13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 6,718 holding rows worth $368,559,694,000.
- Accession
- 0000769993-17-000520
- Filer
- CIK 886982
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 10,759 entries on the cover page, a total value of $368,559,694,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $368,559,694,000 with VALUE read as thousands by filing date, 13F file number 028-04981. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PRGX GLOBAL INC | 69357C503 | COM NEW | 18,073 | $116,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 3,400 | $115,000 | thousands by filing date | call |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 23,956 | $115,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 7,600 | $114,000 | thousands by filing date | put |
| STEALTHGAS INC | Y81669106 | COM | 28,458 | $114,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 13,130 | $114,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,200 | $113,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 1,700 | $113,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,200 | $113,000 | thousands by filing date | put |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,500 | $112,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 9,769 | $112,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 46,168 | $112,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 8,600 | $112,000 | thousands by filing date | put |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 38,124 | $112,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 8,000 | $112,000 | thousands by filing date | call |
| REALPAGE INC | 75606N109 | COM | 3,200 | $112,000 | thousands by filing date | call |
| ATWOOD OCEANICS INC | 050095108 | COM | 11,700 | $112,000 | thousands by filing date | put |
| ATYR PHARMA INC | 002120103 | COM | 32,074 | $112,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 43,000 | $112,000 | thousands by filing date | principal |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 11,344 | $111,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 2,700 | $111,000 | thousands by filing date | put |
| HIVE | 007786106 | Stock | 26,294 | $111,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 12,719 | $111,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 64,087 | $110,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 900 | $110,000 | thousands by filing date | put |
| WATERS CORP COM | 941848103 | Stock | 700 | $109,000 | thousands by filing date | put |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2,000 | $109,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N108 | COM | 64,257 | $109,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 73,568 | $109,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 25,900 | $109,000 | thousands by filing date | put |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 30,744 | $109,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 7,200 | $108,000 | thousands by filing date | call |
| CORECARD CORPORATION | 45816D100 | COM | 24,506 | $108,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 47,691 | $108,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,700 | $106,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 43,400 | $106,000 | thousands by filing date | put |
| MVC CAPITAL INC | 553829102 | COM | 11,764 | $106,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 13,935 | $106,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 12,753 | $106,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 53,959 | $106,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 15,600 | $105,000 | thousands by filing date | call |
| CHEROKEE INC | 16444H102 | COM | 12,205 | $105,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 8,200 | $104,000 | thousands by filing date | put |
| AFFIMED N V | N01045108 | COM | 45,290 | $104,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 900 | $103,000 | thousands by filing date | put |
| CONDUENT INC | 206787103 | COM | 6,140 | $103,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,900 | $103,000 | thousands by filing date | call |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 11,804 | $102,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 2,200 | $102,000 | thousands by filing date | put |
| NEW YORK & CO INC | 649295102 | COM | 52,396 | $102,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 20,052 | $102,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,700 | $101,000 | thousands by filing date | put |
| CINTAS CORP COM | 172908105 | Stock | 800 | $101,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 21,833 | $101,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 12,652 | $101,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 119,891 | $101,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 14,520 | $101,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 29,000 | $100,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 3,800 | $100,000 | thousands by filing date | call |
| QUALITY CARE PPTYS INC | 747545101 | COM | 5,280 | $100,000 | thousands by filing date | put |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 72,569 | $100,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 21,020 | $100,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 2,700 | $99,000 | thousands by filing date | call |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 6,500 | $99,000 | thousands by filing date | put |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 10,500 | $99,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 40,176 | $99,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 23,579 | $99,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 34,654 | $99,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 4,400 | $98,000 | thousands by filing date | call |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 17,883 | $98,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 25,400 | $98,000 | thousands by filing date | put |
| SIGMA DESIGNS INC | 826565103 | COM | 15,700 | $98,000 | thousands by filing date | put |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 800 | $98,000 | thousands by filing date | call |
| ARI NETWORK SERVICES | 001930205 | COMM | 18,873 | $98,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 10,136 | $97,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 19,748 | $97,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 80,000 | $97,000 | thousands by filing date | principal |
| PENN WEST PETE LTD NEW | 707887105 | COM | 56,927 | $96,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 204,431 | $96,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 15,344 | $96,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A105 | COM | 16,559 | $96,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 16,445 | $95,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 5,600 | $95,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 10,900 | $95,000 | thousands by filing date | call |
