13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 6,752 holding rows worth $386,485,191,000.
- Accession
- 0000769993-17-000626
- Filer
- CIK 886982
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 11,348 entries on the cover page, a total value of $386,485,191,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $386,485,191,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 928,160 | $18,460,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 2,341,869 | $18,407,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 916,507 | $18,394,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 213,547 | $18,368,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 214,259 | $18,341,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,139,681 | $18,326,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 967,641 | $18,289,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 517,223 | $18,284,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,586,318 | $18,243,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 993,276 | $18,237,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 784,032 | $18,229,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 561,200 | $18,177,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 243,300 | $18,118,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 475,900 | $18,098,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 6,123,310 | $18,063,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,064,300 | $18,063,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 148,100 | $18,019,000 | thousands by filing date | call |
| TESORO CORP | 881609101 | COM | 191,748 | $17,948,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 321,802 | $17,940,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 1,144,288 | $17,908,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 1,123,237 | $17,904,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 606,749 | $17,893,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 2,412,960 | $17,880,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 1,136,832 | $17,849,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 230,200 | $17,847,000 | thousands by filing date | call |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 926,818 | $17,832,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 235,700 | $17,736,000 | thousands by filing date | call |
| WP CAREY INC COM | 92936U109 | REIT | 268,224 | $17,705,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 1,001,992 | $17,685,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 316,246 | $17,637,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 176,000 | $17,632,000 | thousands by filing date | call |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 351,807 | $17,622,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 300,946 | $17,605,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 336,400 | $17,604,000 | thousands by filing date | put |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 965,659 | $17,604,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,060,874 | $17,536,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 532,985 | $17,535,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 124,491 | $17,534,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 65,200 | $17,530,000 | thousands by filing date | put |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 520,923 | $17,498,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 196,400 | $17,431,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 64,200 | $17,421,000 | thousands by filing date | call |
| FRANCO NEV CORP COM | 351858105 | Stock | 241,307 | $17,413,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 400,000 | $17,412,000 | thousands by filing date | put |
| POLYONE CORP | 73179P106 | COM | 449,172 | $17,402,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 266,081 | $17,396,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 363,400 | $17,381,000 | thousands by filing date | call |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 697,022 | $17,356,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 146,500 | $17,340,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 356,500 | $17,329,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 1,941,500 | $17,318,000 | thousands by filing date | call |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 4,617,388 | $17,315,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 318,384 | $17,307,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 391,967 | $17,306,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,151,900 | $17,302,000 | thousands by filing date | put |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 19,215,000 | $17,269,000 | thousands by filing date | principal |
| PAYPALHLDGSINC | 70450Y103 | STOK | 320,900 | $17,223,000 | thousands by filing date | put |
| BXP INC COM | 101121101 | REIT | 140,000 | $17,223,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 113,300 | $17,202,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 258,553 | $17,186,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 951,845 | $17,181,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 223,200 | $17,171,000 | thousands by filing date | call |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 222,865 | $17,141,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 398,700 | $17,140,000 | thousands by filing date | put |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 437,017 | $17,131,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 903,742 | $17,126,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 326,883 | $17,071,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 444,116 | $17,054,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 249,252 | $17,024,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 909,800 | $17,013,000 | thousands by filing date | put |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 143,100 | $17,010,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V100 | COM | 1,681,000 | $16,978,000 | thousands by filing date | put |
| ZENDESK INC | 98936J101 | COM | 610,445 | $16,958,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 895,449 | $16,951,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 2,799,607 | $16,910,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 281,592 | $16,895,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 139,153 | $16,847,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 167,800 | $16,832,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 203,000 | $16,786,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 875,800 | $16,780,000 | thousands by filing date | call |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 563,202 | $16,733,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 214,400 | $16,687,000 | thousands by filing date | call |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 416,000 | $16,686,000 | thousands by filing date | call |
