13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 7,002 holding rows worth $306,304,578,000.
- Accession
- 0000769993-16-001721
- Filer
- CIK 886982
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 11,320 entries on the cover page, a total value of $306,304,578,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $306,304,578,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENERAL MOLY INC COM | 370373102 | Common Stock | 116,602 | $40,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 2,400 | $40,000 | thousands by filing date | put |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 24,598 | $40,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 65,321 | $39,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 10,952 | $39,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 3,200 | $39,000 | thousands by filing date | call |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 1,100 | $39,000 | thousands by filing date | call |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 2,367 | $39,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 700 | $39,000 | thousands by filing date | call |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 2,000 | $38,000 | thousands by filing date | call |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 1,900 | $38,000 | thousands by filing date | call |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 15,000 | $38,000 | thousands by filing date | principal |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 5,200 | $38,000 | thousands by filing date | call |
| SYNACOR INC | 871561106 | COM | 12,271 | $38,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 76,517 | $38,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 66,000 | $38,000 | thousands by filing date | principal |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 18,868 | $38,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 19,852 | $38,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,800 | $37,000 | thousands by filing date | put |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 3,000 | $37,000 | thousands by filing date | call |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 80,699 | $37,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 2,200 | $37,000 | thousands by filing date | call |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 2,900 | $37,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 7,600 | $37,000 | thousands by filing date | call |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 54,598 | $37,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 23,605 | $37,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 45,443 | $37,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 16,217 | $37,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,250 | $36,000 | thousands by filing date | put |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 700 | $36,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 6,000 | $36,000 | thousands by filing date | put |
| EHEALTH INC | 28238P109 | COM | 2,600 | $36,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 14,800 | $36,000 | thousands by filing date | put |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 18,975 | $36,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 102,485 | $36,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 123,598 | $36,000 | thousands by filing date | |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 12,655 | $36,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 28,975 | $36,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 500 | $35,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 4,142 | $35,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 3,600 | $35,000 | thousands by filing date | put |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,600 | $35,000 | thousands by filing date | put |
| BIG LOTS INC | 089302103 | COM | 700 | $35,000 | thousands by filing date | call |
| SPARK NETWORKS INC | 84651P100 | COM | 22,149 | $35,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 10,426 | $35,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 10,825 | $35,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 30,179 | $35,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 300 | $34,000 | thousands by filing date | put |
| MADDEN STEVEN LTD | 556269108 | COM | 1,000 | $34,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 20,300 | $34,000 | thousands by filing date | call |
| POTBELLY CORP | 73754Y100 | COM | 2,700 | $34,000 | thousands by filing date | call |
| LEXMARK INTL NEW | 529771107 | CL A | 900 | $34,000 | thousands by filing date | call |
| SUPERVALU INC | 868536103 | COM | 7,200 | $34,000 | thousands by filing date | put |
| JETPAY CORP | 477177109 | COM | 15,049 | $34,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 77,218 | $34,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 1,300 | $33,000 | thousands by filing date | call |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,600 | $33,000 | thousands by filing date | call |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 18,968 | $33,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 700 | $33,000 | thousands by filing date | put |
| VARIAN MED SYS INC | 92220P105 | COM | 400 | $33,000 | thousands by filing date | call |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 700 | $33,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 4,400 | $33,000 | thousands by filing date | put |
| AMERISERV FINL INC | 03074A102 | COM | 10,778 | $33,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 10,800 | $33,000 | thousands by filing date | call |
| Q | 74876Y101 | Stock | 500 | $33,000 | thousands by filing date | call |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 102,673 | $33,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 1,800 | $33,000 | thousands by filing date | call |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 22,764 | $33,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 4,200 | $33,000 | thousands by filing date | call |
