13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 7,002 holding rows worth $306,304,578,000.
- Accession
- 0000769993-16-001721
- Filer
- CIK 886982
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 11,320 entries on the cover page, a total value of $306,304,578,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $306,304,578,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 13,469 | $725,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 26,200 | $724,000 | thousands by filing date | put |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 33,711 | $723,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 6,300 | $723,000 | thousands by filing date | put |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 36,623 | $723,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 75,726 | $719,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 50,868 | $719,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 6,300 | $718,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 76,080 | $718,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 29,800 | $715,000 | thousands by filing date | call |
| CALGON CARBON CORP | 129603106 | COM | 54,406 | $715,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 18,221 | $714,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 26,305 | $713,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 58,900 | $712,000 | thousands by filing date | call |
| RR DONNELLEY + SONS CO | 257867101 | COM | 42,100 | $712,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 132,686 | $712,000 | thousands by filing date | |
| MGC | 921910873 | COM | 9,926 | $710,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 5,000 | $710,000 | thousands by filing date | call |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 8,400 | $710,000 | thousands by filing date | put |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 16,000 | $710,000 | thousands by filing date | put |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 717,893 | $710,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 618,000 | $709,000 | thousands by filing date | principal |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 62,400 | $708,000 | thousands by filing date | put |
| QLT INC | 746927102 | COMMON STOCK | 498,637 | $708,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 7,282 | $708,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 30,607 | $708,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 28,700 | $706,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 13,835 | $706,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 10,600 | $705,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 1,092,649 | $705,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 24,347 | $703,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 28,464 | $703,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 34,100 | $703,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 605,500 | $702,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 45,400 | $701,000 | thousands by filing date | call |
| INVACARE CORP | 461203101 | COMMON STOCK | 57,667 | $699,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 45,953 | $699,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 6,700 | $698,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 5,900 | $698,000 | thousands by filing date | put |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 90,200 | $698,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 13,000 | $697,000 | thousands by filing date | put |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 10,400 | $693,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 74,100 | $692,000 | thousands by filing date | call |
| UNIFIRST CORP MASS | 904708104 | COM | 5,977 | $692,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 46,723 | $691,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 29,586 | $691,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 141,352 | $690,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 33,100 | $690,000 | thousands by filing date | put |
| PJT PARTNERS INC | 69343T107 | COM CL A | 29,968 | $689,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 50,600 | $689,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 45,900 | $688,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 21,958 | $687,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 30,500 | $686,000 | thousands by filing date | call |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 3,800 | $685,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 49,300 | $685,000 | thousands by filing date | put |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 73,868 | $685,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 238 | $684,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 4,578 | $683,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 20,500 | $683,000 | thousands by filing date | put |
| NEOGEN CORP | 640491106 | COM | 12,112 | $682,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 21,823 | $682,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 9,300 | $681,000 | thousands by filing date | put |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 28,514 | $680,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 26,756 | $680,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 51,460 | $680,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 26,600 | $678,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 6,400 | $678,000 | thousands by filing date | put |
| CAESARSTONE LTD | M20598104 | ORD SHS | 19,500 | $678,000 | thousands by filing date | put |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 21,024 | $678,000 | thousands by filing date | call |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 44,011 | $677,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 36,700 | $675,000 | thousands by filing date | put |
| INOGEN INC | 45780L104 | COM | 13,445 | $674,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 21,724 | $674,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 29,422 | $674,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 181,033 | $673,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 19,754 | $672,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 8,200 | $670,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 136,545 | $669,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 17,400 | $669,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 24,714 | $668,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 89,132 | $668,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 27,800 | $667,000 | thousands by filing date | put |
| GODADDY INC CL A | 380237107 | Stock | 21,400 | $667,000 | thousands by filing date | put |
| WESTERN UN CO COM | 959802109 | Stock | 34,800 | $667,000 | thousands by filing date | call |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 9,100 | $664,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 13,800 | $664,000 | thousands by filing date | put |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 46,128 | $664,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 31,872 | $663,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 33,400 | $662,000 | thousands by filing date | call |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 387,025 | $662,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 146,400 | $659,000 | thousands by filing date | put |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 50,759 | $659,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 22,600 | $658,000 | thousands by filing date | call |
| NORTHERN TR CORP COM | 665859104 | Stock | 9,900 | $656,000 | thousands by filing date | call |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 31,094 | $656,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 21,943 | $656,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 523,516 | $655,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 33,000 | $654,000 | thousands by filing date | put |
