13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 5,549 holding rows worth $387,284,497,000.
- Accession
- 0000769993-18-000556
- Filer
- CIK 886982
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 10,244 entries on the cover page, a total value of $387,284,497,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $387,284,497,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 28,923 | $1,094,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 41,848 | $1,093,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 60,275 | $1,093,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 25,000 | $1,092,000 | thousands by filing date | put |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 123,625 | $1,092,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 16,357 | $1,090,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 75,691 | $1,090,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 45,500 | $1,088,000 | thousands by filing date | put |
| THOR INDS INC | 885160101 | COM | 13,000 | $1,088,000 | thousands by filing date | put |
| ATHENEX INC | 04685N103 | COM | 69,994 | $1,088,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 17,386 | $1,087,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 15,900 | $1,086,000 | thousands by filing date | call |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 39,296 | $1,081,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 223,012 | $1,077,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 123,888 | $1,077,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 83,065 | $1,076,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 51,488 | $1,076,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 50,000 | $1,074,000 | thousands by filing date | call |
| EVERI HLDGS INC | 30034T103 | COM | 116,942 | $1,072,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 21,400 | $1,067,000 | thousands by filing date | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 6,500 | $1,063,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 11,700 | $1,061,000 | thousands by filing date | put |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 22,992 | $1,060,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 185,853 | $1,060,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 460,558 | $1,059,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 22,458 | $1,057,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 84,900 | $1,056,000 | thousands by filing date | call |
| CME Group Inc. Class A | 12572Q105 | COM | 6,200 | $1,055,000 | thousands by filing date | put |
| ORION S.A. | L72967109 | COM | 32,740 | $1,051,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 17,300 | $1,049,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 21,300 | $1,048,000 | thousands by filing date | put |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 120,756 | $1,048,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 39,076 | $1,047,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 45,518 | $1,047,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 14,600 | $1,046,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 94,477 | $1,044,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 29,119 | $1,044,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 51,122 | $1,043,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 9,323 | $1,039,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 41,643 | $1,034,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 65,296 | $1,032,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 21,200 | $1,029,000 | thousands by filing date | put |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 244,370 | $1,029,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 20,000 | $1,026,000 | thousands by filing date | put |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 13,463 | $1,025,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 14,190 | $1,025,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 82,435 | $1,024,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 222,006 | $1,022,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 30,100 | $1,018,000 | thousands by filing date | put |
| SEABOARD CORP DEL | 811543107 | COM | 274 | $1,017,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 7,300 | $1,015,000 | thousands by filing date | put |
| RESTORBIO INC | 76133L103 | COM | 66,880 | $1,013,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 16,100 | $1,012,000 | thousands by filing date | put |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 12,314 | $1,010,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 34,697 | $1,009,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 74,451 | $1,004,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 27,839 | $1,003,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 152,234 | $997,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 22,111 | $997,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 26,786 | $993,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 15,214 | $991,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 14,100 | $988,000 | thousands by filing date | put |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 30,617 | $988,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 428,895 | $987,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 171,077 | $986,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 168,439 | $985,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 26,087 | $984,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 61,000 | $983,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 10,300 | $978,000 | thousands by filing date | call |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 30,000 | $974,000 | thousands by filing date | call |
| DERMIRA INC | 24983L104 | COM | 89,252 | $973,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 9,800 | $971,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 130,822 | $971,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 57,372 | $968,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 56,200 | $963,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 55,097 | $960,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 99,780 | $960,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 21,851 | $956,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 20,100 | $955,000 | thousands by filing date | call |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 121,401 | $955,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 39,866 | $951,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 76,652 | $951,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 22,918 | $950,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 86,123 | $945,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 147,755 | $944,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 112,877 | $943,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 48,003 | $942,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 19,458 | $937,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 198,921 | $935,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 121,887 | $935,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 16,336 | $932,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 669,000 | $932,000 | thousands by filing date | principal |
| POWELL INDS INC | 739128106 | COM | 25,676 | $931,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 4,500 | $930,000 | thousands by filing date | call |
