13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 5,623 holding rows worth $369,546,129,000.
- Accession
- 0000769993-18-000450
- Filer
- CIK 886982
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 10,307 entries on the cover page, a total value of $369,546,129,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $369,546,129,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 21,860 | $196,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 6,700 | $193,000 | thousands by filing date | call |
| RIGNET INC | 766582100 | COM | 18,684 | $192,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 25,381 | $191,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 20,520 | $191,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 14,646 | $190,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 12,175 | $189,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 14,320 | $188,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 165,000 | $188,000 | thousands by filing date | principal |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 36,756 | $184,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 4,500 | $184,000 | thousands by filing date | put |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 12,500 | $183,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 2,300 | $181,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 89,806 | $181,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 33,200 | $181,000 | thousands by filing date | call |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 17,143 | $181,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 1,200 | $180,000 | thousands by filing date | put |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 12,414 | $180,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 12,538 | $180,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 154,012 | $180,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 30,505 | $180,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 307,438 | $179,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 2,600 | $178,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 2,000 | $178,000 | thousands by filing date | call |
| HUDSON PAC PPTYS INC | 444097109 | COM | 5,000 | $177,000 | thousands by filing date | call |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 16,990 | $177,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 20,758 | $177,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 16,677 | $177,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 1,400 | $176,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 14,400 | $176,000 | thousands by filing date | put |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,500 | $175,000 | thousands by filing date | put |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 4,800 | $175,000 | thousands by filing date | put |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 10,818 | $175,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 4,300 | $175,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 30,000 | $173,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,300 | $173,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 112,000 | $173,000 | thousands by filing date | principal |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 11,101 | $173,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 10,200 | $172,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 20,576 | $172,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,200 | $171,000 | thousands by filing date | put |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 21,412 | $171,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 17,516 | $171,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 8,700 | $170,000 | thousands by filing date | put |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 126,953 | $170,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 11,540 | $170,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 26,500 | $169,000 | thousands by filing date | call |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 13,889 | $169,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 11,395 | $169,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 3,000 | $168,000 | thousands by filing date | put |
| SPLUNK INC | 848637104 | COM | 1,700 | $168,000 | thousands by filing date | put |
| STELLUS CAP INVT CORP | 858568108 | COM | 13,061 | $167,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 10,900 | $167,000 | thousands by filing date | call |
| APPROACH RESOURCES INC | 03834A103 | COM | 68,400 | $167,000 | thousands by filing date | put |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 13,257 | $167,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 122,000 | $167,000 | thousands by filing date | principal |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 63,937 | $165,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 2,400 | $163,000 | thousands by filing date | put |
| CIVEO CORP CDA | 17878Y108 | COM | 37,378 | $163,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 2,979 | $162,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 84,862 | $162,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 10,295 | $162,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 15,226 | $161,000 | thousands by filing date | |
| ATTIS INDS INC | 049836109 | COM | 421,326 | $161,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,100 | $160,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 5,700 | $160,000 | thousands by filing date | put |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 13,273 | $160,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 31,939 | $160,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 38,447 | $160,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,300 | $159,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 17,600 | $159,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 67,296 | $159,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 13,824 | $159,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 800 | $158,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 2,000 | $158,000 | thousands by filing date | call |