| Matrix Service Company | 576853105 | COM | 39,609 | $653,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 15,500 | $649,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 20,000 | $649,000 | thousands by filing date | put |
| HCI GROUP INC | 40416E103 | COM | 23,770 | $648,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 36,800 | $647,000 | thousands by filing date | put |
| RAPID7 INC COM | 753422104 | Stock | 51,412 | $647,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 9,200 | $644,000 | thousands by filing date | put |
| ISHARES TR | 464287192 | US TRSPRTION | 4,800 | $644,000 | thousands by filing date | call |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 22,200 | $644,000 | thousands by filing date | call |
| FINISAR CORP | 31787A507 | COM NEW | 36,800 | $644,000 | thousands by filing date | call |
| ASSOCIATED BANC CORP | 045487113 | WTS | 449,606 | $644,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 7,900 | $643,000 | thousands by filing date | call |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 43,016 | $643,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 75,600 | $643,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 13,105 | $640,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 14,400 | $639,000 | thousands by filing date | put |
| GLYCOMIMETICS INC | 38000Q102 | COM | 87,861 | $639,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 9,846 | $637,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 26,785 | $637,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 59,500 | $637,000 | thousands by filing date | call |
| WW GRAINGER INC COM | 384802104 | Stock | 2,800 | $636,000 | thousands by filing date | call |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 58,950 | $636,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 110,500 | $635,000 | thousands by filing date | put |
| CARRIZO OIL & GAS INC | 144577103 | COM | 17,700 | $635,000 | thousands by filing date | put |
| Zagg, Inc. | 98884U108 | COM | 120,871 | $635,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 32,057 | $634,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 13,767 | $633,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 10,700 | $632,000 | thousands by filing date | call |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 5,627 | $632,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 18,500 | $631,000 | thousands by filing date | put |
| HILL ROM HLDGS INC | 431475102 | COM | 12,500 | $631,000 | thousands by filing date | put |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 4,300 | $631,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 7,400 | $630,000 | thousands by filing date | put |
| KILROY REALTY CORP COM | 49427F108 | REIT | 9,500 | $630,000 | thousands by filing date | call |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 4,400 | $630,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 17,200 | $629,000 | thousands by filing date | put |
| HAYNES INTL INC | 420877201 | COM NEW | 19,574 | $628,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 9,600 | $628,000 | thousands by filing date | call |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 7,700 | $627,000 | thousands by filing date | call |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 15,000 | $626,000 | thousands by filing date | put |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 97,364 | $625,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 25,161 | $625,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 58,300 | $624,000 | thousands by filing date | put |
| LORAL SPACE & COM INC | 543881106 | COM | 17,669 | $623,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 167,905 | $623,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 179,674 | $622,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 41,140 | $622,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 16,100 | $621,000 | thousands by filing date | put |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 17,553 | $620,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 23,000 | $620,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 63,200 | $619,000 | thousands by filing date | put |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 37,210 | $618,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 343,269 | $618,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 121,000 | $617,000 | thousands by filing date | put |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 148,934 | $617,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 45,706 | $617,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 13,400 | $617,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 22,822 | $616,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 22,279 | $616,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 15,630 | $615,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 41,727 | $615,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 613,000 | $615,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X210 | MSCI CHINA ETF | 29,150 | $615,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 9,600 | $614,000 | thousands by filing date | call |
| WHITESTONE REIT | 966084204 | COM | 40,619 | $613,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 34,700 | $612,000 | thousands by filing date | put |
| CHILDRENS PL INC NEW | 168905107 | COM | 7,600 | $609,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 30,100 | $609,000 | thousands by filing date | put |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 15,425 | $609,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 10,300 | $608,000 | thousands by filing date | put |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 40,965 | $608,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 96,537 | $607,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 31,600 | $606,000 | thousands by filing date | put |
| GULF IS FABRICATION INC | 402307102 | COM | 87,106 | $605,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 34,300 | $605,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 77,600 | $605,000 | thousands by filing date | put |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 50,648 | $603,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 18,100 | $603,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 33,800 | $602,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 77,600 | $601,000 | thousands by filing date | call |
| LYDALL INC | 550819106 | COMMON STOCK | 15,574 | $601,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 13,000 | $600,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 8,100 | $600,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 44,200 | $600,000 | thousands by filing date | call |
| CRA INTL INC | 12618T105 | COM | 23,743 | $599,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 90,400 | $599,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 184,000 | $598,000 | thousands by filing date | call |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 111,651 | $597,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 115,078 | $597,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,200 | $596,000 | thousands by filing date | put |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 76,900 | $595,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 110,397 | $595,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 13,729 | $594,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 5,600 | $593,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 104,100 | $592,000 | thousands by filing date | put |
| BOISE CASCADE CO DEL | 09739D100 | COM | 25,783 | $592,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 32,503 | $592,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 15,858 | $591,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 16,700 | $591,000 | thousands by filing date | put |
