13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 5,623 holding rows worth $369,546,129,000.
- Accession
- 0000769993-18-000450
- Filer
- CIK 886982
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 10,307 entries on the cover page, a total value of $369,546,129,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $369,546,129,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 26,006 | $4,752,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 142,347 | $4,739,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 156,023 | $4,732,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 453,835 | $4,729,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 112,800 | $4,713,000 | thousands by filing date | call |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 107,467 | $4,699,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 328,873 | $4,683,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 81,063 | $4,678,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 186,601 | $4,662,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 4,008,000 | $4,660,000 | thousands by filing date | principal |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 172,971 | $4,648,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 54,800 | $4,644,000 | thousands by filing date | call |
| ZENDESK INC | 98936J101 | COM | 85,200 | $4,643,000 | thousands by filing date | call |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 22,400 | $4,640,000 | thousands by filing date | call |
| VIPER | 92763M105 | COMMON STOCK | 145,100 | $4,630,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 83,800 | $4,614,000 | thousands by filing date | put |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 100,508 | $4,608,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 205,240 | $4,607,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 87,454 | $4,604,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 95,800 | $4,603,000 | thousands by filing date | put |
| XO GROUP INC | 983772104 | COM | 143,782 | $4,601,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 117,017 | $4,599,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 45,502 | $4,586,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 24,500 | $4,567,000 | thousands by filing date | put |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 44,435 | $4,566,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 287,662 | $4,559,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 365,911 | $4,556,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 252,212 | $4,537,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,463,200 | $4,521,000 | thousands by filing date | call |
| STATE BANK FINL CORP COM | 856190103 | COM | 135,082 | $4,512,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 161,100 | $4,511,000 | thousands by filing date | call |
| MARINEMAX INC | 567908108 | COM | 237,870 | $4,508,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 100,169 | $4,507,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 159,632 | $4,505,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 73,800 | $4,501,000 | thousands by filing date | put |
| NEWELL BRANDS INC COM | 651229106 | Stock | 174,500 | $4,500,000 | thousands by filing date | put |
| GRIFFON CORP | 398433102 | COM | 252,253 | $4,490,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 15,000 | $4,484,000 | thousands by filing date | put |
| NATUS MEDICAL INC | 639050103 | COM | 129,386 | $4,464,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 247,700 | $4,446,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 278,397 | $4,438,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 287,298 | $4,436,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 36,900 | $4,435,000 | thousands by filing date | call |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 38,365 | $4,428,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 87,800 | $4,426,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 240,902 | $4,409,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 114,733 | $4,401,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 59,153 | $4,390,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 100,000 | $4,384,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 610,287 | $4,364,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 171,400 | $4,362,000 | thousands by filing date | put |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 270,939 | $4,362,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 60,945 | $4,361,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 44,900 | $4,340,000 | thousands by filing date | put |
| Vanguard Communication Services ETF | 92204A884 | SHS | 50,884 | $4,321,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 70,600 | $4,318,000 | thousands by filing date | put |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 283,077 | $4,317,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 99,100 | $4,311,000 | thousands by filing date | call |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 51,587 | $4,309,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 279,434 | $4,303,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 15,400 | $4,301,000 | thousands by filing date | put |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 568,704 | $4,293,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 95,404 | $4,280,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 251,540 | $4,279,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 562,740 | $4,277,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 39,800 | $4,261,000 | thousands by filing date | call |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 2,028,269 | $4,259,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 344,072 | $4,252,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 63,698 | $4,236,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 98,335 | $4,229,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 81,748 | $4,227,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 28,900 | $4,226,000 | thousands by filing date | put |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 145,419 | $4,198,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 99,911 | $4,190,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 69,000 | $4,161,000 | thousands by filing date | call |
| CYS INVTS INC | 12673A108 | COM | 554,251 | $4,157,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 666,195 | $4,157,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 256,193 | $4,155,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 30,000 | $4,151,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 513,357 | $4,148,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 25,379 | $4,144,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 69,300 | $4,141,000 | thousands by filing date | call |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 499,455 | $4,140,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 117,965 | $4,129,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 153,157 | $4,128,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 417,217 | $4,127,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 75,200 | $4,121,000 | thousands by filing date | call |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 259,106 | $4,120,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 50,640 | $4,100,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 169,777 | $4,100,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 26,200 | $4,093,000 | thousands by filing date | put |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 36,490 | $4,089,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 235,063 | $4,083,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 277,200 | $4,080,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 59,600 | $4,078,000 | thousands by filing date | put |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 127,807 | $4,073,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 322,616 | $4,072,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 45,860 | $4,071,000 | thousands by filing date | put |