| AMEDICA CORP COM PAR | 023435209 | Stock | 24,938 | $33,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 2,000 | $32,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 4,700 | $32,000 | thousands by filing date | call |
| PROFIRE ENERGY INC | 74316X101 | COM | 28,915 | $32,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 2,900 | $32,000 | thousands by filing date | put |
| SUPPORT COM INC | 86858W101 | COM | 38,481 | $32,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 10,786 | $32,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 11,092 | $32,000 | thousands by filing date | |
| TIVO INC | 888706AF5 | NOTE 2.000%10/0 | 33,000 | $32,000 | thousands by filing date | principal |
| GENTEX CORP COM | 371901109 | Stock | 2,000 | $31,000 | thousands by filing date | call |
| OUTFRONT MEDIA INC | 69007J106 | COM | 1,287 | $31,000 | thousands by filing date | call |
| COMSCORE INC | 20564W105 | COM | 1,300 | $31,000 | thousands by filing date | put |
| QLOGIC CORP | 747277101 | COM | 2,100 | $31,000 | thousands by filing date | call |
| MEI PHARMA INC | 55279B202 | COM NEW | 23,099 | $31,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 14,238 | $31,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 6,100 | $31,000 | thousands by filing date | call |
| EP ENERGY CORP | 268785102 | CL A | 5,900 | $31,000 | thousands by filing date | call |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 10,983 | $31,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 20,128 | $31,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 4,900 | $31,000 | thousands by filing date | put |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,200 | $30,000 | thousands by filing date | call |
| HALYARD HEALTH INC | 40650V100 | COM | 912 | $30,000 | thousands by filing date | call |
| UQM TECHNOLOGIES INC | 903213106 | COM | 46,582 | $30,000 | thousands by filing date | |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 56,668 | $30,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2,100 | $29,000 | thousands by filing date | call |
| SEMTECH CORP COM | 816850101 | Stock | 1,200 | $29,000 | thousands by filing date | put |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 1,100 | $29,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 3,800 | $29,000 | thousands by filing date | call |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 2,700 | $29,000 | thousands by filing date | call |
| ITERIS INC NEW | 46564T107 | COM | 10,139 | $29,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 52,822 | $29,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 100,463 | $29,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 29,424 | $29,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 52,964 | $29,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 14,047 | $29,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 26,641 | $29,000 | thousands by filing date | |
| FULING GLOBAL INC | G3729B102 | SHS | 12,987 | $29,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 12,855 | $29,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 3,600 | $28,000 | thousands by filing date | call |
| WORLD KINECT CORPORATION | 981475106 | COM | 600 | $28,000 | thousands by filing date | call |
| CRANE CO | 224399105 | COM | 500 | $28,000 | thousands by filing date | put |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,500 | $28,000 | thousands by filing date | call |
| EXETER RES CORP | 301835104 | COM | 21,655 | $28,000 | thousands by filing date | |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 30,000 | $28,000 | thousands by filing date | principal |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 10,635 | $28,000 | thousands by filing date | |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 20,415 | $28,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 500 | $27,000 | thousands by filing date | put |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 1,900 | $27,000 | thousands by filing date | put |
| IDENTIV INC | 45170X205 | COM NEW | 15,054 | $27,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 4,900 | $27,000 | thousands by filing date | put |
| VERIS RESIDENTIAL INC | 554489104 | COM | 1,000 | $27,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 11,700 | $27,000 | thousands by filing date | call |
| HHGREGG INC | 42833L108 | COM | 15,165 | $27,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 42,220 | $27,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 23,374 | $27,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 53,924 | $27,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 16,082 | $27,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,700 | $27,000 | thousands by filing date | put |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1,124 | $26,000 | thousands by filing date | put |
| WESTLAKE CORPORATION | 960413102 | COM | 600 | $26,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F302 | COM SER C | 1,100 | $26,000 | thousands by filing date | call |
| ALPHA PRO TECH LTD | 020772109 | COM | 11,442 | $26,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 11,221 | $26,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 3,300 | $26,000 | thousands by filing date | call |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 1,100 | $26,000 | thousands by filing date | call |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 40,540 | $26,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 19,081 | $26,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 17,011 | $26,000 | thousands by filing date | |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 15,636 | $26,000 | thousands by filing date | |
