13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 5,549 holding rows worth $387,284,497,000.
- Accession
- 0000769993-18-000556
- Filer
- CIK 886982
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 10,244 entries on the cover page, a total value of $387,284,497,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $387,284,497,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 81,395 | $427,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 13,966 | $425,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 28,300 | $425,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 35,585 | $424,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 49,900 | $423,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 8,300 | $423,000 | thousands by filing date | put |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 12,700 | $422,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 174,389 | $422,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 183,597 | $422,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 16,885 | $421,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 20,695 | $421,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 93,201 | $420,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 18,100 | $419,000 | thousands by filing date | put |
| LIQUIDITY SVCS INC | 53635B107 | COM | 65,922 | $419,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 14,500 | $418,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,600 | $417,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 16,400 | $417,000 | thousands by filing date | put |
| APACHE CORP | 037411105 | COM | 8,700 | $415,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2,612 | $414,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 197,738 | $413,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 10,446 | $411,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 580,107 | $411,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 19,575 | $410,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 169,151 | $409,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 31,472 | $407,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 22,164 | $406,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 15,163 | $406,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 202,158 | $406,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 128,474 | $406,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 39,369 | $405,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 17,755 | $403,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 12,591 | $403,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 51,686 | $403,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 64,251 | $402,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 36,003 | $402,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 96,984 | $402,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 3,000 | $401,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,300 | $400,000 | thousands by filing date | call |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 10,363 | $400,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,800 | $397,000 | thousands by filing date | put |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 19,013 | $397,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 134,922 | $397,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 26,538 | $396,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 6,600 | $395,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 6,600 | $395,000 | thousands by filing date | call |
| ACETO CORP | 004446100 | COM | 174,592 | $395,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 20,160 | $395,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 26,470 | $394,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 10,469 | $394,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 17,877 | $393,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 7,600 | $392,000 | thousands by filing date | put |
| ELEVATE CREDIT INC | 28621V101 | COM | 48,677 | $392,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 38,593 | $390,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 121,890 | $390,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 33,400 | $390,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137Y104 | WILSHR MICR CP | 10,418 | $390,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 3,500 | $389,000 | thousands by filing date | put |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 8,000 | $389,000 | thousands by filing date | call |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 258,000 | $389,000 | thousands by filing date | principal |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 72,684 | $387,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,400 | $385,000 | thousands by filing date | call |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 36,593 | $385,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 67,857 | $385,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 4,000 | $384,000 | thousands by filing date | put |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 41,803 | $383,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 92,880 | $383,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 53,900 | $383,000 | thousands by filing date | put |
| GTT COMMUNICATIONS INC | 362393100 | COM | 8,800 | $382,000 | thousands by filing date | call |
| Hometown Bankshares Corp | 43787n108 | com | 28,482 | $382,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 39,241 | $381,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 4,400 | $380,000 | thousands by filing date | call |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 24,405 | $380,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 27,423 | $378,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 13,244 | $378,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 21,454 | $376,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,072 | $374,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 15,585 | $374,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 39,467 | $374,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 25,178 | $373,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 4,400 | $372,000 | thousands by filing date | call |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 60,149 | $372,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 94,197 | $372,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 57,164 | $371,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 60,256 | $371,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 16,893 | $370,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 10,100 | $370,000 | thousands by filing date | put |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 28,348 | $370,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 9,930 | $369,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 36,900 | $369,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 36,354 | $368,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 28,675 | $367,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 7,300 | $366,000 | thousands by filing date | put |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 36,451 | $366,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 15,207 | $366,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 8,392 | $365,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 8,742 | $365,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 68,805 | $363,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 18,600 | $360,000 | thousands by filing date | call |
| GRUBHUB INC | 400110102 | COM | 2,600 | $360,000 | thousands by filing date | put |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 27,392 | $360,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 16,037 | $360,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 7,350 | $359,000 | thousands by filing date | |
| RA MED SYS INC | 74933X104 | COM | 19,700 | $359,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,200 | $358,000 | thousands by filing date | call |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 72,219 | $358,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 92,737 | $358,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 26,293 | $357,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 379,000 | $357,000 | thousands by filing date | principal |
| PHH CORP | 693320202 | COM NEW | 32,502 | $357,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 14,023 | $356,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 3,228 | $356,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 94,868 | $356,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 22,837 | $356,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 24,035 | $356,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 60,000 | $355,000 | thousands by filing date | put |
