13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 7,002 holding rows worth $306,304,578,000.
- Accession
- 0000769993-16-001721
- Filer
- CIK 886982
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 11,320 entries on the cover page, a total value of $306,304,578,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $306,304,578,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FMC CORP COM NEW | 302491303 | Stock | 5,400 | $250,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 26,800 | $250,000 | thousands by filing date | put |
| APPROACH RESOURCES INC | 03834A103 | COM | 119,149 | $250,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 5,785 | $250,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 11,397 | $250,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 5,600 | $249,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 10,300 | $249,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 15,900 | $249,000 | thousands by filing date | call |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 36,386 | $249,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 193,000 | $249,000 | thousands by filing date | principal |
| ISHARES INC | 464286509 | MSCI CDA ETF | 10,100 | $248,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 8,700 | $248,000 | thousands by filing date | put |
| CUMULUS MEDIA INC | 231082108 | CL A | 799,234 | $248,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 50,200 | $248,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 7,887 | $247,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 7,254 | $247,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 38,730 | $247,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 7,100 | $246,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 110,242 | $246,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 2,500 | $245,000 | thousands by filing date | put |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 12,820 | $245,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 23,818 | $245,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 91,235 | $245,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 40,000 | $245,000 | thousands by filing date | call |
| ETFS TR | 26923J404 | DIV FCT DEV EU | 10,712 | $245,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 2,400 | $244,000 | thousands by filing date | put |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 14,803 | $244,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 258,000 | $244,000 | thousands by filing date | principal |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 7,911 | $243,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,700 | $243,000 | thousands by filing date | put |
| ENDOCYTE INC | 29269A102 | COM | 75,835 | $243,000 | thousands by filing date | |
| LM FDG AMER INC | 502074107 | COM | 29,747 | $243,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 11,173 | $242,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 15,249 | $242,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 21,484 | $242,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 11,440 | $242,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 21,449 | $241,000 | thousands by filing date | |
| PROSHARES SHORT BASIC MAT | 74347X559 | COM | 9,674 | $241,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 4,904 | $240,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 5,622 | $240,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 3,800 | $240,000 | thousands by filing date | put |
| FQF TR | 351680400 | QUANTSHARE SIZ | 11,383 | $240,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 9,325 | $239,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 8,711 | $239,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 20,900 | $239,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 9,026 | $239,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 19,561 | $239,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 41,646 | $239,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 5,500 | $238,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 28,400 | $238,000 | thousands by filing date | call |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 11,254 | $238,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 79,774 | $238,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 3,600 | $237,000 | thousands by filing date | call |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 47,814 | $237,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 37,953 | $237,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 10,100 | $237,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 7,700 | $236,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 28,000 | $236,000 | thousands by filing date | call |
| LEUCADIA NATL CORP | 527288104 | COM | 13,600 | $236,000 | thousands by filing date | call |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 21,996 | $236,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 214,000 | $236,000 | thousands by filing date | principal |
| VIRGIN AMER INC | 92765X208 | COM VTG | 4,200 | $236,000 | thousands by filing date | put |
| Progressive Corporation | 743315103 | COM | 7,000 | $235,000 | thousands by filing date | call |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 17,509 | $235,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 13,531 | $235,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,400 | $234,000 | thousands by filing date | call |
| SHOE STA GROUP INC | 824889109 | COM | 9,323 | $234,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 37,673 | $234,000 | thousands by filing date | |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 202,000 | $234,000 | thousands by filing date | principal |
| CAREDX INC | 14167L103 | COM | 54,141 | $233,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 12,280 | $233,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 11,987 | $233,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 5,700 | $232,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 3,282 | $232,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 14,897 | $232,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 24,836 | $232,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 21,300 | $232,000 | thousands by filing date | call |
