13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 7,057 holding rows worth $304,143,323,000.
- Accession
- 0000769993-16-001620
- Filer
- CIK 886982
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 11,285 entries on the cover page, a total value of $304,143,323,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $304,143,323,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KEMET CORP | 488360207 | COM NEW | 22,146 | $43,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 2,800 | $43,000 | thousands by filing date | call |
| CYTRX CORP | 232828509 | COM PAR $.001 | 16,034 | $43,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 18,153 | $42,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 3,000 | $42,000 | thousands by filing date | call |
| JAMBA INC | 47023A309 | COM NEW | 3,400 | $42,000 | thousands by filing date | call |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 15,024 | $42,000 | thousands by filing date | |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 69,429 | $42,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 1,100 | $41,000 | thousands by filing date | put |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 34,448 | $41,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 4,200 | $41,000 | thousands by filing date | put |
| DSW INC-CLASS A | 23334L102 | CL A | 1,500 | $41,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 1,100 | $41,000 | thousands by filing date | call |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 1,600 | $41,000 | thousands by filing date | put |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 14,247 | $41,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 106,036 | $41,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 11,992 | $41,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 5,100 | $41,000 | thousands by filing date | put |
| TEREX CORP NEW COM | 880779103 | Stock | 1,600 | $40,000 | thousands by filing date | put |
| SABRE CORP COM | 78573M104 | Stock | 1,400 | $40,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 2,200 | $40,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 4,760 | $40,000 | thousands by filing date | put |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 2,800 | $40,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 349,781 | $40,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 11,390 | $40,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 800 | $39,000 | thousands by filing date | put |
| COMMVAULT SYS INC COM | 204166102 | Stock | 900 | $39,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 22,100 | $39,000 | thousands by filing date | call |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 21,754 | $39,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 12,893 | $39,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 1,200 | $39,000 | thousands by filing date | put |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 15,000 | $39,000 | thousands by filing date | principal |
| CAREER EDUCATION CORP | 141665109 | COM | 8,500 | $39,000 | thousands by filing date | call |
| HHGREGG INC | 42833L108 | COM | 18,422 | $39,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 138,629 | $39,000 | thousands by filing date | |
| SUNE 2.75 1/21 | 86732YAD1 | Bond 30/360P2 U | 1,000,000 | $39,000 | thousands by filing date | principal |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 10,298 | $39,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 13,665 | $39,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 18,970 | $38,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 2,400 | $38,000 | thousands by filing date | put |
| OUTFRONT MEDIA INC | 69007J106 | COM | 1,787 | $38,000 | thousands by filing date | call |
| INTERXION HOLDING N.V | N47279109 | SHS | 1,100 | $38,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 37,991 | $38,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 24,195 | $38,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 6,900 | $38,000 | thousands by filing date | put |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 51,433 | $38,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 15,141 | $38,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 16,303 | $38,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 2,300 | $37,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 1,399 | $37,000 | thousands by filing date | call |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 2,700 | $37,000 | thousands by filing date | call |
| RETROPHIN INC | 761299106 | COM | 2,700 | $37,000 | thousands by filing date | call |
| TYCO INTL PLC | G91442106 | SHS | 1,000 | $37,000 | thousands by filing date | put |
| RUBICON PROJ INC | 78112V102 | COM | 2,000 | $37,000 | thousands by filing date | call |
| GENTEX CORP COM | 371901109 | Stock | 2,300 | $36,000 | thousands by filing date | call |
| TOPBUILD COR COM | 89055F103 | Stock | 1,221 | $36,000 | thousands by filing date | put |
| STEALTHGAS INC | Y81669106 | COM | 10,101 | $36,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 1,400 | $36,000 | thousands by filing date | put |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 17,877 | $36,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 20,592 | $36,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 14,692 | $36,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 20,000 | $36,000 | thousands by filing date | principal |
| ENTEROMEDICS INC | 29365M307 | COM PAR 0.01 | 37,690 | $36,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,250 | $35,000 | thousands by filing date | put |
| WELLTOWER INC COM | 95040Q104 | REIT | 500 | $35,000 | thousands by filing date | put |
| COMMVAULT SYS INC COM | 204166102 | Stock | 800 | $35,000 | thousands by filing date | call |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 300 | $35,000 | thousands by filing date | put |
| FARO TECHNOLOGIES INC | 311642102 | COM | 1,100 | $35,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 1,325 | $35,000 | thousands by filing date | put |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 1,720 | $35,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 600 | $35,000 | thousands by filing date | put |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 24,832 | $35,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 207,657 | $35,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 28,031 | $35,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 12,502 | $35,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 13,548 | $35,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 1,900 | $34,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,200 | $34,000 | thousands by filing date | call |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 2,600 | $34,000 | thousands by filing date | call |
