13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 5,623 holding rows worth $369,546,129,000.
- Accession
- 0000769993-18-000450
- Filer
- CIK 886982
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 10,307 entries on the cover page, a total value of $369,546,129,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $369,546,129,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 10,900 | $1,129,000 | thousands by filing date | call |
| HCI GROUP INC | 40416E103 | COM | 27,171 | $1,129,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 70,350 | $1,126,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 84,900 | $1,116,000 | thousands by filing date | call |
| TIPTREE INC | 88822Q103 | COM | 164,018 | $1,115,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 77,331 | $1,114,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 467,723 | $1,113,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 103,934 | $1,112,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,903 | $1,111,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 30,400 | $1,111,000 | thousands by filing date | put |
| COHEN & STEERS INC COM | 19247A100 | Stock | 26,348 | $1,099,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 11,821 | $1,098,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 134,241 | $1,098,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 115,096 | $1,092,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 105,197 | $1,089,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 85,037 | $1,088,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 37,018 | $1,088,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 222,741 | $1,087,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 141,800 | $1,085,000 | thousands by filing date | call |
| HAWKINS INC | 420261109 | COM | 30,683 | $1,085,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 245,916 | $1,084,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 28,700 | $1,082,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 35,271 | $1,082,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 20,337 | $1,081,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 47,913 | $1,080,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 272 | $1,078,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 48,603 | $1,074,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 29,108 | $1,073,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 27,757 | $1,066,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 35,930 | $1,063,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 30,290 | $1,059,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 28,521 | $1,057,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 9,400 | $1,056,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 31,900 | $1,053,000 | thousands by filing date | put |
| R1 RCM INC | 749397105 | COM | 121,305 | $1,053,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 27,515 | $1,049,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 72,102 | $1,046,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 126,526 | $1,045,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 66,943 | $1,044,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 144,194 | $1,044,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 30,100 | $1,043,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 67,800 | $1,040,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 10,900 | $1,037,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 165,900 | $1,035,000 | thousands by filing date | call |
| MERCHANTS BANCORP IND | 58844R108 | COM | 36,162 | $1,031,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 31,088 | $1,030,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 15,900 | $1,030,000 | thousands by filing date | call |
| ETFMG | 26924G508 | EXCHANGE TRADED | 35,044 | $1,030,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 35,000 | $1,029,000 | thousands by filing date | put |
| ENOVA INTL INC | 29357K103 | COM | 28,100 | $1,027,000 | thousands by filing date | call |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 13,795 | $1,026,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 23,123 | $1,026,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 54,278 | $1,026,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 11,636 | $1,023,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 79,300 | $1,021,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 84,843 | $1,020,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 75,504 | $1,019,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 32,935 | $1,016,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 23,600 | $1,015,000 | thousands by filing date | call |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 81,817 | $1,015,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 79,749 | $1,014,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 14,190 | $1,014,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 30,617 | $1,014,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 12,300 | $1,011,000 | thousands by filing date | put |
| CASEYS GEN STORES INC | 147528103 | COM | 9,600 | $1,009,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 2,003,328 | $1,009,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 115,267 | $1,009,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 272,362 | $1,008,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 31,100 | $1,007,000 | thousands by filing date | put |
| BLOOMIN BRANDS INC | 094235108 | COM | 50,000 | $1,005,000 | thousands by filing date | call |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 1,000,000 | $1,005,000 | thousands by filing date | principal |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 35,454 | $1,004,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 31,300 | $1,003,000 | thousands by filing date | call |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 103,755 | $1,003,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 50,714 | $1,001,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 28,000 | $1,000,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 20,478 | $997,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 285,582 | $997,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 23,900 | $996,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 704,000 | $996,000 | thousands by filing date | principal |
| VALHI INC NEW | 918905100 | COM | 208,705 | $993,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 175,265 | $992,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 49,696 | $989,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 90,384 | $988,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 38,166 | $987,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 40,861 | $987,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 47,199 | $986,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 51,393 | $980,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 115,156 | $979,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 12,500 | $978,000 | thousands by filing date | put |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 231,300 | $978,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 93,423 | $977,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 20,100 | $976,000 | thousands by filing date | call |