| VARONIS SYS INC | 922280102 | COM | 9,620 | $231,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 2,500 | $231,000 | thousands by filing date | call |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 13,921 | $231,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 7,700 | $230,000 | thousands by filing date | put |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 17,175 | $230,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 68,181 | $230,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 12,481 | $230,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 20,821 | $230,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 10,000 | $229,000 | thousands by filing date | put |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,900 | $229,000 | thousands by filing date | call |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 7,922 | $229,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 19,605 | $229,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 27,151 | $229,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 16,622 | $229,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 19,329 | $228,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,600 | $228,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 46,500 | $228,000 | thousands by filing date | put |
| DSP GROUP INC | 23332B106 | COM | 21,533 | $228,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,800 | $227,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 187,300 | $227,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 3,100 | $227,000 | thousands by filing date | call |
| CHEROKEE INC | 16444H102 | COM | 20,451 | $227,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 144,737 | $227,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 9,300 | $226,000 | thousands by filing date | put |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 10,094 | $226,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 18,710 | $226,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 9,200 | $225,000 | thousands by filing date | put |
| PRAXAIR INC | 74005P104 | COM | 2,000 | $225,000 | thousands by filing date | call |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 29,370 | $225,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,327 | $224,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 3,712 | $224,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 18,703 | $224,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 42,698 | $223,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 30,647 | $223,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 16,094 | $222,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 2,300 | $222,000 | thousands by filing date | call |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 98,148 | $222,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 17,296 | $222,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 9,298 | $221,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 16,096 | $221,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 165,876 | $221,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 4,800 | $220,000 | thousands by filing date | call |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 16,613 | $220,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 180,000 | $220,000 | thousands by filing date | call |
| SUN BANCORP INC | 86663B201 | COM NEW | 10,625 | $220,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 8,012 | $219,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 10,100 | $218,000 | thousands by filing date | put |
| KFORCE INC COM | 493732101 | Stock | 12,891 | $218,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 19,284 | $218,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 4,400 | $218,000 | thousands by filing date | call |
| CNO FINL GROUP INC | 12621E103 | COM | 12,400 | $217,000 | thousands by filing date | put |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 24,605 | $217,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 6,409 | $217,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 84,068 | $217,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 24,226 | $217,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 27,096 | $217,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 6,927 | $217,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 5,000 | $216,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 40,841 | $216,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 8,400 | $216,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 16,640 | $216,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 5,785 | $216,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,974 | $215,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 11,491 | $215,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 50,884 | $215,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 7,881 | $214,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 20,200 | $214,000 | thousands by filing date | put |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 67,624 | $214,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 31,700 | $214,000 | thousands by filing date | put |
| SIERRA BANCORP | 82620P102 | COM | 12,759 | $213,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 27,876 | $213,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 3,359 | $213,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 5,005 | $213,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 231,415 | $213,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 19,679 | $212,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 3,714 | $212,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 900 | $212,000 | thousands by filing date | put |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 6,700 | $211,000 | thousands by filing date | call |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 7,071 | $211,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 9,753 | $211,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 4,400 | $211,000 | thousands by filing date | call |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 21,054 | $211,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 17,432 | $211,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 7,624 | $210,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 15,900 | $210,000 | thousands by filing date | call |
| PICO HLDGS INC | 693366205 | COM NEW | 22,185 | $210,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 35,343 | $210,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 4,105 | $209,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 16,089 | $209,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 22,337 | $208,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 4,000 | $208,000 | thousands by filing date | call |