| SUNTRUST BANKS INC | 867914103 | COM | 13,900 | $928,000 | thousands by filing date | put |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 40,000 | $926,000 | thousands by filing date | put |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 51,636 | $924,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 25,753 | $919,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 27,000 | $917,000 | thousands by filing date | put |
| F5 INC COM | 315616102 | Stock | 4,600 | $917,000 | thousands by filing date | call |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 780,000 | $916,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 8,243 | $913,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 10,750 | $912,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 24,809 | $912,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 32,444 | $901,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 89,279 | $901,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 100,300 | $900,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 31,100 | $897,000 | thousands by filing date | put |
| PVH CORPORATION COM | 693656100 | Stock | 6,200 | $895,000 | thousands by filing date | put |
| CHEFS WHSE INC | 163086101 | COM | 24,540 | $892,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 124,805 | $892,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 160,415 | $892,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 14,450 | $889,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 203,496 | $885,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 38,078 | $883,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 155,100 | $881,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 16,227 | $879,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 212,928 | $878,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 5,489 | $877,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 57,400 | $876,000 | thousands by filing date | put |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3,100 | $875,000 | thousands by filing date | put |
| ACHAOGEN INC | 004449104 | COM | 219,375 | $875,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 87,694 | $873,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 59,666 | $873,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 15,580 | $870,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 39,433 | $868,000 | thousands by filing date | put |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 22,800 | $868,000 | thousands by filing date | call |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 80,000 | $862,000 | thousands by filing date | put |
| ELLIS PERRY INTL INC | 288853104 | COM | 31,484 | $860,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 29,365 | $858,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 21,188 | $858,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 91,665 | $857,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 90,592 | $856,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 19,600 | $856,000 | thousands by filing date | call |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 74,982 | $856,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 616,003 | $856,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 173,037 | $856,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 75,000 | $855,000 | thousands by filing date | put |
| AUTOZONE INC COM | 053332102 | Stock | 1,100 | $853,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 13,500 | $851,000 | thousands by filing date | put |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 13,121 | $846,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 168,609 | $845,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 19,500 | $845,000 | thousands by filing date | call |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 93,426 | $844,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 21,010 | $838,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 56,696 | $837,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 39,105 | $836,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 877,000 | $836,000 | thousands by filing date | principal |
| Xunlei Ltd-Adr | 98419E108 | COM | 115,006 | $835,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 58,738 | $835,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 37,077 | $834,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 141,585 | $833,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 49,507 | $832,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 9,050 | $829,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 5,100 | $829,000 | thousands by filing date | put |
| MOMO INC | 60879B107 | ADR | 18,900 | $828,000 | thousands by filing date | put |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 57,465 | $827,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 31,200 | $825,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 709,000 | $822,000 | thousands by filing date | principal |
| COMERICAINC | 200340107 | COM | 9,100 | $821,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 48,721 | $819,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 108,382 | $818,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 26,000 | $817,000 | thousands by filing date | put |
| MINDBODY INC | 60255W105 | COM CL A | 20,000 | $813,000 | thousands by filing date | call |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 56,173 | $812,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 12,771 | $811,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 11,600 | $811,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 58,100 | $810,000 | thousands by filing date | call |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 71,635 | $809,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 24,600 | $806,000 | thousands by filing date | put |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 31,128 | $803,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 210,006 | $802,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 31,600 | $801,000 | thousands by filing date | put |
| REVLON INC | 761525609 | OPT | 35,894 | $800,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 21,747 | $800,000 | thousands by filing date | put |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 3,888 | $797,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 30,200 | $794,000 | thousands by filing date | put |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 5,076 | $792,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 25,891 | $792,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 46,000 | $792,000 | thousands by filing date | call |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 135,778 | $788,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 21,109 | $784,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 24,100 | $783,000 | thousands by filing date | call |
| TWO RIV BANCORP | 90207C105 | COMMON | 45,120 | $782,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 181,033 | $780,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 27,555 | $779,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 796,000 | $779,000 | thousands by filing date | principal |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 45,998 | $777,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L100 | SHS CL A | 79,099 | $777,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 5,917 | $776,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 215,653 | $776,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 13,600 | $774,000 | thousands by filing date | call |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 41,812 | $772,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 71,076 | $770,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 26,391 | $769,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 11,000 | $768,000 | thousands by filing date | put |
