13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 5,623 holding rows worth $369,546,129,000.
- Accession
- 0000769993-18-000450
- Filer
- CIK 886982
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 10,307 entries on the cover page, a total value of $369,546,129,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $369,546,129,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 24,698 | $504,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 500,000 | $501,000 | thousands by filing date | principal |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 21,655 | $500,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 117,441 | $499,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 500,000 | $498,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 16,759 | $497,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 240,023 | $497,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 286,839 | $496,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 2,303,444 | $495,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,900 | $494,000 | thousands by filing date | put |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 90,587 | $493,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 18,342 | $492,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 41,344 | $491,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 103,149 | $491,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 13,661 | $491,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 28,796 | $490,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 46,658 | $489,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 93,425 | $488,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 16,787 | $488,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 221,304 | $487,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 9,182 | $486,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 64,360 | $486,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 4,600 | $483,000 | thousands by filing date | call |
| HORIZON BANCORP IND | 440407104 | COM | 23,304 | $482,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 30,900 | $481,000 | thousands by filing date | put |
| EROS INTL PLC | G3788M114 | SHS NEW | 36,994 | $481,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 4,900 | $479,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 31,000 | $479,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 103,269 | $479,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 10,276 | $477,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 30,000 | $477,000 | thousands by filing date | put |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 11,000 | $477,000 | thousands by filing date | call |
| SPARTAN MTRS INC | 846819100 | COM | 31,549 | $477,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 26,865 | $476,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 13,332 | $476,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 29,286 | $476,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 55,000 | $476,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 39,516 | $473,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 25,430 | $472,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 41,133 | $471,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,300 | $470,000 | thousands by filing date | call |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 22,792 | $470,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,235,636 | $469,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 18,800 | $468,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 136,037 | $467,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 13,000 | $467,000 | thousands by filing date | put |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 10,200 | $467,000 | thousands by filing date | call |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 26,137 | $467,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 12,223 | $466,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 32,368 | $466,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 7,363 | $465,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 37,039 | $463,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 61,565 | $463,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 16,046 | $462,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 11,047 | $461,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 155,738 | $461,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 7,892 | $459,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 8,800 | $458,000 | thousands by filing date | put |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 32,950 | $458,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 151,998 | $456,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 12,946 | $455,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X420 | GLBL HGD SMLCP | 17,534 | $455,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 30,483 | $454,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 13,246 | $454,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 31,645 | $454,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 67,244 | $453,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 120,538 | $453,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 5,308 | $453,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 20,500 | $451,000 | thousands by filing date | call |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 10,400 | $450,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 149,237 | $450,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 19,800 | $449,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 8,779 | $449,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 8,984 | $449,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 32,727 | $449,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 23,459 | $448,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 12,500 | $447,000 | thousands by filing date | put |
| KINDRED HEALTHCARE INC | 494580103 | COM | 49,564 | $446,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 24,866 | $445,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 60,528 | $445,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 17,846 | $445,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 181,903 | $444,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,400 | $443,000 | thousands by filing date | call |
| CHIMERIX INC COM | 16934W106 | Stock | 93,189 | $443,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 25,214 | $443,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 27,692 | $442,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 20,000 | $441,000 | thousands by filing date | call |
| WATERSTONE FINL INC MD | 94188P101 | COM | 25,847 | $441,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 106,244 | $441,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 97,613 | $439,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 85,106 | $438,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 3,320 | $437,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 8,300 | $437,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 100,600 | $437,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 5,700 | $436,000 | thousands by filing date | call |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 44,785 | $436,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 11,030 | $433,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 25,000 | $433,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 11,506 | $433,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 30,200 | $432,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 9,400 | $431,000 | thousands by filing date | put |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 33,983 | $431,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 35,403 | $431,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 12,550 | $431,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 17,553 | $431,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 18,352 | $429,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 4,400 | $428,000 | thousands by filing date | call |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 18,735 | $428,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 123,864 | $428,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 21,570 | $427,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 27,055 | $427,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 44,474 | $425,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 8,800 | $423,000 | thousands by filing date | call |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 12,800 | $423,000 | thousands by filing date | call |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2,890 | $422,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 4,400 | $416,000 | thousands by filing date | call |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 9,543 | $413,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 82,738 | $412,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 149,380 | $411,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,500 | $410,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 25,771 | $410,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 23,700 | $410,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 36,900 | $410,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 8,700 | $407,000 | thousands by filing date | call |
