13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 5,549 holding rows worth $387,284,497,000.
- Accession
- 0000769993-18-000556
- Filer
- CIK 886982
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 10,244 entries on the cover page, a total value of $387,284,497,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $387,284,497,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GREEN PLAINS INC | 393222104 | COM | 286,219 | $4,923,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 31,519 | $4,921,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 101,271 | $4,912,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 261,604 | $4,910,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 393,308 | $4,893,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 514,516 | $4,893,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 331,785 | $4,891,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 99,300 | $4,881,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 27,600 | $4,878,000 | thousands by filing date | put |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 206,721 | $4,865,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 150,352 | $4,844,000 | thousands by filing date | call |
| INFRAREIT INC | 45685L100 | COM | 227,907 | $4,820,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 25,600 | $4,813,000 | thousands by filing date | call |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 56,223 | $4,803,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 192,889 | $4,803,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 441,624 | $4,791,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 42,664 | $4,785,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 534,636 | $4,785,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 973,381 | $4,769,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 107,375 | $4,762,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 166,900 | $4,750,000 | thousands by filing date | call |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 278,877 | $4,750,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 70,900 | $4,747,000 | thousands by filing date | put |
| NANOMETRICS | 630077105 | COM | 126,497 | $4,746,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 205,317 | $4,745,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 88,400 | $4,733,000 | thousands by filing date | put |
| NV5 HOLDINGS, INC | 62945V109 | COM | 54,535 | $4,728,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 202,100 | $4,727,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 414,707 | $4,724,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 478,938 | $4,718,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 90,173 | $4,715,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 79,916 | $4,714,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 45,203 | $4,712,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 248,838 | $4,708,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 50,000 | $4,705,000 | thousands by filing date | put |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 208,977 | $4,692,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 245,266 | $4,687,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 100,300 | $4,686,000 | thousands by filing date | call |
| CRA INTL INC | 12618T105 | COM | 93,320 | $4,686,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 217,980 | $4,674,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 130,923 | $4,667,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 60,600 | $4,660,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 292,158 | $4,648,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,250,185 | $4,638,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 52,702 | $4,637,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 94,636 | $4,637,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 2,843,896 | $4,632,000 | thousands by filing date | principal |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 127,928 | $4,622,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 78,000 | $4,609,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 140,000 | $4,605,000 | thousands by filing date | put |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 5,020,000 | $4,592,000 | thousands by filing date | principal |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 54,421 | $4,589,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 123,400 | $4,587,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 989,648 | $4,582,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 70,808 | $4,563,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 356,512 | $4,563,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 34,121 | $4,555,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 65,500 | $4,552,000 | thousands by filing date | put |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 96,609 | $4,551,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 5,269 | $4,545,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 87,800 | $4,531,000 | thousands by filing date | call |
| XO GROUP INC | 983772104 | COM | 131,286 | $4,527,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 109,000 | $4,505,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469207 | COM NEW | 253,059 | $4,504,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 31,412 | $4,476,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 165,200 | $4,472,000 | thousands by filing date | put |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 959,525 | $4,472,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 68,332 | $4,453,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 232,114 | $4,450,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 118,165 | $4,448,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 62,973 | $4,431,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 50,884 | $4,427,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 100,000 | $4,423,000 | thousands by filing date | call |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 59,827 | $4,420,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 78,789 | $4,413,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 16,100 | $4,412,000 | thousands by filing date | call |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 26,424 | $4,411,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 296,276 | $4,399,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 101,280 | $4,395,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 227,047 | $4,393,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 124,492 | $4,382,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 1,758,583 | $4,379,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 104,919 | $4,378,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 187,757 | $4,375,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 2,916,388 | $4,374,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 98,651 | $4,365,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 38,800 | $4,338,000 | thousands by filing date | call |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 222,973 | $4,328,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 100,379 | $4,327,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 84,800 | $4,326,000 | thousands by filing date | call |
| MTS SYSTEMS CORP | 553777103 | COM | 78,605 | $4,304,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 82,100 | $4,301,000 | thousands by filing date | put |
