13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 6,718 holding rows worth $368,559,694,000.
- Accession
- 0000769993-17-000520
- Filer
- CIK 886982
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 10,759 entries on the cover page, a total value of $368,559,694,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $368,559,694,000 with VALUE read as thousands by filing date, 13F file number 028-04981. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 33,891 | $515,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 8,900 | $515,000 | thousands by filing date | call |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 33,678 | $515,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 4,100 | $514,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 39,400 | $514,000 | thousands by filing date | call |
| MASCO CORP | 574599106 | COM | 15,100 | $513,000 | thousands by filing date | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 29,400 | $513,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 130,600 | $513,000 | thousands by filing date | put |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 23,100 | $513,000 | thousands by filing date | put |
| EHEALTH INC | 28238P109 | COM | 42,541 | $512,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 50,138 | $511,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 27,700 | $511,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 83,800 | $511,000 | thousands by filing date | put |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 21,763 | $511,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 35,514 | $511,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 4,300 | $510,000 | thousands by filing date | call |
| TERRAVIA HLDGS INC | 83415TAB7 | NOTE 6.000% 2/0 | 785,000 | $510,000 | thousands by filing date | principal |
| Lincoln National Corporat | 524901105 | COM | 14,100 | $509,000 | thousands by filing date | call |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 21,900 | $509,000 | thousands by filing date | put |
| BIOVERATIV INC | 09075E100 | COM | 9,350 | $509,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 18,200 | $508,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 9,593 | $508,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 15,736 | $507,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 85,692 | $506,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 109,400 | $505,000 | thousands by filing date | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 5,200 | $505,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 70,159 | $505,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 77,083 | $505,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 5,500 | $502,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 40,200 | $502,000 | thousands by filing date | put |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 5,800 | $502,000 | thousands by filing date | put |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 43,020 | $501,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 44,418 | $501,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 16,323 | $500,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 9,000 | $500,000 | thousands by filing date | put |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 54,100 | $500,000 | thousands by filing date | call |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 12,300 | $498,000 | thousands by filing date | put |
| OWENS CORNING NEW | 690742101 | COM | 8,100 | $497,000 | thousands by filing date | call |
| KMG CHEMICALS INC | 482564101 | COM | 10,791 | $497,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 84,739 | $497,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 44,456 | $497,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 48,632 | $496,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 34,527 | $496,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 5,900 | $495,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 12,000 | $495,000 | thousands by filing date | call |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 16,475 | $495,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 30,810 | $495,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 69,441 | $494,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 5,700 | $493,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 5,900 | $492,000 | thousands by filing date | put |
| ISHARES TR | 464287192 | US TRSPRTION | 3,000 | $492,000 | thousands by filing date | call |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 8,820 | $492,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 27,600 | $492,000 | thousands by filing date | put |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 3,700 | $491,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 60,000 | $491,000 | thousands by filing date | call |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 33,460 | $491,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 13,703 | $490,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 14,900 | $490,000 | thousands by filing date | call |
| SUNOPTA INC | 8676EP108 | COM | 70,462 | $490,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 20,238 | $490,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 138,600 | $489,000 | thousands by filing date | call |
| LIBBEY INC | 529898108 | COM | 33,556 | $489,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 16,078 | $488,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 60,900 | $487,000 | thousands by filing date | put |
| UNILEVER N V | 904784709 | N Y SHS NEW | 9,800 | $487,000 | thousands by filing date | put |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 70,951 | $487,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 43,210 | $486,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 12,200 | $486,000 | thousands by filing date | call |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 6,600 | $485,000 | thousands by filing date | put |
| Viewra, Inc | 92672L107 | COM | 56,910 | $484,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 38,026 | $483,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 4,300 | $482,000 | thousands by filing date | call |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 3,415 | $480,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 34,696 | $480,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 13,959 | $480,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 36,344 | $480,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 1,000 | $479,000 | thousands by filing date | put |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 16,338 | $478,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 11,896 | $475,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 6,400 | $475,000 | thousands by filing date | call |
| PATTERSON COS INC | 703395103 | COM | 10,500 | $475,000 | thousands by filing date | put |
| MULTI-COLOR | 625383104 | COM | 6,687 | $475,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 64,331 | $475,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 116,055 | $475,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 16,586 | $474,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 3,100 | $474,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 83,100 | $474,000 | thousands by filing date | call |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 7,471 | $472,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 10,509 | $472,000 | thousands by filing date | |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 18,368 | $472,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 14,100 | $471,000 | thousands by filing date | call |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 12,900 | $471,000 | thousands by filing date | put |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 37,630 | $470,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 22,983 | $469,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 66,317 | $469,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 18,966 | $467,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 849,939 | $467,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 29,667 | $466,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,664 | $466,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 12,640 | $464,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 14,600 | $464,000 | thousands by filing date | call |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 11,591 | $464,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 7,000 | $463,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 74,400 | $461,000 | thousands by filing date | put |
