13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 7,057 holding rows worth $304,143,323,000.
- Accession
- 0000769993-16-001620
- Filer
- CIK 886982
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 11,285 entries on the cover page, a total value of $304,143,323,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $304,143,323,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 12,623 | $229,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 2,100 | $229,000 | thousands by filing date | put |
| METHANEX CORP COM | 59151K108 | Stock | 7,100 | $228,000 | thousands by filing date | call |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 3,600 | $228,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 8,460 | $228,000 | thousands by filing date | call |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,700 | $228,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 13,600 | $227,000 | thousands by filing date | put |
| BLUE NILE INC | 09578R103 | COM | 8,837 | $227,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 697,144 | $227,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 25,097 | $227,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 10,500 | $226,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 5,900 | $226,000 | thousands by filing date | put |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 284,720 | $225,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 20,292 | $225,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 24,631 | $225,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 12,235 | $225,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 8,414 | $224,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 5,500 | $224,000 | thousands by filing date | call |
| E M C CORP MASS | 268648102 | COM | 8,400 | $224,000 | thousands by filing date | put |
| BON-TON STORES INC | 09776J101 | COM | 98,561 | $224,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 34,950 | $224,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 5,241 | $223,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 8,194 | $223,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 42,695 | $223,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 13,856 | $222,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 12,660 | $222,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 83,255 | $221,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 5,253 | $220,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 4,000 | $220,000 | thousands by filing date | call |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 214,000 | $220,000 | thousands by filing date | principal |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 3,600 | $219,000 | thousands by filing date | call |
| SPARK ENERGY INC | 846511103 | CL A COM | 12,193 | $219,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 13,684 | $219,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 87,543 | $219,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 4,600 | $218,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,700 | $218,000 | thousands by filing date | put |
| KBR INC COM | 48242W106 | Stock | 14,100 | $218,000 | thousands by filing date | put |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 4,327 | $218,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 6,534 | $217,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 19,000 | $217,000 | thousands by filing date | call |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 11,138 | $217,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 3,788 | $217,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 15,284 | $217,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 13,173 | $217,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 10,184 | $216,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,800 | $216,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 8,161 | $216,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 5,500 | $216,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 5,900 | $215,000 | thousands by filing date | put |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 15,896 | $215,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 8,952 | $215,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 13,426 | $215,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 3,788 | $214,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 7,926 | $214,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 13,865 | $214,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 20,906 | $214,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 17,500 | $214,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 34,900 | $213,000 | thousands by filing date | put |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 4,300 | $213,000 | thousands by filing date | put |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 5,771 | $212,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 3,718 | $212,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 7,006 | $212,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 13,448 | $212,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 21,920 | $212,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 2,300 | $212,000 | thousands by filing date | call |
| NEUSTAR INC | 64126X201 | CL A | 8,600 | $212,000 | thousands by filing date | put |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 15,639 | $212,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 5,098 | $211,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 6,908 | $211,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 8,100 | $211,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 132,400 | $211,000 | thousands by filing date | put |
| OIL DRI CORP AMER COM | 677864100 | Stock | 6,229 | $210,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 19,382 | $210,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 19,421 | $210,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 432,822 | $210,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 96,028 | $210,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,200 | $209,000 | thousands by filing date | call |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 5,300 | $209,000 | thousands by filing date | call |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 7,270 | $209,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,000 | $208,000 | thousands by filing date | call |
| OWENS CORNING NEW | 690742101 | COM | 4,400 | $208,000 | thousands by filing date | call |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 4,900 | $208,000 | thousands by filing date | call |