| TECHNIPFMC PLC COM | G87110105 | Stock | 612,900 | $16,671,000 | thousands by filing date | call |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 778,092 | $16,651,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 187,600 | $16,650,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 504,039 | $16,648,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 343,876 | $16,644,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 975,559 | $16,633,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 318,600 | $16,618,000 | thousands by filing date | call |
| CORECIVIC INC | 21871N101 | COM | 602,052 | $16,604,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 151,102 | $16,591,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 3,613,694 | $16,587,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 513,366 | $16,582,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 306,197 | $16,571,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 194,651 | $16,562,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,479,700 | $16,558,000 | thousands by filing date | put |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 990,654 | $16,554,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 158,649 | $16,542,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 333,400 | $16,540,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,008,200 | $16,514,000 | thousands by filing date | call |
| BRADY CORP | 104674106 | CL A | 487,012 | $16,510,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 836,700 | $16,508,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 510,484 | $16,504,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 127,800 | $16,500,000 | thousands by filing date | call |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 105,765 | $16,494,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 141,400 | $16,486,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 291,100 | $16,479,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 464,933 | $16,426,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 1,003,214 | $16,412,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 273,200 | $16,356,000 | thousands by filing date | call |
| GEO GROUP INC NEW | 36162J106 | COM | 552,146 | $16,327,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 374,436 | $16,325,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 243,869 | $16,302,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 169,000 | $16,216,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 595,443 | $16,166,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 614,321 | $16,144,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 257,000 | $16,129,000 | thousands by filing date | put |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 462,640 | $16,123,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 694,900 | $16,101,000 | thousands by filing date | call |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 210,583 | $16,096,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 482,200 | $16,096,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,101,946 | $16,089,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 239,371 | $16,086,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 485,765 | $16,084,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 17,561,000 | $16,068,000 | thousands by filing date | principal |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 55,800 | $16,034,000 | thousands by filing date | put |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 114,567 | $16,018,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 411,393 | $16,015,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 599,697 | $15,970,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 98,800 | $15,954,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 289,700 | $15,852,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 226,500 | $15,837,000 | thousands by filing date | call |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 259,509 | $15,836,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 520,057 | $15,804,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 459,929 | $15,780,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 915,087 | $15,776,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 400,000 | $15,748,000 | thousands by filing date | call |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 250,538 | $15,739,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 877,819 | $15,722,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280AS8 | DBCV 6.375%12/3 | 15,000,000 | $15,713,000 | thousands by filing date | principal |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 592,286 | $15,660,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 138,700 | $15,633,000 | thousands by filing date | put |
| URBAN EDGE PPTYS | 91704F104 | COM | 658,793 | $15,633,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 538,651 | $15,632,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 799,338 | $15,627,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 377,800 | $15,607,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 243,200 | $15,538,000 | thousands by filing date | call |
| ASSOCIATED BANC-CORP | 045487105 | COM | 616,462 | $15,535,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 566,962 | $15,529,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,465,287 | $15,517,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 837,558 | $15,511,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 36,700 | $15,502,000 | thousands by filing date | put |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 206,663 | $15,502,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 681,578 | $15,492,000 | thousands by filing date | put |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 174,111 | $15,477,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 202,173 | $15,471,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 183,900 | $15,446,000 | thousands by filing date | put |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 420,559 | $15,435,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 964,404 | $15,431,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,136,322 | $15,431,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 586,907 | $15,377,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 349,897 | $15,364,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 92,308 | $15,347,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 209,913 | $15,336,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 451,848 | $15,336,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 522,131 | $15,283,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 482,551 | $15,278,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 858,300 | $15,252,000 | thousands by filing date | call |