| SPIRIT AIRLS INC | 848577102 | COM | 11,200 | $407,000 | thousands by filing date | put |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 62,562 | $407,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 13,326 | $404,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 118,712 | $404,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,800 | $403,000 | thousands by filing date | put |
| PACCAR INC COM | 693718108 | Stock | 6,500 | $403,000 | thousands by filing date | put |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 28,233 | $402,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 19,272 | $402,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 31,721 | $401,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 16,501 | $401,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 15,163 | $401,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 100,957 | $400,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 92,100 | $400,000 | thousands by filing date | call |
| VERITEX HLDGS INC | 923451108 | COM | 12,847 | $399,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 9,429 | $398,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 63,628 | $398,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 8,800 | $396,000 | thousands by filing date | call |
| IShares Edge MSCI Min Vol | 464289115 | STK IDX | 13,437 | $396,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 5,423 | $393,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 16,000 | $392,000 | thousands by filing date | call |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 3,500 | $392,000 | thousands by filing date | put |
| YORK WATER CO | 987184108 | COMMON STOCK | 12,323 | $392,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 60,900 | $392,000 | thousands by filing date | call |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 30,771 | $392,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 14,371 | $391,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 115,184 | $389,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 32,294 | $388,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 31,393 | $388,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 7,400 | $386,000 | thousands by filing date | call |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 46,804 | $386,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 340,000 | $386,000 | thousands by filing date | principal |
| ZIONS BANCORPORATION | 989701107 | COM | 7,300 | $385,000 | thousands by filing date | put |
| FLUOR CORP | 343412102 | COM | 7,900 | $385,000 | thousands by filing date | put |
| ELEVATE CREDIT INC | 28621V101 | COM | 45,546 | $385,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y104 | WILSHR MICR CP | 10,418 | $385,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 26,327 | $384,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 15,401 | $384,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 37,324 | $383,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 7,600 | $383,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 4,000 | $381,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 12,603 | $381,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 4,102 | $381,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 23,583 | $379,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 57,933 | $379,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 55,940 | $378,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 21,619 | $378,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 54,925 | $378,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 121,833 | $378,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 6,260 | $375,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 14,377 | $374,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 15,249 | $374,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 20,100 | $373,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,914 | $372,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 113,100 | $372,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960304 | COM NEW | 331,057 | $371,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 15,634 | $369,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 55,951 | $368,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 17,700 | $367,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,300 | $367,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 11,200 | $366,000 | thousands by filing date | put |
| CENTURY CASINOS INC | 156492100 | COM | 41,710 | $365,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 34,077 | $365,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 13,126 | $364,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,900 | $362,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 102,824 | $362,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 5,780 | $362,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 35,505 | $362,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 39,500 | $361,000 | thousands by filing date | put |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 7,900 | $359,000 | thousands by filing date | call |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 26,883 | $356,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 98,458 | $356,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 43,038 | $355,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 20,836 | $355,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,829 | $353,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 28,853 | $353,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 23,704 | $351,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 21,739 | $351,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 5,011 | $350,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 8,600 | $350,000 | thousands by filing date | put |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 13,386 | $350,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 19,575 | $348,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 7,800 | $347,000 | thousands by filing date | put |
| DRIVE SHACK INC | 262077100 | COM | 44,777 | $346,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 47,008 | $345,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 31,740 | $345,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 9,599 | $343,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 15,189 | $343,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 415,233 | $343,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 11,087 | $343,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 6,500 | $342,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 70,525 | $339,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 5,900 | $338,000 | thousands by filing date | put |
| GGP INC | 36174X101 | COM | 16,500 | $337,000 | thousands by filing date | put |
| EVOGENE LTD | M4119S104 | SHS | 117,340 | $336,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,300 | $335,000 | thousands by filing date | call |
| VSE CORP COM | 918284100 | Stock | 7,011 | $335,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 27,377 | $335,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 22,151 | $334,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 3,900 | $333,000 | thousands by filing date | call |
| ADT INC DEL COM | 00090Q103 | Stock | 38,400 | $332,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813109 | COM | 4,500 | $332,000 | thousands by filing date | put |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 65,876 | $331,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,072 | $330,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 7,795 | $330,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 13,182 | $330,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 5,744 | $329,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 27,597 | $329,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 340,000 | $329,000 | thousands by filing date | principal |
| B2GOLD CORP COM | 11777Q209 | Stock | 127,000 | $328,000 | thousands by filing date | call |
| SOUNDTHINKING INC | 82536T107 | COM | 8,623 | $327,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 9,700 | $326,000 | thousands by filing date | put |
| Rithm Property Trust Inc | 38983D300 | REIT | 24,933 | $326,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 17,473 | $326,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 15,773 | $325,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 14,214 | $325,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 22,282 | $324,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 29,742 | $324,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 154,840 | $324,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 40,482 | $324,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 6,724 | $323,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 13,285 | $323,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 283,000 | $323,000 | thousands by filing date | principal |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 12,383 | $322,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 21,225 | $322,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 22,700 | $320,000 | thousands by filing date | put |
