13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 7,002 holding rows worth $306,304,578,000.
- Accession
- 0000769993-16-001721
- Filer
- CIK 886982
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 11,320 entries on the cover page, a total value of $306,304,578,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $306,304,578,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 24,327 | $126,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 27,324 | $126,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 33,254 | $125,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 28,667 | $125,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 8,600 | $125,000 | thousands by filing date | put |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 13,756 | $125,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 248,325 | $125,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 70,012 | $125,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 12,556 | $124,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 32,900 | $124,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 14,940 | $123,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 22,462 | $123,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 27,661 | $123,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 74,731 | $123,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 3,400 | $123,000 | thousands by filing date | put |
| FEDERAL MOGUL CORP | 313549404 | COM | 14,816 | $123,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,400 | $122,000 | thousands by filing date | put |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 29,819 | $122,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 5,901 | $122,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,500 | $121,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 20,134 | $121,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 16,907 | $121,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 14,767 | $121,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 2,700 | $121,000 | thousands by filing date | call |
| NEFF CORP COM CL A | 640094207 | Stock | 11,090 | $121,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 60,324 | $120,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,600 | $120,000 | thousands by filing date | put |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 24,460 | $120,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 34,600 | $120,000 | thousands by filing date | put |
| CITIZENS INC | 174740100 | COMMON STOCK | 15,805 | $120,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 3,700 | $120,000 | thousands by filing date | call |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 16,573 | $120,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 86,600 | $120,000 | thousands by filing date | put |
| HERON THERAPEUTICS INC | 427746102 | COM | 6,600 | $119,000 | thousands by filing date | put |
| RENTECH INC | 760112201 | COMMON STOCK | 49,686 | $119,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 141,950 | $119,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 6,579 | $119,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 10,608 | $119,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 10,161 | $119,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 16,808 | $119,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 70,000 | $119,000 | thousands by filing date | principal |
| OPEN TEXT CORP COM | 683715106 | Stock | 2,000 | $118,000 | thousands by filing date | put |
| NEOGENOMICS INC | 64049M209 | COM NEW | 14,639 | $118,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 70,382 | $118,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 177,911 | $118,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 25,100 | $118,000 | thousands by filing date | call |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 22,994 | $118,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 22,900 | $118,000 | thousands by filing date | put |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 23,512 | $117,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,400 | $117,000 | thousands by filing date | call |
| SUNOPTA INC | 8676EP108 | COM | 27,820 | $117,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 21,803 | $117,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 128,574 | $117,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 21,117 | $117,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 32,100 | $116,000 | thousands by filing date | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 9,100 | $116,000 | thousands by filing date | call |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 10,246 | $116,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 10,732 | $116,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 2,000 | $115,000 | thousands by filing date | put |
| Heritage Commerce Corp | 426927109 | Common Stock | 10,920 | $115,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 14,660 | $115,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 23,469 | $115,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 10,873 | $114,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 14,333 | $114,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,700 | $113,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 5,000 | $113,000 | thousands by filing date | call |
| ELECTROMED INC | 285409108 | COMMON STOCK | 29,286 | $113,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 24,657 | $113,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 153,887 | $113,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 31,100 | $112,000 | thousands by filing date | put |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 25,000 | $112,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 13,990 | $112,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 36,523 | $112,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 45,189 | $111,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 40,854 | $111,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 91,315 | $111,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 14,489 | $111,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1,600 | $110,000 | thousands by filing date | call |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,300 | $110,000 | thousands by filing date | call |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 14,366 | $110,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 16,768 | $110,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 11,905 | $110,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 2,700 | $109,000 | thousands by filing date | put |
