13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 6,718 holding rows worth $368,559,694,000.
- Accession
- 0000769993-17-000520
- Filer
- CIK 886982
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 10,759 entries on the cover page, a total value of $368,559,694,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $368,559,694,000 with VALUE read as thousands by filing date, 13F file number 028-04981. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DUCOMMUN INC DEL | 264147109 | COM | 9,841 | $283,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 7,604 | $283,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 6,900 | $283,000 | thousands by filing date | put |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 30,483 | $283,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 10,372 | $282,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 15,700 | $282,000 | thousands by filing date | call |
| UMH PPTYS INC | 903002103 | COM | 18,555 | $282,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 8,300 | $282,000 | thousands by filing date | put |
| BLUE BIRD CORP | 095306106 | COM | 16,398 | $281,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 15,500 | $281,000 | thousands by filing date | call |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 51,622 | $281,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 4,539 | $281,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 57,892 | $281,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 19,637 | $280,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 13,488 | $279,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 8,400 | $279,000 | thousands by filing date | call |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 22,321 | $279,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 51,242 | $279,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 63,045 | $279,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 15,500 | $278,000 | thousands by filing date | put |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 19,978 | $278,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 9,300 | $277,000 | thousands by filing date | call |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 14,818 | $277,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 16,000 | $277,000 | thousands by filing date | put |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 68,439 | $277,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 4,300 | $276,000 | thousands by filing date | call |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 31,300 | $276,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 5,500 | $275,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 7,700 | $274,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 80,300 | $274,000 | thousands by filing date | put |
| GRUBHUB INC | 400110102 | COM | 8,300 | $273,000 | thousands by filing date | put |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 4,377 | $273,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 14,900 | $272,000 | thousands by filing date | call |
| LIVEPERSON, INC. | 538146101 | COM | 39,709 | $272,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 44,249 | $272,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 19,055 | $272,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 12,312 | $271,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 45,004 | $270,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 25,382 | $269,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,800 | $267,000 | thousands by filing date | call |
| AGILYSYS INC | 00847J105 | COM | 28,272 | $267,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 57,200 | $267,000 | thousands by filing date | put |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 58,940 | $266,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 15,017 | $265,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 203,715 | $265,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 26,756 | $264,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 12,517 | $263,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 19,041 | $263,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 4,400 | $262,000 | thousands by filing date | call |
| IXYS CORP | 46600W106 | COMMON STOCK | 17,942 | $261,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 18,374 | $260,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 9,368 | $260,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 121,494 | $260,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 165,000 | $260,000 | thousands by filing date | principal |
| MAGNA INTL INC COM | 559222401 | Stock | 6,000 | $259,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 97,992 | $259,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 13,148 | $259,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A110 | *W EXP 10/11/202 | 39,956 | $259,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 4,411 | $258,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 18,007 | $258,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 14,872 | $258,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 5,195 | $258,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 147,351 | $258,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 66,198 | $258,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 64,545 | $258,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 9,694 | $257,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 20,000 | $257,000 | thousands by filing date | put |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 5,905 | $257,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 3,100 | $257,000 | thousands by filing date | call |
| COMPUGEN LTD | M25722105 | ORD | 59,797 | $257,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 13,511 | $257,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 42,972 | $256,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,482 | $255,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 4,800 | $255,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 44,800 | $255,000 | thousands by filing date | put |
| JACK IN THE BOX INC | 466367109 | COM | 2,500 | $254,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 15,500 | $253,000 | thousands by filing date | call |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 25,000 | $252,000 | thousands by filing date | put |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 10,000 | $252,000 | thousands by filing date | call |