| ICF INTL INC | 44925C103 | COM | 56,919 | $4,295,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 20,188 | $4,293,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 79,341 | $4,293,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 38,576 | $4,288,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 39,896 | $4,284,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 102,200 | $4,271,000 | thousands by filing date | call |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 258,222 | $4,263,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 3,729,000 | $4,261,000 | thousands by filing date | principal |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 42,200 | $4,255,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 128,613 | $4,253,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 55,500 | $4,250,000 | thousands by filing date | call |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 325,794 | $4,248,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 270,400 | $4,245,000 | thousands by filing date | call |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 10,500 | $4,242,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 122,000 | $4,237,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 54,928 | $4,225,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 139,624 | $4,222,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 295,711 | $4,211,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 39,000 | $4,208,000 | thousands by filing date | call |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 51,729 | $4,200,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 180,819 | $4,198,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 207,008 | $4,182,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 99,616 | $4,180,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 549,200 | $4,179,000 | thousands by filing date | put |
| UNITI GROUP INC | 91325V108 | COM | 207,200 | $4,175,000 | thousands by filing date | put |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 499,084 | $4,172,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 70,000 | $4,167,000 | thousands by filing date | call |
| COBIZ FINANCIAL INC | 190897108 | COM | 188,210 | $4,167,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 13,400 | $4,165,000 | thousands by filing date | put |
| TAHOE RES INC | 873868103 | COM | 1,484,032 | $4,140,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 171,400 | $4,131,000 | thousands by filing date | put |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 167,468 | $4,130,000 | thousands by filing date | |
| MGC | 921910873 | COM | 41,055 | $4,126,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 24,500 | $4,124,000 | thousands by filing date | call |
| GREEN BANCORP INC | 39260X100 | COM | 186,549 | $4,123,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 90,000 | $4,116,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 52,100 | $4,111,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 278,050 | $4,101,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 268,500 | $4,100,000 | thousands by filing date | call |
| MATCH GROUP INC | 57665R106 | COM | 70,800 | $4,100,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 51,800 | $4,088,000 | thousands by filing date | put |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 61,078 | $4,079,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 252,219 | $4,073,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 52,833 | $4,068,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 153,624 | $4,066,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 432,221 | $4,059,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 48,013 | $4,059,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 35,887 | $4,058,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 178,780 | $4,056,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 122,683 | $4,055,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 285,480 | $4,051,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 41,148 | $4,050,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 191,061 | $4,016,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 215,000 | $4,014,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 36,100 | $4,013,000 | thousands by filing date | call |
| UNITIL CORP COM | 913259107 | Stock | 78,689 | $4,006,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 143,544 | $4,005,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 326,923 | $4,005,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 84,300 | $4,003,000 | thousands by filing date | put |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 203,072 | $3,990,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 254,200 | $3,948,000 | thousands by filing date | put |
| KIMBALL INTL INC | 494274103 | CL B | 235,602 | $3,946,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 26,000 | $3,944,000 | thousands by filing date | put |
| ATRICURE INC | 04963C209 | COM | 112,205 | $3,931,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 438,798 | $3,927,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 39,119 | $3,921,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 156,142 | $3,919,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 448,267 | $3,914,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 8,300 | $3,912,000 | thousands by filing date | put |
| CARVANA CO CL A | 146869102 | Stock | 66,127 | $3,908,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 140,000 | $3,905,000 | thousands by filing date | put |
| SAUL CTRS INC COM | 804395101 | REIT | 69,625 | $3,899,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 60,793 | $3,897,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 351,200 | $3,891,000 | thousands by filing date | call |
| VICOR CORP | 925815102 | COM | 84,416 | $3,883,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 116,572 | $3,882,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 343,412 | $3,881,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 200,181 | $3,878,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 55,800 | $3,877,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 4,363,000 | $3,867,000 | thousands by filing date | principal |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 91,633 | $3,851,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 203,240 | $3,839,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 138,885 | $3,833,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 3,565,000 | $3,831,000 | thousands by filing date | principal |
| EVELO BIOSCIENCES INC | 299734103 | COM | 313,963 | $3,824,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 159,558 | $3,822,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 30,437 | $3,820,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 29,600 | $3,818,000 | thousands by filing date | call |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 132,388 | $3,817,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 80,000 | $3,814,000 | thousands by filing date | put |
| Schwab US TIPS ETF | 808524870 | SHS | 70,406 | $3,799,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 210,295 | $3,796,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 105,763 | $3,795,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 201,636 | $3,791,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 141,100 | $3,786,000 | thousands by filing date | put |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 4,148,000 | $3,762,000 | thousands by filing date | principal |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 494,930 | $3,756,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 33,000 | $3,754,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 19,700 | $3,752,000 | thousands by filing date | call |