| EMC INS GROUP INC | 268664109 | COM | 7,507 | $208,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 17,118 | $208,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 18,197 | $207,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 166,587 | $207,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 3,100 | $206,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,656 | $205,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 34,396 | $205,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,200 | $204,000 | thousands by filing date | call |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 20,954 | $204,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 37,162 | $203,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 10,215 | $203,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 9,224 | $203,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 5,000 | $203,000 | thousands by filing date | put |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 12,400 | $203,000 | thousands by filing date | call |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 17,014 | $202,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 55,889 | $202,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 100,919 | $201,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 6,900 | $201,000 | thousands by filing date | put |
| GLAUKOS CORP COM | 377322102 | Stock | 6,894 | $201,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 31,647 | $201,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 174,958 | $201,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 90,463 | $201,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 14,620 | $201,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 7,700 | $200,000 | thousands by filing date | put |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 32,444 | $200,000 | thousands by filing date | put |
| PEOPLES BANCORP INC | 709789101 | COM | 9,191 | $200,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 10,900 | $200,000 | thousands by filing date | call |
| BAZAARVOICE INC | 073271108 | COM | 49,997 | $200,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 4,900 | $200,000 | thousands by filing date | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 3,700 | $199,000 | thousands by filing date | put |
| WATERSTONE FINL INC MD | 94188P101 | COM | 13,000 | $199,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 19,839 | $199,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,000 | $198,000 | thousands by filing date | put |
| KEMET CORP | 488360207 | COM NEW | 67,641 | $198,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 9,800 | $197,000 | thousands by filing date | put |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 15,273 | $197,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAE9 | NOTE 0.500% 8/1 | 200,000 | $197,000 | thousands by filing date | principal |
| NOKIA CORP | 654902204 | SPONSORED ADR | 34,500 | $196,000 | thousands by filing date | call |
| TIPTREE INC | 88822Q103 | COM | 35,723 | $196,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 4,200 | $196,000 | thousands by filing date | call |
| SEACHANGE INTL INC | 811699107 | COM | 61,473 | $196,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 28,881 | $194,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 1,800 | $194,000 | thousands by filing date | put |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 10,700 | $194,000 | thousands by filing date | put |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 219,000 | $194,000 | thousands by filing date | principal |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 27,500 | $193,000 | thousands by filing date | call |
| Real Industry Inc | 75601w104 | CS | 24,806 | $193,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 41,552 | $192,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 24,908 | $192,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 13,607 | $192,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 10,363 | $192,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 10,600 | $192,000 | thousands by filing date | call |
| UNI-PIXEL INC | 904572203 | COM | 130,318 | $192,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 22,335 | $192,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS INC | 868459AB4 | NOTE 7.500% 5/0 | 50,000 | $192,000 | thousands by filing date | principal |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 36,454 | $191,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 19,032 | $191,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 5,100 | $191,000 | thousands by filing date | call |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 38,045 | $191,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,700 | $191,000 | thousands by filing date | put |
| FIVE9 INC | 338307101 | COM | 16,006 | $190,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 2,100 | $190,000 | thousands by filing date | put |
| VERISIGN INC COM | 92343E102 | Stock | 2,200 | $190,000 | thousands by filing date | call |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 3,800 | $190,000 | thousands by filing date | put |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 24,400 | $190,000 | thousands by filing date | call |
| AMBER ROAD INC | 02318Y108 | COM | 24,657 | $190,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 900 | $189,000 | thousands by filing date | put |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 12,494 | $189,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 110,700 | $189,000 | thousands by filing date | call |
| BIOTELEMETRY INC | 090672106 | COM | 11,545 | $188,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 85,384 | $188,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 14,535 | $188,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 13,465 | $188,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 11,050 | $187,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 13,644 | $187,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 56,792 | $187,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 30,048 | $187,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 10,275 | $187,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 170,000 | $187,000 | thousands by filing date | principal |
| YY INC | 98426TAB2 | NOTE 2.250 4/0 | 191,000 | $187,000 | thousands by filing date | principal |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 10,700 | $186,000 | thousands by filing date | call |
| AON PLC | G0408V102 | SHS CL A | 1,700 | $186,000 | thousands by filing date | put |
| LANDS END INC | 51509F105 | COMMON STOCK | 11,300 | $186,000 | thousands by filing date | put |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 169,120 | $186,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 4,700 | $186,000 | thousands by filing date | call |