| SPARTON CORP | 847235108 | COM | 12,019 | $252,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 15,713 | $251,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 27,500 | $249,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 4,900 | $249,000 | thousands by filing date | call |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 3,500 | $248,000 | thousands by filing date | put |
| MYRIAD GENETICS INC | 62855J104 | COM | 12,900 | $248,000 | thousands by filing date | call |
| L3 TECHNOLOGIES INC | 502413107 | COM | 1,500 | $248,000 | thousands by filing date | put |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 32,717 | $247,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 8,434 | $247,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,400 | $246,000 | thousands by filing date | call |
| NRC HEALTH | 637372202 | COMMON STOCK | 12,512 | $246,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 30,530 | $246,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 6,347 | $246,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 14,908 | $245,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 28,196 | $245,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 6,758 | $244,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 5,011 | $244,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 18,109 | $244,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 10,500 | $243,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 28,507 | $243,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 2,700 | $243,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 7,254 | $243,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 18,436 | $242,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 13,077 | $242,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 7,100 | $241,000 | thousands by filing date | put |
| VENTAS INC COM | 92276F100 | REIT | 3,700 | $241,000 | thousands by filing date | put |
| STRAYER ED INC | 863236105 | COM | 3,000 | $241,000 | thousands by filing date | call |
| ROSETTA STONE INC | 777780107 | COM | 24,719 | $241,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 75,582 | $241,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 7,644 | $241,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 116,795 | $241,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 6,672 | $240,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 57,500 | $240,000 | thousands by filing date | call |
| ROOT9B HOLDINGS INC | 776650202 | COM NEW | 37,405 | $240,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 8,900 | $239,000 | thousands by filing date | put |
| NVE CORP COM NEW | 629445206 | Stock | 2,878 | $238,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 7,439 | $238,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 214,000 | $238,000 | thousands by filing date | principal |
| NANTKWEST INC | 63016Q102 | COM | 67,117 | $238,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 11,312 | $238,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 8,733 | $237,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 6,480 | $237,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 279,960 | $237,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 5,919 | $237,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 23,003 | $236,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 221,000 | $236,000 | thousands by filing date | principal |
| HORMEL FOODS CORP COM | 440452100 | Stock | 6,800 | $235,000 | thousands by filing date | call |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,000 | $234,000 | thousands by filing date | put |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,000 | $234,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,700 | $234,000 | thousands by filing date | put |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,100 | $234,000 | thousands by filing date | call |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 11,086 | $234,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 16,613 | $234,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 4,500 | $234,000 | thousands by filing date | call |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 15,643 | $234,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 13,600 | $234,000 | thousands by filing date | call |
| SUSSEX BANCORP | 869245100 | COMMON | 9,561 | $234,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 137,641 | $234,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 8,788 | $233,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 12,900 | $232,000 | thousands by filing date | call |
| HURCO CO | 447324104 | COM | 7,423 | $231,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 6,500 | $231,000 | thousands by filing date | call |
| Tremor Video | 89484Q100 | Common Stock | 114,789 | $230,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 20,688 | $229,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 22,682 | $229,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 17,200 | $229,000 | thousands by filing date | put |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 13,390 | $228,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 31,000 | $228,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 7,900 | $227,000 | thousands by filing date | call |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 43,740 | $227,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 13,960 | $227,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 55,589 | $226,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 15,691 | $225,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 28,415 | $225,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 155,421 | $225,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 85,362 | $225,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 22,305 | $224,000 | thousands by filing date | |
| INNOCOLL HLDGS PLC | G4783X105 | SHS | 199,790 | $224,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 9,000 | $223,000 | thousands by filing date | call |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 16,813 | $223,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 7,571 | $223,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 9,200 | $223,000 | thousands by filing date | put |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 8,700 | $223,000 | thousands by filing date | call |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 18,000 | $223,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 14,500 | $222,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 8,350 | $222,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 25,359 | $222,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 6,900 | $221,000 | thousands by filing date | call |
