13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 5,549 holding rows worth $387,284,497,000.
- Accession
- 0000769993-18-000556
- Filer
- CIK 886982
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 10,244 entries on the cover page, a total value of $387,284,497,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $387,284,497,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CRITEO S A SPONS ADS | 226718104 | ADR | 100,592 | $2,308,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 34,000 | $2,305,000 | thousands by filing date | call |
| PROVIDENCE SVC CORP | 743815102 | COM | 34,198 | $2,301,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 7,400 | $2,300,000 | thousands by filing date | call |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 93,100 | $2,296,000 | thousands by filing date | put |
| QUINSTREET INC | 74874Q100 | COM | 169,148 | $2,295,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 165,854 | $2,294,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 886,987 | $2,289,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 200,400 | $2,285,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 130,122 | $2,284,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 139,997 | $2,282,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 20,500 | $2,280,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L104 | COM | 59,134 | $2,277,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 77,896 | $2,276,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 386,983 | $2,275,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 69,169 | $2,270,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 50,240 | $2,264,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 502,750 | $2,262,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 121,550 | $2,254,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 322,334 | $2,250,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 7,091 | $2,238,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 97,416 | $2,236,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 222,475 | $2,235,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 103,930 | $2,232,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 87,565 | $2,223,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 17,125 | $2,220,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 41,900 | $2,214,000 | thousands by filing date | put |
| TECHTARGET INC | 87874R100 | COM | 113,899 | $2,212,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 380,902 | $2,210,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 122,094 | $2,203,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 49,650 | $2,202,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 122,357 | $2,202,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 50,598 | $2,201,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 34,400 | $2,200,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 72,513 | $2,194,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 174,638 | $2,192,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 33,494 | $2,189,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 89,639 | $2,188,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 22,199 | $2,182,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 16,800 | $2,180,000 | thousands by filing date | put |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 16,800 | $2,180,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 68,484 | $2,178,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 57,600 | $2,174,000 | thousands by filing date | put |
| DENTSPLY SIRONA INC | 24906P109 | COM | 57,600 | $2,174,000 | thousands by filing date | call |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 192,536 | $2,166,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 11,926 | $2,163,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 29,200 | $2,162,000 | thousands by filing date | put |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 127,318 | $2,158,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 359,453 | $2,157,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 319,366 | $2,150,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 86,900 | $2,132,000 | thousands by filing date | put |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 3,500 | $2,131,000 | thousands by filing date | put |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 3,500 | $2,131,000 | thousands by filing date | call |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 67,863 | $2,131,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 72,320 | $2,131,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 70,600 | $2,130,000 | thousands by filing date | put |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 20,036 | $2,130,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 233,532 | $2,130,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W580 | INFLATION HEDG | 85,000 | $2,129,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 436,324 | $2,129,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 30,700 | $2,127,000 | thousands by filing date | put |
| CASELLA WASTE SYS INC | 147448104 | CL A | 68,486 | $2,127,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 73,627 | $2,127,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 40,537 | $2,123,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 378,311 | $2,119,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 108,300 | $2,108,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 10,200 | $2,108,000 | thousands by filing date | put |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,002,721 | $2,106,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 169,888 | $2,105,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 10,800 | $2,103,000 | thousands by filing date | put |
| WATERS CORP COM | 941848103 | Stock | 10,800 | $2,103,000 | thousands by filing date | call |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 39,569 | $2,099,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D373 | VELOCITY SHS 3X | 112,000 | $2,098,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 10,700 | $2,093,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 26,347 | $2,091,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 28,560 | $2,089,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 75,347 | $2,087,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 89,552 | $2,082,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 59,400 | $2,080,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 54,152 | $2,075,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 97,171 | $2,072,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 83,370 | $2,072,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 74,100 | $2,069,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 97,500 | $2,067,000 | thousands by filing date | put |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 16,117 | $2,066,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 286,417 | $2,062,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 2,049,000 | $2,061,000 | thousands by filing date | principal |
| SUN HYDRAULICS CORP | 866942105 | COM | 37,582 | $2,059,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 26,700 | $2,058,000 | thousands by filing date | call |