| POPEYES LA KITCHEN INC | 732872106 | COM | 2,000 | $109,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 15,209 | $109,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 52,967 | $109,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 233,252 | $109,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 14,987 | $109,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 11,800 | $108,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 6,700 | $108,000 | thousands by filing date | call |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 48,457 | $108,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 7,948 | $108,000 | thousands by filing date | call |
| TELENAV INC | 879455103 | COMMON STOCK | 20,974 | $107,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 15,682 | $107,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 167,745 | $107,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 13,085 | $107,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 9,000 | $106,000 | thousands by filing date | call |
| KCAP FINANCIAL INC | 48668E101 | COM | 27,166 | $106,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 11,214 | $106,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 24,100 | $106,000 | thousands by filing date | call |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 237,364 | $106,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 25,747 | $106,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 20,578 | $106,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 1,500 | $105,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282E102 | COM | 6,400 | $105,000 | thousands by filing date | call |
| OOMA INC | 683416101 | COM | 12,864 | $105,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 10,211 | $105,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 20,011 | $105,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 29,558 | $105,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 16,849 | $104,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 4,100 | $104,000 | thousands by filing date | put |
| BANK MUTUAL CORP | 063750103 | COM | 13,556 | $104,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 3,292 | $104,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 13,780 | $103,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 13,100 | $103,000 | thousands by filing date | put |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 16,562 | $103,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,200 | $102,000 | thousands by filing date | put |
| Seadrill Partners, LLC | Y7545W109 | LTD | 18,988 | $102,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 11,200 | $101,000 | thousands by filing date | call |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 10,339 | $101,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 33,758 | $101,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 27,249 | $101,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 321,118 | $100,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,000 | $100,000 | thousands by filing date | put |
| AXOGEN INC | 05463X106 | COM | 14,545 | $100,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 1,800 | $100,000 | thousands by filing date | call |
| RADISYS CORP | 750459109 | COM | 22,396 | $100,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 28,372 | $100,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 115,000 | $100,000 | thousands by filing date | principal |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,100 | $99,000 | thousands by filing date | put |
| DENTSPLY SIRONA INC | 24906P109 | COM | 1,600 | $99,000 | thousands by filing date | call |
| VUZIX CORP | 92921W300 | COM NEW | 13,125 | $99,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 70,659 | $99,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 9,200 | $99,000 | thousands by filing date | call |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 5,400 | $99,000 | thousands by filing date | put |
| OMNICOM GROUP INC COM | 681919106 | Stock | 1,200 | $98,000 | thousands by filing date | call |
| HIVE | 007786106 | Stock | 14,822 | $98,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 69,529 | $98,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 23,277 | $98,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 19,274 | $98,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 25,731 | $98,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 16,370 | $97,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 1,300 | $97,000 | thousands by filing date | put |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 266,605 | $97,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 16,180 | $97,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,500 | $96,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 9,700 | $96,000 | thousands by filing date | put |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 4,700 | $96,000 | thousands by filing date | call |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 25,586 | $96,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 18,619 | $96,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 39,975 | $96,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 2,500 | $96,000 | thousands by filing date | put |
| VERISIGN INC COM | 92343E102 | Stock | 1,100 | $95,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 1,500 | $95,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 50,900 | $95,000 | thousands by filing date | call |
| COMPUGEN LTD | M25722105 | ORD | 14,630 | $95,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 3,500 | $94,000 | thousands by filing date | call |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 2,700 | $94,000 | thousands by filing date | put |
| Tremor Video | 89484Q100 | Common Stock | 51,173 | $94,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 12,661 | $93,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 11,344 | $93,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 4,000 | $93,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 3,100 | $93,000 | thousands by filing date | put |
| UNIT CORP | 909218109 | COM | 6,000 | $93,000 | thousands by filing date | put |
| Medgenics Inc New | 58436Q203 | COM NEW | 16,692 | $93,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 183,930 | $93,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 19,575 | $92,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 3,787 | $92,000 | thousands by filing date | put |