| ELLIE MAE INC | 28849P100 | COM | 4,600 | $461,000 | thousands by filing date | put |
| ASTRONICS CORP COM | 046433108 | Stock | 14,487 | $460,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 122,762 | $460,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 34,296 | $459,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 16,637 | $459,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 37,500 | $459,000 | thousands by filing date | put |
| OTONOMY INC | 68906L105 | COM | 37,500 | $459,000 | thousands by filing date | call |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 3,159 | $458,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 6,700 | $457,000 | thousands by filing date | put |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 26,800 | $457,000 | thousands by filing date | put |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 28,031 | $455,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 140,737 | $455,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 23,500 | $455,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 56,200 | $454,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 34,600 | $454,000 | thousands by filing date | put |
| GEO GROUP INC NEW | 36162J106 | COM | 9,800 | $454,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 49,277 | $453,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 177,531 | $453,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 3,400 | $452,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 9,900 | $452,000 | thousands by filing date | put |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 9,883 | $452,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 31,588 | $452,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 24,400 | $451,000 | thousands by filing date | put |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 19,000 | $450,000 | thousands by filing date | put |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 4,915 | $449,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 22,000 | $448,000 | thousands by filing date | put |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 399,000 | $448,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 416,000 | $447,000 | thousands by filing date | principal |
| ENERGOUS CORP | 29272C103 | COM | 28,647 | $447,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 6,100 | $446,000 | thousands by filing date | put |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 20,608 | $445,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 23,364 | $444,000 | thousands by filing date | |
| PROSHARES TR | 74347B565 | CMN | 9,000 | $443,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 80,160 | $442,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 9,400 | $441,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 8,600 | $441,000 | thousands by filing date | put |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 39,700 | $441,000 | thousands by filing date | call |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 4,500 | $441,000 | thousands by filing date | put |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 27,745 | $441,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 66,965 | $441,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 470,000 | $441,000 | thousands by filing date | principal |
| CERUS CORP | 157085101 | COM | 98,631 | $439,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 127,310 | $439,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 17,554 | $439,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 88,579 | $439,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 23,300 | $438,000 | thousands by filing date | put |
| LIBERTY | 531229888 | COMMON STOCK | 18,540 | $438,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 16,763 | $435,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 104,884 | $435,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 28,698 | $432,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 17,800 | $431,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 14,400 | $430,000 | thousands by filing date | call |
| SPARK ENERGY INC | 846511103 | CL A COM | 13,456 | $430,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 53,653 | $429,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 18,043 | $429,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 80,900 | $428,000 | thousands by filing date | put |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 24,221 | $428,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 22,481 | $428,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 104,123 | $427,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 22,900 | $426,000 | thousands by filing date | call |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 5,900 | $426,000 | thousands by filing date | call |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 5,700 | $426,000 | thousands by filing date | put |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 10,058 | $426,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 60,751 | $426,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 25,263 | $425,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 5,817 | $425,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 96,000 | $425,000 | thousands by filing date | principal |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 227,800 | $424,000 | thousands by filing date | put |
| CIVEO CORP CDA | 17878Y108 | COM | 141,710 | $424,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 16,391 | $423,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 17,331 | $423,000 | thousands by filing date | call |
| BARD C R INC | 067383109 | COM | 1,700 | $423,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC | 539439AG4 | SDCV 7.500%12/3 | 400,000 | $423,000 | thousands by filing date | principal |
| ENTELLUS MED INC | 29363K105 | COM | 30,680 | $423,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,300 | $422,000 | thousands by filing date | call |
| PARK NATL CORP COM | 700658107 | Stock | 4,008 | $422,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 11,700 | $422,000 | thousands by filing date | put |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 30,000 | $422,000 | thousands by filing date | put |
| RICHMONT MINES INC | 76547T106 | COM | 59,343 | $421,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 9,324 | $420,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,100 | $419,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 24,200 | $419,000 | thousands by filing date | call |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 7,900 | $417,000 | thousands by filing date | call |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 24,947 | $417,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 11,166 | $417,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 7,500 | $416,000 | thousands by filing date | put |
| ISHARES INC | 464286301 | CMN | 22,192 | $416,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 13,496 | $415,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 10,300 | $415,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 7,146 | $415,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 14,038 | $415,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 20,200 | $414,000 | thousands by filing date | put |