| Duke Energy Corporation | 26441C204 | COM | 182,300 | $15,238,000 | thousands by filing date | call |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 464,722 | $15,206,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 472,370 | $15,205,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 339,644 | $15,192,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 13,091,522 | $15,186,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 138,152 | $15,184,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 258,903 | $15,184,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 188,700 | $15,183,000 | thousands by filing date | put |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 308,324 | $15,169,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 176,854 | $15,165,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097BB6 | NOTE 8.625%12/3 | 13,910,000 | $15,162,000 | thousands by filing date | principal |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 584,000 | $15,161,000 | thousands by filing date | put |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 218,711 | $15,144,000 | thousands by filing date | |
| PROSHARES TR II | 74347W239 | ULTRA VIX ETF | 1,553,888 | $15,135,000 | thousands by filing date | call |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 595,160 | $15,087,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 625,630 | $15,077,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 798,457 | $15,075,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 89,000 | $15,074,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 451,200 | $15,061,000 | thousands by filing date | put |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 292,282 | $15,053,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 285,717 | $15,046,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 567,625 | $15,042,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 260,607 | $15,034,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 239,900 | $15,025,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 580,300 | $14,995,000 | thousands by filing date | call |
| ENBRIDGE INC COM | 29250N105 | Stock | 375,600 | $14,953,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011107 | COM | 578,500 | $14,948,000 | thousands by filing date | put |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 176,816 | $14,946,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 536,820 | $14,924,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 544,277 | $14,913,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 177,700 | $14,854,000 | thousands by filing date | put |
| NUTANIX INC CL A | 67059N108 | Stock | 734,886 | $14,808,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 340,000 | $14,797,000 | thousands by filing date | put |
| SUPERVALU INC | 868536103 | COM | 4,490,896 | $14,775,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,318,100 | $14,750,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 738,895 | $14,726,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 196,585 | $14,716,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,476,446 | $14,705,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 1,593,826 | $14,695,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 510,606 | $14,690,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 635,195 | $14,686,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 179,709 | $14,647,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 301,100 | $14,636,000 | thousands by filing date | call |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 222,376 | $14,632,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 101,036 | $14,614,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 754,110 | $14,607,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 52,600 | $14,602,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 406,700 | $14,588,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 4,935,800 | $14,561,000 | thousands by filing date | put |
| TRUSTMARK CORP | 898402102 | COM | 452,136 | $14,541,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 224,400 | $14,532,000 | thousands by filing date | put |
| iShares MBS ETF | 464288588 | SHS | 136,008 | $14,520,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 399,149 | $14,409,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 451,253 | $14,395,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 366,558 | $14,340,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 911,123 | $14,314,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 599,200 | $14,309,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 248,400 | $14,300,000 | thousands by filing date | put |
| TERADYNE INC COM | 880770102 | Stock | 476,100 | $14,297,000 | thousands by filing date | call |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 1,112,590 | $14,297,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 129,300 | $14,285,000 | thousands by filing date | call |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 518,356 | $14,281,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 508,287 | $14,217,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,489,869 | $14,184,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 250,000 | $14,180,000 | thousands by filing date | put |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 78,907 | $14,176,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 438,461 | $14,162,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 337,493 | $14,158,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 569,900 | $14,128,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 271,100 | $14,097,000 | thousands by filing date | put |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 321,140 | $14,079,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 208,200 | $14,070,000 | thousands by filing date | call |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 512,990 | $14,051,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 372,500 | $14,032,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 334,060 | $14,024,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 592,934 | $14,023,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 390,786 | $13,998,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 1,039,171 | $13,977,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 819,614 | $13,941,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 952,000 | $13,937,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 391,300 | $13,926,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941109 | COM | 398,309 | $13,925,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 257,800 | $13,893,000 | thousands by filing date | put |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 687,415 | $13,851,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 202,700 | $13,806,000 | thousands by filing date | put |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 112,202 | $13,791,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 2,835,194 | $13,751,000 | thousands by filing date | |