| FORTERRA INC | 34960W106 | COM | 102,758 | $767,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 28,337 | $761,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 96,204 | $760,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 7,038 | $756,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 11,343 | $751,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 15,155 | $750,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 21,115 | $746,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 52,018 | $745,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 39,788 | $741,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 20,700 | $740,000 | thousands by filing date | call |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 31,372 | $739,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 42,954 | $737,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 5,000 | $736,000 | thousands by filing date | put |
| AIRCASTLE LTD | G0129K104 | COM | 33,602 | $736,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 102,613 | $734,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 31,949 | $733,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 59,511 | $732,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 25,327 | $731,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 3,200 | $728,000 | thousands by filing date | put |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 65,508 | $726,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 17,015 | $725,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 58,200 | $724,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 8,700 | $724,000 | thousands by filing date | call |
| QAD INC-A | 74727D306 | CL A | 12,764 | $723,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 31,371 | $722,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 91,610 | $722,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 136,272 | $722,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 7,900 | $718,000 | thousands by filing date | put |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 717,000 | $718,000 | thousands by filing date | principal |
| VANECK RUSSIA ETF | 92189F403 | ETF | 33,200 | $716,000 | thousands by filing date | call |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 10,500 | $715,000 | thousands by filing date | put |
| PETIQ INC | 71639T106 | COMMON STOCK | 18,182 | $715,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 51,258 | $715,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 45,375 | $713,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 100,000 | $713,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 476,948 | $706,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 79,616 | $704,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 331,794 | $704,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 20,000 | $703,000 | thousands by filing date | call |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 31,819 | $702,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 13,700 | $699,000 | thousands by filing date | call |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 53,682 | $699,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 12,000 | $695,000 | thousands by filing date | put |
| STOCK YDS BANCORP INC | 861025104 | COM | 19,163 | $695,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 28,800 | $694,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311206 | CL C | 35,600 | $693,000 | thousands by filing date | put |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 79,793 | $692,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 106,556 | $692,000 | thousands by filing date | put |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 54,043 | $692,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 22,000 | $691,000 | thousands by filing date | call |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 41,073 | $691,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 33,403 | $687,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 13,812 | $686,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 99,864 | $682,000 | thousands by filing date | |
| DBX ETF TR | 233051499 | XTRACK FTSE EMRG | 26,872 | $677,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,300 | $676,000 | thousands by filing date | put |
| KEYW HLDG CORP | 493723100 | COM | 78,052 | $676,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 43,796 | $672,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 28,611 | $672,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 15,401 | $671,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 7,500 | $671,000 | thousands by filing date | call |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 12,400 | $670,000 | thousands by filing date | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 58,800 | $669,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 53,181 | $667,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 16,349 | $667,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 12,550 | $666,000 | thousands by filing date | put |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 21,268 | $665,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 30,725 | $665,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 7,898 | $663,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 174,397 | $663,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 101,738 | $661,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 20,379 | $658,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 68,066 | $657,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 30,294 | $657,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 371,440 | $654,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,900 | $653,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 66,656 | $652,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 27,570 | $652,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 14,700 | $650,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 57,100 | $650,000 | thousands by filing date | put |
| DILLARDS INC CL A | 254067101 | Stock | 8,500 | $649,000 | thousands by filing date | call |
| NN INC | 629337106 | COM | 41,545 | $648,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 40,629 | $648,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X420 | GLBL HGD SMLCP | 24,642 | $647,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 27,500 | $646,000 | thousands by filing date | call |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 133,078 | $645,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 8,800 | $644,000 | thousands by filing date | put |
| TILRAY INC | 88688T100 | COM CL 2 | 4,483 | $644,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 32,917 | $644,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 54,998 | $643,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 9,900 | $642,000 | thousands by filing date | call |
| PARK NATL CORP COM | 700658107 | Stock | 6,070 | $641,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 88,169 | $640,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 50,633 | $639,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 26,613 | $639,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 36,426 | $637,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 28,796 | $634,000 | thousands by filing date | call |
| PROSHARES TR | 74347B391 | CMN | 12,748 | $634,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 12,700 | $633,000 | thousands by filing date | call |