| CRAY INC | 225223304 | COM NEW | 173,437 | $3,729,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 149,700 | $3,717,000 | thousands by filing date | call |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,281,344 | $3,716,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 371,231 | $3,712,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 340,180 | $3,711,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 561,542 | $3,684,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 162,941 | $3,666,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 317,926 | $3,662,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 184,198 | $3,662,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 182,698 | $3,654,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 86,571 | $3,652,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,305,193 | $3,641,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 68,800 | $3,640,000 | thousands by filing date | call |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 82,277 | $3,640,000 | thousands by filing date | put |
| NEWS CORP NEW | 65249B208 | CL B | 267,402 | $3,637,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 48,863 | $3,636,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 303,413 | $3,632,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 24,100 | $3,625,000 | thousands by filing date | put |
| ENVESTNET INC | 29404K106 | COM | 59,464 | $3,624,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 108,374 | $3,616,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 322,882 | $3,607,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 187,419 | $3,606,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 149,934 | $3,602,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 508,400 | $3,599,000 | thousands by filing date | call |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 254,169 | $3,599,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 641,094 | $3,590,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 61,300 | $3,589,000 | thousands by filing date | put |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 112,039 | $3,583,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 578,572 | $3,575,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 128,225 | $3,575,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 112,884 | $3,567,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 314,870 | $3,561,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 26,100 | $3,557,000 | thousands by filing date | put |
| Surmodics Inc | 868873100 | Common Stock | 47,625 | $3,555,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 608,792 | $3,555,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 448,806 | $3,550,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 43,696 | $3,548,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 540,700 | $3,547,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 250,000 | $3,545,000 | thousands by filing date | call |
| BLOCK INC CL A | 852234103 | Stock | 35,700 | $3,535,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 6,960,315 | $3,535,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 335,573 | $3,534,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 64,800 | $3,528,000 | thousands by filing date | put |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 72,678 | $3,516,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 105,399 | $3,507,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 98,900 | $3,496,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 119,700 | $3,474,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 100,676 | $3,459,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 100,000 | $3,456,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 90,288 | $3,449,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 42,743 | $3,443,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 222,077 | $3,439,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 348,618 | $3,438,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 74,780 | $3,429,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 641,944 | $3,421,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 42,500 | $3,414,000 | thousands by filing date | call |
| FIRST INTERNET BANCORP | 320557101 | COM | 111,905 | $3,408,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 159,684 | $3,399,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 261,432 | $3,399,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 224,843 | $3,397,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 230,558 | $3,385,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 118,075 | $3,384,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 67,110 | $3,383,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 2,594,000 | $3,369,000 | thousands by filing date | principal |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 78,038 | $3,365,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 218,486 | $3,365,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 292,005 | $3,364,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 386,194 | $3,363,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 18,432 | $3,360,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 130,000 | $3,348,000 | thousands by filing date | put |
| BLOCK H & R INC COM | 093671105 | Stock | 130,000 | $3,348,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 296,400 | $3,346,000 | thousands by filing date | call |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 182,882 | $3,329,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 106,540 | $3,319,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 135,995 | $3,317,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 46,694 | $3,317,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 25,960 | $3,310,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 14,000 | $3,306,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F104 | COM SER A | 103,300 | $3,306,000 | thousands by filing date | call |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 207,608 | $3,305,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 251,500 | $3,300,000 | thousands by filing date | call |
| ENDOCYTE INC | 29269A102 | COM | 183,678 | $3,262,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 164,600 | $3,251,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 127,900 | $3,249,000 | thousands by filing date | call |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 40,533 | $3,244,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 557,701 | $3,240,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 75,300 | $3,235,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 8,800 | $3,230,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 260,337 | $3,228,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 83,052 | $3,218,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 90,200 | $3,200,000 | thousands by filing date | put |
| THOMSON REUTERS CORP | 884903105 | COM | 70,000 | $3,198,000 | thousands by filing date | call |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 128,761 | $3,191,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 144,622 | $3,180,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 37,561 | $3,180,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 521,063 | $3,168,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 198,149 | $3,160,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 789,324 | $3,157,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 200,400 | $3,146,000 | thousands by filing date | put |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 121,084 | $3,146,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 201,600 | $3,131,000 | thousands by filing date | call |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 74,388 | $3,128,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 91,442 | $3,127,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 17,300 | $3,123,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 106,300 | $3,116,000 | thousands by filing date | put |