| ENDOCYTE INC | 29269A102 | COM | 37,019 | $95,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 38,235 | $95,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 84,000 | $95,000 | thousands by filing date | principal |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 25,411 | $94,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 129,334 | $94,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,200 | $93,000 | thousands by filing date | put |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 35,334 | $92,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 3,400 | $92,000 | thousands by filing date | call |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 1,600 | $92,000 | thousands by filing date | put |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 7,100 | $92,000 | thousands by filing date | put |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 25,336 | $91,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 1,700 | $91,000 | thousands by filing date | call |
| GENTEX CORP COM | 371901109 | Stock | 4,200 | $90,000 | thousands by filing date | put |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 13,800 | $90,000 | thousands by filing date | call |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 15,675 | $90,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 64,453 | $90,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 16,500 | $89,000 | thousands by filing date | call |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 1,500 | $89,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 51,800 | $89,000 | thousands by filing date | put |
| AMBER ROAD INC | 02318Y108 | COM | 11,516 | $89,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 311,251 | $89,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 900 | $88,000 | thousands by filing date | put |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,200 | $88,000 | thousands by filing date | call |
| OPEN TEXT CORP COM | 683715106 | Stock | 2,600 | $88,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 16,200 | $88,000 | thousands by filing date | call |
| BEMIS INC | 081437105 | COM | 1,800 | $88,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 3,800 | $87,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 900 | $87,000 | thousands by filing date | put |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 17,606 | $87,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 11,180 | $87,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 3,800 | $86,000 | thousands by filing date | put |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,100 | $86,000 | thousands by filing date | put |
| OWENS CORNING NEW | 690742101 | COM | 1,400 | $86,000 | thousands by filing date | put |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 43,368 | $86,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 14,887 | $86,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 1,400 | $85,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 19,100 | $85,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 29,800 | $85,000 | thousands by filing date | put |
| MINDBODY INC | 60255W105 | COM CL A | 3,100 | $85,000 | thousands by filing date | call |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 3,300 | $85,000 | thousands by filing date | put |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 6,400 | $85,000 | thousands by filing date | put |
| UNI-PIXEL INC | 904572203 | COM | 100,088 | $85,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 30,088 | $85,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,400 | $84,000 | thousands by filing date | call |
| CODEXIS INC | 192005106 | COM | 17,493 | $84,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 15,973 | $84,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 152,504 | $84,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 5,500 | $84,000 | thousands by filing date | call |
| MARA HLDGS INC | 56585W203 | COM | 82,334 | $84,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 12,167 | $84,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 3,100 | $83,000 | thousands by filing date | put |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,800 | $83,000 | thousands by filing date | call |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 2,725 | $83,000 | thousands by filing date | put |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 81,000 | $83,000 | thousands by filing date | principal |
| CRANE CO | 224399105 | COM | 1,100 | $82,000 | thousands by filing date | put |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 87,361 | $82,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 89,763 | $82,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 3,600 | $82,000 | thousands by filing date | call |
| SACHEM CAP CORP | 78590A109 | COM | 15,881 | $82,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 30,027 | $82,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 50,000 | $82,000 | thousands by filing date | put |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 5,600 | $82,000 | thousands by filing date | put |
| GLOBAL PMTS INC | 37940X102 | COM | 1,000 | $81,000 | thousands by filing date | put |
| ELECTROMED INC | 285409108 | COMMON STOCK | 16,392 | $81,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1,100 | $81,000 | thousands by filing date | put |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 20,612 | $81,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 13,677 | $81,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 24,642 | $81,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 14,446 | $80,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 2,700 | $80,000 | thousands by filing date | put |
| NAM TAI PROPERTY INC | G63907102 | Com | 11,654 | $80,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 6,300 | $80,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 9,200 | $80,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 12,834 | $80,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 66,534 | $80,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 13,619 | $79,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 10,890 | $79,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 2,700 | $79,000 | thousands by filing date | call |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 28,676 | $79,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 15,832 | $79,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 23,163 | $79,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 81,000 | $78,000 | thousands by filing date | principal |