| XTERA COMMUNICATIONS INC | 98415E300 | COM | 29,304 | $26,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 1,100 | $25,000 | thousands by filing date | call |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1,000 | $25,000 | thousands by filing date | put |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 300 | $25,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 1,100 | $25,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,400 | $25,000 | thousands by filing date | call |
| VERTEX ENERGY INC | 92534K107 | COM | 19,112 | $25,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,200 | $25,000 | thousands by filing date | call |
| QUANTUM CORP | 747906204 | COM DSSG | 59,220 | $25,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 1,548 | $25,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 14,675 | $25,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 15,618 | $25,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 25,481 | $25,000 | thousands by filing date | |
| SPHERIX INC | 84842R403 | COM PAR NEW | 10,711 | $25,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 43,000 | $25,000 | thousands by filing date | principal |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 4,300 | $25,000 | thousands by filing date | call |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 12,337 | $25,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 400 | $24,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 4,100 | $24,000 | thousands by filing date | call |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 5,100 | $24,000 | thousands by filing date | put |
| ACXIOM CORP | 005125109 | COMMON STOCK | 1,100 | $24,000 | thousands by filing date | call |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 23,817 | $24,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 3,900 | $24,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 960 | $24,000 | thousands by filing date | call |
| QUALITY SYS INC | 747582104 | COM | 2,000 | $24,000 | thousands by filing date | put |
| CENVEO INC | 15670S105 | COM | 28,865 | $24,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 40,317 | $24,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 28,600 | $24,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 10,888 | $24,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 41,274 | $24,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 900 | $23,000 | thousands by filing date | call |
| COMFORT SYS USA INC COM | 199908104 | Stock | 700 | $23,000 | thousands by filing date | call |
| WOODWARD INC COM | 980745103 | Stock | 400 | $23,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,000 | $23,000 | thousands by filing date | call |
| MRC GLOBAL INC | 55345K103 | COM | 1,600 | $23,000 | thousands by filing date | call |
| LANTRONIX INC | 516548203 | COMMON STOCK | 23,529 | $23,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 1,900 | $23,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 26,000 | $23,000 | thousands by filing date | principal |
| LEXMARK INTL NEW | 529771107 | CL A | 600 | $23,000 | thousands by filing date | put |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 2,500 | $23,000 | thousands by filing date | call |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 3,400 | $23,000 | thousands by filing date | put |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 1,600 | $23,000 | thousands by filing date | put |
| INTERSECTIONS INC | 460981301 | COM | 10,757 | $23,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 51,000 | $23,000 | thousands by filing date | principal |
| SKULLCANDY INC | 83083J104 | COM | 3,800 | $23,000 | thousands by filing date | put |
| CANCER GENETICS INC. | 13739u104 | COM | 11,523 | $23,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 200 | $22,000 | thousands by filing date | put |
| TREX CO INC | 89531P105 | COM | 500 | $22,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 300 | $22,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 800 | $22,000 | thousands by filing date | call |
| COSAN LTD | G25343107 | SHS A | 3,400 | $22,000 | thousands by filing date | put |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 15,238 | $22,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 15,787 | $22,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 12,016 | $22,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 3,700 | $22,000 | thousands by filing date | call |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 13,829 | $22,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 54,828 | $22,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 13,471 | $22,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 19,103 | $22,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 21,233 | $22,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 20,000 | $22,000 | thousands by filing date | principal |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 1,200 | $22,000 | thousands by filing date | call |
| NANOVIRICIDES INC | 630087203 | COM NEW | 13,534 | $22,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 13,343 | $22,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 1,700 | $21,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 11,300 | $21,000 | thousands by filing date | call |
| RAPID7 INC COM | 753422104 | Stock | 1,700 | $21,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 600 | $21,000 | thousands by filing date | put |
| GENERAC HLDGS INC | 368736104 | COM | 600 | $21,000 | thousands by filing date | call |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 292 | $21,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 14,900 | $21,000 | thousands by filing date | call |