| INVENSENSE INC | 46123D205 | COM | 17,500 | $221,000 | thousands by filing date | put |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 19,064 | $220,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 15,765 | $220,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 49,100 | $219,000 | thousands by filing date | put |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 29,917 | $219,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 36,750 | $219,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 14,557 | $218,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 21,300 | $218,000 | thousands by filing date | put |
| GREAT PANTHER MINING | 39115V101 | COM | 132,792 | $218,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 59,522 | $218,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 6,845 | $217,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 221,000 | $217,000 | thousands by filing date | principal |
| GENER8 MARITIME INC | Y26889108 | COM | 38,224 | $217,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 5,100 | $216,000 | thousands by filing date | put |
| CARA THERAPEUTICS INC | 140755109 | COM | 11,770 | $216,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 51,355 | $216,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 188,286 | $216,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 5,783 | $216,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 25,381 | $216,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 6,000 | $215,000 | thousands by filing date | put |
| HORIZON BANCORP IND | 440407104 | COM | 8,214 | $215,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 21,600 | $215,000 | thousands by filing date | call |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 20,159 | $215,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 14,338 | $214,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 10,500 | $214,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 12,342 | $214,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,300 | $213,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 15,300 | $213,000 | thousands by filing date | call |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 4,491 | $213,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 17,800 | $213,000 | thousands by filing date | put |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,600 | $212,000 | thousands by filing date | call |
| SABRE CORP COM | 78573M104 | Stock | 10,000 | $212,000 | thousands by filing date | call |
| CACI INTL INC CL A | 127190304 | Stock | 1,800 | $211,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 23,200 | $211,000 | thousands by filing date | call |
| POLAR PWR INC | 73102V105 | COM | 25,475 | $211,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 2,800 | $210,000 | thousands by filing date | call |
| LANTRONIX INC | 516548203 | COMMON STOCK | 54,178 | $210,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 19,556 | $210,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 127,395 | $210,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 5,600 | $209,000 | thousands by filing date | call |
| PHI INC-NON VOTING | 69336T205 | COM | 17,487 | $209,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 9,400 | $209,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,000 | $208,000 | thousands by filing date | call |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 7,750 | $208,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 20,797 | $208,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 12,108 | $208,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 9,243 | $207,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 15,649 | $207,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 7,700 | $207,000 | thousands by filing date | put |
| Cbs Corporation Cl A New | 124857103 | CLA | 2,943 | $207,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 7,905 | $206,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 224,062 | $206,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 10,283 | $206,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,500 | $205,000 | thousands by filing date | call |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 14,862 | $205,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 53,200 | $205,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 7,100 | $204,000 | thousands by filing date | put |
| LCNB CORP | 50181P100 | COM | 8,463 | $202,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 4,825 | $202,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 16,648 | $202,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 11,397 | $202,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 10,700 | $201,000 | thousands by filing date | call |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 6,609 | $201,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 3,500 | $200,000 | thousands by filing date | call |
| SOTHERLY HOTELS INC | 83600C103 | COM | 31,318 | $200,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 346,311 | $200,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 25,600 | $199,000 | thousands by filing date | call |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 84,146 | $199,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 245,365 | $199,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 10,501 | $199,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 16,827 | $197,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 7,900 | $196,000 | thousands by filing date | call |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 16,831 | $196,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 14,845 | $196,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 50,876 | $196,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 32,203 | $195,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 15,336 | $195,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 7,500 | $195,000 | thousands by filing date | put |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 57,785 | $195,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 3,966 | $194,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 431,569 | $194,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 20,198 | $193,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 48,458 | $193,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 4,900 | $192,000 | thousands by filing date | call |
| Chubb Limited | H1467J104 | COM | 1,400 | $191,000 | thousands by filing date | put |
| DONNELLEY R R & SONS CO | 257867200 | COM | 15,800 | $191,000 | thousands by filing date | call |
| TEGNA INC COM | 87901J105 | Stock | 7,400 | $190,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 5,100 | $190,000 | thousands by filing date | put |