| AXOGEN INC | 05463X106 | COM | 84,487 | $3,113,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 56,438 | $3,110,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 60,500 | $3,108,000 | thousands by filing date | call |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 39,835 | $3,107,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 28,451 | $3,106,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 61,189 | $3,106,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 88,700 | $3,106,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 58,800 | $3,105,000 | thousands by filing date | call |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 109,400 | $3,101,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 43,161 | $3,097,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 164,700 | $3,096,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 90,319 | $3,094,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 294,867 | $3,051,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 3,062,000 | $3,039,000 | thousands by filing date | principal |
| ISHARES INC | 464286103 | MSCI AUST ETF | 137,145 | $3,034,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 129,098 | $3,031,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 140,600 | $3,029,000 | thousands by filing date | call |
| TALOS ENERGY INC | 87484T108 | COM | 92,280 | $3,029,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,363,676 | $3,025,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 219,988 | $3,025,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 101,632 | $3,021,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 262,924 | $3,005,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 3,261,000 | $3,003,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 3,000,000 | $3,001,000 | thousands by filing date | principal |
| SMITH A O CORP COM | 831865209 | Stock | 56,000 | $2,989,000 | thousands by filing date | put |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 200,393 | $2,986,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 55,900 | $2,983,000 | thousands by filing date | call |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 201,816 | $2,983,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 159,339 | $2,981,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 155,321 | $2,975,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 37,000 | $2,959,000 | thousands by filing date | call |
| PAYCHEX INC | 704326107 | COM | 40,000 | $2,946,000 | thousands by filing date | put |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 195,276 | $2,931,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 52,581 | $2,931,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 261,101 | $2,927,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 2,737,000 | $2,925,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419L101 | CL A | 19,800 | $2,924,000 | thousands by filing date | call |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 38,697 | $2,923,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 149,811 | $2,922,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 647,646 | $2,921,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 210,238 | $2,918,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 315,400 | $2,917,000 | thousands by filing date | put |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 142,879 | $2,915,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 94,282 | $2,914,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 72,699 | $2,913,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 502,111 | $2,912,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 38,512 | $2,903,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 58,765 | $2,903,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 7,400 | $2,895,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 62,870 | $2,883,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 109,158 | $2,876,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 20,446 | $2,865,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 80,200 | $2,864,000 | thousands by filing date | put |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 41,216 | $2,859,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 7,300 | $2,856,000 | thousands by filing date | call |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 141,911 | $2,850,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 128,772 | $2,847,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 133,140 | $2,845,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 94,800 | $2,844,000 | thousands by filing date | call |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 15,700 | $2,839,000 | thousands by filing date | call |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 34,351 | $2,839,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 30,381 | $2,825,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 263,924 | $2,824,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 19,300 | $2,819,000 | thousands by filing date | put |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 107,201 | $2,819,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 59,394 | $2,818,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 152,312 | $2,818,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 227,602 | $2,809,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 150,700 | $2,808,000 | thousands by filing date | put |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 180,417 | $2,805,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 25,100 | $2,804,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 164,456 | $2,804,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 97,797 | $2,799,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 218,326 | $2,799,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 222,700 | $2,797,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 57,951 | $2,796,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 77,996 | $2,796,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 150,000 | $2,795,000 | thousands by filing date | call |
| EXTREME NETWORKS INC | 30226D106 | COM | 509,676 | $2,793,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 12,200 | $2,785,000 | thousands by filing date | call |
| HILLTOP HLDGS INC | 432748101 | COM | 137,598 | $2,775,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 39,755 | $2,773,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 45,932 | $2,768,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 693,600 | $2,767,000 | thousands by filing date | put |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 100,000 | $2,766,000 | thousands by filing date | put |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 100,000 | $2,766,000 | thousands by filing date | call |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 198,741 | $2,766,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 712,745 | $2,766,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 28,000 | $2,761,000 | thousands by filing date | put |
| CHEMOCENTRYX INC | 16383L106 | COM | 218,373 | $2,761,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 890,307 | $2,760,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 61,580 | $2,759,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 62,983 | $2,757,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 90,501 | $2,756,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 147,468 | $2,750,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 198,298 | $2,747,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 100,000 | $2,745,000 | thousands by filing date | put |
| TIVO CORP | 88870P106 | COM | 220,000 | $2,739,000 | thousands by filing date | call |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 69,860 | $2,734,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 134,600 | $2,732,000 | thousands by filing date | call |