| KOPIN CORP | 500600101 | COMMON STOCK | 41,297 | $92,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 8,900 | $92,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 19,238 | $91,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 13,567 | $91,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 31,696 | $91,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 16,106 | $91,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 13,019 | $91,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 14,141 | $91,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 24,458 | $91,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 32,856 | $91,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 21,212 | $91,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 7,950 | $91,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 4,410 | $90,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 23,549 | $90,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 15,126 | $89,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 1,900 | $89,000 | thousands by filing date | put |
| GENIE ENERGY LTD | 372284208 | CL B | 13,168 | $89,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 370,389 | $89,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 10,138 | $89,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 80,000 | $89,000 | thousands by filing date | principal |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 18,108 | $89,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 1,700 | $88,000 | thousands by filing date | call |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 99,716 | $88,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 14,052 | $88,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 12,733 | $88,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 54,214 | $88,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 175,950 | $88,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 1,800 | $88,000 | thousands by filing date | put |
| AMDOCS LTD | G02602103 | SHS | 1,500 | $87,000 | thousands by filing date | call |
| ALLOT LTD | M0854Q105 | SHS | 17,631 | $87,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 5,300 | $87,000 | thousands by filing date | call |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 21,000 | $87,000 | thousands by filing date | put |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 17,673 | $86,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 22,443 | $86,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 7,500 | $85,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 2,600 | $85,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 3,100 | $85,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 9,700 | $85,000 | thousands by filing date | put |
| CNO FINL GROUP INC | 12621E103 | COM | 4,800 | $84,000 | thousands by filing date | call |
| CADIZ INC | 127537207 | COM NEW | 14,270 | $84,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 6,500 | $84,000 | thousands by filing date | call |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 1,800 | $84,000 | thousands by filing date | call |
| INVENTURE FOODS INC | 461212102 | COM | 10,776 | $84,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 9,500 | $84,000 | thousands by filing date | call |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 10,798 | $84,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 4,200 | $83,000 | thousands by filing date | call |
| REALPAGE INC | 75606N109 | COM | 3,700 | $83,000 | thousands by filing date | put |
| AES CORP COM | 00130H105 | Stock | 6,600 | $82,000 | thousands by filing date | call |
| COMPUTER TASK GROUP INC | 205477102 | COM | 16,497 | $82,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 15,900 | $82,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 12,800 | $81,000 | thousands by filing date | call |
| BRT APARTMENTS CORP | 055645303 | REIT | 11,344 | $81,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 17,298 | $81,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 11,200 | $81,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 6,100 | $81,000 | thousands by filing date | put |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 12,597 | $81,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 15,700 | $81,000 | thousands by filing date | call |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 12,018 | $81,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 49,692 | $81,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,200 | $80,000 | thousands by filing date | put |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 1,200 | $80,000 | thousands by filing date | call |
| UNILEVER N V | 904784709 | N Y SHS NEW | 1,700 | $80,000 | thousands by filing date | call |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 55,000 | $80,000 | thousands by filing date | principal |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 15,001 | $80,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 2,600 | $80,000 | thousands by filing date | call |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 82,000 | $80,000 | thousands by filing date | principal |
| CINTAS CORP COM | 172908105 | Stock | 800 | $79,000 | thousands by filing date | call |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 11,518 | $79,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 1,820 | $79,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 1,100 | $79,000 | thousands by filing date | put |
| REACHLOCAL INC | 75525F104 | COM | 17,287 | $79,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 10,400 | $78,000 | thousands by filing date | put |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 1,200 | $78,000 | thousands by filing date | put |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,300 | $78,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 1,700 | $78,000 | thousands by filing date | put |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 400 | $78,000 | thousands by filing date | put |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 2,000 | $78,000 | thousands by filing date | call |
| CREDICORP LTD | G2519Y108 | COM | 500 | $77,000 | thousands by filing date | call |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 72,409 | $77,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 3,900 | $77,000 | thousands by filing date | put |
| KBR INC COM | 48242W106 | Stock | 5,800 | $77,000 | thousands by filing date | put |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 3,600 | $77,000 | thousands by filing date | put |
| PHASERX INC | 71723F103 | COM | 18,500 | $77,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 50,523 | $77,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 3,100 | $76,000 | thousands by filing date | put |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 2,300 | $76,000 | thousands by filing date | put |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 1,900 | $76,000 | thousands by filing date | call |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 900 | $76,000 | thousands by filing date | put |