| Ramaco Resources Inc | 75134P303 | COM CL B | 42,834 | $414,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 15,727 | $414,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 13,243 | $413,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 238,813 | $413,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 9,200 | $412,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 412,229 | $412,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 11,260 | $412,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 7,800 | $411,000 | thousands by filing date | put |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 12,983 | $410,000 | thousands by filing date | call |
| HAWKINS INC | 420261109 | COM | 8,371 | $410,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 240,056 | $410,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 16,966 | $408,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 13,100 | $408,000 | thousands by filing date | call |
| RADIANT LOGISTICS INC | 75025X100 | COM | 81,599 | $408,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 190,800 | $408,000 | thousands by filing date | put |
| EDISON INTL COM | 281020107 | Stock | 5,100 | $406,000 | thousands by filing date | put |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 9,450 | $406,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 21,700 | $405,000 | thousands by filing date | call |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 21,527 | $405,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 9,100 | $404,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 177,289 | $403,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 50,400 | $403,000 | thousands by filing date | call |
| LEUCADIA NATL CORP | 527288104 | COM | 15,500 | $403,000 | thousands by filing date | call |
| ISHARES TR | 46435G680 | CUR HED EU SML | 15,300 | $403,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 44,543 | $402,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 32,708 | $402,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 3,600 | $401,000 | thousands by filing date | call |
| SYSTEMAX INC | 871851101 | COM | 36,140 | $401,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 81,493 | $400,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 40,291 | $399,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 22,542 | $397,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,800 | $396,000 | thousands by filing date | put |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 6,300 | $396,000 | thousands by filing date | put |
| COMMVAULT SYS INC COM | 204166102 | Stock | 7,800 | $396,000 | thousands by filing date | call |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 212,685 | $396,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 400,000 | $396,000 | thousands by filing date | principal |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 71,775 | $395,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 19,228 | $394,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 58,400 | $394,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 10,900 | $393,000 | thousands by filing date | call |
| CDI CORP | 125071100 | COM | 45,975 | $393,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 58,287 | $393,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 32,097 | $391,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 30,107 | $391,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 282,746 | $390,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 21,163 | $390,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 6,200 | $389,000 | thousands by filing date | call |
| AUTOLIV INC | 052800109 | COM | 3,800 | $389,000 | thousands by filing date | put |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 5,600 | $388,000 | thousands by filing date | put |
| NUTANIX INC CL A | 67059N108 | Stock | 20,629 | $387,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 11,100 | $386,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 23,200 | $384,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 95,700 | $383,000 | thousands by filing date | call |
| VERISIGN INC COM | 92343E102 | Stock | 4,400 | $383,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 20,300 | $383,000 | thousands by filing date | call |
| VBI VACCINES INC | 91822J103 | COM NEW | 69,696 | $383,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 341,000 | $383,000 | thousands by filing date | principal |
| RAMBUS INC DEL COM | 750917106 | Stock | 29,000 | $381,000 | thousands by filing date | put |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 15,753 | $381,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 341,000 | $381,000 | thousands by filing date | principal |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 28,731 | $381,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 8,100 | $380,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X388 | EUR DOMST ECO FD | 14,900 | $380,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 17,200 | $379,000 | thousands by filing date | put |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 6,800 | $379,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 13,500 | $379,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 15,400 | $379,000 | thousands by filing date | put |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 27,628 | $379,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 27,081 | $379,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 14,800 | $379,000 | thousands by filing date | put |
| RYDER SYS INC COM | 783549108 | Stock | 5,000 | $377,000 | thousands by filing date | put |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 8,553 | $377,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 7,400 | $377,000 | thousands by filing date | put |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 32,278 | $377,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 52,000 | $376,000 | thousands by filing date | put |
| INGLES MKTS INC CL A | 457030104 | Stock | 8,685 | $375,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 32,909 | $375,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 51,671 | $375,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 147,715 | $375,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 10,500 | $374,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 10,789 | $374,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 20,515 | $374,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 73,373 | $374,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 132,717 | $373,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 25,133 | $373,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280BC2 | NOTE 6.875%12/3 | 350,000 | $373,000 | thousands by filing date | principal |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 11,941 | $372,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 13,900 | $372,000 | thousands by filing date | put |
| DEVRY INC DEL | 251893103 | COM | 10,500 | $372,000 | thousands by filing date | call |