| AIR LEASE CORP | 00912X302 | CL A | 800 | $21,000 | thousands by filing date | call |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 600 | $21,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 19,100 | $21,000 | thousands by filing date | call |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 19,658 | $21,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 19,603 | $21,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 35,410 | $21,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 14,976 | $21,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142100 | COM | 13,801 | $21,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,000 | $20,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,100 | $20,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 16,800 | $20,000 | thousands by filing date | put |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,500 | $20,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 12,554 | $20,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 600 | $20,000 | thousands by filing date | call |
| Female Health Company | 314462102 | COM | 16,160 | $20,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 10,922 | $20,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 35,398 | $20,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 700 | $20,000 | thousands by filing date | put |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 19,000 | $20,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 28,000 | $20,000 | thousands by filing date | principal |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 3,191 | $20,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 1,200 | $20,000 | thousands by filing date | call |
| YULONG ECO MATLS LTD | G98847117 | ORD SHS NEW | 11,962 | $20,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 300 | $19,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 300 | $19,000 | thousands by filing date | call |
| POOL CORP COM | 73278L105 | Stock | 200 | $19,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 9,700 | $19,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W101 | COM | 3,200 | $19,000 | thousands by filing date | call |
| INTERSIL CORP | 46069S109 | CL A | 1,400 | $19,000 | thousands by filing date | put |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 26,471 | $19,000 | thousands by filing date | |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 11,495 | $19,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 11,400 | $19,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 19,252 | $19,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E108 | COM | 65,061 | $19,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 600 | $18,000 | thousands by filing date | call |
| CACI INTL INC CL A | 127190304 | Stock | 200 | $18,000 | thousands by filing date | call |
| FORMFACTOR INC COM | 346375108 | Stock | 2,000 | $18,000 | thousands by filing date | put |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 100 | $18,000 | thousands by filing date | call |
| UGI CORP NEW COM | 902681105 | Stock | 400 | $18,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 2,000 | $18,000 | thousands by filing date | put |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 500 | $18,000 | thousands by filing date | call |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,900 | $18,000 | thousands by filing date | call |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 1,300 | $18,000 | thousands by filing date | put |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 77,361 | $18,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 64,026 | $18,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 700 | $18,000 | thousands by filing date | put |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 700 | $18,000 | thousands by filing date | call |
| TCP International Holdings Ltd | H84689100 | COMMON | 15,090 | $18,000 | thousands by filing date | |
| MACROCURE LTD | M67872107 | SHS | 12,365 | $18,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 300 | $17,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 200 | $17,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 2,400 | $17,000 | thousands by filing date | put |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 3,600 | $17,000 | thousands by filing date | call |
| KLX INC | 482539103 | COM | 550 | $17,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696109 | COM | 12,453 | $17,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 2,000 | $17,000 | thousands by filing date | put |
| TOWERSTREAM CORP | 892000100 | COM | 103,080 | $17,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 15,770 | $17,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 11,000 | $17,000 | thousands by filing date | principal |
| BANK OF AMERICA CORP | 060505153 | CMN | 224,062 | $17,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 27,980 | $17,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,100 | $17,000 | thousands by filing date | call |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 200 | $16,000 | thousands by filing date | put |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 500 | $16,000 | thousands by filing date | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 32,772 | $16,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 600 | $16,000 | thousands by filing date | put |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 1,500 | $16,000 | thousands by filing date | call |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 9,300 | $16,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 9,500 | $16,000 | thousands by filing date | put |
| PENN WEST PETE LTD NEW | 707887105 | COM | 11,800 | $16,000 | thousands by filing date | call |
| PLY GEM HLDGS INC | 72941W100 | COM | 1,100 | $16,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 7,200 | $16,000 | thousands by filing date | put |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 12,415 | $16,000 | thousands by filing date | |
| BIOSTAGE INC | 09074M103 | COM | 14,171 | $16,000 | thousands by filing date | |
| INVENTERGY GLOBAL INC | 46123X409 | COM NEW ADDED | 10,978 | $16,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 300 | $15,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 600 | $15,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 6,100 | $15,000 | thousands by filing date | call |