| NIMBLE STORAGE INC | 65440R101 | COM | 6,200 | $78,000 | thousands by filing date | call |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 900 | $77,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 1,100 | $77,000 | thousands by filing date | call |
| Jason Industries Inc | 471172106 | COMMON STOCK | 51,929 | $77,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 18,600 | $77,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,100 | $76,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 29,900 | $76,000 | thousands by filing date | put |
| ANGIES LIST INC | 034754101 | COM | 13,268 | $76,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 1,100 | $75,000 | thousands by filing date | put |
| WOODWARD INC COM | 980745103 | Stock | 1,100 | $75,000 | thousands by filing date | call |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 300 | $75,000 | thousands by filing date | call |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,000 | $74,000 | thousands by filing date | put |
| UGI CORP NEW COM | 902681105 | Stock | 1,500 | $74,000 | thousands by filing date | call |
| PIER 1 IMPORTS INC | 720279108 | COM | 10,300 | $74,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 52,800 | $73,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 28,700 | $73,000 | thousands by filing date | call |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 28,061 | $73,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 28,508 | $73,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 31,275 | $73,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 19,900 | $73,000 | thousands by filing date | call |
| RESMED INC COM | 761152107 | Stock | 1,000 | $72,000 | thousands by filing date | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 4,200 | $72,000 | thousands by filing date | put |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 16,334 | $72,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 71,000 | $72,000 | thousands by filing date | principal |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 600 | $71,000 | thousands by filing date | put |
| WELBILT INC | 949090104 | COM | 3,600 | $71,000 | thousands by filing date | call |
| EGAIN CORP | 28225C806 | COM NEW | 49,205 | $71,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 1,200 | $70,000 | thousands by filing date | call |
| REVVITY INC | 714046109 | COM | 1,200 | $70,000 | thousands by filing date | call |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 5,100 | $70,000 | thousands by filing date | put |
| HILL INTERNATIONAL INC | 431466101 | COM | 16,800 | $70,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 600 | $69,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 8,900 | $69,000 | thousands by filing date | put |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 1,200 | $69,000 | thousands by filing date | put |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 63,012 | $69,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,900 | $68,000 | thousands by filing date | call |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 1,600 | $68,000 | thousands by filing date | call |
| DSW INC-CLASS A | 23334L102 | CL A | 3,300 | $68,000 | thousands by filing date | put |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 2,100 | $68,000 | thousands by filing date | put |
| Janus Capital | 47102XAH8 | CONV | 52,000 | $68,000 | thousands by filing date | principal |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 1,800 | $67,000 | thousands by filing date | put |
| Zedge Inc | 98923T104 | COM | 21,779 | $67,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 25,654 | $67,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 108,535 | $67,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 4,200 | $66,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 29,200 | $66,000 | thousands by filing date | call |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 24,008 | $66,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 17,276 | $66,000 | thousands by filing date | |
| LM FDG AMER INC | 502074107 | COM | 16,129 | $66,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 2,600 | $65,000 | thousands by filing date | put |
| DIODES INC COM | 254543101 | Stock | 2,700 | $65,000 | thousands by filing date | call |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,100 | $65,000 | thousands by filing date | put |
| ZOES KITCHEN INC | 98979J109 | COM | 3,500 | $65,000 | thousands by filing date | call |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 10,317 | $65,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 11,416 | $65,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 11,249 | $65,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 127,204 | $63,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 1,600 | $63,000 | thousands by filing date | call |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 15,213 | $63,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 8,800 | $62,000 | thousands by filing date | put |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 15,549 | $62,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 4,796 | $62,000 | thousands by filing date | put |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 7,700 | $62,000 | thousands by filing date | put |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 1,200 | $61,000 | thousands by filing date | put |
| TOPBUILD COR COM | 89055F103 | Stock | 1,300 | $61,000 | thousands by filing date | put |
| POLYONE CORP | 73179P106 | COM | 1,800 | $61,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 9,900 | $61,000 | thousands by filing date | call |
| ASANKO GOLD INC | 04341Y105 | COM | 23,349 | $61,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 18,482 | $61,000 | thousands by filing date | |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 14,897 | $61,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748206 | COM NEW | 15,286 | $61,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 5,200 | $60,000 | thousands by filing date | put |
| ACXIOM CORP | 005125109 | COMMON STOCK | 2,100 | $60,000 | thousands by filing date | call |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 1,700 | $60,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 15,900 | $60,000 | thousands by filing date | put |
| MCDERMOTT INTL INC | 580037109 | COM | 8,900 | $60,000 | thousands by filing date | put |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 15,498 | $60,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 67,170 | $60,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 35,212 | $60,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 5,300 | $59,000 | thousands by filing date | put |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 1,000 | $59,000 | thousands by filing date | put |