| IRON MTN INC DEL COM | 46284V101 | REIT | 6,100 | $207,000 | thousands by filing date | call |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 8,300 | $207,000 | thousands by filing date | put |
| NASDAQ INC COM | 631103108 | Stock | 3,100 | $206,000 | thousands by filing date | call |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 21,912 | $206,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 49,483 | $206,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 13,600 | $206,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 54,601 | $205,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 11,668 | $205,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 7,294 | $205,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 16,800 | $205,000 | thousands by filing date | put |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 65,380 | $205,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 32,108 | $205,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 16,804 | $204,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,300 | $204,000 | thousands by filing date | put |
| TIPTREE INC | 88822Q103 | COM | 35,723 | $204,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 23,000 | $204,000 | thousands by filing date | call |
| READING INTL INC | 755408101 | CL A | 17,025 | $204,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 11,100 | $204,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 45,245 | $204,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,900 | $203,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 4,900 | $203,000 | thousands by filing date | call |
| STARZ | 85571Q102 | COM SER A | 7,700 | $203,000 | thousands by filing date | put |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,100 | $203,000 | thousands by filing date | call |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 4,300 | $203,000 | thousands by filing date | call |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 10,874 | $203,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 19,272 | $202,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 5,000 | $202,000 | thousands by filing date | call |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,400 | $202,000 | thousands by filing date | put |
| POOL CORP COM | 73278L105 | Stock | 2,300 | $202,000 | thousands by filing date | put |
| CHART INDS INC | 16115Q308 | COM | 9,300 | $202,000 | thousands by filing date | call |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 17,012 | $202,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 27,284 | $202,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 11,400 | $202,000 | thousands by filing date | put |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 20,400 | $202,000 | thousands by filing date | put |
| XL GROUP PLC | G98290102 | SHS | 5,500 | $202,000 | thousands by filing date | put |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 8,210 | $202,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 7,571 | $201,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 31,000 | $201,000 | thousands by filing date | call |
| TILLYS INC | 886885102 | CL A | 29,990 | $201,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 9,400 | $201,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,126 | $200,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 16,600 | $200,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,656 | $200,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 4,300 | $200,000 | thousands by filing date | put |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 2,000 | $200,000 | thousands by filing date | put |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 9,700 | $200,000 | thousands by filing date | put |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 12,721 | $200,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 83,377 | $200,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 26,900 | $200,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 18,985 | $200,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 6,000 | $199,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 80,700 | $199,000 | thousands by filing date | call |
| BOINGO WIRELESS INC | 09739C102 | COM | 25,764 | $199,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 170,497 | $199,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 32,451 | $198,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 20,152 | $198,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 5,800 | $197,000 | thousands by filing date | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 10,224 | $197,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 7,400 | $197,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 59,937 | $197,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 2,200 | $197,000 | thousands by filing date | put |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAE9 | NOTE 0.500% 8/1 | 200,000 | $197,000 | thousands by filing date | principal |
| OSHKOSH CORP COM | 688239201 | Stock | 4,800 | $196,000 | thousands by filing date | put |
| SIMULATIONS PLUS INC | 829214105 | COM | 22,199 | $196,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 10,397 | $196,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 27,447 | $196,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 15,555 | $195,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 13,287 | $195,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 63,021 | $195,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 27,700 | $194,000 | thousands by filing date | put |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,300 | $194,000 | thousands by filing date | call |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 15,217 | $194,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 16,910 | $194,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 51,906 | $194,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 12,208 | $193,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 3,800 | $191,000 | thousands by filing date | call |
| XL GROUP PLC | G98290102 | SHS | 5,200 | $191,000 | thousands by filing date | call |
| GLOBAL SOURCES LTD | G39300101 | ORD | 23,631 | $191,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 21,313 | $189,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 3,200 | $189,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 16,100 | $189,000 | thousands by filing date | put |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 10,853 | $189,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 24,455 | $189,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 25,812 | $188,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,900 | $188,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 10,500 | $188,000 | thousands by filing date | put |
