13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 6,718 holding rows worth $368,559,694,000.
- Accession
- 0000769993-17-000520
- Filer
- CIK 886982
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 10,759 entries on the cover page, a total value of $368,559,694,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $368,559,694,000 with VALUE read as thousands by filing date, 13F file number 028-04981. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1,400 | $21,000 | thousands by filing date | put |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 10,553 | $21,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 500 | $21,000 | thousands by filing date | call |
| Hugoton Royalty Trust | 444717102 | COM | 11,221 | $21,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,200 | $21,000 | thousands by filing date | call |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 1,300 | $21,000 | thousands by filing date | call |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 2,200 | $21,000 | thousands by filing date | put |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 40,545 | $21,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 12,447 | $21,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K102 | COM | 57,489 | $21,000 | thousands by filing date | |
| Capnia, Inc. | 14066L105 | Common | 28,939 | $21,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 300 | $20,000 | thousands by filing date | call |
| SAP SE SPON ADR | 803054204 | ADR | 200 | $20,000 | thousands by filing date | put |
| VALVOLINE INC COM | 92047W101 | Stock | 800 | $20,000 | thousands by filing date | put |
| LIVANOVA PLC | G5509L101 | SHS | 400 | $20,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 559 | $20,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 1,000 | $20,000 | thousands by filing date | put |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 19,617 | $20,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 400 | $20,000 | thousands by filing date | put |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 100 | $20,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 11,800 | $20,000 | thousands by filing date | call |
| GIGA TRONICS INC | 375175106 | COM | 25,386 | $20,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 16,624 | $20,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 17,509 | $20,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 300 | $19,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 1,100 | $19,000 | thousands by filing date | put |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,500 | $19,000 | thousands by filing date | call |
| POTBELLY CORP | 73754Y100 | COM | 1,400 | $19,000 | thousands by filing date | call |
| RUBICON PROJ INC | 78112V102 | COM | 3,300 | $19,000 | thousands by filing date | put |
| SUNWORKS INC | 86803X105 | COM | 12,484 | $19,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 300 | $18,000 | thousands by filing date | call |
| SEMGROUP CORP | 81663A105 | CL A | 500 | $18,000 | thousands by filing date | call |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 700 | $18,000 | thousands by filing date | call |
| WALTER INVT MGMT CORP | 93317W102 | COM | 16,303 | $18,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 2,800 | $18,000 | thousands by filing date | call |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 1,000 | $18,000 | thousands by filing date | call |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 14,989 | $18,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 10,348 | $18,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 12,119 | $18,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,000 | $18,000 | thousands by filing date | put |
| 180 DEGREE CAP CORP | 68235B109 | COM | 12,630 | $18,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 22,550 | $18,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 33,187 | $17,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,200 | $17,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 12,600 | $17,000 | thousands by filing date | put |
| ZIFF DAVIS INC | 48123V102 | COM | 200 | $17,000 | thousands by filing date | put |
| VUZIX CORP | 92921W300 | COM NEW | 2,700 | $17,000 | thousands by filing date | put |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 170 | $17,000 | thousands by filing date | put |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 4,200 | $17,000 | thousands by filing date | call |
| ORAGENICS INC | 684023203 | COM NEW | 37,939 | $17,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 16,825 | $17,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 20,832 | $17,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 47,169 | $17,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 2,600 | $17,000 | thousands by filing date | call |
| AEMETIS INC | 00770K202 | COM NEW | 12,598 | $16,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 584 | $16,000 | thousands by filing date | call |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 400 | $16,000 | thousands by filing date | call |
| EHEALTH INC | 28238P109 | COM | 1,300 | $16,000 | thousands by filing date | call |
| XL GROUP LTD | G98294104 | COM | 400 | $16,000 | thousands by filing date | put |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 400 | $16,000 | thousands by filing date | put |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 13,900 | $16,000 | thousands by filing date | put |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 13,625 | $16,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 13,123 | $16,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 520 | $15,000 | thousands by filing date | put |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 300 | $15,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 600 | $15,000 | thousands by filing date | put |