| STITCH FIX INC | 860897107 | COM CL A | 35,537 | $975,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 81,878 | $972,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 28,900 | $970,000 | thousands by filing date | put |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 80,967 | $970,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 39,572 | $968,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 107,023 | $968,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 14,062 | $968,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 64,492 | $967,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 52,332 | $966,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 58,500 | $963,000 | thousands by filing date | call |
| TELLURIAN INC NEW | 87968A104 | COM | 115,699 | $963,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 6,500 | $960,000 | thousands by filing date | put |
| HURON CONSULTING GROUP INC | 447462102 | COM | 23,431 | $958,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 34,100 | $957,000 | thousands by filing date | call |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 163,986 | $957,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 62,937 | $954,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 537,934 | $952,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,096 | $951,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 58,268 | $950,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 125,342 | $946,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 9,890 | $945,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 174,574 | $943,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 52,843 | $943,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 20,775 | $941,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 102,368 | $939,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 96,381 | $938,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 91,396 | $937,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 772,000 | $937,000 | thousands by filing date | principal |
| POWELL INDS INC | 739128106 | COM | 26,871 | $936,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 28,871 | $934,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 709,000 | $933,000 | thousands by filing date | principal |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 24,351 | $931,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 36,962 | $930,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 33,782 | $927,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 12,600 | $923,000 | thousands by filing date | call |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 6,800 | $923,000 | thousands by filing date | put |
| LEGG MASON ETF INVT TR | 52468L604 | EMRG MKTS VOLA | 33,811 | $921,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 196,201 | $920,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 11,343 | $919,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 13,900 | $918,000 | thousands by filing date | put |
| SIERRA WIRELESS INC | 826516106 | COM | 57,232 | $916,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 4,987 | $915,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 41,209 | $914,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 470,686 | $908,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 26,826 | $907,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 7,300 | $906,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 15,580 | $903,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 41,408 | $902,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 47,400 | $902,000 | thousands by filing date | put |
| ON DECK CAP INC | 682163100 | COM | 128,489 | $900,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 408,442 | $899,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 64,987 | $897,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 17,900 | $895,000 | thousands by filing date | call |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 54,578 | $895,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 80,100 | $893,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 20,700 | $891,000 | thousands by filing date | put |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 30,000 | $886,000 | thousands by filing date | put |
| SUNRUN INC | 86771W105 | COM | 67,300 | $885,000 | thousands by filing date | put |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 42,170 | $884,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 155,459 | $883,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 9,100 | $881,000 | thousands by filing date | call |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 25,601 | $880,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 32,000 | $878,000 | thousands by filing date | call |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 18,800 | $876,000 | thousands by filing date | put |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 66,786 | $876,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 39,183 | $875,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 652,931 | $875,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 104,051 | $874,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 33,834 | $872,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 50,127 | $872,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 14,700 | $868,000 | thousands by filing date | call |
| SASOL LTD | 803866300 | SPONSORED ADR | 23,729 | $867,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 21,188 | $866,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 61,654 | $866,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 29,300 | $863,000 | thousands by filing date | call |
| SANDERSON FARMS | 800013104 | COM | 8,200 | $862,000 | thousands by filing date | put |
| GARMIN LTD SHS | H2906T109 | Stock | 14,100 | $860,000 | thousands by filing date | put |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 26,406 | $860,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 16,224 | $857,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 25,500 | $857,000 | thousands by filing date | call |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 77,975 | $856,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 13,400 | $856,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 47,655 | $855,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 120,004 | $855,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 19,093 | $854,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 20,100 | $853,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 16,272 | $851,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 73,827 | $850,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 43,169 | $850,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 46,875 | $849,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 13,000 | $847,000 | thousands by filing date | put |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 102,794 | $847,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 10,989 | $846,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 24,787 | $846,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 31,993 | $845,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 118,535 | $845,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 20,977 | $841,000 | thousands by filing date | put |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 37,582 | $840,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 181,033 | $838,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 796,000 | $837,000 | thousands by filing date | principal |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 424,966 | $837,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 40,578 | $836,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 17,900 | $834,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 11,300 | $834,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 