| ING GROEP N V | 456837AF0 | DBCV 6.500%12/2 | 13,075,000 | $13,739,000 | thousands by filing date | principal |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 185,898 | $13,725,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 88,200 | $13,715,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 4,270,632 | $13,709,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 377,800 | $13,695,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 454,700 | $13,664,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 2,075,720 | $13,657,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 436,100 | $13,646,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 211,800 | $13,623,000 | thousands by filing date | call |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 152,409 | $13,618,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 456,500 | $13,613,000 | thousands by filing date | put |
| RANDGOLD RES LTD | 752344309 | ADR | 153,696 | $13,596,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 803,070 | $13,588,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 212,300 | $13,564,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 151,300 | $13,561,000 | thousands by filing date | call |
| RANDGOLD RES LTD | 752344309 | ADR | 153,200 | $13,552,000 | thousands by filing date | call |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 962,896 | $13,548,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 483,800 | $13,527,000 | thousands by filing date | call |
| GATX CORP COM | 361448103 | Stock | 209,302 | $13,452,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 876,198 | $13,450,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 145,089 | $13,447,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 194,552 | $13,445,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 378,700 | $13,440,000 | thousands by filing date | put |
| GAP INC COM | 364760108 | Stock | 611,100 | $13,438,000 | thousands by filing date | put |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,069,333 | $13,409,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 413,372 | $13,352,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 431,959 | $13,343,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 479,535 | $13,332,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 356,839 | $13,266,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 196,600 | $13,263,000 | thousands by filing date | put |
| TELADOC HEALTH INC | 87918A105 | COM | 382,167 | $13,261,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 619,991 | $13,243,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 158,900 | $13,225,000 | thousands by filing date | call |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 85,000 | $13,218,000 | thousands by filing date | put |
| IHS MARKIT LTD | G47567105 | SHS | 300,000 | $13,212,000 | thousands by filing date | put |
| IHS MARKIT LTD | G47567105 | SHS | 300,000 | $13,212,000 | thousands by filing date | call |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 480,653 | $13,190,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 310,072 | $13,166,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,316,489 | $13,151,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 687,682 | $13,149,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 130,304 | $13,144,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 717,162 | $13,081,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,012,900 | $13,077,000 | thousands by filing date | put |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 202,020 | $13,069,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,355,261 | $13,025,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 382,000 | $13,022,000 | thousands by filing date | put |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 701,144 | $13,006,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 769,103 | $12,998,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,809,716 | $12,976,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,329,044 | $12,918,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 460,400 | $12,836,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 105,100 | $12,834,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 215,100 | $12,824,000 | thousands by filing date | call |
| TEREX CORP NEW COM | 880779103 | Stock | 341,900 | $12,821,000 | thousands by filing date | call |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 582,757 | $12,809,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 314,616 | $12,767,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 126,099 | $12,751,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,351,365 | $12,729,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 338,674 | $12,718,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 152,389 | $12,713,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 1,070,000 | $12,701,000 | thousands by filing date | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 768,227 | $12,699,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 381,800 | $12,683,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 141,200 | $12,656,000 | thousands by filing date | put |
| RYERSON HLDG CORP | 783754104 | COM | 1,276,171 | $12,634,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 702,500 | $12,617,000 | thousands by filing date | call |
| BRF SA | 10552T107 | SPONSORED ADR | 1,069,987 | $12,615,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 90,100 | $12,601,000 | thousands by filing date | call |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 875,600 | $12,591,000 | thousands by filing date | call |
| SYNAPTICS INC COM | 87157D109 | Stock | 243,488 | $12,591,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 108,824 | $12,585,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 867,570 | $12,580,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 713,740 | $12,561,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 148,955 | $12,526,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 215,600 | $12,518,000 | thousands by filing date | call |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 140,800 | $12,504,000 | thousands by filing date | put |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 86,700 | $12,503,000 | thousands by filing date | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 110,800 | $12,488,000 | thousands by filing date | call |