| ISHARES | 46434V548 | EXCHANGE TRADED | 2,200 | $34,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 40,540 | $34,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 11,872 | $34,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 2,200 | $34,000 | thousands by filing date | put |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 2,800 | $34,000 | thousands by filing date | call |
| MOSYS INC COM | 619718109 | COM | 51,589 | $34,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 32,392 | $34,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 10,056 | $34,000 | thousands by filing date | |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 15,878 | $34,000 | thousands by filing date | |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 24,598 | $34,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 5,200 | $33,000 | thousands by filing date | call |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 400 | $33,000 | thousands by filing date | call |
| UR-ENERGY INC | 91688R108 | COM | 65,345 | $33,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 17,409 | $33,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 11,600 | $33,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,000 | $33,000 | thousands by filing date | put |
| INTERSIL CORP | 46069S109 | CL A | 2,500 | $33,000 | thousands by filing date | put |
| LOMBARD MED INC | G55598109 | COM | 31,618 | $33,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 63,260 | $33,000 | thousands by filing date | |
| MOL GLOBAL INC | 60845Q105 | Depository Receipt | 49,063 | $33,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 300 | $32,000 | thousands by filing date | put |
| SUNRUN INC | 86771W105 | COM | 4,885 | $32,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 1,500 | $32,000 | thousands by filing date | put |
| VERTEX ENERGY INC | 92534K107 | COM | 16,376 | $32,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 32,758 | $32,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 13,094 | $32,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 600 | $31,000 | thousands by filing date | call |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 5,900 | $31,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 12,129 | $31,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 13,672 | $31,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 2,500 | $31,000 | thousands by filing date | put |
| Female Health Company | 314462102 | COM | 16,664 | $31,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 34,111 | $31,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 30,000 | $31,000 | thousands by filing date | principal |
| TOPBUILD COR COM | 89055F103 | Stock | 1,000 | $30,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 500 | $30,000 | thousands by filing date | put |
| CNO FINL GROUP INC | 12621E103 | COM | 1,700 | $30,000 | thousands by filing date | put |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 19,000 | $30,000 | thousands by filing date | principal |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 43,531 | $30,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 22,278 | $30,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 6,200 | $30,000 | thousands by filing date | call |
| NEWS CORP NEW | 65249B208 | CL B | 2,200 | $29,000 | thousands by filing date | put |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 12,470 | $29,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 18,058 | $29,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 700 | $29,000 | thousands by filing date | call |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 28,762 | $29,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 700 | $29,000 | thousands by filing date | put |
| TRUETT-HURST INC THST | 897871109 | COMMON | 17,602 | $29,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 35,549 | $29,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 28,449 | $29,000 | thousands by filing date | call |
| COVISINT CORP | 22357R103 | COM | 14,286 | $29,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 28,000 | $29,000 | thousands by filing date | principal |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 11,400 | $29,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 2,400 | $28,000 | thousands by filing date | put |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 700 | $28,000 | thousands by filing date | call |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1,164 | $28,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 1,000 | $28,000 | thousands by filing date | put |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 1,100 | $28,000 | thousands by filing date | put |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 1,100 | $28,000 | thousands by filing date | call |
| STORE CAP CORP | 862121100 | COM | 1,100 | $28,000 | thousands by filing date | call |
| MINDBODY INC | 60255W105 | COM CL A | 2,100 | $28,000 | thousands by filing date | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 2,100 | $28,000 | thousands by filing date | call |
| SPX FLOW INC COM | 78469X107 | Stock | 1,100 | $28,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 10,700 | $28,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 52,730 | $28,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 22,364 | $28,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 129,330 | $28,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 16,054 | $28,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 32,187 | $28,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 11,346 | $28,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 52,242 | $28,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 21,728 | $28,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 23,957 | $28,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 800 | $27,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 13,000 | $27,000 | thousands by filing date | put |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 700 | $27,000 | thousands by filing date | put |