| AMC NETWORKS INC | 00164V103 | CL A | 1,000 | $59,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 4,400 | $59,000 | thousands by filing date | call |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,000 | $58,000 | thousands by filing date | call |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 1,400 | $58,000 | thousands by filing date | call |
| AWARE INC MASS | 05453N100 | CMN | 12,157 | $57,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 1,100 | $57,000 | thousands by filing date | put |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 3,137 | $57,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 30,243 | $57,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 4,200 | $57,000 | thousands by filing date | put |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 2,500 | $56,000 | thousands by filing date | put |
| VERICEL CORP | 92346J108 | COM | 20,037 | $56,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 3,300 | $56,000 | thousands by filing date | call |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 1,100 | $55,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 4,300 | $55,000 | thousands by filing date | put |
| BUCKLE INC COM | 118440106 | Stock | 2,900 | $54,000 | thousands by filing date | put |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 10,393 | $54,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 24,676 | $54,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 10,094 | $54,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 5,500 | $54,000 | thousands by filing date | put |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 88,800 | $54,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 9,200 | $53,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 47,000 | $53,000 | thousands by filing date | principal |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 17,100 | $53,000 | thousands by filing date | call |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 36,028 | $53,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 12,424 | $53,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 700 | $52,000 | thousands by filing date | call |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 27,549 | $52,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 35,317 | $52,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 62,342 | $52,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 2,700 | $52,000 | thousands by filing date | call |
| SEMTECH CORP COM | 816850101 | Stock | 1,500 | $51,000 | thousands by filing date | call |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 1,100 | $51,000 | thousands by filing date | put |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 8,800 | $51,000 | thousands by filing date | put |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 18,816 | $51,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 13,200 | $51,000 | thousands by filing date | call |
| SUPERVALU INC | 868536103 | COM | 13,200 | $51,000 | thousands by filing date | call |
| Alcobra Ltd | M2239P109 | SHS | 44,984 | $51,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 10,951 | $51,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 3,200 | $50,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 3,300 | $50,000 | thousands by filing date | put |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 12,379 | $50,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 1,300 | $49,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232102 | COM | 1,800 | $49,000 | thousands by filing date | put |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 10,070 | $49,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 9,200 | $49,000 | thousands by filing date | call |
| NUMEREX CORP -CL A | 67053A102 | CL A | 10,250 | $49,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 8,300 | $49,000 | thousands by filing date | call |
| WECAST NETWORK INC | 94850Q106 | COM | 23,841 | $49,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 800 | $48,000 | thousands by filing date | put |
| AGCO CORP | 001084102 | COM | 800 | $48,000 | thousands by filing date | put |
| VUZIX CORP | 92921W300 | COM NEW | 7,699 | $48,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 10,340 | $48,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 95,598 | $48,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 600 | $48,000 | thousands by filing date | put |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 23,810 | $48,000 | thousands by filing date | |
| TapImmune Inc | 876033408 | COM | 10,593 | $48,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 16,000 | $47,000 | thousands by filing date | put |
| TECH DATA CORP | 878237106 | COM | 500 | $47,000 | thousands by filing date | call |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 14,118 | $47,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 61,070 | $47,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 800 | $46,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 3,300 | $46,000 | thousands by filing date | put |
| VARIAN MED SYS INC | 92220P105 | COM | 500 | $46,000 | thousands by filing date | call |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 10,768 | $46,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 10,535 | $46,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 10,935 | $46,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 26,240 | $46,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 600 | $45,000 | thousands by filing date | call |
| CAREDX INC | 14167L103 | COM | 32,230 | $45,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 2,680 | $45,000 | thousands by filing date | put |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 2,300 | $45,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 8,181 | $45,000 | thousands by filing date | call |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 6,800 | $45,000 | thousands by filing date | call |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 30,500 | $45,000 | thousands by filing date | call |
| SPX FLOW INC COM | 78469X107 | Stock | 1,300 | $45,000 | thousands by filing date | put |
| VANTIV INC | 92210H105 | CL A | 700 | $45,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 11,874 | $45,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 2,500 | $45,000 | thousands by filing date | put |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 11,400 | $45,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 6,700 | $44,000 | thousands by filing date | put |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,300 | $44,000 | thousands by filing date | put |