| ADECOAGRO S A | L00849106 | COM | 19,852 | $158,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 14,000 | $158,000 | thousands by filing date | call |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 2,975 | $157,000 | thousands by filing date | call |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 18,574 | $157,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 25,161 | $157,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 10,254 | $157,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 1,800 | $156,000 | thousands by filing date | call |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 20,303 | $155,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 26,197 | $154,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 13,262 | $154,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 12,032 | $153,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 14,353 | $153,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 11,532 | $152,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 41,503 | $152,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 4,500 | $150,000 | thousands by filing date | call |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,100 | $149,000 | thousands by filing date | call |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 13,991 | $149,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 144,177 | $149,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 39,526 | $148,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 10,731 | $147,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 15,146 | $147,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 12,392 | $147,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 22,622 | $147,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 4,000 | $146,000 | thousands by filing date | call |
| RADIANT LOGISTICS INC | 75025X100 | COM | 37,407 | $146,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 47,100 | $146,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 10,500 | $145,000 | thousands by filing date | call |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 13,194 | $145,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 43,205 | $145,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 34,684 | $144,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 82,600 | $143,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 8,500 | $142,000 | thousands by filing date | call |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 16,700 | $141,000 | thousands by filing date | call |
| Attunity Ltd | M15332121 | SHS NEW | 12,182 | $141,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 26,154 | $140,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 3,400 | $139,000 | thousands by filing date | put |
| INVESCO EXCHNG TRADED FD TR | 46138E305 | CDN ENERGY INM | 17,318 | $139,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,700 | $138,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 7,100 | $138,000 | thousands by filing date | put |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 14,644 | $138,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 15,524 | $137,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 7,700 | $136,000 | thousands by filing date | call |
| B COMMUNICATIONS LTD | M15629104 | SHS | 14,474 | $136,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 15,272 | $136,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,100 | $135,000 | thousands by filing date | put |
| VIRTRA INC | 92827K301 | CMN | 26,449 | $135,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 136,000 | $135,000 | thousands by filing date | principal |
| NextEra Energy,Inc. | 65339F101 | COM | 800 | $134,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 3,300 | $134,000 | thousands by filing date | call |
| INVESCO SR INCOME TR | 46131H107 | COM | 31,197 | $134,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 5,000 | $134,000 | thousands by filing date | put |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 12,502 | $133,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,800 | $132,000 | thousands by filing date | call |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,900 | $132,000 | thousands by filing date | put |
| BB & T CORP | 054937107 | COM | 2,600 | $131,000 | thousands by filing date | call |
| DASEKE INC | 23753F107 | COM | 13,242 | $131,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 11,197 | $131,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 7,300 | $130,000 | thousands by filing date | call |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 36,279 | $130,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 30,154 | $130,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 63,407 | $130,000 | thousands by filing date | |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 54,857 | $130,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 7,087 | $128,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 13,089 | $128,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 9,300 | $128,000 | thousands by filing date | put |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 13,950 | $128,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 21,522 | $128,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 33,800 | $127,000 | thousands by filing date | put |
| HANCOCK JAFFE LABORATORIES I | 41015N106 | COM | 33,881 | $127,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 4,200 | $126,000 | thousands by filing date | call |
| SHILOH INDUSTRIES INC | 824543102 | COM | 14,449 | $126,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 6,000 | $125,000 | thousands by filing date | call |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 11,129 | $125,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 32,434 | $125,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 6,900 | $124,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,000 | $124,000 | thousands by filing date | call |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 29,937 | $123,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 12,626 | $123,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 201,662 | $123,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 25,700 | $121,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 4,100 | $121,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 9,900 | $121,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,100 | $120,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,100 | $120,000 | thousands by filing date | call |
| AGNT INC | 30212W100 | COM | 10,588 | $120,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,400 | $119,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 7,700 | $119,000 | thousands by filing date | put |
| HCP INC | 40414L109 | COM | 4,600 | $119,000 | thousands by filing date | call |