| JOHNSON CONTROLS INT F | 478366107 | COM | 4,200 | $186,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 109,000 | $186,000 | thousands by filing date | put |
| CEMPRA INC | 15130J109 | COM | 11,300 | $186,000 | thousands by filing date | put |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 31,392 | $186,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 399,161 | $186,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 16,936 | $186,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 30,044 | $185,000 | thousands by filing date | call |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 175,945 | $185,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 10,700 | $185,000 | thousands by filing date | put |
| CHILDRENS PL INC NEW | 168905107 | COM | 2,300 | $184,000 | thousands by filing date | put |
| NEVRO CORP | 64157F103 | COM | 2,500 | $184,000 | thousands by filing date | put |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 184,000 | $184,000 | thousands by filing date | principal |
| MITEL NETWORKS CORP | 60671Q104 | COM | 29,278 | $184,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 4,000 | $183,000 | thousands by filing date | call |
| BROADWIND INC | 11161T207 | CMN | 43,358 | $183,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 195,000 | $183,000 | thousands by filing date | principal |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 2,400 | $182,000 | thousands by filing date | put |
| EXAR CORP | 300645108 | COMMON STOCK | 22,608 | $182,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 422,161 | $182,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 16,100 | $181,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 12,800 | $181,000 | thousands by filing date | put |
| HOLOGIC INC | 436440101 | COM | 5,200 | $180,000 | thousands by filing date | call |
| LANTHEUS HLDGS INC | 516544103 | COM | 49,090 | $180,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 13,813 | $180,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,100 | $180,000 | thousands by filing date | call |
| PAMT CORP | 693149106 | COMMON STOCK | 11,307 | $180,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 11,000 | $180,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 203,464 | $179,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 10,835 | $179,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 21,972 | $179,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 5,300 | $178,000 | thousands by filing date | put |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,700 | $178,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 15,800 | $178,000 | thousands by filing date | put |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 37,955 | $178,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,000 | $177,000 | thousands by filing date | call |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 10,206 | $177,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 4,600 | $177,000 | thousands by filing date | call |
| ORIGO ACQUISITION CORP | G67789100 | UNIT 12/17/2021T | 17,100 | $177,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,400 | $176,000 | thousands by filing date | call |
| UMH PPTYS INC | 903002103 | COM | 15,654 | $176,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 16,898 | $176,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 6,100 | $176,000 | thousands by filing date | put |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 32,203 | $175,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 20,818 | $175,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 73,990 | $175,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 22,090 | $174,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 32,640 | $174,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 20,700 | $174,000 | thousands by filing date | put |
| MILACRON HLDGS CORP | 59870L106 | COM | 11,996 | $174,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 3,000 | $173,000 | thousands by filing date | put |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 7,400 | $173,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 9,300 | $173,000 | thousands by filing date | call |
| HEARTWARE INTL INC | 422368100 | COM | 3,000 | $173,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 224,000 | $173,000 | thousands by filing date | principal |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,600 | $172,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 11,704 | $172,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 9,500 | $172,000 | thousands by filing date | call |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 13,521 | $172,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 41,664 | $172,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 13,378 | $172,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 47,381 | $171,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 78,250 | $171,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 12,963 | $170,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 11,131 | $169,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 22,175 | $169,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 20,944 | $169,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 2,600 | $168,000 | thousands by filing date | call |
| LOGITECH INTL S A SHS | H50430232 | Stock | 10,300 | $168,000 | thousands by filing date | call |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 22,195 | $168,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 4,200 | $167,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 10,300 | $167,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 25,400 | $167,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 10,600 | $166,000 | thousands by filing date | put |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 3,900 | $165,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 146,136 | $165,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 11,138 | $165,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 14,600 | $165,000 | thousands by filing date | put |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 98,186 | $165,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 16,080 | $165,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 7,000 | $165,000 | thousands by filing date | put |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 463,580 | $165,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 59,002 | $165,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 4,700 | $164,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 3,200 | $164,000 | thousands by filing date | call |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 3,300 | $164,000 | thousands by filing date | put |