| DSW INC-CLASS A | 23334L102 | CL A | 700 | $15,000 | thousands by filing date | call |
| BANK OF THE OZARKS | 063904106 | COM | 400 | $15,000 | thousands by filing date | call |
| APOLLO GROUP INC | 037604105 | CL A | 1,600 | $15,000 | thousands by filing date | put |
| TIME INC NEW | 887228104 | COM | 900 | $15,000 | thousands by filing date | put |
| TIME INC NEW | 887228104 | COM | 900 | $15,000 | thousands by filing date | call |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 27,737 | $15,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 17,316 | $15,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 300 | $14,000 | thousands by filing date | put |
| WATERS CORP COM | 941848103 | Stock | 100 | $14,000 | thousands by filing date | put |
| WATERS CORP COM | 941848103 | Stock | 100 | $14,000 | thousands by filing date | call |
| SERVICE CORP INTL COM | 817565104 | Stock | 500 | $14,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 2,900 | $14,000 | thousands by filing date | put |
| VUZIX CORP | 92921W300 | COM NEW | 1,900 | $14,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 700 | $14,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 6,800 | $14,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 4,500 | $14,000 | thousands by filing date | put |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,100 | $14,000 | thousands by filing date | call |
| TECH DATA CORP | 878237106 | COM | 200 | $14,000 | thousands by filing date | call |
| ENDOLOGIX INC | 29266S106 | COM | 1,100 | $14,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 10,725 | $14,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 10,923 | $14,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 12,776 | $14,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 16,680 | $14,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 19,447 | $14,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 14,000 | $14,000 | thousands by filing date | principal |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 14,000 | $14,000 | thousands by filing date | principal |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 4,400 | $14,000 | thousands by filing date | call |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 17,254 | $14,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,100 | $13,000 | thousands by filing date | call |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 1,200 | $13,000 | thousands by filing date | put |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 41,911 | $13,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 10,556 | $13,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 10,304 | $13,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 10,419 | $13,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 2,100 | $13,000 | thousands by filing date | call |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 10,061 | $13,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 44,206 | $13,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 400 | $12,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 5,100 | $12,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 2,300 | $12,000 | thousands by filing date | put |
| MATCH GROUP INC | 57665R106 | COM | 800 | $12,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F302 | COM SER C | 500 | $12,000 | thousands by filing date | put |
| GASLOG LTD | G37585109 | SHS | 900 | $12,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 1,600 | $12,000 | thousands by filing date | call |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 700 | $12,000 | thousands by filing date | call |
| QUALITY SYS INC | 747582104 | COM | 1,000 | $12,000 | thousands by filing date | call |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 13,000 | $12,000 | thousands by filing date | principal |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 48,337 | $12,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 49,157 | $12,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 26,638 | $12,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 41,827 | $12,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 10,707 | $12,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A107 | COM | 19,645 | $12,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 13,000 | $12,000 | thousands by filing date | principal |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 1,800 | $12,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 6,100 | $11,000 | thousands by filing date | put |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 12,527 | $11,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 11,000 | $11,000 | thousands by filing date | principal |
| PRIMERO MNG CORP | 74164W106 | COM | 5,400 | $11,000 | thousands by filing date | call |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 800 | $11,000 | thousands by filing date | call |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 16,308 | $11,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 5,300 | $11,000 | thousands by filing date | put |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 32,884 | $11,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 800 | $11,000 | thousands by filing date | call |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 12,000 | $11,000 | thousands by filing date | principal |
| BIOCEPT INC | 09072V105 | COM | 16,760 | $11,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 28,921 | $11,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 8,000 | $10,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 200 | $10,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 7,100 | $10,000 | thousands by filing date | put |
| TRAVELZOO | 89421Q205 | CMN | 1,300 | $10,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 800 | $10,000 | thousands by filing date | put |