| CYTOSORBENTS CORP | 23283X206 | CMN | 10,481 | $119,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 4,100 | $118,000 | thousands by filing date | call |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 15,640 | $118,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 14,510 | $118,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 29,254 | $118,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 4,300 | $117,000 | thousands by filing date | call |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 1,400 | $117,000 | thousands by filing date | put |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 500 | $117,000 | thousands by filing date | call |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 12,736 | $117,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 12,267 | $117,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 41,936 | $117,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 117,000 | $117,000 | thousands by filing date | principal |
| ECLIPSE RES CORP | 27890G100 | COM | 73,246 | $117,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 10,183 | $116,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 800 | $115,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 4,100 | $115,000 | thousands by filing date | put |
| NEWFIELD EXPL CO | 651290108 | COM | 3,800 | $115,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696109 | COM | 28,354 | $115,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 1,800 | $114,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 28,830 | $114,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 41,632 | $114,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 4,600 | $113,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 900 | $113,000 | thousands by filing date | call |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 2,800 | $113,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 30,166 | $112,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 31,400 | $111,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 2,500 | $111,000 | thousands by filing date | call |
| HC2 HLDGS INC | 404139107 | COM | 18,920 | $111,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,100 | $110,000 | thousands by filing date | put |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,800 | $110,000 | thousands by filing date | call |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 5,544 | $109,000 | thousands by filing date | put |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 56,389 | $109,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 3,200 | $108,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 3,500 | $105,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 150,000 | $105,000 | thousands by filing date | principal |
| YAMANA GOLD INC | 98462Y100 | COM | 36,100 | $105,000 | thousands by filing date | call |
| NEOPHOTONICS CORP | 64051T100 | COM | 16,864 | $105,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 4,700 | $104,000 | thousands by filing date | put |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 12,432 | $104,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 16,907 | $104,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 6,700 | $104,000 | thousands by filing date | call |
| RENREN INC | 759892201 | SPON ADR A NEW | 42,150 | $104,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 5,500 | $103,000 | thousands by filing date | call |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 19,856 | $103,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 25,782 | $103,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 1,500 | $102,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287108 | COM | 1,100 | $102,000 | thousands by filing date | call |
| GOLD STD VENTURES CORP | 380738104 | COM | 74,389 | $102,000 | thousands by filing date | |
| SEA LTD | G7948TAA7 | DEBT 2.250 7/0 | 100,000 | $102,000 | thousands by filing date | principal |
| MEDICINOVA INC | 58468P206 | COM NEW | 12,706 | $101,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 2,650 | $101,000 | thousands by filing date | call |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 15,992 | $100,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 5,600 | $99,000 | thousands by filing date | put |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 16,944 | $99,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 2,800 | $99,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 20,001 | $99,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,700 | $98,000 | thousands by filing date | call |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 10,620 | $98,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 23,736 | $98,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 700 | $97,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 800 | $97,000 | thousands by filing date | call |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 6,000 | $97,000 | thousands by filing date | put |
| NEWFIELD EXPL CO | 651290108 | COM | 3,200 | $97,000 | thousands by filing date | put |
| DESTINATION XL GROUP INC | 25065K104 | COM | 42,659 | $96,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 1,400 | $95,000 | thousands by filing date | call |
| CITIZENS INC | 174740100 | COMMON STOCK | 12,220 | $95,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 11,891 | $94,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 4,000 | $93,000 | thousands by filing date | put |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 800 | $93,000 | thousands by filing date | call |
| ANDEAVOR | 03349M105 | COM | 700 | $92,000 | thousands by filing date | put |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 13,503 | $92,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 3,300 | $91,000 | thousands by filing date | call |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 18,807 | $91,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 2,352 | $90,000 | thousands by filing date | call |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,300 | $89,000 | thousands by filing date | put |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 10,605 | $89,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 1,500 | $88,000 | thousands by filing date | put |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 1,300 | $88,000 | thousands by filing date | call |
| Anglogold Ashanti Plc | 035128206 | Common | 10,700 | $88,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 29,940 | $88,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 42,512 | $88,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 40,609 | $87,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 40,000 | $86,000 | thousands by filing date | put |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1,400 | $85,000 | thousands by filing date | call |
| GARMIN LTD SHS | H2906T109 | Stock | 1,400 | $85,000 | thousands by filing date | call |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 3,200 | $85,000 | thousands by filing date | call |