| INTERXION HOLDING N.V | N47279109 | SHS | 1,100 | $44,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 4,600 | $44,000 | thousands by filing date | put |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 5,000 | $44,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 32,772 | $43,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 700 | $43,000 | thousands by filing date | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 447 | $43,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 3,100 | $43,000 | thousands by filing date | put |
| QIWI PLC | 74735M108 | SPON ADR REP B | 2,500 | $43,000 | thousands by filing date | put |
| SEACHANGE INTL INC | 811699107 | COM | 17,316 | $43,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 15,220 | $43,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 16,739 | $43,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 3,500 | $42,000 | thousands by filing date | call |
| MADDEN STEVEN LTD | 556269108 | COM | 1,100 | $42,000 | thousands by filing date | call |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 26,647 | $42,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 10,448 | $42,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 10,662 | $42,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 22,178 | $42,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,200 | $41,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 5,800 | $41,000 | thousands by filing date | call |
| JACK IN THE BOX INC | 466367109 | COM | 400 | $41,000 | thousands by filing date | put |
| VERASTEM INC | 92337C104 | COM | 19,920 | $41,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 29,333 | $41,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 900 | $40,000 | thousands by filing date | put |
| PAPA JOHNS INTL INC | 698813102 | COM | 500 | $40,000 | thousands by filing date | call |
| WESTLAKE CORPORATION | 960413102 | COM | 600 | $40,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 17,371 | $40,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 41,417 | $40,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 8,400 | $40,000 | thousands by filing date | call |
| CNO FINL GROUP INC | 12621E103 | COM | 1,900 | $39,000 | thousands by filing date | call |
| MADDEN STEVEN LTD | 556269108 | COM | 1,000 | $39,000 | thousands by filing date | put |
| RAND LOGISTICS INC | 752182105 | COM | 60,935 | $39,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 10,543 | $39,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 22,000 | $39,000 | thousands by filing date | principal |
| MOSYS INC | 619718208 | COM NEW | 18,472 | $39,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 4,400 | $38,000 | thousands by filing date | put |
| MRC GLOBAL INC | 55345K103 | COM | 2,100 | $38,000 | thousands by filing date | call |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 23,075 | $38,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q304 | COM NEW | 45,468 | $38,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 1,500 | $37,000 | thousands by filing date | call |
| VUZIX CORP | 92921W300 | COM NEW | 5,900 | $37,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 6,723 | $37,000 | thousands by filing date | put |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 1,400 | $37,000 | thousands by filing date | put |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 10,100 | $37,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 18,654 | $36,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 12,740 | $36,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 26,497 | $36,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 300,010 | $36,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 15,678 | $36,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 10,581 | $36,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 22,326 | $36,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 800 | $35,000 | thousands by filing date | call |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,100 | $35,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y100 | COM | 2,500 | $35,000 | thousands by filing date | put |
| CYTRX CORP | 232828509 | COM PAR $.001 | 78,602 | $35,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 15,810 | $35,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 19,318 | $35,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 900 | $34,000 | thousands by filing date | put |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 6,400 | $34,000 | thousands by filing date | put |
| CHIASMA INC | 16706W102 | COM | 20,039 | $34,000 | thousands by filing date | |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 24,598 | $34,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 14,647 | $33,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 600 | $33,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 4,900 | $33,000 | thousands by filing date | put |
| NETLIST INC | 64118P109 | COM | 33,405 | $33,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 61,584 | $33,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 11,749 | $33,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 14,378 | $33,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 1,500 | $32,000 | thousands by filing date | call |
| SL GREEN REALTY CORP | 78440X101 | COM | 300 | $32,000 | thousands by filing date | put |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 21,700 | $32,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 14,000 | $32,000 | thousands by filing date | put |
| GLOBAL BROKERAGE INC | 37891B109 | COM | 11,669 | $32,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 13,781 | $32,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 21,420 | $32,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 40,429 | $32,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 36,762 | $32,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 20,923 | $32,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 14,910 | $32,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 24,378 | $32,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 200 | $31,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 12,500 | $31,000 | thousands by filing date | call |
| DENTSPLY SIRONA INC | 24906P109 | COM | 500 | $31,000 | thousands by filing date | put |
| INUVO INC | 46122W204 | COM NEW | 23,986 | $31,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 1,700 | $31,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 20,400 | $31,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 1,300 | $31,000 | thousands by filing date | put |
| RADIAN GROUP INC | 750236AK7 | BOND | 20,000 | $31,000 | thousands by filing date | principal |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 23,738 | $31,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 14,919 | $31,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 19,106 | $31,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 17,050 | $31,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 2,000 | $30,000 | thousands by filing date | put |