| TESARO INC | 881569107 | COM | 70,000 | $2,731,000 | thousands by filing date | put |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 52,750 | $2,729,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 70,520 | $2,728,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 20,000 | $2,726,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 20,900 | $2,716,000 | thousands by filing date | put |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 2,500 | $2,715,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 69,116 | $2,713,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 132,770 | $2,712,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 43,557 | $2,712,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 2,500,000 | $2,704,000 | thousands by filing date | principal |
| PRA Group Inc | 69354N106 | COM | 75,000 | $2,700,000 | thousands by filing date | call |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 130,589 | $2,690,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 64,854 | $2,683,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 2,599,000 | $2,676,000 | thousands by filing date | principal |
| WORKIVA INC COM CL A | 98139A105 | Stock | 67,639 | $2,672,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 125,500 | $2,663,000 | thousands by filing date | call |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 100,000 | $2,663,000 | thousands by filing date | call |
| CORNING INC | 219350105 | COM | 75,100 | $2,651,000 | thousands by filing date | put |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 148,503 | $2,650,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 115,400 | $2,647,000 | thousands by filing date | put |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 147,959 | $2,641,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 99,601 | $2,639,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 139,256 | $2,632,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 55,796 | $2,631,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 242,240 | $2,631,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 51,500 | $2,630,000 | thousands by filing date | call |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 16,900 | $2,626,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 25,600 | $2,624,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 34,157 | $2,621,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 20,500 | $2,615,000 | thousands by filing date | call |
| CHAMPION HOMES INC | 830830105 | COM | 91,316 | $2,609,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 82,867 | $2,609,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 85,118 | $2,603,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 34,995 | $2,599,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 209,639 | $2,594,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 73,048 | $2,586,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 126,458 | $2,584,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 2,000 | $2,582,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 397,854 | $2,582,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 86,754 | $2,580,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 78,317 | $2,580,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 107,681 | $2,574,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 88,100 | $2,565,000 | thousands by filing date | put |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 323,700 | $2,557,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 11,806 | $2,555,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 157,985 | $2,551,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 100,000 | $2,533,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 25,000 | $2,531,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 281,075 | $2,530,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 27,300 | $2,524,000 | thousands by filing date | call |
| INSULET CORP COM | 45784P101 | Stock | 23,800 | $2,522,000 | thousands by filing date | put |
| CEVA INC | 157210105 | COMMON STOCK | 87,728 | $2,522,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 10,657 | $2,512,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 42,500 | $2,511,000 | thousands by filing date | call |
| PARTY CITY HOLDCO INC | 702149105 | COM | 185,300 | $2,511,000 | thousands by filing date | call |
| INVESCO EXCHNG TRAD SLF INDE | 46139W304 | CORRT INM DEFS | 100,000 | $2,509,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 93,079 | $2,507,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 76,673 | $2,503,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 174,734 | $2,503,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 139,520 | $2,501,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W403 | CORRT INM VALU | 100,000 | $2,501,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 36,369 | $2,497,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 11,000 | $2,488,000 | thousands by filing date | put |
| WESBANCO INC | 950810101 | COM | 55,771 | $2,486,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 77,068 | $2,483,000 | thousands by filing date | put |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 83,391 | $2,483,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 134,040 | $2,477,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 65,208 | $2,476,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 81,200 | $2,475,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 161,929 | $2,471,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 2,500,000 | $2,469,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 1,213,000 | $2,468,000 | thousands by filing date | principal |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 38,200 | $2,460,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249607 | COM | 273,860 | $2,459,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 148,653 | $2,449,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 245,835 | $2,437,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 142,702 | $2,426,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 109,257 | $2,415,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 28,700 | $2,404,000 | thousands by filing date | call |
| DSP GROUP INC | 23332B106 | COM | 201,737 | $2,401,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 9,000 | $2,395,000 | thousands by filing date | put |
| SYMANTEC CORP | 871503108 | COM | 112,500 | $2,394,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 42,111 | $2,389,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 26,575 | $2,379,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 371,871 | $2,372,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 41,449 | $2,369,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 72,762 | $2,368,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 158,809 | $2,358,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 45,700 | $2,357,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 27,793 | $2,356,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 75,523 | $2,350,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 107,850 | $2,345,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 50,978 | $2,340,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 55,900 | $2,337,000 | thousands by filing date | call |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 7,321 | $2,336,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 29,100 | $2,329,000 | thousands by filing date | call |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 53,089 | $2,325,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 17,500 | $2,321,000 | thousands by filing date | call |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 40,084 | $2,318,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 40,623 | $2,313,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 58,755 | $2,313,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 234,865 | $2,313,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 63,498 | $2,311,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 61,588 | $2,310,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-18-000556 | this filing | 2018-11-14 | acceptance time not in the bulk data set |