| AGILYSYS INC | 00847J105 | COM | 38,836 | $633,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 100,100 | $633,000 | thousands by filing date | put |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 53,100 | $632,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 17,245 | $630,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 792,427 | $628,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 34,000 | $628,000 | thousands by filing date | put |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 25,000 | $627,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 51,406 | $627,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 39,886 | $623,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 16,600 | $621,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551100 | COM | 45,992 | $621,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 37,800 | $617,000 | thousands by filing date | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 20,000 | $615,000 | thousands by filing date | call |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 36,079 | $615,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 51,851 | $614,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 16,000 | $613,000 | thousands by filing date | call |
| SERES THERAPEUTICS INC | 81750R102 | COM | 80,796 | $613,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 11,227 | $612,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 212,236 | $611,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 17,181 | $611,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 49,364 | $610,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,800 | $609,000 | thousands by filing date | put |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 9,681 | $609,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 19,181 | $609,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 214,323 | $609,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 26,100 | $608,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 10,200 | $607,000 | thousands by filing date | put |
| HORIZON BANCORP IND | 440407104 | COM | 30,743 | $607,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 10,400 | $606,000 | thousands by filing date | call |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 30,020 | $606,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 13,645 | $605,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 11,093 | $604,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 61,121 | $603,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 15,700 | $602,000 | thousands by filing date | put |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 16,175 | $602,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 83,273 | $600,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 47,003 | $598,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 18,641 | $598,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 10,818 | $598,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 36,045 | $597,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 53,900 | $596,000 | thousands by filing date | put |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 22,700 | $593,000 | thousands by filing date | put |
| FS KKR CAPITAL CORP | 302635107 | COM | 83,879 | $591,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 36,106 | $590,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 121,587 | $590,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 23,200 | $588,000 | thousands by filing date | call |
| AGENUS INC | 00847G705 | COM NEW | 274,986 | $588,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 108,857 | $588,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 25,200 | $587,000 | thousands by filing date | put |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 12,088 | $587,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 15,175 | $586,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 29,372 | $584,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 49,715 | $582,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 5,166 | $581,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 3,700 | $578,000 | thousands by filing date | put |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 12,234 | $578,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 22,608 | $577,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 7,700 | $575,000 | thousands by filing date | call |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 85,669 | $574,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 10,670 | $573,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 77,945 | $573,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 6,493 | $571,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 211,321 | $571,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 6,500 | $569,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 54,189 | $569,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 5,100 | $568,000 | thousands by filing date | put |
| AVALARA INC | 05338G106 | COM | 16,251 | $568,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 11,700 | $567,000 | thousands by filing date | put |
| MESA AIR GROUP INC | 590479135 | COM NEW | 40,912 | $567,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 22,700 | $564,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 203,918 | $563,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 9,141 | $559,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 3,900 | $558,000 | thousands by filing date | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,400 | $556,000 | thousands by filing date | call |
| SCORPIO BULKERS INC | Y7546A122 | COM | 76,665 | $556,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,100 | $548,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887109 | COM | 2,100 | $548,000 | thousands by filing date | call |
| LIMONEIRA CO | 532746104 | COM | 20,928 | $546,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 105,000 | $545,000 | thousands by filing date | put |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 50,100 | $545,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 15,008 | $543,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 16,659 | $543,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 5,441 | $542,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 21,800 | $541,000 | thousands by filing date | call |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 144,654 | $540,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 30,900 | $539,000 | thousands by filing date | put |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 22,987 | $539,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 15,971 | $538,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 17,000 | $538,000 | thousands by filing date | put |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 502,836 | $538,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 66,399 | $537,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 8,856 | $534,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 4,500 | $534,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 7,300 | $534,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 74,100 | $534,000 | thousands by filing date | call |