| MULTI-COLOR | 625383104 | COM | 62,914 | $4,068,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 207,851 | $4,063,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 266,135 | $4,061,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 280,179 | $4,060,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 211,893 | $4,058,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 39,896 | $4,056,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 99,300 | $4,042,000 | thousands by filing date | call |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 126,292 | $4,041,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 32,314 | $4,031,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 51,300 | $4,029,000 | thousands by filing date | put |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 219,910 | $4,022,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 184,122 | $4,014,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 73,775 | $4,010,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 3,602,000 | $4,009,000 | thousands by filing date | principal |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 164,563 | $4,008,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 41,101 | $4,003,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 261,722 | $3,991,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 203,419 | $3,987,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,491,352 | $3,982,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 291,795 | $3,980,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 336,760 | $3,974,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 55,859 | $3,969,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 30,000 | $3,965,000 | thousands by filing date | put |
| APOLLO INVT CORP | 03761U106 | COM | 710,334 | $3,956,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 128,800 | $3,954,000 | thousands by filing date | call |
| TRANSENTERIX INC | 89366M201 | COM NEW | 906,715 | $3,953,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 143,200 | $3,939,000 | thousands by filing date | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 191,259 | $3,935,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 35,536 | $3,925,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 159,122 | $3,918,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 282,204 | $3,908,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 262,058 | $3,905,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 217,465 | $3,904,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 156,200 | $3,902,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 876,397 | $3,900,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 311,635 | $3,895,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 204,419 | $3,894,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 220,635 | $3,886,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 3,000,000 | $3,876,000 | thousands by filing date | principal |
| AVALARA INC | 05338G106 | COM | 72,613 | $3,875,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 87,214 | $3,868,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 126,398 | $3,868,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 70,400 | $3,866,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 198,000 | $3,861,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 246,085 | $3,856,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 119,027 | $3,851,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 275,747 | $3,844,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 480,148 | $3,829,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 70,174 | $3,825,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 100,083 | $3,823,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 48,013 | $3,819,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 136,956 | $3,814,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 131,395 | $3,814,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 116,594 | $3,813,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 102,433 | $3,811,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 118,554 | $3,809,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 320,421 | $3,794,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 20,300 | $3,784,000 | thousands by filing date | call |
| LGI HOMES INC COM | 50187T106 | Stock | 65,545 | $3,784,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 167,413 | $3,782,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 176,148 | $3,779,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 155,479 | $3,779,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 161,047 | $3,778,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 122,708 | $3,762,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 60,198 | $3,750,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 27,735 | $3,748,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 84,300 | $3,743,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 256,800 | $3,742,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 80,000 | $3,740,000 | thousands by filing date | put |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 136,242 | $3,739,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 253,500 | $3,732,000 | thousands by filing date | put |
| WEIS MKTS INC COM | 948849104 | Stock | 69,928 | $3,730,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 28,400 | $3,723,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 108,386 | $3,720,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 50,315 | $3,712,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 34,400 | $3,697,000 | thousands by filing date | call |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 357,831 | $3,689,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 122,681 | $3,687,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 167,032 | $3,686,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 40,000 | $3,676,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 735,799 | $3,657,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 47,900 | $3,656,000 | thousands by filing date | call |
| YUM CHINA HLDGS INC | 98850P109 | COM | 95,000 | $3,654,000 | thousands by filing date | put |
| YUM CHINA HLDGS INC | 98850P109 | COM | 95,000 | $3,654,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 234,974 | $3,653,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 211,206 | $3,653,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 173,890 | $3,650,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 47,100 | $3,646,000 | thousands by filing date | call |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 143,365 | $3,643,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 322,558 | $3,628,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 258,042 | $3,625,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 101,402 | $3,616,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 100,000 | $3,616,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 75,900 | $3,615,000 | thousands by filing date | call |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 25,879 | $3,611,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 257,778 | $3,609,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 299,515 | $3,609,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 131,100 | $3,607,000 | thousands by filing date | call |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 222,572 | $3,606,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 31,900 | $3,603,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 100,100 | $3,595,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 25,500 | $3,565,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 