| ZION OIL & GAS INC | 989696109 | COM | 12,526 | $15,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,000 | $15,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 14,724 | $15,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 13,500 | $15,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 4,200 | $14,000 | thousands by filing date | put |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 600 | $14,000 | thousands by filing date | call |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 100 | $14,000 | thousands by filing date | put |
| PARTY CITY HOLDCO INC | 702149105 | COM | 1,000 | $14,000 | thousands by filing date | put |
| UQM TECHNOLOGIES INC | 903213106 | COM | 29,564 | $14,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 14,547 | $14,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 14,028 | $14,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 47,477 | $14,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 10,707 | $14,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 11,000 | $14,000 | thousands by filing date | principal |
| Lion Biotechnologies | 53619R102 | COM | 1,900 | $14,000 | thousands by filing date | put |
| FAIR ISAAC CORP COM | 303250104 | Stock | 100 | $13,000 | thousands by filing date | put |
| FAIR ISAAC CORP COM | 303250104 | Stock | 100 | $13,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 13,400 | $13,000 | thousands by filing date | call |
| BANRO CORP | 066800103 | COM | 100,476 | $13,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 500 | $13,000 | thousands by filing date | call |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 13,000 | $13,000 | thousands by filing date | principal |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 18,277 | $13,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 15,239 | $13,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 30,579 | $13,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 13,000 | $13,000 | thousands by filing date | principal |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 16,170 | $13,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 15,755 | $13,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 600 | $12,000 | thousands by filing date | put |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 200 | $12,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 400 | $12,000 | thousands by filing date | call |
| MICROSEMI CORP | 595137100 | COM | 231 | $12,000 | thousands by filing date | call |
| SPECTRANETICS CORP | 84760C107 | COM | 400 | $12,000 | thousands by filing date | put |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 10,183 | $12,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A107 | COM | 19,018 | $12,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 400 | $11,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 2,100 | $11,000 | thousands by filing date | put |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 600 | $11,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 1,300 | $11,000 | thousands by filing date | put |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 11,000 | $11,000 | thousands by filing date | principal |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,600 | $11,000 | thousands by filing date | put |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 20,163 | $11,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 2,300 | $11,000 | thousands by filing date | call |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 26,187 | $11,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 2,400 | $11,000 | thousands by filing date | put |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 16,675 | $11,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 1,500 | $11,000 | thousands by filing date | call |
| YULONG ECO MATLS LTD | G98847117 | ORD SHS NEW | 11,962 | $11,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 300 | $10,000 | thousands by filing date | put |
| SENOMYX INC | 81724Q107 | COM | 10,277 | $10,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 21,537 | $10,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 10,898 | $10,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 300 | $9,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,100 | $9,000 | thousands by filing date | put |
| TIDEWATER INC | 886423102 | COM | 7,400 | $9,000 | thousands by filing date | put |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 2,900 | $9,000 | thousands by filing date | put |
| JAMBA INC | 47023A309 | COM NEW | 1,000 | $9,000 | thousands by filing date | put |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 13,765 | $9,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 22,290 | $9,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 13,160 | $9,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 700 | $9,000 | thousands by filing date | call |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 20,530 | $9,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 200 | $8,000 | thousands by filing date | put |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 100 | $8,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 400 | $8,000 | thousands by filing date | call |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 17,315 | $8,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 100 | $8,000 | thousands by filing date | call |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 1,100 | $8,000 | thousands by filing date | put |
| LAMB WESTON HLDGS INC | 513272104 | COM | 165 | $7,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 300 | $7,000 | thousands by filing date | put |
| FORMFACTOR INC COM | 346375108 | Stock | 600 | $7,000 | thousands by filing date | put |
| COMFORT SYS USA INC COM | 199908104 | Stock | 200 | $7,000 | thousands by filing date | put |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 200 | $7,000 | thousands by filing date | call |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 68 | $7,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 6,000 | $7,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 600 | $7,000 | thousands by filing date | call |
| ROSETTA STONE INC | 777780107 | COM | 700 | $7,000 | thousands by filing date | call |