| SASOL LTD | 803866300 | SPONSORED ADR | 9,168 | $354,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 13,283 | $354,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 42,083 | $353,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 13,646 | $353,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 56,900 | $352,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 16,136 | $351,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 29,144 | $351,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 47,248 | $351,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 34,612 | $350,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 10,200 | $349,000 | thousands by filing date | call |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 39,765 | $349,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 14,249 | $349,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 17,449 | $349,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 41,552 | $348,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 4,000 | $348,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 4,500 | $347,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 9,700 | $347,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 3,800 | $345,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 5,900 | $344,000 | thousands by filing date | put |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 9,747 | $344,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 28,807 | $343,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 50,157 | $342,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 49,587 | $342,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,556 | $342,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 49,902 | $342,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 26,900 | $341,000 | thousands by filing date | put |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 40,695 | $341,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 101,453 | $341,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 23,600 | $339,000 | thousands by filing date | call |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 6,063 | $339,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 13,842 | $339,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 16,000 | $338,000 | thousands by filing date | call |
| AGNT INC | 30212W100 | COM | 18,379 | $338,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 20,584 | $337,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 7,278 | $337,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 10,229 | $337,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,900 | $336,000 | thousands by filing date | call |
| V F CORP COM | 918204108 | Stock | 3,600 | $336,000 | thousands by filing date | put |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 33,592 | $336,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 39,013 | $335,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 108,443 | $335,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 7,766 | $334,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 44,767 | $334,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 48,407 | $333,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 63,913 | $332,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 31,645 | $332,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 8,600 | $331,000 | thousands by filing date | put |
| FINISAR CORP | 31787A507 | COM NEW | 17,400 | $331,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 67,400 | $330,000 | thousands by filing date | put |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 232,398 | $330,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 29,417 | $329,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 6,400 | $329,000 | thousands by filing date | put |
| AMBARELLA INC | G037AX101 | SHS | 8,500 | $329,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 4,100 | $329,000 | thousands by filing date | put |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 21,326 | $329,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 5,349 | $328,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 3,000 | $327,000 | thousands by filing date | call |
| ARQ INC | 00770C101 | COM | 27,372 | $327,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 9,654 | $327,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 17,000 | $327,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 13,514 | $327,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 6,000 | $327,000 | thousands by filing date | put |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 19,580 | $325,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 6,611 | $324,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 90,377 | $324,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 16,701 | $324,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 9,400 | $321,000 | thousands by filing date | put |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 118,709 | $320,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 12,729 | $318,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 115,954 | $317,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 10,309 | $317,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 22,644 | $317,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 18,092 | $316,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 6,500 | $315,000 | thousands by filing date | call |
| AMERESCO INC | 02361E108 | CL A | 22,989 | $314,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 16,661 | $313,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 22,895 | $312,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X446 | GBL SMLCP DIVI | 9,691 | $312,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 14,420 | $311,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 31,241 | $310,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 28,478 | $310,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 12,275 | $310,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 4,404 | $310,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 31,590 | $310,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 2,700 | $308,000 | thousands by filing date | put |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 16,730 | $308,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 6,212 | $307,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,200 | $306,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 11,200 | $306,000 | thousands by filing date | put |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 10,470 | $305,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 27,869 | $305,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 200,000 | $304,000 | thousands by filing date | principal |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 9,600 | $303,000 | thousands by filing date | put |
| CYTOSORBENTS CORP | 23283X206 | CMN | 23,525 | $303,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 26,710 | $303,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 6,916 | $302,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 9,100 | $302,000 | thousands by filing date | put |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 58,071 | $302,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 40,000 | $302,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 4,100 | $300,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354107 | COM | 31,500 | $300,000 | thousands by filing date | put |
| PRESIDIO INC | 74102M103 | COM | 19,704 | $300,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 8,198 | $299,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 21,007 | $299,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 6,600 | $298,000 | thousands by filing date | put |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 12,818 | $298,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 33,211 | $298,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 7,500 | $297,000 | thousands by filing date | put |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 6,006 | $297,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 36,967 | $295,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 21,293 | $295,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 31,575 | $295,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 131,906 | $295,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 144,328 | $295,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 13,689 | $294,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 57,127 | $294,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 31,396 | $294,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 10,784 | $294,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 127,000 | $292,000 | thousands by filing date | call |
| ANDEAVOR | 03349M105 | COM | 1,900 | $292,000 | thousands by filing date | call |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 24,029 | $291,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 132,271 | $291,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 20,000 | $291,000 | thousands by filing date | put |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 32,212 | $290,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 20,493 | $290,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 65,400 | $290,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 7,403 | $288,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 29,275 | $288,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 9,283 | $286,000 | thousands by filing date | call |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 8,407 | $285,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 19,299 | $285,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 6,131 | $284,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 38,800 | $283,000 | thousands by filing date | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 4,100 | $282,000 | thousands by filing date | put |