| WIDEPOINT CORP COMMON | 967590100 | COM | 16,437 | $10,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 300 | $10,000 | thousands by filing date | put |
| AMYRIS INC | 03236M101 | COM | 22,474 | $10,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 200 | $10,000 | thousands by filing date | call |
| VANGUARD | 92205F106 | Domestic Common | 6,800 | $10,000 | thousands by filing date | put |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 600 | $10,000 | thousands by filing date | put |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 1,300 | $10,000 | thousands by filing date | call |
| NIMBLE STORAGE INC | 65440R101 | COM | 1,200 | $10,000 | thousands by filing date | put |
| TURTLE BEACH CORP COM | 900450107 | Stock | 10,132 | $10,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 45,687 | $10,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 441 | $9,000 | thousands by filing date | put |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 200 | $9,000 | thousands by filing date | put |
| TRUECAR INC | 89785L107 | COM | 1,200 | $9,000 | thousands by filing date | put |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 14,492 | $9,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 900 | $9,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,700 | $9,000 | thousands by filing date | call |
| COMSTOCK MNG INC | 205750102 | COM | 24,598 | $9,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 12,963 | $9,000 | thousands by filing date | |
| MATEON THERAPEUTICS INC COM | 57667K109 | Stock | 12,952 | $9,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H205 | COM NEW | 11,548 | $9,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M307 | COM PAR 0.01 | 32,601 | $9,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 100 | $8,000 | thousands by filing date | put |
| EDISON INTL COM | 281020107 | Stock | 100 | $8,000 | thousands by filing date | call |
| TOPBUILD COR COM | 89055F103 | Stock | 221 | $8,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 3,400 | $8,000 | thousands by filing date | put |
| DSW INC-CLASS A | 23334L102 | CL A | 400 | $8,000 | thousands by filing date | put |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 700 | $8,000 | thousands by filing date | put |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 1,200 | $8,000 | thousands by filing date | call |
| VANGUARD | 92205F106 | Domestic Common | 5,700 | $8,000 | thousands by filing date | call |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 12,703 | $8,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 3,000 | $8,000 | thousands by filing date | put |
| RUBICON PROJ INC | 78112V102 | COM | 600 | $8,000 | thousands by filing date | put |
| CIVEO CORP CDA | 17878Y108 | COM | 4,400 | $8,000 | thousands by filing date | call |
| Intercloud Systems, Inc | 458488202 | com | 11,499 | $8,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 16,776 | $8,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 14,996 | $8,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 300 | $7,000 | thousands by filing date | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 100 | $7,000 | thousands by filing date | put |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 343 | $7,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 200 | $7,000 | thousands by filing date | put |
| PJT PARTNERS INC | 69343T107 | COM CL A | 306 | $7,000 | thousands by filing date | call |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 500 | $7,000 | thousands by filing date | put |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 600 | $7,000 | thousands by filing date | put |
| POLYONE CORP | 73179P106 | COM | 200 | $7,000 | thousands by filing date | put |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 200 | $7,000 | thousands by filing date | put |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1,200 | $7,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,300 | $7,000 | thousands by filing date | call |
| Q | 74876Y101 | Stock | 100 | $7,000 | thousands by filing date | put |
| ORAGENICS INC | 684023203 | COM NEW | 14,263 | $7,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 1,000 | $7,000 | thousands by filing date | put |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 430 | $7,000 | thousands by filing date | put |
| RENESOLA LTD | 75971T103 | SPONS ADS | 5,400 | $7,000 | thousands by filing date | call |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 12,245 | $7,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 40,053 | $7,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 200 | $6,000 | thousands by filing date | call |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 200 | $6,000 | thousands by filing date | call |
| ARRIS INTL INC SHS | G0551A103 | SHS | 300 | $6,000 | thousands by filing date | call |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 500 | $6,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 800 | $6,000 | thousands by filing date | put |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 200 | $6,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 5,400 | $6,000 | thousands by filing date | put |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 10,615 | $6,000 | thousands by filing date | |
| ARMCO METALS HLDGS XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/20 | 042182204 | COM | 29,399 | $6,000 | thousands by filing date | |
| StemCells, Inc. | 85857R303 | COM | 15,256 | $6,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 10,577 | $6,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 100 | $5,000 | thousands by filing date | call |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 300 | $5,000 | thousands by filing date | put |
| REVVITY INC | 714046109 | COM | 100 | $5,000 | thousands by filing date | call |
| POLYCOM | 73172K104 | COMMON STOCK | 400 | $5,000 | thousands by filing date | call |