| CROWN HLDGS INC COM | 228368106 | Stock | 3,800 | $188,000 | thousands by filing date | call |
| AGILYSYS INC | 00847J105 | COM | 18,446 | $188,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 8,923 | $188,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 53,857 | $188,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 3,000 | $187,000 | thousands by filing date | put |
| POPEYES LA KITCHEN INC | 732872106 | COM | 3,600 | $187,000 | thousands by filing date | put |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 159,000 | $187,000 | thousands by filing date | principal |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 47,284 | $186,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 39,399 | $186,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 20,986 | $186,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 13,100 | $185,000 | thousands by filing date | put |
| LEMAITRE VASCULAR INC | 525558201 | COM | 11,913 | $185,000 | thousands by filing date | |
| YY INC | 98426TAB2 | NOTE 2.250 4/0 | 191,000 | $185,000 | thousands by filing date | principal |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 6,500 | $184,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,700 | $184,000 | thousands by filing date | call |
| IAC INTERACTIVECORP | 44919P508 | COM | 3,900 | $184,000 | thousands by filing date | call |
| EPIZYME INC | 29428V104 | COM | 15,209 | $184,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 32,000 | $184,000 | thousands by filing date | call |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 19,109 | $183,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 80,038 | $183,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 12,914 | $183,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 5,900 | $182,000 | thousands by filing date | call |
| WOODWARD INC COM | 980745103 | Stock | 3,500 | $182,000 | thousands by filing date | put |
| CODEXIS INC | 192005106 | COM | 58,399 | $182,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 11,405 | $182,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,000 | $181,000 | thousands by filing date | put |
| LADDER CAP CORP CL A | 505743104 | REIT | 14,515 | $181,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 58,195 | $181,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 13,591 | $181,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 6,700 | $181,000 | thousands by filing date | put |
| WI-LAN INC | 928972108 | COM | 79,099 | $181,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 58,873 | $181,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 23,560 | $181,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 13,564 | $180,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 13,500 | $179,000 | thousands by filing date | call |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 36,911 | $179,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 23,900 | $179,000 | thousands by filing date | call |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 53,807 | $179,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 40,682 | $179,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 31,940 | $178,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 57,548 | $178,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 56,894 | $178,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 24,211 | $178,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 37,765 | $177,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 3,700 | $176,000 | thousands by filing date | put |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 6,900 | $176,000 | thousands by filing date | call |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,500 | $176,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 10,079 | $176,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 21,786 | $176,000 | thousands by filing date | |
| C B PHARMA ACQUISITION CORP | G2029P100 | UNIT 12/17/2021 | 17,300 | $176,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 2,100 | $175,000 | thousands by filing date | put |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 7,000 | $175,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 69,986 | $175,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 6,600 | $175,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 40,500 | $175,000 | thousands by filing date | call |
| SKULLCANDY INC | 83083J104 | COM | 49,193 | $175,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 32,508 | $174,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 900 | $174,000 | thousands by filing date | put |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 33,275 | $174,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 3,100 | $173,000 | thousands by filing date | put |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 57,373 | $173,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 55,410 | $173,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 20,306 | $173,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 5,795 | $173,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 224,000 | $173,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25490K547 | Cmn | 30,300 | $173,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 4,900 | $172,000 | thousands by filing date | call |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 22,207 | $172,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 94,827 | $172,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 31,822 | $171,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 10,696 | $171,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 4,800 | $170,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 3,200 | $170,000 | thousands by filing date | put |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 3,900 | $170,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 81,900 | $170,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 28,075 | $170,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 19,517 | $170,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 12,161 | $169,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 18,072 | $169,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 10,700 | $169,000 | thousands by filing date | call |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 33,558 | $169,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 16,852 | $169,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 53,658 | $169,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 13,461 | $169,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 37,420 | $169,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 10,190 | $169,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 11,181 | $169,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 133,000 | $168,000 | thousands by filing date | principal |