| Canadian $ ETF | 46138T104 | ETF | 3,699 | $282,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 530,745 | $281,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 71,300 | $281,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 29,500 | $281,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 21,812 | $280,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 5,245 | $279,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 29,230 | $277,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 14,000 | $277,000 | thousands by filing date | put |
| VIACOM INC | 92553P201 | CL B | 8,200 | $277,000 | thousands by filing date | call |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 10,504 | $276,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 8,800 | $274,000 | thousands by filing date | call |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 9,402 | $274,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 6,512 | $274,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 195,748 | $274,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 7,355 | $272,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 102,480 | $272,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867109 | COM CL A | 25,582 | $272,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 13,548 | $271,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 49,598 | $268,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 30,126 | $268,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 52,200 | $267,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 20,876 | $267,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 159,416 | $267,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 7,722 | $266,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 12,178 | $265,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 12,245 | $265,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 3,668 | $265,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,600 | $263,000 | thousands by filing date | call |
| CALIX INC | 13100M509 | COM | 32,529 | $263,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 143,185 | $262,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 11,600 | $262,000 | thousands by filing date | put |
| FARMER BROS CO | 307675108 | COM | 9,924 | $262,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 14,799 | $262,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 53,129 | $261,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 283,364 | $261,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 3,000 | $259,000 | thousands by filing date | put |
| SEADRILL LTD | G7998G106 | COM | 10,408 | $258,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,600 | $257,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 10,691 | $257,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 23,713 | $256,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 2,213 | $255,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 15,100 | $255,000 | thousands by filing date | call |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 22,493 | $255,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 11,300 | $254,000 | thousands by filing date | call |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 18,215 | $254,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 4,733 | $254,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 6,895 | $254,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,583 | $253,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,824 | $253,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 11,900 | $253,000 | thousands by filing date | put |
| DRIVE SHACK INC | 262077100 | COM | 42,418 | $253,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 7,440 | $252,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 29,959 | $252,000 | thousands by filing date | |
| COMERICA INC-CW18 | 200340115 | WTS | 4,058 | $251,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 14,990 | $251,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 14,662 | $251,000 | thousands by filing date | |
| PROSHARES SHORT BASIC MAT | 74347X559 | COM | 13,723 | $245,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 73,376 | $245,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 35,000 | $244,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 6,791 | $244,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 2,292 | $243,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 3,912 | $243,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 8,400 | $242,000 | thousands by filing date | call |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 19,161 | $242,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,176 | $241,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 15,137 | $241,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 11,266 | $241,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 5,100 | $240,000 | thousands by filing date | call |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,548 | $240,000 | thousands by filing date | |
| 3PEA INTL INC | 88579C109 | COM | 65,353 | $240,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,779 | $239,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,884 | $238,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 70,113 | $238,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 6,084 | $238,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 527,486 | $238,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 22,177 | $238,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 29,652 | $237,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 422,174 | $236,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 800 | $236,000 | thousands by filing date | put |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 8,700 | $236,000 | thousands by filing date | put |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 25,191 | $236,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 14,049 | $235,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 20,826 | $235,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 6,397 | $235,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 100,902 | $235,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 13,232 | $235,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 156,903 | $235,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 7,686 | $235,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,100 | $233,000 | thousands by filing date | put |
| NEURONETICS INC | 64131A105 | COM | 7,255 | $233,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,409 | $233,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 27,100 | $233,000 | thousands by filing date | put |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 9,281 | $233,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 212,525 | $233,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 10,300 | $232,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 69,616 | $231,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 7,480 | $230,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 15,400 | $230,000 | thousands by filing date | call |
| APPIAN CORP | 03782L101 | CL A | 6,947 | $230,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 100,000 | $230,000 | thousands by filing date | put |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 5,966 | $229,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 18,411 | $229,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 9,600 | $229,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 8,178 | $227,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,500 | $226,000 | thousands by filing date | put |
| AFLAC INC COM | 001055102 | Stock | 4,800 | $226,000 | thousands by filing date | put |
| SSR MINING IN | 784730103 | COM | 26,000 | $226,000 | thousands by filing date | call |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 2,972 | $225,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 10,800 | $225,000 | thousands by filing date | put |
| REDWOOD TRUST INC | 758075AC9 | BOND | 235,000 | $225,000 | thousands by filing date | principal |
| ZYMEWORKS INC | 98985W102 | COM | 14,302 | $225,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 5,200 | $224,000 | thousands by filing date | call |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,353 | $224,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 28,759 | $224,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,000 | $223,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 16,721 | $223,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 9,732 | $223,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,000 | $222,000 | thousands by filing date | call |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 5,000 | $222,000 | thousands by filing date | put |