| WI-LAN INC | 928972108 | COM | 64,591 | $164,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 46,855 | $164,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 11,619 | $163,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 141,372 | $163,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 21,100 | $162,000 | thousands by filing date | put |
| CROWN HLDGS INC COM | 228368106 | Stock | 3,200 | $162,000 | thousands by filing date | call |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 18,551 | $162,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 55,756 | $162,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,900 | $162,000 | thousands by filing date | call |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 4,900 | $161,000 | thousands by filing date | call |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 2,200 | $161,000 | thousands by filing date | call |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 4,167 | $161,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 30,242 | $160,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 19,574 | $160,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 24,300 | $160,000 | thousands by filing date | put |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 16,675 | $159,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 39,145 | $159,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 12,500 | $159,000 | thousands by filing date | put |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 25,227 | $159,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 12,400 | $158,000 | thousands by filing date | call |
| NEOPHOTONICS CORP | 64051T100 | COM | 16,614 | $158,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 11,010 | $157,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 20,880 | $157,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 14,275 | $157,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 7,600 | $156,000 | thousands by filing date | call |
| MARIN SOFTWARE INC | 56804T106 | COM | 66,286 | $156,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 23,000 | $155,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 10,600 | $155,000 | thousands by filing date | put |
| AFFIMED N V | N01045108 | COM | 62,431 | $155,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 18,300 | $154,000 | thousands by filing date | put |
| KEY TRONIC CORP | 493144109 | COM | 20,517 | $154,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 19,065 | $154,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 29,812 | $154,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 5,000 | $153,000 | thousands by filing date | put |
| LOGITECH INTL S A SHS | H50430232 | Stock | 9,400 | $153,000 | thousands by filing date | put |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 12,353 | $153,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 17,242 | $153,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 145,000 | $153,000 | thousands by filing date | principal |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 19,913 | $153,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 51,947 | $153,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 42,013 | $153,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 19,186 | $153,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 8,413 | $152,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 54,043 | $152,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 43,777 | $152,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 38,007 | $152,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 14,855 | $152,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,200 | $151,000 | thousands by filing date | put |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,200 | $151,000 | thousands by filing date | call |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 3,300 | $151,000 | thousands by filing date | put |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 10,502 | $151,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,200 | $150,000 | thousands by filing date | put |
| LENDINGTREE INC | 52603B107 | COM | 1,700 | $150,000 | thousands by filing date | call |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,200 | $150,000 | thousands by filing date | put |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 1,400 | $150,000 | thousands by filing date | call |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 40,600 | $150,000 | thousands by filing date | put |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 4,400 | $150,000 | thousands by filing date | put |
| ENDESA AMERS SA | 29261D104 | SPON ADR ADDED | 10,908 | $150,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 21,799 | $149,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 9,700 | $149,000 | thousands by filing date | put |
| ZOES KITCHEN INC | 98979J109 | COM | 4,100 | $149,000 | thousands by filing date | call |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 25,288 | $149,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 11,934 | $148,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 1,900 | $148,000 | thousands by filing date | put |
| CORMEDIX INC | 21900C100 | COM | 74,392 | $148,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 66,311 | $148,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 23,560 | $148,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 10,772 | $147,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 5,400 | $147,000 | thousands by filing date | put |
| LABSTYLE INNOVATIONS CORP $5.0 | 50544T302 | COM | 28,491 | $147,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 97,271 | $146,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 5,000 | $146,000 | thousands by filing date | call |
| RTI BIOLOGICS INC | 74975N105 | COM | 40,568 | $146,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 23,114 | $146,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 2,300 | $145,000 | thousands by filing date | call |
| EXA CORP | 300614500 | COM | 10,028 | $145,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 19,600 | $145,000 | thousands by filing date | put |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 12,535 | $145,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 29,330 | $145,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,100 | $144,000 | thousands by filing date | put |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 5,000 | $144,000 | thousands by filing date | call |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 10,535 | $144,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 63,386 | $144,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 10,699 | $144,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 5,400 | $144,000 | thousands by filing date | call |