| SEASPAN CORP | Y75638109 | SHS | 246,983 | $2,057,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 113,374 | $2,052,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 48,750 | $2,051,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 168,747 | $2,047,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 217,813 | $2,047,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 51,024 | $2,044,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 121,067 | $2,042,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 37,400 | $2,040,000 | thousands by filing date | put |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 40,800 | $2,038,000 | thousands by filing date | call |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 125,241 | $2,035,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 22,524 | $2,035,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 86,164 | $2,021,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 78,017 | $2,020,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 2,000,000 | $2,017,000 | thousands by filing date | principal |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 705,825 | $2,011,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 119,911 | $2,005,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 11,112 | $2,003,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 40,000 | $1,998,000 | thousands by filing date | put |
| BROWN FORMAN CORP | 115637100 | CL A | 39,227 | $1,993,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 24,381 | $1,993,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 134,924 | $1,992,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 39,000 | $1,992,000 | thousands by filing date | put |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 317,741 | $1,992,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 363,453 | $1,991,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 70,000 | $1,989,000 | thousands by filing date | call |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 73,028 | $1,986,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 268,607 | $1,985,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 62,500 | $1,979,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 83,269 | $1,978,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 42,872 | $1,977,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 48,819 | $1,972,000 | thousands by filing date | call |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 20,700 | $1,967,000 | thousands by filing date | put |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 37,905 | $1,965,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 376,529 | $1,962,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 18,650 | $1,961,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 434,904 | $1,957,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 78,779 | $1,953,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 121,627 | $1,952,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 108,284 | $1,949,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 10,497 | $1,948,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 9,500 | $1,947,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 46,924 | $1,943,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 51,734 | $1,943,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 164,171 | $1,941,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 31,011 | $1,936,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 4,100 | $1,932,000 | thousands by filing date | call |
| GTT COMMUNICATIONS INC | 362393100 | COM | 44,500 | $1,931,000 | thousands by filing date | put |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 62,335 | $1,925,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 26,630 | $1,922,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 50,000 | $1,922,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 50,458 | $1,916,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 39,384 | $1,912,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 32,275 | $1,907,000 | thousands by filing date | call |
| SECOO HLDG LTD | 81367P101 | ADR | 149,863 | $1,903,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 336,000 | $1,901,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 118,165 | $1,900,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 100,000 | $1,899,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 261,813 | $1,898,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 19,700 | $1,893,000 | thousands by filing date | call |
| ZAFGEN INC | 98885E103 | COM | 161,548 | $1,889,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 243,051 | $1,886,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 48,400 | $1,883,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,704 | $1,879,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 187,145 | $1,875,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 183,552 | $1,865,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 46,988 | $1,858,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 92,759 | $1,857,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 57,700 | $1,854,000 | thousands by filing date | call |
| SONIC CORP | 835451105 | COM | 42,600 | $1,846,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 40,000 | $1,840,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 374,311 | $1,834,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 13,400 | $1,825,000 | thousands by filing date | put |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 104,739 | $1,824,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 16,100 | $1,824,000 | thousands by filing date | put |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 37,500 | $1,822,000 | thousands by filing date | put |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 23,400 | $1,821,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 18,700 | $1,816,000 | thousands by filing date | call |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 157,081 | $1,814,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 24,702 | $1,813,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 66,017 | $1,812,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 246,885 | $1,810,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 109,042 | $1,810,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 112,456 | $1,804,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 85,200 | $1,802,000 | thousands by filing date | call |
| KADANT INC | 48282T104 | COM | 16,696 | $1,801,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 121,105 | $1,801,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 93,515 | $1,800,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 51,963 | $1,798,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 16,500 | $1,793,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 16,500 | $1,793,000 | thousands by filing date | call |
| CAREDX INC | 14167L103 | COM | 62,126 | $1,793,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 5,500 | $1,792,000 | thousands by filing date | put |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 36,900 | $1,791,000 | thousands by filing date | put |
| CHILDRENS PL INC NEW | 168905107 | COM | 14,000 | $1,789,000 | thousands by filing date | call |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 27,000 | $1,788,000 | thousands by filing date | put |
| DOCUSIGN INC COM | 256163106 | Stock | 34,004 | $1,787,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 396,219 | $1,783,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 235,552 | $1,783,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 139,917 | $1,782,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 53,340 | $1,779,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 16,743 | $1,775,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 58,624 | $1,772,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 118,814 | $1,763,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 89,480 | $1,758,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 14,900 | $1,757,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 675,324 | $1,755,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 181,235 | $1,753,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 175,274 | $1,751,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 87,341 | $1,749,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 11,500 | $1,745,000 | thousands by filing date | call |