| PEOPLES BANCORP INC | 709789101 | COM | 6,341 | $222,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 19,347 | $222,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 14,529 | $222,000 | thousands by filing date | |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 94,857 | $222,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 3,370 | $221,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 64,144 | $221,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 9,828 | $220,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 9,180 | $220,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 3,300 | $218,000 | thousands by filing date | call |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 5,412 | $218,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 9,356 | $218,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 21,837 | $218,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 33,200 | $217,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287108 | COM | 2,800 | $216,000 | thousands by filing date | put |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 14,581 | $216,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 9,094 | $216,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 22,000 | $216,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 42,397 | $216,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 12,898 | $215,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 10,193 | $215,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 12,200 | $214,000 | thousands by filing date | call |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 22,711 | $214,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 12,901 | $213,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 93,224 | $213,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 5,222 | $212,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 6,700 | $212,000 | thousands by filing date | call |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 7,005 | $212,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 38,031 | $212,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 38,874 | $211,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 59,649 | $211,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 4,456 | $210,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 209,708 | $210,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 32,132 | $209,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 14,400 | $209,000 | thousands by filing date | put |
| HACKETT GROUP INC | 404609109 | COM | 10,359 | $209,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 3,233 | $209,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 6,820 | $209,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 16,961 | $208,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 6,299 | $208,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 6,135 | $208,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 7,200 | $207,000 | thousands by filing date | put |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 25,385 | $207,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,200 | $206,000 | thousands by filing date | put |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 107,981 | $205,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 12,500 | $204,000 | thousands by filing date | put |
| ADMA BIOLOGICS INC | 000899104 | COM | 32,807 | $204,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 34,465 | $204,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 38,152 | $204,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 2,900 | $203,000 | thousands by filing date | call |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 4,666 | $203,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 18,117 | $202,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 5,968 | $202,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 20,065 | $201,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 10,839 | $201,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 16,298 | $201,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 4,371 | $200,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 50,000 | $200,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960304 | COM NEW | 164,860 | $199,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 12,381 | $199,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 23,998 | $199,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 2,300 | $198,000 | thousands by filing date | call |
| FTD COS INC | 30281V108 | COM | 75,387 | $198,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 7,200 | $197,000 | thousands by filing date | call |
| AMBARELLA INC | G037AX101 | SHS | 5,100 | $197,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 52,900 | $196,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 50,879 | $196,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,500 | $195,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 1,400 | $193,000 | thousands by filing date | put |
| NEWLINK GENETICS CORP | 651511107 | COM | 80,007 | $191,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 70,444 | $190,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 9,802 | $189,000 | thousands by filing date | put |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 10,425 | $189,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 17,600 | $188,000 | thousands by filing date | put |
| DIEBOLD NXDF INC | 253651103 | COM | 41,000 | $185,000 | thousands by filing date | put |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 10,010 | $184,000 | thousands by filing date | call |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 19,155 | $183,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 30,837 | $182,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 23,950 | $181,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 13,974 | $181,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 56,561 | $180,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 21,600 | $179,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 44,794 | $179,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 10,900 | $178,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 4,000 | $177,000 | thousands by filing date | call |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 4,800 | $177,000 | thousands by filing date | put |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 10,435 | $177,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 16,677 | $177,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 9,300 | $176,000 | thousands by filing date | put |
| BRT APARTMENTS CORP | 055645303 | REIT | 14,589 | $176,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 21,805 | $175,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 19,916 | $175,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,200 | $174,000 | thousands by filing date | put |
| AMYRIS INC | 03236M200 | COM NEW | 21,924 | $174,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 10,933 | $174,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 2,979 | $172,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 165,000 | $172,000 | thousands by filing date | principal |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 122,000 | $170,000 | thousands by filing date | principal |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,300 | $169,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 88,010 | $169,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 30,000 | $167,000 | thousands by filing date | call |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 16,952 | $167,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 16,701 | $167,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 27,349 | $167,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 6,700 | $166,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 4,300 | $166,000 | thousands by filing date | call |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 27,694 | $165,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 27,827 | $163,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 97,600 | $162,000 | thousands by filing date | call |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 24,996 | $162,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 14,931 | $161,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 5,500 | $161,000 | thousands by filing date | call |
| Ramaco Resources Inc | 75134P303 | COM CL B | 21,596 | $161,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 12,554 | $161,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 11,165 | $161,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,100 | $160,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 38,400 | $160,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 25,161 | $159,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 2,975 | $158,000 | thousands by filing date | call |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 10,290 | $157,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 12,292 | $156,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 4,500 | $155,000 | thousands by filing date | put |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 22,132 | $155,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 150,660 | $155,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 4,100 | $155,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 2,000 | $154,000 | thousands by filing date | call |
| DLH HLDGS CORP | 23335Q100 | COM | 26,799 | $154,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 26,959 | $153,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 36,984 | $153,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 51,462 | $152,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 2,100 | $151,000 | thousands by filing date | call |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 12,705 | $151,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 31,054 | $151,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-18-000556 | this filing | 2018-11-14 | acceptance time not in the bulk data set |