| ZUORA INC | 98983V106 | COMMON STOCK | 11,738 | $319,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 2,200 | $319,000 | thousands by filing date | put |
| RADISYS CORP | 750459109 | COM | 456,550 | $319,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 9,436 | $318,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 12,863 | $318,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 18,163 | $317,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 26,710 | $317,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 52,904 | $315,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 17,400 | $313,000 | thousands by filing date | call |
| ETSY INC | 29786A106 | COM | 7,400 | $312,000 | thousands by filing date | call |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 24,184 | $312,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 32,400 | $312,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 50,000 | $312,000 | thousands by filing date | put |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 89,536 | $312,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 34,084 | $311,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 27,298 | $310,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 14,950 | $310,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 98,900 | $309,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 9,710 | $309,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 8,027 | $309,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 13,346 | $309,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 23,621 | $308,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 11,600 | $308,000 | thousands by filing date | put |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 4,000 | $307,000 | thousands by filing date | put |
| USD PARTNERS LP LP | 903318103 | STOK | 28,579 | $307,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 47,560 | $305,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 249,000 | $305,000 | thousands by filing date | principal |
| Uxin Ltd | 91818X108 | ADS | 33,599 | $304,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 6,600 | $303,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 6,341 | $303,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 12,658 | $301,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 14,652 | $301,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 4,182 | $300,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 10,141 | $300,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 22,027 | $300,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 6,400 | $299,000 | thousands by filing date | call |
| GAIA INC NEW | 36269P104 | CL A | 14,773 | $299,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 113,157 | $299,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 12,700 | $298,000 | thousands by filing date | put |
| NV5 HOLDINGS, INC | 62945V109 | COM | 4,295 | $298,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 38,800 | $298,000 | thousands by filing date | call |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 22,904 | $298,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 9,600 | $298,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 15,484 | $296,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 7,930 | $295,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 46,039 | $295,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 17,197 | $294,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 188,096 | $294,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 87,443 | $294,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 11,310 | $294,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,600 | $293,000 | thousands by filing date | put |
| Lee Enterprises Inc | 523768109 | COM | 102,480 | $292,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 4,835 | $290,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 4,000 | $290,000 | thousands by filing date | put |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 57,466 | $290,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 16,084 | $290,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 4,270 | $289,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 36,080 | $288,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 13,050 | $287,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 34,843 | $286,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 5,157 | $286,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 53,790 | $285,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 30,610 | $285,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 28,933 | $282,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 71,300 | $282,000 | thousands by filing date | put |
| TALEND S A | 874224207 | ADS | 4,523 | $282,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 51,969 | $282,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 15,005 | $281,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 14,662 | $281,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 11,519 | $279,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 44,302 | $279,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 52,200 | $277,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 107,043 | $277,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 34,330 | $277,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,285,400 | $276,000 | thousands by filing date | call |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 23,284 | $276,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,641 | $275,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 7,676 | $275,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 2,399 | $274,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 11,578 | $274,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 8,400 | $272,000 | thousands by filing date | call |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 15,100 | $272,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 60,300 | $271,000 | thousands by filing date | call |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 19,382 | $271,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 2,700 | $270,000 | thousands by filing date | put |
| ETSY INC | 29786A106 | COM | 6,400 | $270,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 11,300 | $269,000 | thousands by filing date | call |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 3,700 | $269,000 | thousands by filing date | put |
| TIVO CORP | 88870P106 | COM | 20,000 | $269,000 | thousands by filing date | call |
| NRC HEALTH | 637372202 | COMMON STOCK | 7,201 | $269,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 12,975 | $269,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,800 | $268,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 12,300 | $268,000 | thousands by filing date | call |
| XILINX INC | 983919101 | COM | 4,100 | $268,000 | thousands by filing date | put |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,431 | $268,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 65,319 | $268,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 8,119 | $268,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 5,416 | $267,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 87,197 | $267,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 10,685 | $267,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 3,149 | $263,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 7,500 | $263,000 | thousands by filing date | put |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 83,773 | $262,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 9,975 | $262,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 2,147 | $261,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 4,100 | $261,000 | thousands by filing date | put |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 67,348 | $261,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 2,800 | $260,000 | thousands by filing date | put |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 16,262 | $260,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 13,685 | $260,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 9,302 | $259,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 10,951 | $258,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 5,655 | $258,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 26,000 | $257,000 | thousands by filing date | call |
| COMERICA INC-CW18 | 200340115 | WTS | 4,058 | $256,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,818 | $255,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 510,137 | $255,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 38,152 | $255,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 42,688 | $254,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 10,400 | $253,000 | thousands by filing date | call |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 6,006 | $251,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 20,149 | $251,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 10,300 | $250,000 | thousands by filing date | put |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 24,401 | $250,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 28,272 | $249,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 27,441 | $249,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 1,900 | $249,000 | thousands by filing date | call |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,118 | $248,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 159,114 | $248,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 11,600 | $248,000 | thousands by filing date | put |