29,600 | $3,558,000 | thousands by filing date | put |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 161,823 | $3,552,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 243,458 | $3,550,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 3,573,330 | $3,550,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 133,762 | $3,547,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 699,041 | $3,544,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 62,715 | $3,540,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 70,000 | $3,532,000 | thousands by filing date | call |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 124,989 | $3,521,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 43,700 | $3,521,000 | thousands by filing date | call |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 3,480,000 | $3,520,000 | thousands by filing date | principal |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 396,796 | $3,508,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 20,600 | $3,506,000 | thousands by filing date | put |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 215,838 | $3,497,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 38,400 | $3,492,000 | thousands by filing date | call |
| INSTEEL INDS INC | 45774W108 | COM | 104,503 | $3,490,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 221,563 | $3,479,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 31,900 | $3,473,000 | thousands by filing date | put |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 44,474 | $3,469,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 13,700 | $3,462,000 | thousands by filing date | call |
| ATRICURE INC | 04963C209 | COM | 127,943 | $3,461,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 349,971 | $3,454,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 44,187 | $3,452,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 20,000 | $3,449,000 | thousands by filing date | call |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 120,164 | $3,449,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 2,009,970 | $3,438,000 | thousands by filing date | principal |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 103,000 | $3,434,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 17,700 | $3,419,000 | thousands by filing date | put |
| CVR ENERGY, INC. | 12662P108 | COM | 92,337 | $3,416,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 41,000 | $3,414,000 | thousands by filing date | put |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 170,743 | $3,411,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 205,248 | $3,407,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 75,035 | $3,403,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 56,853 | $3,385,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 178,943 | $3,371,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 86,432 | $3,371,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 111,578 | $3,369,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 294,221 | $3,363,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 204,828 | $3,362,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 33,900 | $3,360,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 313,700 | $3,357,000 | thousands by filing date | call |
| AZUL S A | 05501U106 | OPT | 205,000 | $3,354,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 1,611,309 | $3,352,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 100,739 | $3,344,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 223,090 | $3,335,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 46,380 | $3,332,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 173,883 | $3,328,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 191,434 | $3,327,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 153,902 | $3,324,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 60,569 | $3,322,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 223,524 | $3,320,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 271,191 | $3,319,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 2,786,000 | $3,315,000 | thousands by filing date | principal |
| CARVANA CO CL A | 146869102 | Stock | 79,318 | $3,300,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 284,145 | $3,296,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 200,400 | $3,291,000 | thousands by filing date | put |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 93,802 | $3,285,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 142,555 | $3,284,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 68,900 | $3,280,000 | thousands by filing date | put |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 48,486 | $3,270,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 99,100 | $3,270,000 | thousands by filing date | call |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 100,000 | $3,269,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 166,514 | $3,253,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 19,100 | $3,251,000 | thousands by filing date | call |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 2,500,000 | $3,247,000 | thousands by filing date | principal |
| DROPBOX INC CL A | 26210C104 | Stock | 100,000 | $3,242,000 | thousands by filing date | put |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 250,000 | $3,242,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 377,083 | $3,240,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 190,192 | $3,231,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 235,720 | $3,222,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 27,848 | $3,222,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 96,188 | $3,221,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 142,156 | $3,217,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 244,900 | $3,216,000 | thousands by filing date | call |
| BLACKLINE, INC. | 09239B109 | COM | 73,999 | $3,214,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 23,896 | $3,212,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 288,746 | $3,208,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 104,895 | $3,202,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 223,351 | $3,201,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 70,014 | $3,201,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 54,400 | $3,200,000 | thousands by filing date | put |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 104,524 | $3,189,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 64,061 | $3,179,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 82,004 | $3,166,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 67,727 | $3,161,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,322,126 | $3,147,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 2,354,000 | $3,139,000 | thousands by filing date | principal |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 79,947 | $3,135,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 117,397 | $3,133,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 2,193,000 | $3,133,000 | thousands by filing date | principal |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 95,044 | $3,132,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 71,704 | $3,130,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 159,631 | $3,127,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 90,289 | $3,120,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 56,678 | $3,114,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 70,000 | $3,113,000 | thousands by filing date | put |