| TELENAV INC | 879455103 | COMMON STOCK | 15,191 | $85,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 12,211 | $85,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 75,411 | $85,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 62,871 | $85,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 1,800 | $84,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 2,900 | $83,000 | thousands by filing date | put |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 52,994 | $82,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 67,000 | $82,000 | thousands by filing date | principal |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 15,451 | $81,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 80,000 | $81,000 | thousands by filing date | principal |
| EASTMAN CHEM CO COM | 277432100 | Stock | 800 | $80,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 700 | $79,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 1,200 | $79,000 | thousands by filing date | put |
| KEYCORP COM | 493267108 | Stock | 4,000 | $78,000 | thousands by filing date | put |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 79,923 | $78,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,100 | $77,000 | thousands by filing date | put |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 30,416 | $77,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 5,300 | $77,000 | thousands by filing date | call |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 2,400 | $77,000 | thousands by filing date | call |
| MARCHEX INC | 56624R108 | CMN | 25,206 | $77,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 14,391 | $76,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 12,000 | $76,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 22,499 | $76,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 25,890 | $75,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 3,700 | $74,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 17,200 | $74,000 | thousands by filing date | call |
| NUTRIEN LTD COM | 67077M108 | Stock | 1,338 | $73,000 | thousands by filing date | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 2,700 | $73,000 | thousands by filing date | call |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 42,200 | $73,000 | thousands by filing date | put |
| Janus Capital | 47102XAH8 | CONV | 52,000 | $73,000 | thousands by filing date | principal |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 2,600 | $72,000 | thousands by filing date | put |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,800 | $72,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 3,100 | $72,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 16,949 | $72,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 35,000 | $72,000 | thousands by filing date | call |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 50,539 | $71,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 17,901 | $70,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 45,518 | $70,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 11,955 | $69,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 12,119 | $69,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 800 | $68,000 | thousands by filing date | put |
| M & T BK CORP COM | 55261F104 | Stock | 400 | $68,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 3,500 | $67,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 3,700 | $66,000 | thousands by filing date | call |
| LILIS ENERGY INC | 532403201 | COM NEW | 12,719 | $66,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 1,100 | $65,000 | thousands by filing date | put |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 1,100 | $65,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 1,200 | $65,000 | thousands by filing date | put |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 26,441 | $65,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 16,500 | $65,000 | thousands by filing date | call |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 11,949 | $65,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,100 | $64,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 2,100 | $63,000 | thousands by filing date | put |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 11,642 | $63,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 26,400 | $63,000 | thousands by filing date | put |
| Fluent Co | 34380C102 | COM | 25,623 | $63,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 3,100 | $63,000 | thousands by filing date | call |
| WW GRAINGER INC COM | 384802104 | Stock | 200 | $62,000 | thousands by filing date | call |
| PACCAR INC COM | 693718108 | Stock | 1,000 | $62,000 | thousands by filing date | call |
| XL GROUP LTD | G98294104 | COM | 1,100 | $62,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,500 | $61,000 | thousands by filing date | put |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 1,900 | $61,000 | thousands by filing date | put |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 5,100 | $61,000 | thousands by filing date | call |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 700 | $60,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 4,000 | $60,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 14,800 | $60,000 | thousands by filing date | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 8,300 | $60,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 1,400 | $60,000 | thousands by filing date | call |
| FIVE BELOW INC COM | 33829M101 | Stock | 600 | $59,000 | thousands by filing date | put |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,400 | $59,000 | thousands by filing date | call |
| ALTA MESA RES INC 3 | 02133L117 | COM | 42,255 | $59,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,100 | $58,000 | thousands by filing date | put |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,100 | $58,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 3,700 | $58,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 3,100 | $58,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 49,606 | $58,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 47,000 | $58,000 | thousands by filing date | principal |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 31,686 | $58,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 14,314 | $58,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 2,400 | $58,000 | thousands by filing date | call |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,200 | $57,000 | thousands by filing date | call |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 2,400 | $57,000 | thousands by filing date | put |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 2,400 | $56,000 | thousands by filing date | call |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 30,300 | $56,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 400 | $55,000 | thousands by filing date | put |