| AWARE INC MASS | 05453N100 | CMN | 17,594 | $76,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 5,800 | $76,000 | thousands by filing date | call |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 10,832 | $75,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 2,500 | $75,000 | thousands by filing date | put |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 5,600 | $75,000 | thousands by filing date | call |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 5,800 | $75,000 | thousands by filing date | call |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 18,537 | $75,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 2,900 | $74,000 | thousands by filing date | put |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 12,600 | $74,000 | thousands by filing date | put |
| DENTSPLY SIRONA INC | 24906P109 | COM | 1,200 | $74,000 | thousands by filing date | put |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 3,200 | $74,000 | thousands by filing date | put |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 199,233 | $74,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 1,000 | $74,000 | thousands by filing date | put |
| ASANKO GOLD INC | 04341Y105 | COM | 19,327 | $74,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 17,188 | $74,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 10,795 | $73,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,100 | $73,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 68,580 | $73,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 89,060 | $73,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 4,400 | $72,000 | thousands by filing date | call |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 27,896 | $72,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 2,000 | $72,000 | thousands by filing date | call |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 16,385 | $72,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 10,234 | $72,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 18,058 | $72,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 1,900 | $71,000 | thousands by filing date | put |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 1,800 | $71,000 | thousands by filing date | put |
| CURIS INC | 231269101 | COM | 45,470 | $71,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 13,000 | $71,000 | thousands by filing date | put |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 13,018 | $71,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 43,000 | $71,000 | thousands by filing date | principal |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 71,000 | $71,000 | thousands by filing date | principal |
| EQT CORP COM | 26884L109 | Stock | 900 | $70,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 28,900 | $70,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 3,400 | $70,000 | thousands by filing date | put |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 2,100 | $70,000 | thousands by filing date | put |
| ISHARES | 464286830 | EXCHANGE TRADED | 8,500 | $70,000 | thousands by filing date | put |
| IMATION CORP | 45245A107 | COM | 56,039 | $70,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 4,300 | $69,000 | thousands by filing date | call |
| COVANTA HLDG CORP | 22282E102 | COM | 4,200 | $69,000 | thousands by filing date | put |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 26,123 | $69,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 6,700 | $69,000 | thousands by filing date | call |
| AH BELO CORP | 001282102 | COMMON STOCK | 13,740 | $69,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 264,978 | $69,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 16,186 | $69,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 16,937 | $68,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 13,565 | $68,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 1,200 | $68,000 | thousands by filing date | put |
| VERASTEM INC | 92337C104 | COM | 51,997 | $68,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 6,300 | $68,000 | thousands by filing date | call |
| TYCO INTL PLC | G91442106 | SHS | 1,600 | $68,000 | thousands by filing date | call |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 11,195 | $68,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,300 | $67,000 | thousands by filing date | call |
| MICROSEMI CORP | 595137100 | COM | 2,065 | $67,000 | thousands by filing date | call |
| AIR INDS GROUP COM | 00912N205 | Stock | 14,043 | $67,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 50,000 | $67,000 | thousands by filing date | call |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 8,700 | $67,000 | thousands by filing date | call |
| SONUS NETWORKS INC | 835916503 | COM NEW | 7,700 | $67,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 8,500 | $66,000 | thousands by filing date | put |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 14,737 | $66,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 700 | $65,000 | thousands by filing date | put |
| ETSY INC | 29786A106 | COM | 6,800 | $65,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 1,500 | $65,000 | thousands by filing date | put |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 24,967 | $65,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 517 | $65,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 5,100 | $64,000 | thousands by filing date | put |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 23,800 | $64,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 12,246 | $64,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 7,000 | $64,000 | thousands by filing date | call |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 29,366 | $64,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 17,333 | $64,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 18,962 | $64,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 41,589 | $64,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 3,200 | $63,000 | thousands by filing date | put |