| ATYR PHARMA INC | 002120103 | COM | 42,753 | $168,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 170,000 | $168,000 | thousands by filing date | principal |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 31,172 | $167,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 40,900 | $167,000 | thousands by filing date | put |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,000 | $166,000 | thousands by filing date | put |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 3,400 | $166,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 5,000 | $166,000 | thousands by filing date | put |
| CHEMOCENTRYX INC | 16383L106 | COM | 66,714 | $166,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 16,800 | $166,000 | thousands by filing date | call |
| BEMIS INC | 081437105 | COM | 3,200 | $166,000 | thousands by filing date | put |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 25,687 | $166,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 11,556 | $166,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 15,000 | $166,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 2,400 | $165,000 | thousands by filing date | put |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 10,244 | $165,000 | thousands by filing date | |
| TCP International Holdings Ltd | H84689100 | COMMON | 135,348 | $165,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 11,589 | $164,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 10,100 | $163,000 | thousands by filing date | call |
| GRUBHUB INC | 400110102 | COM | 6,500 | $163,000 | thousands by filing date | put |
| DNOW INC | 67011P100 | COMMON STOCK | 9,200 | $163,000 | thousands by filing date | call |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 21,864 | $163,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 27,321 | $163,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 13,500 | $163,000 | thousands by filing date | put |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 4,184 | $162,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 10,100 | $162,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 10,900 | $162,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 23,000 | $162,000 | thousands by filing date | call |
| AXIALL CORP | 05463D100 | COM | 7,400 | $162,000 | thousands by filing date | put |
| CIFC CORP | 12547R105 | COM | 22,805 | $162,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 21,036 | $162,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 10,450 | $162,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 11,137 | $162,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 7,500 | $161,000 | thousands by filing date | put |
| EMCORE CORP | 290846203 | COM | 32,033 | $161,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 10,871 | $161,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 22,757 | $160,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 179,000 | $160,000 | thousands by filing date | principal |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 10,055 | $159,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 18,000 | $159,000 | thousands by filing date | put |
| CHIASMA INC | 16706W102 | COM | 17,407 | $159,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,100 | $158,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 19,546 | $158,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 440,802 | $158,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 152,000 | $158,000 | thousands by filing date | principal |
| STEEL EXCEL INC | 858122203 | COM | 16,286 | $158,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 9,400 | $157,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 10,008 | $156,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,300 | $155,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 3,900 | $155,000 | thousands by filing date | call |
| WORLD KINECT CORPORATION | 981475106 | COM | 3,200 | $155,000 | thousands by filing date | call |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 16,059 | $155,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 6,200 | $154,000 | thousands by filing date | put |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 5,400 | $154,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 4,100 | $154,000 | thousands by filing date | call |
| ST JUDE MED INC | 790849103 | COM | 2,800 | $154,000 | thousands by filing date | put |
| CASCADE BANCORP | 147154207 | COM | 26,975 | $154,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 2,200 | $153,000 | thousands by filing date | call |
| CIBER INC | 17163B102 | COM | 72,277 | $153,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,200 | $152,000 | thousands by filing date | put |
| GIGAMON INC | 37518B102 | COM | 4,900 | $152,000 | thousands by filing date | call |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 47,772 | $152,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 3,400 | $151,000 | thousands by filing date | put |
| HORMEL FOODS CORP COM | 440452100 | Stock | 3,500 | $151,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 4,800 | $151,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 10,509 | $151,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 11,049 | $151,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 10,331 | $151,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 25,586 | $151,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 18,700 | $151,000 | thousands by filing date | call |
| SUPERNUS PHARMACEUTICALS INC | 868459AB4 | NOTE 7.500% 5/0 | 50,000 | $151,000 | thousands by filing date | principal |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 76,043 | $150,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 80,000 | $150,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 17,332 | $149,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 55,000 | $149,000 | thousands by filing date | put |
| ASANKO GOLD INC | 04341Y105 | COM | 70,007 | $149,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 5,400 | $148,000 | thousands by filing date | put |
| DENTSPLY SIRONA INC | 24906P109 | COM | 2,400 | $148,000 | thousands by filing date | call |