| MOMO INC | 60879B107 | ADR | 39,600 | $1,734,000 | thousands by filing date | call |
| CREDIT SUISSE AG NASSAU BRH | 22539T217 | VLCTYSHS 3X S&P | 24,567 | $1,732,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 71,693 | $1,727,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 20,600 | $1,726,000 | thousands by filing date | put |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 96,602 | $1,722,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 42,611 | $1,721,000 | thousands by filing date | put |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 292,976 | $1,717,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 15,000 | $1,699,000 | thousands by filing date | call |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 1,800,000 | $1,695,000 | thousands by filing date | principal |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 59,622 | $1,694,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 52,700 | $1,694,000 | thousands by filing date | put |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 104,516 | $1,693,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 20,000 | $1,692,000 | thousands by filing date | put |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 147,894 | $1,690,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 86,568 | $1,687,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 30,800 | $1,680,000 | thousands by filing date | call |
| LENNAR CORP CL A | 526057104 | Stock | 35,900 | $1,676,000 | thousands by filing date | call |
| GTT COMMUNICATIONS INC | 362393100 | COM | 38,598 | $1,675,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 297,212 | $1,673,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 50,935 | $1,672,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 14,200 | $1,671,000 | thousands by filing date | call |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 8,277 | $1,670,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 91,713 | $1,668,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 45,796 | $1,667,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 92,058 | $1,665,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 3,700 | $1,664,000 | thousands by filing date | put |
| ABIOMED INC | 003654100 | COM | 3,700 | $1,664,000 | thousands by filing date | call |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 1,700,000 | $1,663,000 | thousands by filing date | principal |
| FIRST BUSEY CORP | 319383204 | COM NEW | 53,350 | $1,657,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 34,900 | $1,653,000 | thousands by filing date | call |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 27,500 | $1,649,000 | thousands by filing date | put |
| WW GRAINGER INC COM | 384802104 | Stock | 4,600 | $1,644,000 | thousands by filing date | put |
| PARSLEY ENERGY INC | 701877102 | CL A | 56,200 | $1,644,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 160,150 | $1,642,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 228,695 | $1,642,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 46,833 | $1,640,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 76,059 | $1,639,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 47,500 | $1,638,000 | thousands by filing date | call |
| RMR GROUP INC | 74967R106 | CL A | 17,629 | $1,636,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 50,100 | $1,630,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 117,937 | $1,628,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 99,677 | $1,623,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 84,518 | $1,610,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 22,800 | $1,608,000 | thousands by filing date | put |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 53,259 | $1,604,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 106,092 | $1,597,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 53,680 | $1,596,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 95,020 | $1,590,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 148,325 | $1,586,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 13,000 | $1,585,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 11,100 | $1,579,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 57,674 | $1,572,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 73,749 | $1,567,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 44,500 | $1,566,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 75,400 | $1,565,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 108,700 | $1,563,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109108 | COM | 83,139 | $1,563,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 5,300 | $1,562,000 | thousands by filing date | call |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 34,563 | $1,560,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 100,754 | $1,560,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 53,581 | $1,559,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 158,159 | $1,558,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 10,525 | $1,555,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 85,256 | $1,550,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 106,530 | $1,548,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 10,600 | $1,547,000 | thousands by filing date | put |
| CORPORATE CAP TR INC | 219880101 | COM | 101,261 | $1,545,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 365,199 | $1,541,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 28,321 | $1,538,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 130,848 | $1,520,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 319,777 | $1,519,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 281,247 | $1,519,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 915,200 | $1,519,000 | thousands by filing date | put |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 40,000 | $1,516,000 | thousands by filing date | put |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 40,000 | $1,516,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 242,800 | $1,515,000 | thousands by filing date | call |
| COHERENT INC | 192479103 | COM | 8,800 | $1,515,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 55,274 | $1,513,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 54,300 | $1,510,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 776,765 | $1,507,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 33,100 | $1,506,000 | thousands by filing date | put |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 33,100 | $1,506,000 | thousands by filing date | call |
| HAMILTON LANE INC | 407497106 | CL A | 33,962 | $1,504,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 23,500 | $1,503,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 21,400 | $1,502,000 | thousands by filing date | put |
| MGE ENERGY INC | 55277P104 | COM | 23,527 | $1,502,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 72,062 | $1,501,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 16,445 | $1,497,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 20,800 | $1,497,000 | thousands by filing date | put |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 250,160 | $1,496,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 51,603 | $1,493,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 147,626 | $1,488,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 53,634 | $1,486,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 32,615 | $1,482,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 13,300 | $1,478,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 226,000 | $1,478,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 197,619 | $1,472,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 10,800 | $1,471,000 | thousands by filing date | call |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 4,000 | $1,470,000 | thousands by filing date | call |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 33,469 | $1,469,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 138,260 | $1,465,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 88,196 | $1,464,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 12,800 | $1,464,000 | thousands by filing date | put |