| GATX CORP COM | 361448103 | Stock | 194,200 | $12,481,000 | thousands by filing date | call |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 1,919,299 | $12,475,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 333,253 | $12,471,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 256,000 | $12,467,000 | thousands by filing date | put |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 14,661,000 | $12,388,000 | thousands by filing date | principal |
| HESS CORP | 42809H107 | COM | 281,800 | $12,363,000 | thousands by filing date | put |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 331,732 | $12,270,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 61,700 | $12,223,000 | thousands by filing date | put |
| INOGEN INC | 45780L104 | COM | 128,043 | $12,217,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 306,297 | $12,203,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 123,227 | $12,196,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 832,200 | $12,183,000 | thousands by filing date | call |
| GORMAN RUPP CO COM | 383082104 | Stock | 477,570 | $12,163,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 640,046 | $12,161,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 84,900 | $12,146,000 | thousands by filing date | call |
| AVEXIS INC | 05366U100 | COM | 147,770 | $12,141,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 557,600 | $12,133,000 | thousands by filing date | put |
| AIR LEASE CORP | 00912X302 | CL A | 324,450 | $12,121,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,239,340 | $12,109,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 1,446,775 | $12,109,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 99,500 | $12,106,000 | thousands by filing date | put |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 370,806 | $12,070,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 178,630 | $12,063,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 550,000 | $12,045,000 | thousands by filing date | call |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 144,869 | $12,043,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 695,017 | $12,030,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 186,907 | $12,009,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 299,065 | $11,992,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 228,948 | $11,972,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 638,966 | $11,955,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 277,901 | $11,953,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 153,208 | $11,940,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 533,111 | $11,925,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 741,811 | $11,854,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 348,220 | $11,847,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 611,833 | $11,839,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,029,081 | $11,834,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 176,199 | $11,832,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 350,004 | $11,830,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 105,065 | $11,773,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 376,613 | $11,765,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 12,008,000 | $11,753,000 | thousands by filing date | principal |
| 2U INC | 90214J101 | COM | 250,330 | $11,746,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 155,527 | $11,731,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 1,154,381 | $11,728,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 308,523 | $11,709,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 727,257 | $11,708,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 92,200 | $11,680,000 | thousands by filing date | call |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 31,272 | $11,655,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 215,400 | $11,636,000 | thousands by filing date | put |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 181,748 | $11,634,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 326,725 | $11,588,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,227,041 | $11,571,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 109,400 | $11,566,000 | thousands by filing date | call |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 98,353 | $11,564,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 356,900 | $11,560,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 249,611 | $11,552,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,564,016 | $11,527,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 292,463 | $11,520,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,402,800 | $11,517,000 | thousands by filing date | put |
| HORIZON PHARMA PLC | G4617B105 | SHS | 970,000 | $11,514,000 | thousands by filing date | put |
| CNH INDL N V SHS | N20944109 | Stock | 1,010,908 | $11,504,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 730,182 | $11,494,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 105,755 | $11,488,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 220,500 | $11,440,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 174,300 | $11,429,000 | thousands by filing date | put |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 332,671 | $11,414,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 3,270,562 | $11,414,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 145,000 | $11,409,000 | thousands by filing date | call |
| AVANTAX INC | 095229100 | COMMON STOCK | 538,147 | $11,409,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 280,100 | $11,406,000 | thousands by filing date | call |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 310,950 | $11,393,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 489,400 | $11,374,000 | thousands by filing date | put |
| LINE CORP | 53567X101 | SPONSORED ADR | 327,004 | $11,373,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 187,630 | $11,370,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 714,200 | $11,363,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 354,700 | $11,340,000 | thousands by filing date | put |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 256,741 | $11,317,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 229,000 | $11,308,000 | thousands by filing date | call |
| HEICO CORP NEW COM | 422806109 | Stock | 157,101 | $11,286,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 145,200 | $11,279,000 | thousands by filing date | put |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 366,561 | $11,276,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 301,125 | $11,271,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 102,100 | $11,268,000 | thousands by filing date | put |