| NEOPHOTONICS CORP | 64051T100 | COM | 64,335 | $534,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 25,000 | $532,000 | thousands by filing date | call |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 52,153 | $532,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 58,655 | $531,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 31,063 | $529,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 136,096 | $529,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 16,793 | $528,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 4,470 | $527,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 7,308 | $527,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 11,200 | $526,000 | thousands by filing date | put |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 141,836 | $526,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 4,743 | $525,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 190,920 | $525,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 31,012 | $524,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,300 | $523,000 | thousands by filing date | call |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 20,572 | $522,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 18,750 | $521,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 15,800 | $518,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 29,200 | $518,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 5,700 | $518,000 | thousands by filing date | call |
| QUOTIENT LTD | G73268107 | SHS | 68,469 | $517,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 7,758 | $517,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 19,800 | $510,000 | thousands by filing date | put |
| CIENA CORP COM NEW | 171779309 | Stock | 16,300 | $509,000 | thousands by filing date | put |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 67,128 | $507,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 7,542 | $506,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 90,132 | $506,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 21,193 | $506,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 70,624 | $503,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 12,255 | $502,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 9,213 | $502,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 34,578 | $502,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 16,845 | $500,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 23,983 | $500,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 124,700 | $498,000 | thousands by filing date | call |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 8,969 | $496,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 69,596 | $496,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 16,046 | $495,000 | thousands by filing date | put |
| OTONOMY INC | 68906L105 | COM | 180,000 | $495,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 100,600 | $493,000 | thousands by filing date | put |
| BRIDGE BANCORP INC | 108035106 | COM | 14,848 | $493,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 29,638 | $493,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 533 | $491,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 39,852 | $490,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 17,038 | $490,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 89,772 | $489,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 25,354 | $489,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 62,223 | $487,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 43,988 | $486,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 101,910 | $484,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 5,600 | $483,000 | thousands by filing date | put |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 13,000 | $483,000 | thousands by filing date | call |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 29,749 | $483,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 12,000 | $482,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 200,697 | $482,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 45,271 | $479,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 20,418 | $477,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 20,000 | $476,000 | thousands by filing date | put |
| ZSCALERINC | 98980G102 | STOK | 11,638 | $475,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 7,905 | $474,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 23,363 | $472,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 247,108 | $472,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 15,785 | $472,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,900 | $471,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 87,793 | $469,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 282,021 | $468,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 79,300 | $466,000 | thousands by filing date | call |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 148,002 | $466,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 35,314 | $465,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 11,911 | $463,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 105,285 | $463,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 75,698 | $461,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 11,898 | $461,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 41,411 | $460,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 7,900 | $459,000 | thousands by filing date | put |
| SP PLUS CORP | 78469C103 | COM | 12,567 | $459,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 21,028 | $457,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 13,445 | $456,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 9,763 | $454,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 213,358 | $452,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,000 | $451,000 | thousands by filing date | put |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 33,588 | $451,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 7,750 | $451,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 92,100 | $451,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 12,550 | $451,000 | thousands by filing date | call |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 48,434 | $451,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 91,244 | $451,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 24,866 | $450,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 24,687 | $450,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 214,008 | $450,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 53,209 | $450,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,700 | $449,000 | thousands by filing date | call |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 4,142 | $449,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 10,726 | $449,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 15,000 | $449,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 4,000 | $448,000 | thousands by filing date | put |
| MIDDLESEX WTR CO | 596680108 | COM | 9,218 | $446,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 6,500 | $443,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 168,529 | $443,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 49,659 | $442,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 14,100 | $440,000 | thousands by filing date | call |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 19,546 | $440,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 4,000 | $435,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 5,423 | $435,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 7,236 | $433,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 57,497 | $430,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 15,020 | $430,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 22,210 | $430,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 28,818 | $428,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 10,000 | $427,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-18-000556 | this filing | 2018-11-14 | acceptance time not in the bulk data set |