| STERIS PLC | G84720104 | SHS USD | 12,800 | $1,464,000 | thousands by filing date | call |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 57,538 | $1,463,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 48,500 | $1,463,000 | thousands by filing date | call |
| V2X INC | 92242T101 | COM | 46,892 | $1,463,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 149,998 | $1,462,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 67,468 | $1,461,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 67,242 | $1,459,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 19,500 | $1,454,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 369,031 | $1,454,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 23,700 | $1,445,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 23,700 | $1,445,000 | thousands by filing date | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 26,764 | $1,437,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 78,700 | $1,436,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 50,500 | $1,435,000 | thousands by filing date | put |
| GASLOG LTD | G37585109 | SHS | 72,689 | $1,435,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 20,364 | $1,428,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 76,209 | $1,425,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 91,050 | $1,424,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 575,166 | $1,420,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 317,646 | $1,420,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 58,179 | $1,419,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 162,249 | $1,419,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 88,400 | $1,418,000 | thousands by filing date | put |
| MODEL N INC | 607525102 | COM | 89,439 | $1,418,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 32,855 | $1,413,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 500,012 | $1,410,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 228,926 | $1,410,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 1,302,000 | $1,408,000 | thousands by filing date | principal |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 31,402 | $1,407,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 493,638 | $1,407,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 4,095 | $1,406,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 161,095 | $1,402,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 35,000 | $1,402,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 20,737 | $1,400,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 6,900 | $1,400,000 | thousands by filing date | call |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 90,561 | $1,398,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 34,359 | $1,395,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 103,396 | $1,390,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 50,590 | $1,388,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 95,438 | $1,386,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 89,113 | $1,381,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 92,077 | $1,374,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 33,585 | $1,372,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 25,714 | $1,372,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 264,107 | $1,370,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 30,173 | $1,370,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 189,730 | $1,368,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 50,019 | $1,367,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 142,411 | $1,366,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 15,511 | $1,364,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 46,210 | $1,363,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 310,104 | $1,355,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 50,393 | $1,353,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 31,000 | $1,352,000 | thousands by filing date | call |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 97,158 | $1,351,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 46,407 | $1,350,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 100,000 | $1,348,000 | thousands by filing date | put |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 10,404 | $1,345,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 23,078 | $1,340,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 9,700 | $1,339,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 31,200 | $1,339,000 | thousands by filing date | call |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 42,430 | $1,335,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 178,000 | $1,335,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 89,398 | $1,332,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 7,934 | $1,328,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 15,000 | $1,328,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 15,000 | $1,328,000 | thousands by filing date | call |
| LANTHEUS HLDGS INC | 516544103 | COM | 88,723 | $1,326,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 56,420 | $1,326,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 95,051 | $1,326,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 122,735 | $1,326,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 46,600 | $1,324,000 | thousands by filing date | call |
| HANESBRANDS INC | 410345102 | COM | 71,700 | $1,321,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 240,221 | $1,321,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 31,923 | $1,321,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 26,257 | $1,318,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 7,900 | $1,315,000 | thousands by filing date | put |
| DUCOMMUN INC DEL | 264147109 | COM | 32,190 | $1,315,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 12,800 | $1,312,000 | thousands by filing date | call |
| UNIFI INC | 904677200 | COM NEW | 46,304 | $1,312,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 180,953 | $1,312,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 10,926 | $1,311,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 28,000 | $1,306,000 | thousands by filing date | put |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 66,829 | $1,303,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 73,000 | $1,298,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 1,231,000 | $1,298,000 | thousands by filing date | principal |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 103,339 | $1,297,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 27,700 | $1,294,000 | thousands by filing date | call |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 34,315 | $1,294,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 141,800 | $1,290,000 | thousands by filing date | call |
| BRISTOW GROUP INC | 110394103 | COM | 106,337 | $1,290,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 338,567 | $1,280,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 51,450 | $1,278,000 | thousands by filing date | put |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 84,354 | $1,278,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 70,678 | $1,276,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 50,000 | $1,272,000 | thousands by filing date | call |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 91,353 | $1,264,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 13,300 | $1,263,000 | thousands by filing date | put |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 132,345 | $1,263,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 18,500 | $1,263,000 | thousands by filing date | put |