| ICONIX BRAND GROUP INC | 451055107 | COM | 87,374 | $591,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 54,818 | $591,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 13,602 | $590,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 30,089 | $590,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 12,800 | $588,000 | thousands by filing date | put |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 4,702 | $587,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 5,800 | $587,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 88,700 | $587,000 | thousands by filing date | put |
| EPLUS INC | 294268107 | COM | 7,159 | $586,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 63,707 | $585,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 13,000 | $585,000 | thousands by filing date | call |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 16,541 | $584,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 30,803 | $584,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 9,678 | $583,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 51,300 | $582,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 49,300 | $582,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 20,400 | $582,000 | thousands by filing date | call |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 18,875 | $581,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 51,100 | $580,000 | thousands by filing date | call |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 96,722 | $580,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 64,600 | $578,000 | thousands by filing date | put |
| SAP SE SPON ADR | 803054204 | ADR | 7,700 | $578,000 | thousands by filing date | put |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 44,134 | $578,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 4,300 | $577,000 | thousands by filing date | call |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 14,850 | $576,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 24,048 | $576,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 9,499 | $575,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 69,566 | $575,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 12,500 | $574,000 | thousands by filing date | put |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 24,722 | $574,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 28,100 | $573,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 233,905 | $573,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 80,259 | $573,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 11,100 | $572,000 | thousands by filing date | put |
| FQF TR | 351680707 | QUANT NEUT ANT | 24,540 | $571,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 50,000 | $570,000 | thousands by filing date | call |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 13,684 | $569,000 | thousands by filing date | call |
| PROVIDENCE SVC CORP | 743815102 | COM | 12,679 | $569,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 15,100 | $567,000 | thousands by filing date | call |
| VITAL THERAPIES INC | 92847R104 | COM | 91,375 | $567,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 19,000 | $566,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 72,133 | $566,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 40,700 | $565,000 | thousands by filing date | call |
| INTRALINKS HLDGS INC | 46118H104 | COM | 86,900 | $565,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 11,500 | $564,000 | thousands by filing date | call |
| Lee Enterprises Inc | 523768109 | COM | 294,971 | $564,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 148,100 | $563,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 45,700 | $560,000 | thousands by filing date | call |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 18,189 | $560,000 | thousands by filing date | |
| PROSHARES TR | 74347X484 | ULT KBW REGBNK | 7,210 | $560,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 16,702 | $559,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 66,578 | $559,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 526,000 | $559,000 | thousands by filing date | principal |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 6,847 | $559,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 175,269 | $559,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 5,200 | $558,000 | thousands by filing date | put |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 558,000 | $557,000 | thousands by filing date | principal |
| NW Biotherapeutics | 66737P600 | USD | 958,415 | $557,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 37,423 | $557,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 3,000 | $555,000 | thousands by filing date | put |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 50,000 | $554,000 | thousands by filing date | call |
| INTERPARFUMS INC COM | 458334109 | Stock | 19,255 | $550,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 14,500 | $550,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 22,990 | $550,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 12,600 | $550,000 | thousands by filing date | call |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 4,685 | $550,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 366,556 | $550,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 39,057 | $550,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 9,700 | $549,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 94,626 | $548,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 33,346 | $548,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 36,534 | $548,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 19,393 | $548,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 53,600 | $547,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 10,781 | $545,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 672,655 | $545,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 12,100 | $545,000 | thousands by filing date | put |
| SCHOLASTIC CORP COM | 807066105 | Stock | 13,738 | $544,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 36,762 | $543,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 11,967 | $542,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 32,654 | $541,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 18,935 | $541,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 8,500 | $541,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 65,700 | $541,000 | thousands by filing date | call |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 18,709 | $539,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 27,116 | $539,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 98,606 | $539,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 151,568 | $538,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 115,400 | $538,000 | thousands by filing date | put |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 17,000 | $538,000 | thousands by filing date | put |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 27,100 | $537,000 | thousands by filing date | call |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 9,700 | $536,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 165,400 | $536,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 9,404 | $536,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 50,000 | $536,000 | thousands by filing date | call |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 9,588 | $535,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 33,800 | $534,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 11,300 | $533,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 68,170 | $532,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 35,400 | $531,000 | thousands by filing date | put |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 36,484 | $531,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 2,500 | $530,000 | thousands by filing date | call |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 22,800 | $529,000 | thousands by filing date | put |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 26,124 | $529,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y826 | MEIDELL TCT AD | 19,892 | $529,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 48,100 | $528,000 | thousands by filing date | put |