| BEMIS INC | 081437105 | COM | 100 | $5,000 | thousands by filing date | put |
| BIODEL INC | 09064M204 | COM | 17,021 | $5,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 26,845 | $5,000 | thousands by filing date | |
| Saexploration Holdings Inc. | 78636X105 | COM | 38,585 | $5,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 1,300 | $5,000 | thousands by filing date | put |
| CERES INC | 156773400 | COM NEW | 12,850 | $5,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 1,600 | $5,000 | thousands by filing date | put |
| INTERPACE DIAGNOSTICS GROUP | 46062X105 | Cmn | 16,400 | $5,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 100 | $4,000 | thousands by filing date | put |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 100 | $4,000 | thousands by filing date | call |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 150 | $4,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 100 | $4,000 | thousands by filing date | call |
| ITRON INC COM | 465741106 | Stock | 100 | $4,000 | thousands by filing date | call |
| XYLEM INC COM | 98419M100 | Stock | 100 | $4,000 | thousands by filing date | call |
| COMMVAULT SYS INC COM | 204166102 | Stock | 100 | $4,000 | thousands by filing date | put |
| MIMEDX GROUP INC | 602496101 | COM | 500 | $4,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 88 | $4,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 100 | $4,000 | thousands by filing date | call |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 1,100 | $4,000 | thousands by filing date | call |
| PHH CORP | 693320202 | COM NEW | 300 | $4,000 | thousands by filing date | call |
| QLOGIC CORP | 747277101 | COM | 300 | $4,000 | thousands by filing date | put |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 800 | $4,000 | thousands by filing date | put |
| NEURALSTEM INC | 64127R302 | COM | 15,023 | $4,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 21,376 | $4,000 | thousands by filing date | |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 18,533 | $4,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 320 | $4,000 | thousands by filing date | call |
| FUNCTIONX INC NEW COM NEW | 36077T108 | Stock | 15,218 | $4,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 15,211 | $4,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 100 | $3,000 | thousands by filing date | put |
| RAYONIER INC COM | 754907103 | REIT | 100 | $3,000 | thousands by filing date | put |
| BRINKS CO | 109696104 | COM | 100 | $3,000 | thousands by filing date | call |
| AIR LEASE CORP | 00912X302 | CL A | 100 | $3,000 | thousands by filing date | put |
| SPX FLOW INC COM | 78469X107 | Stock | 100 | $3,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 300 | $3,000 | thousands by filing date | call |
| E M C CORP MASS | 268648102 | COM | 100 | $3,000 | thousands by filing date | put |
| BLUE NILE INC | 09578R103 | COM | 100 | $3,000 | thousands by filing date | put |
| BLUE NILE INC | 09578R103 | COM | 100 | $3,000 | thousands by filing date | call |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 22,121 | $3,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 200 | $3,000 | thousands by filing date | put |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 10,635 | $3,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 300 | $3,000 | thousands by filing date | put |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 200 | $2,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 100 | $2,000 | thousands by filing date | call |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 100 | $2,000 | thousands by filing date | put |
| LIQUIDITY SVCS INC | 53635B107 | COM | 200 | $2,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,200 | $2,000 | thousands by filing date | call |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 127,932 | $2,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 700 | $2,000 | thousands by filing date | put |
| PRIMERO MNG CORP | 74164W106 | COM | 1,000 | $2,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 200 | $1,000 | thousands by filing date | call |
| CNH INDL N V SHS | N20944109 | Stock | 100 | $1,000 | thousands by filing date | put |
| MIMEDX GROUP INC | 602496101 | COM | 100 | $1,000 | thousands by filing date | call |
| CHEGG INC | 163092109 | COM | 100 | $1,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 100 | $1,000 | thousands by filing date | call |
| MRC GLOBAL INC | 55345K103 | COM | 100 | $1,000 | thousands by filing date | put |
| GANNETT SPINCO INC | 36473H104 | COM | 50 | $1,000 | thousands by filing date | call |
| KINDRED HEALTHCARE INC | 494580103 | COM | 100 | $1,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 200 | $1,000 | thousands by filing date | put |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 500 | $1,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 700 | $1,000 | thousands by filing date | call |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 350 | $1,000 | thousands by filing date | call |
| PHH CORP | 693320202 | COM NEW | 100 | $1,000 | thousands by filing date | put |
| QUANTUM CORP | 747906204 | COM DSSG | 1,300 | $1,000 | thousands by filing date | put |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 200 | $1,000 | thousands by filing date | call |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | call |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | call |
| CITIGROUP INC | 172967226 | WARRANT | 17,840 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 206,128 | $1,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 300 | $1,000 | thousands by filing date | call |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 112 | $1,000 | thousands by filing date | put |
| MEI PHARMA INC | 55279B202 | COM NEW | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-16-001721 | this filing | 2016-08-15 | acceptance time not in the bulk data set |