| CHEMOURS CO COM | 163851108 | Stock | 7,600 | $63,000 | thousands by filing date | put |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 10,997 | $63,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 11,200 | $63,000 | thousands by filing date | call |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 34,273 | $63,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 89,574 | $63,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 15,723 | $63,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 13,900 | $63,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 95,545 | $63,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 1,400 | $62,000 | thousands by filing date | call |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 2,560 | $62,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 113,456 | $62,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 2,500 | $61,000 | thousands by filing date | call |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 1,100 | $61,000 | thousands by filing date | put |
| FATE THERAPEUTICS INC | 31189P102 | COM | 35,966 | $61,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 1,800 | $61,000 | thousands by filing date | call |
| RETROPHIN INC | 761299106 | COM | 3,400 | $61,000 | thousands by filing date | call |
| VOLITIONRX LTD | 928661107 | COM | 19,388 | $61,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 32,077 | $61,000 | thousands by filing date | |
| GENCORP INC | 368682AN0 | SDCV | 30,000 | $61,000 | thousands by filing date | principal |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 47,899 | $61,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 19,582 | $61,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 1,200 | $61,000 | thousands by filing date | call |
| Emergent Capital | 29102N105 | Com | 18,208 | $61,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 13,259 | $61,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 12,600 | $60,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 1,200 | $60,000 | thousands by filing date | put |
| AMC NETWORKS INC | 00164V103 | CL A | 1,000 | $60,000 | thousands by filing date | call |
| STARZ | 85571Q102 | COM SER A | 2,000 | $60,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 17,400 | $60,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 4,595 | $60,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 1,300 | $60,000 | thousands by filing date | put |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 15,868 | $60,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 15,182 | $60,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 104,704 | $60,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 1,100 | $59,000 | thousands by filing date | put |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,700 | $59,000 | thousands by filing date | call |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 3,200 | $59,000 | thousands by filing date | put |
| TECHNIPFMC PLC | 30249U101 | COM | 2,200 | $59,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 7,700 | $59,000 | thousands by filing date | put |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 538,950 | $59,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 13,844 | $59,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 25,476 | $58,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 25,000 | $58,000 | thousands by filing date | put |
| HARRIS CORP INC | 413875105 | COM | 700 | $58,000 | thousands by filing date | put |
| VERADIGM INC | 01988P108 | COMMON STOCK | 4,600 | $58,000 | thousands by filing date | put |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 15,470 | $58,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 11,831 | $58,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 900 | $57,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 5,300 | $57,000 | thousands by filing date | call |
| ISHARES | 46434V548 | EXCHANGE TRADED | 3,700 | $57,000 | thousands by filing date | put |
| Bowater Inc | 09066L105 | COMMON STOCKS | 22,006 | $57,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 11,194 | $57,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 37,217 | $57,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 20,290 | $57,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 4,200 | $57,000 | thousands by filing date | put |
| SYNLOGIC | 60470J103 | Stock | 13,426 | $57,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 11,200 | $56,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 1,900 | $56,000 | thousands by filing date | put |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 58,000 | $56,000 | thousands by filing date | principal |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 6,700 | $56,000 | thousands by filing date | call |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 280,682 | $56,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 19,511 | $56,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 8,800 | $56,000 | thousands by filing date | call |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 1,000 | $55,000 | thousands by filing date | call |
| VERACYTE INC COM | 92337F107 | Stock | 10,970 | $55,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 46,959 | $55,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 2,100 | $55,000 | thousands by filing date | put |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 10,000 | $55,000 | thousands by filing date | put |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 11,360 | $55,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,200 | $54,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 4,600 | $54,000 | thousands by filing date | put |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 9,720 | $54,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 66,000 | $54,000 | thousands by filing date | principal |
| GENERAL EMPLOYMENT ENTERPRIS | 369730304 | Cmn | 12,798 | $54,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 1,300 | $53,000 | thousands by filing date | call |
| VISTA OUTDOOR INC | 928377100 | COM | 1,100 | $53,000 | thousands by filing date | call |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 39,624 | $53,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 14,467 | $53,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 11,674 | $53,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 21,427 | $52,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 1,596 | $52,000 | thousands by filing date | put |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 34,030 | $52,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 21,659 | $52,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 43,251 | $52,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 12,500 | $52,000 | thousands by filing date | call |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 2,000 | $51,000 | thousands by filing date | put |
| THE COOPER COMPANIES | 216648402 | COM NEW | 300 | $51,000 | thousands by filing date | call |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 4,220 | $51,000 | thousands by filing date | put |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 3,600 | $51,000 | thousands by filing date | call |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 10,235 | $51,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 2,300 | $51,000 | thousands by filing date | call |