| CBIZ INC | 124805102 | COM | 50,695 | $528,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 14,400 | $528,000 | thousands by filing date | put |
| GREENHILL & CO INC COM | 395259104 | Stock | 32,811 | $528,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 28,217 | $528,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 74,892 | $527,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 34,427 | $527,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 16,082 | $526,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 81,350 | $526,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 59,477 | $526,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 12,701 | $525,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 11,600 | $525,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 364,751 | $525,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 13,589 | $524,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 7,600 | $523,000 | thousands by filing date | put |
| H2O AMERICA | 784305104 | COM | 13,290 | $523,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 35,538 | $523,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 44,088 | $522,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 100,303 | $522,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 5,700 | $522,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 59,209 | $521,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 7,874 | $520,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 10,900 | $520,000 | thousands by filing date | put |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 20,500 | $520,000 | thousands by filing date | put |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 42,571 | $520,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 16,517 | $519,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 12,345 | $518,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 512,000 | $516,000 | thousands by filing date | principal |
| Analog Devices,Inc. | 032654105 | COM | 9,100 | $515,000 | thousands by filing date | call |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 10,500 | $515,000 | thousands by filing date | put |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 33,608 | $515,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 98,122 | $515,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,400 | $513,000 | thousands by filing date | call |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 6,300 | $513,000 | thousands by filing date | put |
| LEMAITRE VASCULAR INC | 525558201 | COM | 35,872 | $512,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 51,669 | $512,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4,374 | $511,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 62,324 | $510,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 8,700 | $509,000 | thousands by filing date | call |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 1,490,528 | $507,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 4,420 | $506,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 33,600 | $506,000 | thousands by filing date | call |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 16,000 | $506,000 | thousands by filing date | call |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 41,846 | $505,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 29,660 | $504,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 454,000 | $504,000 | thousands by filing date | principal |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 17,700 | $503,000 | thousands by filing date | call |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 81,200 | $503,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 16,800 | $502,000 | thousands by filing date | call |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 17,820 | $502,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 10,500 | $501,000 | thousands by filing date | call |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 5,000 | $500,000 | thousands by filing date | call |
| GRUBHUB INC | 400110102 | COM | 16,100 | $500,000 | thousands by filing date | put |
| BRIGHTCOVE INC | 10921T101 | COM | 56,682 | $499,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 302,127 | $499,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 10,600 | $498,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 19,800 | $498,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 25,993 | $498,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 239,147 | $498,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 99,339 | $498,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 156,294 | $497,000 | thousands by filing date | |
| PROSHARES TR | 74348A368 | ULTRASHORT INDL | 14,962 | $497,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 13,307 | $495,000 | thousands by filing date | |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 19,723 | $495,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 16,500 | $493,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 16,700 | $492,000 | thousands by filing date | call |
| REX ENERGY CORPORATION | 761565100 | COM | 745,151 | $492,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 24,400 | $491,000 | thousands by filing date | put |
| KITE PHARMA INC | 49803L109 | COM | 9,800 | $490,000 | thousands by filing date | put |
| SLR INVESTMENT CORP | 83413U100 | COM | 25,593 | $488,000 | thousands by filing date | |
| PROSHARES ULTRASHORT CONSUMER SERVICES | 74348A236 | ETF | 11,503 | $486,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 69,023 | $485,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 8,700 | $484,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,400 | $483,000 | thousands by filing date | put |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 40,014 | $483,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 43,500 | $482,000 | thousands by filing date | call |
| GREIF INC | 397624206 | CL B | 8,788 | $481,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 53,400 | $480,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 4,400 | $480,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 96,021 | $480,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 12,029 | $480,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 79,416 | $480,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 10,600 | $479,000 | thousands by filing date | call |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 18,641 | $479,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 64,935 | $478,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 40,900 | $478,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 122,778 | $478,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 43,500 | $474,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 48,012 | $474,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 18,026 | $474,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 112,821 | $473,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 30,855 | $473,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 13,980 | $473,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 522,000 | $473,000 | thousands by filing date | principal |
| Vanguard Growth | 922908736 | COM | 4,400 | $472,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 11,134 | $472,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 51,400 | $472,000 | thousands by filing date | put |