| MYR GROUP INC | 55405W104 | COM | 87,571 | $3,105,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 54,235 | $3,105,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 133,111 | $3,104,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 47,602 | $3,100,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 124,000 | $3,094,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 483,902 | $3,092,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 49,216 | $3,090,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 39,299 | $3,087,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 130,936 | $3,077,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 56,983 | $3,075,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 307,979 | $3,074,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 104,969 | $3,069,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 118,537 | $3,064,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 52,078 | $3,060,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 43,161 | $3,057,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 274,121 | $3,057,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 131,164 | $3,042,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 57,301 | $3,034,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 80,079 | $3,033,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 33,083 | $3,008,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 190,172 | $3,007,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 100,275 | $3,006,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 47,100 | $3,004,000 | thousands by filing date | put |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 3,000,000 | $3,003,000 | thousands by filing date | principal |
| ALCOA CORP COM | 013872106 | Stock | 63,819 | $2,992,000 | thousands by filing date | call |
| FERRO CORP | 315405100 | COM | 143,430 | $2,991,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 625,722 | $2,972,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 59,300 | $2,966,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 130,000 | $2,961,000 | thousands by filing date | call |
| WHITESTONE REIT | 966084204 | COM | 237,317 | $2,961,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 38,937 | $2,961,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 157,231 | $2,959,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 151,727 | $2,959,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 340,457 | $2,959,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 31,300 | $2,958,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 17,100 | $2,956,000 | thousands by filing date | put |
| JAMBA INC | 47023A309 | COM NEW | 277,332 | $2,954,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 56,438 | $2,953,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 120,145 | $2,948,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 93,543 | $2,940,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 45,882 | $2,936,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 189,853 | $2,935,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 45,100 | $2,934,000 | thousands by filing date | call |
| FINISAR CORP | 31787A507 | COM NEW | 163,000 | $2,934,000 | thousands by filing date | put |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 103,130 | $2,927,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 30,146 | $2,924,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 222,224 | $2,923,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 22,834 | $2,922,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 1,600,000 | $2,915,000 | thousands by filing date | principal |
| ESSENDANT INC | 296689102 | COM | 220,489 | $2,914,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 91,570 | $2,912,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 62,328 | $2,906,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 435,564 | $2,906,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 89,384 | $2,905,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 250,000 | $2,905,000 | thousands by filing date | put |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 250,000 | $2,905,000 | thousands by filing date | call |
| CHEMOCENTRYX INC | 16383L106 | COM | 220,447 | $2,903,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 495,282 | $2,897,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 2,626,000 | $2,894,000 | thousands by filing date | principal |
| PRA Group Inc | 69354N106 | COM | 75,000 | $2,891,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 131,174 | $2,887,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 282,174 | $2,872,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 104,605 | $2,870,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 124,147 | $2,868,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 58,634 | $2,865,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 50,000 | $2,863,000 | thousands by filing date | put |
| ONESPAN INC | 68287N100 | COM | 145,570 | $2,860,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 29,500 | $2,851,000 | thousands by filing date | call |
| BMC STK HLDGS INC | 05591B109 | COM | 136,734 | $2,851,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 73,700 | $2,846,000 | thousands by filing date | put |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 32,449 | $2,842,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 30,900 | $2,840,000 | thousands by filing date | put |
| CARS COM INC | 14575E105 | COM | 100,000 | $2,839,000 | thousands by filing date | put |
| SUPERIOR INDS INTL INC | 868168105 | COM | 158,599 | $2,839,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 128,900 | $2,838,000 | thousands by filing date | put |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 194,617 | $2,836,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 3,102,000 | $2,833,000 | thousands by filing date | principal |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 42,226 | $2,832,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 55,900 | $2,820,000 | thousands by filing date | put |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 85,455 | $2,818,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 2,772,000 | $2,818,000 | thousands by filing date | principal |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 76,189 | $2,816,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 40,100 | $2,813,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 25,600 | $2,812,000 | thousands by filing date | put |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 25,200 | $2,812,000 | thousands by filing date | put |
| VARIAN MED SYS INC | 92220P105 | COM | 24,700 | $2,809,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 18,600 | $2,806,000 | thousands by filing date | put |
| AGNC INVT CORP COM | 00123Q104 | REIT | 150,700 | $2,802,000 | thousands by filing date | put |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 134,527 | $2,802,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 254,800 | $2,800,000 | thousands by filing date | put |
| Heritage Commerce Corp | 426927109 | Common Stock | 164,697 | $2,798,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 62,830 | $2,796,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 159,817 | $2,795,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 42,168 | $2,792,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 150,000 | $2,789,000 | thousands by filing date | call |
| MOHAWK INDS INC | 608190104 | COM | 13,000 | $2,786,000 | thousands by filing date | put |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 170,045 | $2,782,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 21,200 | $2,779,000 | thousands by filing date | put |
| MACROGENICS INC | 556099109 | COM | 134,543 | $2,778,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 104,600 | $2,773,000 | thousands by filing date | call |
| NELNET INC | 64031N108 | CL A | 47,433 | $2,771,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 90,332 | $2,767,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 63,599 | $2,765,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 88,553 | $2,763,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 494,400 | $2,754,000 | thousands by filing date | call |