| INVESCO SR INCOME TR | 46131H107 | COM | 40,968 | $190,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 10,982 | $190,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 29,788 | $190,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 14,068 | $190,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 6,200 | $189,000 | thousands by filing date | put |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 3,100 | $189,000 | thousands by filing date | put |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 3,300 | $189,000 | thousands by filing date | call |
| NEUSTAR INC | 64126X201 | CL A | 5,700 | $189,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 102,276 | $189,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 5,900 | $188,000 | thousands by filing date | call |
| LENDINGTREE INC | 52603B107 | COM | 1,500 | $188,000 | thousands by filing date | call |
| GIGAMON INC | 37518B102 | COM | 5,300 | $188,000 | thousands by filing date | put |
| POINTER TELOCATION LTD | M7946T104 | SHS | 21,211 | $188,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 2,700 | $187,000 | thousands by filing date | call |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 52,776 | $187,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 5,500 | $186,000 | thousands by filing date | put |
| CONTRAFECT CORP | 212326102 | COM | 103,098 | $186,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 8,000 | $185,000 | thousands by filing date | call |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 23,769 | $185,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 23,000 | $185,000 | thousands by filing date | put |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,300 | $184,000 | thousands by filing date | put |
| MOHAWK INDS INC | 608190104 | COM | 800 | $184,000 | thousands by filing date | call |
| TIME INC NEW | 887228104 | COM | 9,500 | $184,000 | thousands by filing date | put |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 5,800 | $183,000 | thousands by filing date | put |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 190,000 | $183,000 | thousands by filing date | principal |
| DIGIRAD CORP | 253827109 | COM | 34,463 | $183,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 16,600 | $183,000 | thousands by filing date | put |
| OPHTHOTECH CORP | 683745103 | COM | 50,000 | $183,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 4,800 | $182,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 6,900 | $182,000 | thousands by filing date | put |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 93,648 | $181,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 29,217 | $181,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 20,249 | $180,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789100 | UNIT 12/17/2021T | 17,091 | $180,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 44,800 | $179,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 14,100 | $179,000 | thousands by filing date | call |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 20,718 | $179,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 21,276 | $179,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 13,700 | $178,000 | thousands by filing date | put |
| MIMEDX GROUP INC | 602496101 | COM | 18,700 | $178,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 28,700 | $178,000 | thousands by filing date | call |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 16,591 | $178,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 138,018 | $177,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 16,777 | $177,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 5,600 | $176,000 | thousands by filing date | put |
| EXONE CO | 302104104 | COM | 17,227 | $176,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 4,700 | $175,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 41,500 | $175,000 | thousands by filing date | call |
| KONGZHONG CORP | 50047P104 | CMN | 23,670 | $175,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,000 | $174,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 21,453 | $173,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 20,956 | $173,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 4,500 | $170,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 8,200 | $170,000 | thousands by filing date | put |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 11,076 | $170,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 16,501 | $170,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 94,643 | $170,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 4,700 | $169,000 | thousands by filing date | put |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 19,653 | $168,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 6,350 | $168,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 13,900 | $168,000 | thousands by filing date | put |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 7,100 | $168,000 | thousands by filing date | call |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 8,500 | $168,000 | thousands by filing date | put |
| SAP SE SPON ADR | 803054204 | ADR | 1,700 | $167,000 | thousands by filing date | call |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 21,449 | $167,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 30,178 | $167,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 10,725 | $167,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 6,300 | $167,000 | thousands by filing date | put |
| HARRIS CORP INC | 413875105 | COM | 1,500 | $167,000 | thousands by filing date | put |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 4,400 | $166,000 | thousands by filing date | put |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 22,628 | $166,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,200 | $166,000 | thousands by filing date | put |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,700 | $166,000 | thousands by filing date | call |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 4,100 | $166,000 | thousands by filing date | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 3,300 | $165,000 | thousands by filing date | call |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 11,028 | $165,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 3,100 | $165,000 | thousands by filing date | call |
| O-I GLASS, INC. | 690768403 | COM | 8,100 | $165,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550105 | COM | 15,300 | $164,000 | thousands by filing date | put |
| FANG HOLDING-ADR | 30711Y102 | ADR | 50,000 | $163,000 | thousands by filing date | call |
| MEDICINOVA INC | 58468P206 | COM NEW | 27,089 | $162,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 3,200 | $161,000 | thousands by filing date | put |