| BCE INC COM NEW | 05534B760 | Stock | 250,000 | $11,260,000 | thousands by filing date | call |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 150,000 | $11,252,000 | thousands by filing date | put |
| TIME INC NEW | 887228104 | COM | 783,694 | $11,246,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 169,029 | $11,242,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 473,610 | $11,201,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 101,365 | $11,199,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 150,100 | $11,197,000 | thousands by filing date | put |
| VIACOM INC | 92553P201 | CL B | 332,900 | $11,175,000 | thousands by filing date | call |
| POWERSHARES S&P 500 ENHANCED VALUE PORTFOLIO | 73936Q694 | ETF | 350,000 | $11,169,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 110,119 | $11,162,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 372,191 | $11,155,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 393,500 | $11,152,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 196,161 | $11,152,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 557,120 | $11,142,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 388,505 | $11,131,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 300,000 | $11,115,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 474,313 | $11,113,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 3,754,200 | $11,075,000 | thousands by filing date | call |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 228,756 | $11,056,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 185,100 | $11,045,000 | thousands by filing date | call |
| OPEN TEXT CORP COM | 683715106 | Stock | 349,657 | $11,029,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 545,642 | $11,027,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 366,764 | $11,025,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 203,782 | $11,008,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 194,200 | $10,994,000 | thousands by filing date | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 202,300 | $10,993,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 744,925 | $10,988,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 67,900 | $10,984,000 | thousands by filing date | call |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 357,225 | $10,978,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 224,165 | $10,968,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 49,100 | $10,929,000 | thousands by filing date | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 222,735 | $10,925,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 174,431 | $10,918,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 493,849 | $10,904,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 470,600 | $10,904,000 | thousands by filing date | put |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 357,340 | $10,898,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 175,100 | $10,881,000 | thousands by filing date | call |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 653,839 | $10,880,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 81,600 | $10,876,000 | thousands by filing date | call |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 156,400 | $10,865,000 | thousands by filing date | call |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 418,933 | $10,804,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 237,731 | $10,783,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 396,849 | $10,770,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 259,450 | $10,769,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 204,829 | $10,763,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 224,058 | $10,759,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 877,197 | $10,719,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 236,400 | $10,718,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 299,400 | $10,707,000 | thousands by filing date | call |
| REPLIGEN CORP COM | 759916109 | Stock | 258,287 | $10,704,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 672,700 | $10,703,000 | thousands by filing date | call |
| AMBARELLA INC | G037AX101 | SHS | 220,071 | $10,685,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 210,792 | $10,681,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 565,426 | $10,675,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 87,700 | $10,673,000 | thousands by filing date | call |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 103,111 | $10,659,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 208,562 | $10,652,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 233,324 | $10,637,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 420,196 | $10,635,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 37,000 | $10,632,000 | thousands by filing date | call |
| PLEXUS CORP COM | 729132100 | Stock | 201,958 | $10,617,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 205,000 | $10,601,000 | thousands by filing date | call |
| MATADOR RES CO COM | 576485205 | Stock | 495,930 | $10,598,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 171,144 | $10,575,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 534,956 | $10,538,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 2,863,837 | $10,510,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 10,000,000 | $10,463,000 | thousands by filing date | principal |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 256,800 | $10,457,000 | thousands by filing date | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 262,100 | $10,453,000 | thousands by filing date | call |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 686,999 | $10,436,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 177,762 | $10,431,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 806,200 | $10,408,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 2,702,873 | $10,378,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 68,300 | $10,370,000 | thousands by filing date | call |
| GREENHILL & CO INC COM | 395259104 | Stock | 515,536 | $10,362,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 54,900 | $10,328,000 | thousands by filing date | put |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 122,744 | $10,321,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 559,590 | $10,296,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,012,300 | $10,295,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 76,900 | $10,290,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 177,800 | $10,289,000 | thousands by filing date | put |
| CNA FINL CORP | 126117100 | COM | 211,056 | $10,289,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-17-000626 | this filing | 2017-08-14 | acceptance time not in the bulk data set |