| COMERICAINC | 200340107 | COM | 600 | $55,000 | thousands by filing date | put |
| AON PLC | G0408V102 | SHS CL A | 400 | $55,000 | thousands by filing date | put |
| ENSCO PLC | G3157S106 | SHS CLASS A | 7,600 | $55,000 | thousands by filing date | put |
| REALPAGE INC | 75606N109 | COM | 1,000 | $55,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,600 | $54,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 5,300 | $54,000 | thousands by filing date | call |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 26,034 | $54,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 13,820 | $54,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 28,335 | $54,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 12,964 | $53,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 21,400 | $53,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 10,500 | $53,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 1,600 | $52,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 5,100 | $52,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 5,800 | $52,000 | thousands by filing date | call |
| XBIOTECH INC | 98400H102 | COM | 11,513 | $52,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 600 | $52,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 12,200 | $52,000 | thousands by filing date | put |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 16,325 | $51,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 3,900 | $51,000 | thousands by filing date | put |
| WELLTOWER INC COM | 95040Q104 | REIT | 800 | $50,000 | thousands by filing date | call |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 10,911 | $50,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 2,914 | $50,000 | thousands by filing date | call |
| Vanguard Real Estate | 922908553 | SHS | 600 | $49,000 | thousands by filing date | call |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,100 | $49,000 | thousands by filing date | put |
| MASCO CORP | 574599106 | COM | 1,300 | $49,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 3,400 | $48,000 | thousands by filing date | put |
| CERNER CORP | 156782104 | COM | 800 | $48,000 | thousands by filing date | put |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 130,513 | $48,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 4,700 | $47,000 | thousands by filing date | put |
| QUALITY CARE PPTYS INC | 747545101 | COM | 2,200 | $47,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 21,321 | $47,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 18,466 | $47,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,100 | $46,000 | thousands by filing date | call |
| SEMPRA COM | 816851109 | Stock | 400 | $46,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 700 | $46,000 | thousands by filing date | put |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 20,117 | $46,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 27,933 | $46,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 400 | $45,000 | thousands by filing date | call |
| ROYAL BK CDA COM | 780087102 | Stock | 600 | $45,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 2,100 | $45,000 | thousands by filing date | put |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,400 | $45,000 | thousands by filing date | put |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 15,177 | $45,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 4,500 | $45,000 | thousands by filing date | call |
| Castle Brands Inc | 148435100 | COM | 37,968 | $45,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 5,800 | $44,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813109 | COM | 600 | $44,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 8,134 | $44,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 3,400 | $44,000 | thousands by filing date | put |
| TIDEWATER INC NEW | 88642R117 | WARR | 12,761 | $44,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 19,685 | $44,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 11,400 | $44,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 100 | $43,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 26,891 | $43,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 700 | $43,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 300 | $43,000 | thousands by filing date | call |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 10,333 | $43,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 64,096 | $43,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 31,185 | $43,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 700 | $42,000 | thousands by filing date | put |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,100 | $42,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 800 | $42,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 1,200 | $42,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 15,504 | $42,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 37,502 | $42,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 17,912 | $42,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 700 | $41,000 | thousands by filing date | put |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,000 | $41,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 4,100 | $41,000 | thousands by filing date | put |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 1,600 | $40,000 | thousands by filing date | put |
| TORTOISE MLP FD INC | 89148B119 | RIGHT 07/18/2018 | 107,210 | $40,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 4,400 | $40,000 | thousands by filing date | call |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 41,000 | $40,000 | thousands by filing date | principal |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,800 | $39,000 | thousands by filing date | call |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,000 | $38,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 4,900 | $38,000 | thousands by filing date | put |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 18,316 | $38,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 13,804 | $38,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 13,897 | $38,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 25,427 | $38,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 20,637 | $38,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 9,900 | $37,000 | thousands by filing date | call |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,100 | $37,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 5,900 | $37,000 | thousands by filing date | call |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,500 | $37,000 | thousands by filing date | put |