| B/E AEROSPACE INC | 073302101 | COM | 1,100 | $51,000 | thousands by filing date | call |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 177,019 | $51,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 33,413 | $51,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 53,000 | $51,000 | thousands by filing date | principal |
| NXT ID INC COM | 67091J107 | Stock | 143,407 | $51,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 6,200 | $50,000 | thousands by filing date | put |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 7,400 | $50,000 | thousands by filing date | call |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 28,031 | $50,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 700 | $49,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 2,300 | $49,000 | thousands by filing date | put |
| MONSTER WORLDWIDE INC | 611742107 | COM | 20,400 | $49,000 | thousands by filing date | call |
| INTERMOLECULAR INC | 45882D109 | COM | 33,439 | $49,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 39,477 | $49,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 31,219 | $49,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 41,430 | $49,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 47,133 | $49,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 4,300 | $49,000 | thousands by filing date | put |
| SUNWORKS INC | 86803X105 | COM | 21,148 | $49,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 1,500 | $48,000 | thousands by filing date | put |
| PAPA JOHNS INTL INC | 698813102 | COM | 700 | $48,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,000 | $48,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,444 | $48,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 2,700 | $48,000 | thousands by filing date | put |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 11,138 | $48,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 3,800 | $48,000 | thousands by filing date | put |
| ERIN ENERGY CORP COM | 295625107 | Stock | 20,000 | $48,000 | thousands by filing date | put |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 8,000 | $47,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 2,900 | $47,000 | thousands by filing date | put |
| VIRCO MFG CO | 927651109 | COM | 10,785 | $47,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 24,202 | $47,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 600 | $46,000 | thousands by filing date | call |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 1,500 | $46,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 400 | $46,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 4,700 | $46,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 900 | $46,000 | thousands by filing date | put |
| TIVO INC | 888706108 | COM | 4,600 | $46,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 19,891 | $46,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 2,500 | $45,000 | thousands by filing date | call |
| HALYARD HEALTH INC | 40650V100 | COM | 1,380 | $45,000 | thousands by filing date | put |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 2,700 | $45,000 | thousands by filing date | put |
| COMSCORE INC | 20564W105 | COM | 1,900 | $45,000 | thousands by filing date | call |
| TEARLAB CORP | 878193101 | COM | 70,599 | $45,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 2,000 | $45,000 | thousands by filing date | call |
| ENSYNC INC. | 29359T102 | Common Stock | 121,379 | $45,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 5,100 | $45,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 3,700 | $44,000 | thousands by filing date | call |
| CDK GLOBAL INC | 12508E101 | COM | 800 | $44,000 | thousands by filing date | put |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 1,300 | $44,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 26,100 | $44,000 | thousands by filing date | put |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 5,700 | $44,000 | thousands by filing date | put |
| SYNOPSYS INC COM | 871607107 | Stock | 800 | $43,000 | thousands by filing date | call |
| BIOLASE INC | 090911108 | COMMON STOCK | 36,333 | $43,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 5,200 | $43,000 | thousands by filing date | call |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 19,451 | $43,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 13,599 | $43,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 12,977 | $43,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 500 | $42,000 | thousands by filing date | put |
| SEMGROUP CORP | 81663A105 | CL A | 1,300 | $42,000 | thousands by filing date | put |
| ACXIOM CORP | 005125109 | COMMON STOCK | 1,900 | $42,000 | thousands by filing date | put |
| VANGUARD | 92205F106 | Domestic Common | 29,775 | $42,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 10,435 | $42,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 195,395 | $41,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 500 | $41,000 | thousands by filing date | put |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,500 | $41,000 | thousands by filing date | put |
| INTERXION HOLDING N.V | N47279109 | SHS | 1,100 | $41,000 | thousands by filing date | put |
| INTERXION HOLDING N.V | N47279109 | SHS | 1,100 | $41,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 1,200 | $41,000 | thousands by filing date | put |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 17,545 | $41,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 20,951 | $41,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 42,000 | $41,000 | thousands by filing date | principal |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 30,784 | $41,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 12,600 | $41,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 700 | $40,000 | thousands by filing date | call |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 500 | $40,000 | thousands by filing date | put |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 800 | $40,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 21,600 | $40,000 | thousands by filing date | put |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 1,000 | $40,000 | thousands by filing date | call |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 15,968 | $40,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 2,600 | $40,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-16-001721 | this filing | 2016-08-15 | acceptance time not in the bulk data set |