| CLUBCORP HLDGS INC | 18948M108 | COM | 10,000 | $161,000 | thousands by filing date | call |
| LEUCADIA NATL CORP | 527288104 | COM | 6,200 | $161,000 | thousands by filing date | put |
| SIGMA DESIGNS INC | 826565103 | COM | 25,741 | $161,000 | thousands by filing date | |
| TIGENIX | 88675R109 | SPONSORED ADS | 10,300 | $161,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,100 | $160,000 | thousands by filing date | call |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 10,041 | $160,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 1,700 | $160,000 | thousands by filing date | put |
| INVENSENSE INC | 46123D205 | COM | 12,700 | $160,000 | thousands by filing date | call |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 1,900 | $159,000 | thousands by filing date | call |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 11,900 | $159,000 | thousands by filing date | call |
| GENTEX CORP COM | 371901109 | Stock | 7,400 | $158,000 | thousands by filing date | call |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,600 | $158,000 | thousands by filing date | put |
| AMPHENOL CORP NEW | 032095101 | COM | 2,200 | $157,000 | thousands by filing date | call |
| CENTURY CASINOS INC | 156492100 | COM | 20,821 | $157,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 22,336 | $157,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 30,510 | $156,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 14,310 | $156,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 65,035 | $156,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,000 | $155,000 | thousands by filing date | put |
| VIVEVE MED INC | 92852W204 | COM NEW | 24,453 | $155,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 17,386 | $154,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 1,100 | $154,000 | thousands by filing date | call |
| CROWN CRAFTS INC | 228309100 | COM | 18,748 | $154,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 4,400 | $154,000 | thousands by filing date | call |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 8,300 | $153,000 | thousands by filing date | put |
| AMEREN CORP COM | 023608102 | Stock | 2,800 | $153,000 | thousands by filing date | call |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 39,467 | $153,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 88,522 | $153,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 359,982 | $153,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 5,600 | $152,000 | thousands by filing date | call |
| WESTLAKE CORPORATION | 960413102 | COM | 2,300 | $152,000 | thousands by filing date | put |
| HARTE-HANKS INC | 416196103 | COM | 108,482 | $152,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 2,200 | $151,000 | thousands by filing date | put |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 10,400 | $151,000 | thousands by filing date | call |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 37,847 | $151,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 14,256 | $150,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 49,505 | $150,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 50,000 | $149,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 1,600 | $149,000 | thousands by filing date | call |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 3,900 | $148,000 | thousands by filing date | put |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 42,833 | $148,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 234,316 | $148,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 13,400 | $148,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 9,500 | $147,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 31,900 | $147,000 | thousands by filing date | put |
| SECUREWORKS CORP | 81374A105 | CL A | 15,442 | $147,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,200 | $146,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 5,300 | $146,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 11,400 | $146,000 | thousands by filing date | call |
| INVESCO LTD SHS | G491BT108 | Stock | 4,700 | $144,000 | thousands by filing date | put |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 7,700 | $144,000 | thousands by filing date | put |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 9,600 | $144,000 | thousands by filing date | call |
| WESTERN REFNG INC | 959319104 | COM | 4,100 | $144,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 46,452 | $144,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 18,143 | $144,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 4,000 | $143,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 30,173 | $143,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 2,200 | $143,000 | thousands by filing date | put |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 123,141 | $143,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 37,600 | $143,000 | thousands by filing date | call |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 80,153 | $143,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 48,311 | $143,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 19,413 | $142,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,200 | $141,000 | thousands by filing date | call |
| DSW INC-CLASS A | 23334L102 | CL A | 6,800 | $141,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 6,800 | $141,000 | thousands by filing date | put |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 15,337 | $141,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 143,000 | $141,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 7,300 | $141,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 13,800 | $140,000 | thousands by filing date | put |
| TECHTARGET INC | 87874R100 | COM | 15,451 | $140,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 30,198 | $140,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 11,891 | $140,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,100 | $139,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 43,731 | $139,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 37,100 | $139,000 | thousands by filing date | call |
| WI-LAN INC | 928972108 | COM | 75,895 | $139,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 1,600 | $138,000 | thousands by filing date | put |
| PROTO LABS INC | 743713109 | COM | 2,700 | $138,000 | thousands by filing date | put |