318,271 | $833,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 43,350 | $833,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 14,374 | $831,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 146,255 | $831,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 50,000 | $830,000 | thousands by filing date | call |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 9,050 | $829,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 73,190 | $829,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 53,318 | $826,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 10,529 | $826,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 307,419 | $822,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 52,960 | $821,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 6,100 | $820,000 | thousands by filing date | put |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 42,584 | $817,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 32,000 | $817,000 | thousands by filing date | put |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 19,400 | $816,000 | thousands by filing date | put |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 53,530 | $816,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 25,300 | $814,000 | thousands by filing date | call |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 63,180 | $814,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 19,858 | $813,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 60,297 | $809,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 180,484 | $809,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 16,400 | $806,000 | thousands by filing date | put |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 180,000 | $806,000 | thousands by filing date | put |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 24,184 | $804,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 7,640 | $803,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 218,073 | $803,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 73,402 | $800,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 60,119 | $797,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 160,580 | $796,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 15,152 | $795,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 30,731 | $795,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 8,609 | $794,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 4,600 | $793,000 | thousands by filing date | call |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 86,930 | $793,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 833 | $791,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 62,500 | $788,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 45,000 | $787,000 | thousands by filing date | call |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 38,966 | $786,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 32,152 | $785,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 4,047 | $784,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 48,855 | $783,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 46,887 | $782,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 58,100 | $781,000 | thousands by filing date | call |
| DMC GLOBAL INC | 23291C103 | COM | 17,385 | $781,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 5,917 | $778,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 23,574 | $778,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 59,596 | $772,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 11,000 | $771,000 | thousands by filing date | put |
| PLATINUM EAGLE ACQUISITIN CO | G7126L100 | SHS CL A | 79,099 | $769,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,104 | $768,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 19,466 | $764,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 24,600 | $763,000 | thousands by filing date | put |
| WENDYS CO COM | 95058W100 | Stock | 44,400 | $763,000 | thousands by filing date | put |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 25,525 | $762,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 24,297 | $762,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 39,836 | $761,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 55,800 | $758,000 | thousands by filing date | put |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 30,807 | $756,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 25,327 | $756,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 96,841 | $756,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 51,169 | $755,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 15,172 | $755,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 5,085 | $754,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 29,400 | $754,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 23,615 | $753,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 34,014 | $752,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 35,600 | $750,000 | thousands by filing date | put |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 113,282 | $747,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 24,194 | $745,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 22,429 | $745,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 56,648 | $743,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 28,000 | $742,000 | thousands by filing date | put |
| ZUORA INC | 98983V106 | COMMON STOCK | 27,200 | $740,000 | thousands by filing date | put |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 17,006 | $739,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 20,050 | $739,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,100 | $738,000 | thousands by filing date | put |
| Delta Apparel Inc | 247368103 | COM | 38,119 | $738,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 32,544 | $737,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 205,585 | $734,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 28,800 | $733,000 | thousands by filing date | call |
| NEURONETICS INC | 64131A105 | COM | 27,500 | $732,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 132,226 | $731,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 38,664 | $730,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 37,707 | $729,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 80,496 | $727,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3,100 | $724,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 13,400 | $723,000 | thousands by filing date | call |
| SIENTRA INC | 82621J105 | COM | 36,959 | $721,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 717,000 | $721,000 | thousands by filing date | principal |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 54,687 | $720,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 7,038 | $720,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 20,780 | $720,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 27,735 | $716,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 32,745 | $714,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 6,800 | $713,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 15,721 | $712,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 65,778 | $711,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 5,600 | $709,000 | thousands by filing date | put |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 36,046 | $708,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 535,304 | $707,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 33,200 | $705,000 | thousands by filing date | call |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 25,000 | $704,000 | thousands by filing date | call |