| SESEN BIO INC | 817763105 | COM | 19,065 | $37,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 21,593 | $36,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 15,008 | $36,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 49,977 | $35,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 300 | $34,000 | thousands by filing date | put |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 600 | $34,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 1,300 | $34,000 | thousands by filing date | put |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 900 | $34,000 | thousands by filing date | put |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 1,450 | $34,000 | thousands by filing date | put |
| U S G CORP | 903293405 | COM NEW | 800 | $34,000 | thousands by filing date | put |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 3,100 | $34,000 | thousands by filing date | put |
| HUDSON GLOBAL INC | 443787106 | COM | 20,951 | $34,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 39,044 | $34,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 700 | $33,000 | thousands by filing date | put |
| KEYCORP COM | 493267108 | Stock | 1,700 | $33,000 | thousands by filing date | call |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,400 | $33,000 | thousands by filing date | call |
| SSR MINING IN | 784730103 | COM | 3,300 | $33,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 800 | $33,000 | thousands by filing date | put |
| NOBILIS HEALTH CORP | 65500B103 | COM | 27,591 | $33,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 13,942 | $32,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 10,581 | $32,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 200 | $31,000 | thousands by filing date | call |
| CONSOLIDATED EDISON INC | 209115104 | COM | 400 | $31,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,000 | $31,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 100 | $31,000 | thousands by filing date | put |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,100 | $31,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 4,900 | $31,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 133,915 | $31,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 28,554 | $31,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 25,000 | $31,000 | thousands by filing date | principal |
| Veru Inc | 92536C103 | Common Stock | 15,001 | $30,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 44,615 | $30,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 88,265 | $30,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 4,400 | $29,000 | thousands by filing date | put |
| HP INC COM | 40434L105 | Stock | 1,300 | $29,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011107 | COM | 1,000 | $29,000 | thousands by filing date | put |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 11,800 | $29,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 29,407 | $29,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 4,400 | $29,000 | thousands by filing date | call |
| SUPPORT COM INC | 86858W200 | COM NEW | 10,316 | $29,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 12,399 | $29,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 2,800 | $28,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 1,800 | $28,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 3,700 | $28,000 | thousands by filing date | put |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 400 | $27,000 | thousands by filing date | call |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 328 | $26,000 | thousands by filing date | call |
| CAVIUM INC | 14964U108 | COM | 300 | $26,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 30,000 | $26,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 28,000 | $26,000 | thousands by filing date | principal |
| SUNWORKS INC | 86803X105 | COM | 23,159 | $26,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 400 | $25,000 | thousands by filing date | call |
| JABIL INC COM | 466313103 | Stock | 900 | $25,000 | thousands by filing date | call |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 11,765 | $25,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO LTD COM CL A | G4418R101 | Stock | 12,551 | $25,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 100 | $24,000 | thousands by filing date | call |
| INVESCO LTD SHS | G491BT108 | Stock | 900 | $24,000 | thousands by filing date | call |
| V F CORP COM | 918204108 | Stock | 300 | $24,000 | thousands by filing date | call |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 11,693 | $24,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 68,301 | $24,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 25,000 | $24,000 | thousands by filing date | principal |
| EGALET CORP | 28226B104 | COM | 57,505 | $24,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,200 | $23,000 | thousands by filing date | put |
| REDFIN CORP | 75737F108 | COM | 1,000 | $23,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 7,600 | $23,000 | thousands by filing date | put |
| SAEXPLORATION HLDGS INC | 78636X204 | COM NEW | 14,270 | $23,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 800 | $22,000 | thousands by filing date | call |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 10,061 | $22,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 15,909 | $22,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 17,000 | $22,000 | thousands by filing date | principal |
| COEUR MNG INC COM NEW | 192108504 | Stock | 2,700 | $21,000 | thousands by filing date | call |
| ALIMERA SCIENCES INC | 016259103 | COM | 21,136 | $21,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 500 | $20,000 | thousands by filing date | call |
| FIVE BELOW INC COM | 33829M101 | Stock | 200 | $20,000 | thousands by filing date | call |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 1,100 | $20,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 500 | $19,000 | thousands by filing date | put |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 800 | $19,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 8,100 | $19,000 | thousands by filing date | call |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 300 | $18,000 | thousands by filing date | call |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 500 | $18,000 | thousands by filing date | call |
| TRUETT-HURST INC THST | 897871109 | COMMON | 11,175 | $18,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 12,468 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-18-000450 | this filing | 2018-08-14 | acceptance time not in the bulk data set |