| CAESARSTONE LTD | M20598104 | ORD SHS | 3,800 | $138,000 | thousands by filing date | put |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 41,713 | $138,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 2,700 | $137,000 | thousands by filing date | put |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 10,428 | $137,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 16,907 | $137,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 101,380 | $137,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 11,500 | $136,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,300 | $136,000 | thousands by filing date | call |
| XPERI CORP | 98421B100 | COM | 4,000 | $136,000 | thousands by filing date | put |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 121,000 | $136,000 | thousands by filing date | principal |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,000 | $135,000 | thousands by filing date | call |
| NEOGENOMICS INC | 64049M209 | COM NEW | 17,117 | $135,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 5,100 | $135,000 | thousands by filing date | call |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 24,530 | $135,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 21,500 | $135,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 2,400 | $134,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 12,119 | $134,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 3,700 | $134,000 | thousands by filing date | put |
| AARONS INC | 002535300 | COM PAR $0.50 | 4,500 | $134,000 | thousands by filing date | put |
| RIVERVIEW BANCORP INC | 769397100 | COM | 18,776 | $134,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 13,884 | $134,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 71,622 | $133,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 28,545 | $133,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 2,500 | $133,000 | thousands by filing date | put |
| NUTRI SYS INC NEW | 67069D108 | COM | 2,400 | $133,000 | thousands by filing date | put |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 13,509 | $133,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 20,807 | $133,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 15,411 | $133,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,100 | $132,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 92,000 | $132,000 | thousands by filing date | principal |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 800 | $131,000 | thousands by filing date | put |
| INTERXION HOLDING N.V | N47279109 | SHS | 3,300 | $131,000 | thousands by filing date | put |
| MEI PHARMA INC | 55279B202 | COM NEW | 80,570 | $131,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 214,081 | $131,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 13,225 | $130,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 11,938 | $130,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,500 | $129,000 | thousands by filing date | put |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 900 | $129,000 | thousands by filing date | call |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 23,645 | $128,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 22,200 | $128,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 26,169 | $128,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 5,100 | $127,000 | thousands by filing date | put |
| CEMPRA INC | 15130J109 | COM | 33,800 | $127,000 | thousands by filing date | put |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 22,987 | $126,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 20,500 | $126,000 | thousands by filing date | put |
| NEUSTAR INC | 64126X201 | CL A | 3,800 | $126,000 | thousands by filing date | put |
| VERACYTE INC COM | 92337F107 | Stock | 13,570 | $125,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 1,500 | $125,000 | thousands by filing date | put |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 10,166 | $125,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 19,216 | $125,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 84,006 | $125,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 120,000 | $124,000 | thousands by filing date | principal |
| CAMTEK LTD ORD | M20791105 | Stock | 32,408 | $123,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 5,000 | $123,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 35,791 | $123,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 11,078 | $122,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 11,154 | $122,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 56,928 | $122,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 27,648 | $122,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,500 | $121,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 7,400 | $121,000 | thousands by filing date | put |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 30,920 | $121,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 2,400 | $121,000 | thousands by filing date | put |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 5,300 | $120,000 | thousands by filing date | put |
| GASLOG LTD | G37585109 | SHS | 7,800 | $120,000 | thousands by filing date | call |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 13,700 | $120,000 | thousands by filing date | call |
| JIVE SOFTWARE INC | 47760A108 | COM | 27,898 | $120,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 12,761 | $120,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 3,600 | $120,000 | thousands by filing date | call |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,300 | $119,000 | thousands by filing date | call |
| RICE ENERGY INC | 762760106 | COM | 5,000 | $119,000 | thousands by filing date | put |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 58,758 | $118,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 8,500 | $117,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 10,100 | $117,000 | thousands by filing date | call |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,500 | $117,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 2,100 | $117,000 | thousands by filing date | put |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 113,000 | $117,000 | thousands by filing date | principal |
| PHH CORP | 693320202 | COM NEW | 9,200 | $117,000 | thousands by filing date | call |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 50,790 | $117,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 3,500 | $116,000 | thousands by filing date | call |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 12,746 | $116,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 44,169 | $116,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 8,600 | $116,000 | thousands by filing date | call |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 78,599 | $116,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-17-000520 | this filing | 2017-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-17-000549 | base | 2017-05-18 | acceptance time not in the bulk data set |