| FERROGLOBE PLC | G33856108 | SHS | 82,200 | $704,000 | thousands by filing date | put |
| FERROGLOBE PLC | G33856108 | SHS | 82,200 | $704,000 | thousands by filing date | call |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 214,000 | $704,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 10,200 | $702,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 246,907 | $701,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 45,483 | $700,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 4,613 | $698,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 54,009 | $697,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 86,500 | $695,000 | thousands by filing date | call |
| RIVERVIEW BANCORP INC | 769397100 | COM | 82,303 | $694,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 96,003 | $691,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 73,852 | $690,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 18,263 | $690,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 28,211 | $690,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 10,000 | $689,000 | thousands by filing date | call |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 14,683 | $689,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 74,937 | $687,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 1,225,333 | $686,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 13,812 | $685,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 5,712 | $685,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 24,070 | $684,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 238,956 | $683,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 338,875 | $681,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 52,555 | $681,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 78,618 | $681,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 129,500 | $679,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 100,100 | $678,000 | thousands by filing date | put |
| KEYW HLDG CORP | 493723100 | COM | 77,247 | $675,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 13,700 | $674,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 43,173 | $674,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 37,003 | $673,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 5,000 | $673,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 671,000 | $673,000 | thousands by filing date | principal |
| GOGO INC | 38046C109 | COM | 138,162 | $671,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 39,433 | $671,000 | thousands by filing date | put |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 65,874 | $671,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 35,300 | $670,000 | thousands by filing date | call |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 136,241 | $669,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 5,997 | $668,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 53,600 | $667,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 149,871 | $667,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 4,112 | $666,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 44,786 | $664,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 76,320 | $664,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 328,062 | $664,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 457,403 | $663,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 64,738 | $661,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 11,146 | $660,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 37,348 | $655,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 3,200 | $654,000 | thousands by filing date | put |
| Enzo Biochem Inc | 294100102 | Common Stock | 125,915 | $653,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 27,159 | $652,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 7,000 | $651,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 34,000 | $650,000 | thousands by filing date | put |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 25,997 | $649,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 12,000 | $648,000 | thousands by filing date | put |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 39,818 | $648,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 559,000 | $647,000 | thousands by filing date | principal |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 98,769 | $645,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 31,692 | $645,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 8,800 | $644,000 | thousands by filing date | put |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 134,675 | $644,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 83,996 | $643,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 39,955 | $642,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 46,000 | $641,000 | thousands by filing date | call |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 485,883 | $641,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 6,100 | $640,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 10,628 | $640,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 9,800 | $639,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 5,100 | $637,000 | thousands by filing date | put |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 11,800 | $636,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 64,332 | $634,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 19,249 | $633,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 18,400 | $633,000 | thousands by filing date | call |
| INTRICON CORP | 46121H109 | COM | 15,714 | $633,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 7,597 | $631,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 35,975 | $631,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 19,411 | $629,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 61,525 | $629,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 9,789 | $628,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 35,449 | $626,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 186,485 | $625,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 6,600 | $623,000 | thousands by filing date | call |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 11,223 | $623,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 179,968 | $623,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 72,241 | $621,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 118,100 | $619,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 380,088 | $619,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 153,502 | $619,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 50,807 | $617,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 7,500 | $616,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 212,431 | $614,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 22,483 | $613,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 695,000 | $612,000 | thousands by filing date | principal |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 93,357 | $611,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 424,159 | $611,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 9,680 | $610,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 22,100 | $608,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 14,794 | $607,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 108,929 | $607,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 187,057 | $605,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 7,900 | $604,000 | thousands by filing date | put |