| CARBONITE INC | 141337105 | COM | 18,590 | $148,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 32,300 | $148,000 | thousands by filing date | put |
| TIVO INC | 888706108 | COM | 15,600 | $148,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N108 | COM | 69,300 | $148,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 19,519 | $148,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 11,728 | $148,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,800 | $147,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 13,098 | $147,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 3,426 | $147,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 103,666 | $147,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 28,563 | $147,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 11,204 | $146,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 19,200 | $146,000 | thousands by filing date | call |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 129,000 | $146,000 | thousands by filing date | principal |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 12,100 | $146,000 | thousands by filing date | call |
| TREVENA INC | 89532E109 | COM | 17,680 | $146,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,600 | $145,000 | thousands by filing date | call |
| VISTA OUTDOOR INC | 928377100 | COM | 2,800 | $145,000 | thousands by filing date | put |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 11,831 | $145,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 5,000 | $145,000 | thousands by filing date | call |
| BIOTELEMETRY INC | 090672106 | COM | 12,381 | $145,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 1,500 | $145,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 95,000 | $145,000 | thousands by filing date | put |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 2,100 | $145,000 | thousands by filing date | put |
| BAZAARVOICE INC | 073271108 | COM | 46,057 | $145,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 74,140 | $145,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 18,060 | $144,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 10,878 | $144,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 14,265 | $144,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 39,373 | $144,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 10,552 | $144,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 19,900 | $143,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 4,200 | $142,000 | thousands by filing date | put |
| VERISIGN INC COM | 92343E102 | Stock | 1,600 | $142,000 | thousands by filing date | put |
| BARD C R INC | 067383109 | COM | 700 | $142,000 | thousands by filing date | put |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 19,903 | $142,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 4,000 | $141,000 | thousands by filing date | put |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 12,500 | $141,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 21,800 | $141,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 6,600 | $141,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 72,908 | $141,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,800 | $140,000 | thousands by filing date | call |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,500 | $140,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282E102 | COM | 8,300 | $140,000 | thousands by filing date | put |
| ZOES KITCHEN INC | 98979J109 | COM | 3,600 | $140,000 | thousands by filing date | call |
| CACI INTL INC CL A | 127190304 | Stock | 1,300 | $139,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 2,900 | $139,000 | thousands by filing date | put |
| INNODATA INC | 457642205 | COM NEW | 61,576 | $139,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 47,500 | $139,000 | thousands by filing date | put |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 11,173 | $139,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 2,800 | $139,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 200,000 | $139,000 | thousands by filing date | principal |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 26,130 | $138,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 30,296 | $138,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 3,400 | $138,000 | thousands by filing date | put |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 174,272 | $138,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 26,215 | $137,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 19,687 | $137,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 22,001 | $137,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 32,266 | $137,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 11,882 | $136,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 3,000 | $136,000 | thousands by filing date | put |
| KBR INC COM | 48242W106 | Stock | 8,800 | $136,000 | thousands by filing date | call |
| AON PLC | G0408V102 | SHS CL A | 1,300 | $136,000 | thousands by filing date | put |
| AON PLC | G0408V102 | SHS CL A | 1,300 | $136,000 | thousands by filing date | call |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 18,951 | $136,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 27,180 | $136,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 6,200 | $135,000 | thousands by filing date | put |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,500 | $135,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 12,855 | $135,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 19,800 | $135,000 | thousands by filing date | call |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 128,398 | $135,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 30,301 | $135,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,400 | $134,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 121,000 | $134,000 | thousands by filing date | principal |
| ATWOOD OCEANICS INC | 050095108 | COM | 14,600 | $134,000 | thousands by filing date | put |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 291,601 | $134,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 53,171 | $134,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 29,165 | $134,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 8,195 | $133,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 2,800 | $133,000 | thousands by filing date | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,500 | $133,000 | thousands by filing date | call |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 13,302 | $133,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 5,300 | $133,000 | thousands by filing date | put |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 127,000 | $133,000 | thousands by filing date | principal |