| HOWARD BANCORP INC COM | 442496105 | COM | 19,888 | $372,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 11,639 | $371,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 33,178 | $370,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 25,437 | $369,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 23,344 | $369,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 14,148 | $369,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 2,600 | $368,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554102 | COM | 11,956 | $368,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 17,204 | $368,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 88,759 | $368,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 87,400 | $364,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 5,304 | $364,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 61,696 | $364,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 20,454 | $364,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,700 | $363,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 44,900 | $363,000 | thousands by filing date | put |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 9,315 | $363,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 4,380 | $362,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 39,927 | $362,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 33,380 | $362,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 18,750 | $361,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 19,219 | $361,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 40,538 | $361,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 43,574 | $360,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 6,500 | $359,000 | thousands by filing date | call |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 21,594 | $358,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 10,100 | $358,000 | thousands by filing date | put |
| HERC HLDGS INC COM | 42704L104 | Stock | 7,294 | $357,000 | thousands by filing date | put |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 18,534 | $356,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 39,548 | $356,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 15,000 | $356,000 | thousands by filing date | call |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 6,521 | $355,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 10,500 | $355,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 72,600 | $354,000 | thousands by filing date | call |
| SERVICE CORP INTL COM | 817565104 | Stock | 11,400 | $352,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 9,700 | $352,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 10,493 | $351,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 4,900 | $351,000 | thousands by filing date | put |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 204,149 | $351,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 13,236 | $351,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 6,400 | $350,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 8,381 | $350,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 28,587 | $350,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 34,500 | $349,000 | thousands by filing date | call |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 26,575 | $349,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 6,300 | $348,000 | thousands by filing date | put |
| OOMA INC | 683416101 | COM | 34,966 | $348,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 13,428 | $348,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 168,169 | $348,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 43,852 | $348,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 24,993 | $348,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 5,900 | $347,000 | thousands by filing date | put |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 6,000 | $347,000 | thousands by filing date | call |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 65,415 | $347,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 24,708 | $347,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 9,900 | $346,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 11,000 | $346,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 8,400 | $346,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 14,105 | $345,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 9,837 | $345,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 9,900 | $344,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 3,100 | $344,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 46,207 | $344,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 85,985 | $344,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 50,378 | $344,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,000 | $342,000 | thousands by filing date | put |
| VWO | 922042858 | SHS | 8,600 | $342,000 | thousands by filing date | put |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 13,104 | $341,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 17,214 | $341,000 | thousands by filing date | |
| PENDRELL CORP | 70686R302 | CL A NEW ADDED | 52,439 | $341,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 13,854 | $340,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 6,800 | $340,000 | thousands by filing date | call |
| AMTRUST FINL SVCS INC | 032359309 | COM | 18,400 | $340,000 | thousands by filing date | put |
| PROSHARES TR | 74348A368 | ULTRASHORT INDL | 14,327 | $340,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 9,946 | $339,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 23,293 | $339,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 65,263 | $339,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 10,500 | $339,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 11,062 | $338,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 13,849 | $338,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 9,878 | $337,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 15,286 | $337,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 12,083 | $337,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 15,200 | $337,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 3,600 | $336,000 | thousands by filing date | put |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 9,100 | $335,000 | thousands by filing date | put |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,100 | $334,000 | thousands by filing date | put |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,100 | $334,000 | thousands by filing date | put |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 14,592 | $334,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 29,082 | $334,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 2,800 | $333,000 | thousands by filing date | put |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 21,191 | $333,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 9,689 | $333,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 100,933 | $333,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 4,600 | $332,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 9,884 | $332,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 55,864 | $332,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 27,800 | $332,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 8,200 | $331,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 9,271 | $331,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 21,600 | $331,000 | thousands by filing date | put |
| FREIGHTCAR AMER INC | 357023100 | COM | 26,405 | $331,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 32,648 | $331,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 30,000 | $330,000 | thousands by filing date | put |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 28,109 | $330,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 70,127 | $330,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 95,546 | $330,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 33,013 | $329,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 27,000 | $328,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 18,800 | $327,000 | thousands by filing date | put |