| EXFO INC | 302046107 | SUB VTG SHS | 174,397 | $602,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 36,156 | $601,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 597,000 | $599,000 | thousands by filing date | principal |
| SENECA FOODS CORP NEW | 817070501 | CL A | 22,128 | $597,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 60,303 | $597,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,900 | $596,000 | thousands by filing date | call |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 10,400 | $596,000 | thousands by filing date | call |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 7,348 | $594,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 20,998 | $593,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 79,300 | $592,000 | thousands by filing date | call |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 30,900 | $590,000 | thousands by filing date | put |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 21,396 | $588,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 149,973 | $588,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 90,489 | $585,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 30,700 | $583,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 244,901 | $583,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 72,215 | $583,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 90,400 | $582,000 | thousands by filing date | put |
| FRED S INC CLASS A | 356108100 | COM | 255,284 | $582,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 11,986 | $580,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 304,639 | $579,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 229,887 | $579,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 26,400 | $576,000 | thousands by filing date | put |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 221,440 | $576,000 | thousands by filing date | |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 700,000 | $576,000 | thousands by filing date | principal |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 89,836 | $575,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 16,000 | $575,000 | thousands by filing date | call |
| SMART SAND INC | 83191H107 | COM | 108,282 | $575,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 27,764 | $573,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 28,560 | $571,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 60,760 | $571,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 92,671 | $569,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 30,591 | $569,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 58,800 | $567,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 159,318 | $566,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 98,794 | $566,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 12,569 | $566,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 86,118 | $564,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 15,700 | $564,000 | thousands by filing date | put |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 17,700 | $564,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 7,700 | $561,000 | thousands by filing date | call |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 16,175 | $560,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 26,326 | $559,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 82,864 | $557,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 65,868 | $556,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 31,265 | $555,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 245,122 | $554,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 110,859 | $554,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 19,602 | $552,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 107,566 | $551,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 57,100 | $551,000 | thousands by filing date | put |
| MEDICINES CO | 584688105 | COM | 15,000 | $551,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 50,000 | $550,000 | thousands by filing date | call |
| Viacom Inc Cl A | 92553P102 | CL A | 15,421 | $547,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 51,190 | $546,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 38,196 | $545,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 22,500 | $544,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 202,080 | $541,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 25,800 | $541,000 | thousands by filing date | put |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 28,500 | $541,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 49,266 | $539,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 9,000 | $538,000 | thousands by filing date | call |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 28,155 | $538,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 37,708 | $537,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 134,944 | $537,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 148,785 | $537,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,800 | $536,000 | thousands by filing date | put |
| STRATUS PPTYS INC | 863167201 | COM NEW | 17,507 | $535,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 109,980 | $533,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 873,208 | $532,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 40,030 | $530,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 23,520 | $530,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 4,200 | $527,000 | thousands by filing date | put |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 24,400 | $527,000 | thousands by filing date | call |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 75,115 | $527,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 18,750 | $526,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 14,429 | $525,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 9,103 | $524,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 100,849 | $524,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 10,000 | $523,000 | thousands by filing date | put |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 94,577 | $523,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 4,490 | $521,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 11,794 | $521,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 26,493 | $521,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 5,000 | $520,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 579,000 | $518,000 | thousands by filing date | principal |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 21,800 | $517,000 | thousands by filing date | call |
| CHANNELADVISOR CORP | 159179100 | COM | 36,795 | $517,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 10,000 | $516,000 | thousands by filing date | call |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 17,246 | $516,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 47,778 | $515,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 80,383 | $513,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 23,800 | $512,000 | thousands by filing date | put |
| NICOLET BANKSHARES INC | 65406E102 | COM | 9,250 | $510,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 13,000 | $510,000 | thousands by filing date | call |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 39,990 | $509,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 33,300 | $507,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 25,990 | $507,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 7,236 | $505,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-18-000450 | this filing | 2018-08-14 | acceptance time not in the bulk data set |