| KLONDEX MNS LTD | 498696103 | COM | 1,192,334 | $2,754,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 15,300 | $2,747,000 | thousands by filing date | put |
| MATCH GROUP INC | 57665R106 | COM | 70,800 | $2,743,000 | thousands by filing date | put |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 91,767 | $2,743,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 32,200 | $2,741,000 | thousands by filing date | call |
| MERCURY SYS INC COM | 589378108 | Stock | 72,000 | $2,740,000 | thousands by filing date | call |
| ATKORE INC | 047649108 | COMMON STOCK | 131,741 | $2,736,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 700,708 | $2,733,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 51,754 | $2,731,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 339,010 | $2,726,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 109,769 | $2,725,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 77,179 | $2,725,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 1,155,928 | $2,716,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 138,587 | $2,702,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 23,500 | $2,693,000 | thousands by filing date | call |
| ISHARES TR | 464287861 | EUROPE ETF | 60,103 | $2,687,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 355,418 | $2,683,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 57,900 | $2,681,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 40,000 | $2,680,000 | thousands by filing date | put |
| NRG YIELD INC | 62942X405 | CL C | 155,855 | $2,680,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 259,969 | $2,678,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 187,859 | $2,677,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 50,008 | $2,670,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 37,891 | $2,667,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 25,100 | $2,666,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 72,848 | $2,666,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 25,900 | $2,665,000 | thousands by filing date | put |
| ORBCOMM INC | 68555P100 | COM | 263,778 | $2,665,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 75,000 | $2,663,000 | thousands by filing date | call |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 33,993 | $2,662,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 162,812 | $2,662,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 88,200 | $2,660,000 | thousands by filing date | call |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 103,602 | $2,653,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 63,208 | $2,651,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 72,400 | $2,648,000 | thousands by filing date | call |
| ISHARES INC | 464286103 | MSCI AUST ETF | 117,061 | $2,647,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 266,684 | $2,647,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 72,675 | $2,646,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 43,629 | $2,646,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 15,700 | $2,641,000 | thousands by filing date | call |
| UNITIL CORP COM | 913259107 | Stock | 51,700 | $2,639,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 242,800 | $2,634,000 | thousands by filing date | call |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 38,500 | $2,630,000 | thousands by filing date | put |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 136,991 | $2,630,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 100,221 | $2,630,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 125,157 | $2,628,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 58,115 | $2,614,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 125,199 | $2,614,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 109,076 | $2,613,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 93,545 | $2,610,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 109,377 | $2,608,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 433,575 | $2,606,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 922,809 | $2,603,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 660,702 | $2,603,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 102,442 | $2,590,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 83,400 | $2,585,000 | thousands by filing date | call |
| NMI HLDGS INC | 629209305 | COM | 158,540 | $2,584,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 353,338 | $2,579,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 50,800 | $2,577,000 | thousands by filing date | put |
| ELLIS PERRY INTL INC | 288853104 | COM | 94,814 | $2,576,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 106,150 | $2,576,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 219,918 | $2,573,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 344,833 | $2,572,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 568,583 | $2,570,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 68,100 | $2,556,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 541,197 | $2,554,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 16,300 | $2,550,000 | thousands by filing date | put |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 240,713 | $2,547,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 62,404 | $2,543,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 46,059 | $2,543,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 2,500,000 | $2,541,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 38,489 | $2,539,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 117,452 | $2,537,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 10,000 | $2,531,000 | thousands by filing date | put |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 30,000 | $2,527,000 | thousands by filing date | put |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 2,000 | $2,518,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 40,952 | $2,517,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 858,941 | $2,517,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 92,000 | $2,512,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 137,293 | $2,512,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 88,421 | $2,511,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 119,800 | $2,511,000 | thousands by filing date | call |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 71,280 | $2,505,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 50,000 | $2,504,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 50,000 | $2,500,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 69,268 | $2,499,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 144,389 | $2,496,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 73,441 | $2,494,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 267,592 | $2,494,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 18,200 | $2,488,000 | thousands by filing date | call |
| REALTY INCOME CORP COM | 756109104 | REIT | 46,200 | $2,485,000 | thousands by filing date | call |
| CYTOKINETICS INC | 23282W605 | COM NEW | 298,651 | $2,479,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 67,800 | $2,479,000 | thousands by filing date | put |
| AETNA INC NEW | 00817Y108 | COM | 13,500 | $2,477,000 | thousands by filing date | put |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 2,027,000 | $2,477,000 | thousands by filing date | principal |
| SONIC CORP | 835451105 | COM | 71,800 | $2,471,000 | thousands by filing date | put |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,240,000 | $2,463,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 2,342,000 | $2,463,000 | thousands by filing date | principal |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 38,534 | $2,460,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-18-000450 | this filing | 2018-08-14 | acceptance time not in the bulk data set |