| CURIS INC | 231269101 | COM | 117,758 | $327,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 7,908 | $326,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 17,400 | $325,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 3,900 | $325,000 | thousands by filing date | call |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 6,450 | $325,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 56,020 | $325,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 6,220 | $324,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 5,757 | $324,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 12,896 | $324,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 102,735 | $323,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 4,296 | $323,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 11,511 | $323,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 11,311 | $323,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 6,300 | $322,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 15,000 | $322,000 | thousands by filing date | put |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 96,007 | $322,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 20,836 | $321,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 30,200 | $321,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 67,099 | $321,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 122,000 | $321,000 | thousands by filing date | principal |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 12,663 | $321,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 4,624 | $320,000 | thousands by filing date | |
| PROSHARES TR | 74347R115 | PSHS CONSUMR GD | 19,885 | $320,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 27,521 | $319,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 74,008 | $318,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 9,742 | $317,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 92,900 | $317,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 24,100 | $316,000 | thousands by filing date | call |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 12,000 | $316,000 | thousands by filing date | call |
| IMPERVA INC | 45321L100 | COM | 7,700 | $316,000 | thousands by filing date | call |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 75,713 | $316,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 10,244 | $315,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 26,366 | $315,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 16,564 | $315,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 174,771 | $315,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 9,800 | $314,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 17,500 | $314,000 | thousands by filing date | put |
| GAIA INC NEW | 36269P104 | CL A | 31,527 | $314,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 30,700 | $313,000 | thousands by filing date | call |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 18,391 | $313,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 8,100 | $312,000 | thousands by filing date | put |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 44,818 | $312,000 | thousands by filing date | |
| PROSHARES ULTRASHORT CONSUMER SERVICES | 74348A236 | ETF | 10,120 | $312,000 | thousands by filing date | |
| PROSHARES SHORT BASIC MAT | 74347X559 | COM | 15,187 | $311,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 6,400 | $310,000 | thousands by filing date | put |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 119,598 | $310,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 17,127 | $308,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 53,500 | $308,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 37,901 | $307,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 12,700 | $307,000 | thousands by filing date | call |
| ISHARES TR EUR CUR HDG ETF | 46435G698 | CEF | 12,900 | $307,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 7,200 | $306,000 | thousands by filing date | put |
| SUNRUN INC | 86771W105 | COM | 56,694 | $306,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 10,183 | $306,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 101,876 | $306,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 21,621 | $306,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 24,700 | $306,000 | thousands by filing date | put |
| NN INC | 629337106 | COM | 12,073 | $304,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 16,579 | $304,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 6,100 | $302,000 | thousands by filing date | call |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 48,787 | $302,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 994 | $302,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 150,000 | $302,000 | thousands by filing date | principal |
| QUANTA SVCS INC | 74762E102 | COM | 8,100 | $301,000 | thousands by filing date | put |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 2,500 | $301,000 | thousands by filing date | call |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 34,783 | $301,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 94,790 | $301,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 195,000 | $300,000 | thousands by filing date | principal |
| PATTERSON COS INC | 703395103 | COM | 6,600 | $299,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 31,559 | $299,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 7,400 | $298,000 | thousands by filing date | call |
| ATRICURE INC | 04963C209 | COM | 15,587 | $298,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 15,337 | $298,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 25,028 | $298,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,100 | $297,000 | thousands by filing date | call |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 31,995 | $297,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 24,500 | $297,000 | thousands by filing date | call |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 22,256 | $297,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 68,375 | $297,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 26,492 | $295,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 14,015 | $295,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 53,497 | $295,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS INC | 868459AB4 | NOTE 7.500% 5/0 | 50,000 | $295,000 | thousands by filing date | principal |
| ICHOR HOLDINGS | G4740B105 | SHS | 14,827 | $294,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 3,639 | $293,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 12,500 | $293,000 | thousands by filing date | put |
| SHORETEL INC | 825211105 | COM | 47,660 | $293,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 8,311 | $292,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 279,000 | $292,000 | thousands by filing date | principal |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 22,600 | $291,000 | thousands by filing date | call |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 6,000 | $291,000 | thousands by filing date | put |
| ELLIE MAE INC | 28849P100 | COM | 2,900 | $291,000 | thousands by filing date | call |
| NOVANTA INC | 67000B104 | COM | 10,929 | $290,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 28,300 | $290,000 | thousands by filing date | call |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 32,619 | $290,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 4,600 | $290,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 55,900 | $288,000 | thousands by filing date | put |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 12,792 | $288,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,966 | $287,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 28,733 | $287,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 43,000 | $286,000 | thousands by filing date | call |
| TRANSCANADA CORP | 89353D107 | COM | 6,200 | $286,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 25,913 | $285,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 239,000 | $285,000 | thousands by filing date | principal |
| COVANTA HLDG CORP | 22282E102 | COM | 18,100 | $284,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-17-000520 | this filing | 2017-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-17-000549 | base | 2017-05-18 | acceptance time not in the bulk data set |