| INGLES MKTS INC CL A | 457030104 | Stock | 12,638 | $471,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 309,926 | $471,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,700 | $470,000 | thousands by filing date | call |
| CDI CORP | 125071100 | COM | 76,826 | $469,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 6,403 | $468,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 8,700 | $468,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 119,100 | $467,000 | thousands by filing date | call |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 10,361 | $466,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 38,400 | $466,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 255,772 | $465,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 19,489 | $465,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 12,700 | $464,000 | thousands by filing date | call |
| PRIMO WTR CORP | 74165N105 | COM | 39,277 | $464,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 25,000 | $464,000 | thousands by filing date | put |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 10,100 | $463,000 | thousands by filing date | call |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 3,138 | $463,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 77,926 | $463,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 22,311 | $462,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 18,919 | $462,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 38,087 | $460,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 61,942 | $460,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 164,931 | $460,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 18,846 | $460,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 33,500 | $458,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 184,349 | $458,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 6,200 | $457,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 10,300 | $457,000 | thousands by filing date | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 16,900 | $456,000 | thousands by filing date | put |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 23,300 | $456,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 73,019 | $456,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 24,217 | $455,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 63,319 | $455,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 188,787 | $455,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 19,600 | $453,000 | thousands by filing date | put |
| VANTIV INC | 92210H105 | CL A | 8,000 | $453,000 | thousands by filing date | call |
| STRAYER ED INC | 863236105 | COM | 9,228 | $453,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 44,786 | $453,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 38,904 | $452,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 49,146 | $452,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 15,465 | $452,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 9,600 | $451,000 | thousands by filing date | put |
| AG MTG INVT TR INC | 001228105 | COM | 31,180 | $450,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 61,460 | $450,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 113,884 | $450,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 52,941 | $449,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 228,969 | $449,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 12,300 | $448,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 43,015 | $448,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 22,762 | $448,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 73,000 | $447,000 | thousands by filing date | put |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 106,290 | $446,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 37,700 | $445,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 210,629 | $445,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 3,100 | $444,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 24,500 | $444,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 188,182 | $444,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 396,322 | $444,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 667,709 | $443,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 9,100 | $442,000 | thousands by filing date | put |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 16,003 | $442,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 47,885 | $442,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 16,397 | $442,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 33,298 | $442,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 78,927 | $441,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 3,000 | $440,000 | thousands by filing date | put |
| HORIZON PHARMA PLC | G4617B105 | SHS | 26,700 | $440,000 | thousands by filing date | put |
| XENCOR INC | 98401F105 | COMMON STOCK | 23,075 | $438,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 19,410 | $437,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 190,725 | $437,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC | 539439AG4 | SDCV 7.500%12/3 | 447,000 | $437,000 | thousands by filing date | principal |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 67,349 | $436,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 21,000 | $436,000 | thousands by filing date | put |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 38,687 | $435,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 27,010 | $435,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 13,521 | $435,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 79,900 | $435,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 213,000 | $435,000 | thousands by filing date | principal |
| XENOPORT INC | 98411C100 | COM | 61,804 | $435,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 39,900 | $435,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 174,400 | $434,000 | thousands by filing date | put |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 55,870 | $434,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 11,200 | $434,000 | thousands by filing date | put |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 28,300 | $434,000 | thousands by filing date | call |
| INVENSENSE INC | 46123D205 | COM | 70,700 | $433,000 | thousands by filing date | put |
| AUTONATION INC COM | 05329W102 | Stock | 9,200 | $432,000 | thousands by filing date | call |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 33,615 | $432,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 20,600 | $432,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 40,100 | $431,000 | thousands by filing date | put |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 110,894 | $431,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 74,247 | $431,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 120,495 | $431,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 24,100 | $430,000 | thousands by filing date | call |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 25,420 | $430,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 10,000 | $430,000 | thousands by filing date | put |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 16,338 | $430,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 23,300 | $429,000 | thousands by filing date | call |
| STATE NATIONAL. | 85711T305 | Common Stock | 40,603 | $428,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 6,100 | $427,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 38,900 | $427,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 31,100 | $427,000 | thousands by filing date | put |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 23,599 | $426,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-16-001721 | this filing | 2016-08-15 | acceptance time not in the bulk data set |