| HARMAN INTL INDS INC | 413086109 | COM | 2,000 | $144,000 | thousands by filing date | call |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 50,000 | $144,000 | thousands by filing date | principal |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 18,600 | $144,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 13,700 | $143,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 8,901 | $143,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 6,200 | $143,000 | thousands by filing date | put |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 66,721 | $143,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 25,968 | $143,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 44,003 | $143,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 5,400 | $142,000 | thousands by filing date | put |
| SOTHERLY HOTELS INC | 83600C103 | COM | 25,250 | $142,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 14,334 | $142,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 13,358 | $142,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 23,051 | $141,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 82,600 | $141,000 | thousands by filing date | call |
| SEASPINE HLDGS CORP | 81255T108 | COM | 13,463 | $141,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 37,556 | $141,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 1,800 | $140,000 | thousands by filing date | put |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,400 | $140,000 | thousands by filing date | call |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 12,434 | $140,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 121,000 | $140,000 | thousands by filing date | principal |
| PFENEX INC | 717071104 | COM | 16,686 | $140,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,900 | $139,000 | thousands by filing date | put |
| TEGNA INC COM | 87901J105 | Stock | 6,000 | $139,000 | thousands by filing date | call |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 46,951 | $139,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 2,700 | $139,000 | thousands by filing date | call |
| ParkerVision Inc | 701354300 | USD | 44,238 | $139,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 252,325 | $139,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 3,100 | $138,000 | thousands by filing date | put |
| TECHTARGET INC | 87874R100 | COM | 17,017 | $138,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 10,500 | $138,000 | thousands by filing date | put |
| ORCHID IS CAP INC | 68571X103 | COM | 13,421 | $138,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 31,260 | $138,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 61,920 | $138,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 8,400 | $138,000 | thousands by filing date | call |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 2,400 | $137,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 23,100 | $137,000 | thousands by filing date | put |
| MICHAELS COS INC | 59408Q106 | COM | 4,800 | $137,000 | thousands by filing date | call |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 4,700 | $136,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 8,200 | $136,000 | thousands by filing date | put |
| CRANE CO | 224399105 | COM | 2,400 | $136,000 | thousands by filing date | call |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 24,415 | $136,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 90,982 | $136,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 10,750 | $136,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 15,188 | $136,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 3,400 | $135,000 | thousands by filing date | put |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 17,854 | $135,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 5,400 | $135,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 189,607 | $135,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 28,157 | $135,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 22,515 | $135,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 12,900 | $134,000 | thousands by filing date | put |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 2,900 | $134,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 12,035 | $134,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 34,096 | $134,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 5,300 | $133,000 | thousands by filing date | put |
| VIACOM INC | 92553P201 | CL B | 3,200 | $133,000 | thousands by filing date | put |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 143,000 | $133,000 | thousands by filing date | principal |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 21,600 | $133,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 9,300 | $132,000 | thousands by filing date | call |
| POST HLDGS INC | 737446104 | COM | 1,600 | $132,000 | thousands by filing date | put |
| LMI AEROSPACE INC | 502079106 | COM | 16,367 | $132,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 29,482 | $132,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 5,400 | $131,000 | thousands by filing date | call |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 10,417 | $131,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 12,857 | $131,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 43,469 | $130,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,700 | $129,000 | thousands by filing date | put |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 17,961 | $129,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 8,800 | $128,000 | thousands by filing date | call |
| JOHNSON CONTROLS INT F | 478366107 | COM | 2,900 | $128,000 | thousands by filing date | call |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 2,868 | $128,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 18,800 | $127,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 4,000 | $127,000 | thousands by filing date | put |
| AMC NETWORKS INC | 00164V103 | CL A | 2,100 | $127,000 | thousands by filing date | put |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 17,902 | $127,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 6,400 | $126,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-16-001721 | this filing | 2016-08-15 | acceptance time not in the bulk data set |