousands by filing date | principal |
| TRUBRIDGE INC | 205306103 | COM | 37,810 | $949,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 65,903 | $949,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 3,085 | $940,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 45,832 | $936,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 75,895 | $935,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-19-000207 | this filing | 2019-02-14 | acceptance time not in the bulk data set |