| OTTER TAIL CORP | 689648103 | COM | 26,347 | $1,262,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E208 | UNIT 01/30/2023 | 123,735 | $1,262,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 21,728 | $1,260,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 427,275 | $1,260,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 35,036 | $1,258,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 32,066 | $1,254,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 35,000 | $1,251,000 | thousands by filing date | put |
| INVESCO EXCHNG TRAD SLF INDE | 46139W601 | INVT GRAD VALU | 50,000 | $1,250,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 14,500 | $1,249,000 | thousands by filing date | call |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 202,533 | $1,248,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 91,033 | $1,247,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 122,328 | $1,243,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 65,100 | $1,240,000 | thousands by filing date | put |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 21,162 | $1,234,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 23,900 | $1,233,000 | thousands by filing date | put |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 118,922 | $1,232,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 45,817 | $1,232,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 6,900 | $1,226,000 | thousands by filing date | put |
| Stryker Corporation | 863667101 | COM | 6,900 | $1,226,000 | thousands by filing date | call |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 10,500 | $1,225,000 | thousands by filing date | call |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 46,674 | $1,225,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 47,600 | $1,222,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 67,362 | $1,220,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 34,303 | $1,218,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 13,900 | $1,217,000 | thousands by filing date | call |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 106,949 | $1,214,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 31,688 | $1,212,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 575,949 | $1,210,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 165,480 | $1,208,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 39,700 | $1,207,000 | thousands by filing date | call |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 107,065 | $1,204,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 14,325 | $1,203,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 346,793 | $1,200,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 40,000 | $1,196,000 | thousands by filing date | call |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 73,141 | $1,195,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 36,088 | $1,195,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 13,600 | $1,190,000 | thousands by filing date | put |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 32,204 | $1,189,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 219,552 | $1,188,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 116,450 | $1,183,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 49,961 | $1,182,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 32,104 | $1,181,000 | thousands by filing date | call |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 55,700 | $1,178,000 | thousands by filing date | put |
| AETNA INC NEW | 00817Y108 | COM | 5,800 | $1,177,000 | thousands by filing date | put |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 691,479 | $1,175,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 109,658 | $1,170,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 50,828 | $1,168,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 57,604 | $1,160,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 48,252 | $1,158,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 7,400 | $1,155,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 35,271 | $1,152,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 35,000 | $1,151,000 | thousands by filing date | call |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 24,242 | $1,151,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 75,357 | $1,150,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 121,200 | $1,147,000 | thousands by filing date | put |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 82,072 | $1,146,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 21,354 | $1,145,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 6,800 | $1,145,000 | thousands by filing date | put |
| BEL FUSE INC | 077347300 | CL B | 43,216 | $1,145,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 702,242 | $1,145,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 20,365 | $1,145,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 27,805 | $1,144,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 22,823 | $1,142,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 367,207 | $1,142,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 606,539 | $1,140,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 48,533 | $1,138,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 97,000 | $1,132,000 | thousands by filing date | put |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 54,260 | $1,131,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y203 | WILSHIRE REIT | 24,635 | $1,131,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 153,792 | $1,130,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 22,561 | $1,129,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 50,442 | $1,129,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 100,000 | $1,129,000 | thousands by filing date | put |
| AMPHENOL CORP NEW | 032095101 | COM | 12,000 | $1,128,000 | thousands by filing date | put |
| AMPHENOL CORP NEW | 032095101 | COM | 12,000 | $1,128,000 | thousands by filing date | call |
| DAKTRONICS INC | 234264109 | COM | 143,896 | $1,128,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 106,478 | $1,128,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 256,150 | $1,127,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 38,427 | $1,124,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 13,737 | $1,120,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 39,608 | $1,119,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 63,802 | $1,117,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 66,497 | $1,117,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 65,028 | $1,115,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 58,735 | $1,113,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 30,333 | $1,109,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 100,226 | $1,108,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 26,500 | $1,108,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 37,122 | $1,107,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 18,900 | $1,106,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 144,468 | $1,102,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 19,121 | $1,102,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 15,535 | $1,101,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 12,300 | $1,101,000 | thousands by filing date | put |
| COMSCORE INC | 20564W105 | COM | 60,215 | $1,098,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 93,230 | $1,097,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 6,902 | $1,096,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,242,350 | $1,096,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-18-000556 | this filing | 2018-11-14 | acceptance time not in the bulk data set |