| HECLA MNG CO | 422704106 | COM | 47,500 | $132,000 | thousands by filing date | put |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 11,241 | $132,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 113,530 | $132,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 3,900 | $131,000 | thousands by filing date | call |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 5,100 | $131,000 | thousands by filing date | call |
| SHILOH INDUSTRIES INC | 824543102 | COM | 25,576 | $131,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 13,244 | $131,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 17,259 | $130,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 13,162 | $130,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 19,125 | $130,000 | thousands by filing date | |
| HERCULES OFFSHORE INC. | 427093307 | COM | 54,223 | $130,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 12,054 | $129,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 12,384 | $129,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 59,500 | $129,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 14,227 | $128,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 3,100 | $127,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,400 | $127,000 | thousands by filing date | put |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 3,100 | $127,000 | thousands by filing date | call |
| NATERA INC COM | 632307104 | Stock | 13,271 | $126,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 3,100 | $126,000 | thousands by filing date | call |
| IMPERVA INC | 45321L100 | COM | 2,500 | $126,000 | thousands by filing date | call |
| INVENSENSE INC | 46123D205 | COM | 15,000 | $126,000 | thousands by filing date | put |
| MOBILEIRON INC | 60739U204 | COM NEW | 27,837 | $126,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,100 | $125,000 | thousands by filing date | put |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 17,622 | $125,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 10,036 | $125,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 17,800 | $125,000 | thousands by filing date | put |
| HARRIS CORP INC | 413875105 | COM | 1,600 | $125,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 6,200 | $125,000 | thousands by filing date | call |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 11,900 | $125,000 | thousands by filing date | call |
| SPARTAN MTRS INC | 846819100 | COM | 31,689 | $125,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 10,599 | $125,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 19,029 | $125,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 13,063 | $125,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 16,555 | $125,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 8,800 | $124,000 | thousands by filing date | call |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 33,596 | $124,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,500 | $124,000 | thousands by filing date | put |
| BANCORP INC DEL | 05969A105 | COM | 21,629 | $124,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 16,573 | $124,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 11,344 | $124,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 6,000 | $123,000 | thousands by filing date | put |
| HIVE | 007786106 | Stock | 24,623 | $123,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 176,470 | $123,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 20,868 | $122,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 10,404 | $122,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 10,152 | $122,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 55,000 | $122,000 | thousands by filing date | put |
| AMPHENOL CORP NEW | 032095101 | COM | 2,100 | $121,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 373,852 | $121,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 161,197 | $121,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 45,631 | $121,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 208,012 | $121,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 2,400 | $120,000 | thousands by filing date | put |
| WOODWARD INC COM | 980745103 | Stock | 2,300 | $120,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 4,500 | $120,000 | thousands by filing date | put |
| SOTHEBYS | 835898107 | COM | 4,500 | $120,000 | thousands by filing date | call |
| DATALINK CORP | 237934104 | COMMON STOCK | 13,170 | $120,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 15,000 | $120,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 101,855 | $119,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 39,627 | $119,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 2,200 | $119,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 53,400 | $118,000 | thousands by filing date | put |
| CREDICORP LTD | G2519Y108 | COM | 900 | $118,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 17,871 | $118,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 3,800 | $118,000 | thousands by filing date | put |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 5,600 | $117,000 | thousands by filing date | put |
| SELECTIVE INS GROUP INC | 816300107 | COM | 3,200 | $117,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 57,292 | $117,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 10,075 | $117,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 9,500 | $117,000 | thousands by filing date | call |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 25,841 | $117,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 13,100 | $117,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 47,300 | $117,000 | thousands by filing date | put |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 8,950 | $117,000 | thousands by filing date | put |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 29,308 | $116,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 6,900 | $116,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 2,225 | $116,000 | thousands by filing date | put |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 41,408 | $116,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 12,840 | $116,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 6,600 | $116,000 | thousands by filing date | call |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 7,500 | $116,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-16-001620 | this filing | 2016-05-13 | acceptance time not in the bulk data set |