| ARTESIAN RES CORP | 043113208 | CL A | 6,386 | $248,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 9,178 | $248,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 31,500 | $248,000 | thousands by filing date | put |
| CHEFS WHSE INC | 163086101 | COM | 8,672 | $247,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 12,500 | $247,000 | thousands by filing date | put |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 11,901 | $247,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 13,809 | $247,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 4,400 | $246,000 | thousands by filing date | call |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 10,100 | $246,000 | thousands by filing date | call |
| QAD INC-A | 74727D306 | CL A | 4,897 | $246,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 245,000 | $246,000 | thousands by filing date | principal |
| COTERRA ENERGY INC COM | 127097103 | Stock | 10,300 | $245,000 | thousands by filing date | put |
| GP STRATEGIES CORP | 36225V104 | COM | 13,942 | $245,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 21,860 | $244,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 11,100 | $244,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,600 | $244,000 | thousands by filing date | call |
| GLADSTONE LAND CORP | 376549101 | REIT | 19,255 | $244,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 10,493 | $244,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 18,398 | $244,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 45,686 | $244,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 195,390 | $244,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 10,349 | $244,000 | thousands by filing date | |
| PROSHARES SHORT BASIC MAT | 74347X559 | COM | 13,723 | $243,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 36,121 | $242,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 6,299 | $241,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 4,350 | $240,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 12,625 | $240,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 52,776 | $240,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 4,237 | $239,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 25,000 | $239,000 | thousands by filing date | put |
| MEI PHARMA INC | 55279B202 | COM NEW | 60,493 | $238,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 9,780 | $238,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,600 | $237,000 | thousands by filing date | put |
| FS BANCORP INC | 30263Y104 | COM | 3,744 | $237,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 9,969 | $237,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 29,020 | $237,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,176 | $236,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 5,365 | $236,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,779 | $235,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 7,200 | $235,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 52,900 | $235,000 | thousands by filing date | call |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 7,518 | $235,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 25,103 | $235,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,500 | $234,000 | thousands by filing date | call |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 116,522 | $234,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 6,791 | $233,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 29,500 | $232,000 | thousands by filing date | call |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 3,000 | $231,000 | thousands by filing date | call |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 7,480 | $230,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 31,888 | $230,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 37,447 | $230,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 422,171 | $229,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 29,317 | $229,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 40,287 | $228,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 235,000 | $228,000 | thousands by filing date | principal |
| PENNEY J C INC | 708160106 | COM | 97,600 | $228,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 15,400 | $227,000 | thousands by filing date | call |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 26,900 | $227,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 10,100 | $227,000 | thousands by filing date | call |
| TWIN DISC INC | 901476101 | COMMON STOCK | 9,145 | $227,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 9,681 | $227,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,200 | $226,000 | thousands by filing date | put |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 800 | $226,000 | thousands by filing date | put |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 3,872 | $226,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 53,294 | $226,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 68,181 | $226,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,100 | $225,000 | thousands by filing date | put |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,409 | $224,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 12,759 | $224,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 10,281 | $223,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 60,142 | $223,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 27,100 | $222,000 | thousands by filing date | put |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 23,223 | $220,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 5,488 | $220,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 5,874 | $219,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 8,995 | $219,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 6,605 | $218,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 20,799 | $218,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 3,594 | $216,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,000 | $216,000 | thousands by filing date | call |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 5,453 | $216,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 4,488 | $215,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 10,497 | $215,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 6,587 | $214,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 9,181 | $214,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 6,025 | $214,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 148,000 | $214,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V654 | DYNMC RETAIL | 5,381 | $214,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 4,643 | $213,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 2,100 | $212,000 | thousands by filing date | call |
| VITAL THERAPIES INC | 92847R104 | COM | 31,002 | $212,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 44,600 | $212,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 13,933 | $212,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 107,166 | $211,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 485,700 | $211,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 5,299 | $209,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 38,608 | $208,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 23,372 | $208,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 9,400 | $207,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 39,685 | $206,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 2,695 | $206,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 6,882 | $206,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 6,076 | $206,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 38,600 | $205,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 2,500 | $203,000 | thousands by filing date | put |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 3,392 | $203,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 4,666 | $203,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 47,839 | $203,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 74,169 | $202,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 5,628 | $201,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 71,565 | $201,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 28,418 | $201,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 18,367 | $199,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 1,329,005 | $199,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 2,900 | $198,000 | thousands by filing date | call |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 28,238 | $198,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 5,100 | $197,000 | thousands by filing date | call |
| THL CREDIT INC | 872438106 | COM | 25,206 | $197,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 10,010 | $197,000 | thousands by filing date | call |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 5,000 | $196,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 36,556 | $196,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-18-000450 | this filing | 2018-08-14 | acceptance time not in the bulk data set |