| LEGGETT & PLATT INC | 524660107 | COM | 600 | $30,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 7,900 | $30,000 | thousands by filing date | call |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 33,587 | $30,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 27,100 | $30,000 | thousands by filing date | put |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 30,000 | $30,000 | thousands by filing date | principal |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 1,144 | $29,000 | thousands by filing date | put |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 2,400 | $29,000 | thousands by filing date | put |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 700 | $29,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 1,900 | $29,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 1,900 | $29,000 | thousands by filing date | call |
| ENSYNC INC. | 29359T102 | Common Stock | 48,425 | $29,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 25,862 | $29,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 3,600 | $29,000 | thousands by filing date | call |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 10,789 | $29,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 500 | $28,000 | thousands by filing date | put |
| RAYONIER INC COM | 754907103 | REIT | 1,000 | $28,000 | thousands by filing date | put |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,200 | $28,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,050 | $28,000 | thousands by filing date | put |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 14,405 | $28,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 10,655 | $28,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 200 | $27,000 | thousands by filing date | put |
| ETSY INC | 29786A106 | COM | 2,500 | $27,000 | thousands by filing date | call |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 1,200 | $27,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W101 | COM | 4,300 | $27,000 | thousands by filing date | call |
| TROVAGENE INC | 897238309 | COM | 23,585 | $27,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 5,300 | $27,000 | thousands by filing date | call |
| CUMULUS MEDIA INC. | 231082603 | COM | 84,518 | $27,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 300 | $26,000 | thousands by filing date | call |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 200 | $26,000 | thousands by filing date | put |
| TIVO CORP | 88870P106 | COM | 1,400 | $26,000 | thousands by filing date | put |
| GASLOG LTD | G37585109 | SHS | 1,700 | $26,000 | thousands by filing date | put |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 4,000 | $26,000 | thousands by filing date | put |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 15,312 | $26,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 22,989 | $26,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 20,951 | $26,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 12,049 | $26,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 13,228 | $26,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 2,600 | $26,000 | thousands by filing date | put |
| ACRE RLTY INVS INCORPORATED REIT | 00489F106 | REIT | 22,350 | $26,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 11,763 | $26,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 200 | $25,000 | thousands by filing date | put |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 500 | $25,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 2,400 | $25,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 8,400 | $25,000 | thousands by filing date | call |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 70,718 | $25,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 800 | $25,000 | thousands by filing date | put |
| BARD C R INC | 067383109 | COM | 100 | $25,000 | thousands by filing date | call |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 10,806 | $25,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 21,103 | $25,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 26,704 | $25,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 11,751 | $25,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 400 | $24,000 | thousands by filing date | call |
| POOL CORP COM | 73278L105 | Stock | 200 | $24,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 2,900 | $24,000 | thousands by filing date | call |
| HEAT BIOLOGICS INC | 42237K102 | COM | 26,954 | $24,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 28,000 | $24,000 | thousands by filing date | principal |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 880 | $23,000 | thousands by filing date | call |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 16,827 | $23,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 800 | $23,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 37,153 | $23,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 200 | $23,000 | thousands by filing date | put |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 1,000 | $23,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 2,300 | $23,000 | thousands by filing date | put |
| ARQULE INC | 04269E107 | COM | 21,466 | $23,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 568,721 | $23,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 10,314 | $23,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 12,878 | $23,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 700 | $22,000 | thousands by filing date | put |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 700 | $22,000 | thousands by filing date | call |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 300 | $22,000 | thousands by filing date | call |
| WELBILT INC | 949090104 | COM | 1,100 | $22,000 | thousands by filing date | put |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 1,000 | $22,000 | thousands by filing date | call |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 14,617 | $22,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 5,500 | $22,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P108 | COM | 12,401 | $22,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 40,639 | $22,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 4,300 | $22,000 | thousands by filing date | put |
| NOVA LIFESTYLE INC | 66979P102 | COM | 13,125 | $22,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 300 | $21,000 | thousands by filing date | put |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,400 | $21,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-17-000520 | this filing | 2017-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-17-000549 | base | 2017-05-18 | acceptance time not in the bulk data set |