| WP CAREY INC COM | 92936U109 | REIT | 100 | $6,000 | thousands by filing date | call |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 100 | $6,000 | thousands by filing date | call |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 100 | $6,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 500 | $6,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 200 | $6,000 | thousands by filing date | put |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 100 | $6,000 | thousands by filing date | call |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 18,352 | $6,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 24,740 | $6,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 62,117 | $6,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 200 | $5,000 | thousands by filing date | call |
| XYLEM INC COM | 98419M100 | Stock | 100 | $5,000 | thousands by filing date | call |
| TEGNA INC COM | 87901J105 | Stock | 200 | $5,000 | thousands by filing date | put |
| SUNRUN INC | 86771W105 | COM | 900 | $5,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 500 | $5,000 | thousands by filing date | put |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | put |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 500 | $5,000 | thousands by filing date | call |
| WIDEPOINT CORP COMMON | 967590100 | COM | 11,240 | $5,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 100 | $5,000 | thousands by filing date | call |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 100 | $5,000 | thousands by filing date | put |
| NEW SR INVT GROUP INC | 648691103 | COM | 500 | $5,000 | thousands by filing date | put |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 35,767 | $5,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 1,100 | $5,000 | thousands by filing date | put |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 11,390 | $5,000 | thousands by filing date | |
| AMEDICA CORP COM PAR | 023435209 | Stock | 12,149 | $5,000 | thousands by filing date | |
| BIOSTAGE INC | 09074M103 | COM | 12,656 | $5,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 100 | $4,000 | thousands by filing date | call |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 100 | $4,000 | thousands by filing date | call |
| WORLD KINECT CORPORATION | 981475106 | COM | 100 | $4,000 | thousands by filing date | call |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 100 | $4,000 | thousands by filing date | put |
| SEMGROUP CORP | 81663A105 | CL A | 100 | $4,000 | thousands by filing date | put |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 100 | $4,000 | thousands by filing date | put |
| VERADIGM INC | 01988P108 | COMMON STOCK | 300 | $4,000 | thousands by filing date | put |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 400 | $4,000 | thousands by filing date | put |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 300 | $4,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 1,300 | $4,000 | thousands by filing date | call |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 100 | $3,000 | thousands by filing date | put |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 100 | $3,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 400 | $3,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 200 | $3,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 100 | $3,000 | thousands by filing date | call |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 100 | $3,000 | thousands by filing date | call |
| TRAVELZOO | 89421Q205 | CMN | 300 | $3,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 2,800 | $3,000 | thousands by filing date | put |
| SPECTRANETICS CORP | 84760C107 | COM | 100 | $3,000 | thousands by filing date | call |
| PHH CORP | 693320202 | COM NEW | 200 | $3,000 | thousands by filing date | put |
| CITIGROUP INC | 172967226 | WARRANT | 18,040 | $3,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 10,110 | $3,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 200 | $3,000 | thousands by filing date | put |
| COPSYNC INC | 217712207 | COM NEW | 11,761 | $3,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H205 | COM NEW | 11,541 | $3,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 200 | $2,000 | thousands by filing date | call |
| SABRE CORP COM | 78573M104 | Stock | 100 | $2,000 | thousands by filing date | put |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 100 | $2,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 300 | $2,000 | thousands by filing date | put |
| TIDEWATER INC | 886423102 | COM | 1,800 | $2,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 100 | $2,000 | thousands by filing date | call |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 100 | $2,000 | thousands by filing date | put |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 1,000 | $2,000 | thousands by filing date | put |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 100 | $1,000 | thousands by filing date | put |
| NEWS CORP NEW | 65249B208 | CL B | 100 | $1,000 | thousands by filing date | put |
| ADVANSIX INC | 00773T101 | COM | 36 | $1,000 | thousands by filing date | put |
| TRAVELZOO | 89421Q205 | CMN | 100 | $1,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 100 | $1,000 | thousands by filing date | call |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 100 | $1,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 200 | $1,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 200 | $1,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 100 | $1,000 | thousands by filing date | put |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 100 | $1,000 | thousands by filing date | call |
| PRIMERO MNG CORP | 74164W106 | COM | 1,000 | $1,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 11 | $1,000 | thousands by filing date | put |
| NEW SR INVT GROUP INC | 648691103 | COM | 100 | $1,000 | thousands by filing date | call |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 100 | $1,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 205,477 | $1,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 127,507 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-17-000520 | this filing | 2017-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-17-000549 | base | 2017-05-18 | acceptance time not in the bulk data set |