| CRANE CO | 224399105 | COM | 500 | $27,000 | thousands by filing date | call |
| BIG LOTS INC | 089302103 | COM | 600 | $27,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 2,300 | $27,000 | thousands by filing date | call |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 300 | $27,000 | thousands by filing date | call |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 1,200 | $27,000 | thousands by filing date | call |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 113,570 | $27,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 900 | $27,000 | thousands by filing date | put |
| COSI INC | 22122P200 | COM | 32,059 | $27,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 4,800 | $27,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 3,400 | $26,000 | thousands by filing date | put |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 10,529 | $26,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 27,111 | $26,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 3,160 | $26,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 3,600 | $26,000 | thousands by filing date | put |
| ITT CORP | 450911201 | COM | 700 | $26,000 | thousands by filing date | put |
| BANRO CORP | 066800103 | COM | 100,463 | $26,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 27,032 | $26,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 14,760 | $26,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 18,237 | $26,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 2,900 | $26,000 | thousands by filing date | put |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 1,300 | $26,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 43,000 | $26,000 | thousands by filing date | principal |
| NOVA LIFESTYLE INC | 66979P102 | COM | 21,830 | $26,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 14,697 | $26,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 400 | $25,000 | thousands by filing date | put |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 200 | $25,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 22,300 | $25,000 | thousands by filing date | call |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 800 | $25,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 7,600 | $25,000 | thousands by filing date | call |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 600 | $25,000 | thousands by filing date | put |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 900 | $25,000 | thousands by filing date | put |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 72,662 | $25,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 12,670 | $25,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 19,608 | $25,000 | thousands by filing date | |
| Saexploration Holdings Inc. | 78636X105 | COM | 36,942 | $25,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 5,600 | $25,000 | thousands by filing date | call |
| JAGUAR ANIMAL HEALTH INC | 47008L106 | COM | 15,671 | $25,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 500 | $24,000 | thousands by filing date | put |
| AMDOCS LTD | G02602103 | SHS | 400 | $24,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 700 | $24,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 12,400 | $24,000 | thousands by filing date | put |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 16,525 | $24,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 2,100 | $24,000 | thousands by filing date | put |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 700 | $24,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696109 | COM | 13,871 | $24,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 960 | $24,000 | thousands by filing date | call |
| RADIAN GROUP INC | 750236AK7 | BOND | 20,000 | $24,000 | thousands by filing date | principal |
| NTN BUZZTIME INC | 629410309 | COM | 160,809 | $24,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,200 | $24,000 | thousands by filing date | put |
| VRINGO INC | 92911N302 | Cmn | 14,693 | $24,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 900 | $23,000 | thousands by filing date | put |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,000 | $23,000 | thousands by filing date | call |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 200 | $23,000 | thousands by filing date | call |
| CDK GLOBAL INC | 12508E101 | COM | 500 | $23,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 16,281 | $23,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 1,600 | $23,000 | thousands by filing date | put |
| REALPAGE INC | 75606N109 | COM | 1,100 | $23,000 | thousands by filing date | put |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 14,172 | $23,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 19,542 | $23,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 30,239 | $23,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 300 | $22,000 | thousands by filing date | put |
| DSW INC-CLASS A | 23334L102 | CL A | 800 | $22,000 | thousands by filing date | call |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 10,244 | $22,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 1,100 | $22,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 14,000 | $22,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 1,800 | $22,000 | thousands by filing date | call |
| ACTUANT CORP | 00508X203 | CL A NEW | 900 | $22,000 | thousands by filing date | put |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 38,555 | $22,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 26,688 | $22,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 55,984 | $22,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 26,000 | $22,000 | thousands by filing date | principal |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 13,336 | $22,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 21,487 | $22,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142100 | COM | 15,722 | $22,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 500 | $21,000 | thousands by filing date | put |
| FAIR ISAAC CORP COM | 303250104 | Stock | 200 | $21,000 | thousands by filing date | call |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 1,176 | $21,000 | thousands by filing date | put |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 1,500 | $21,000 | thousands by filing date | put |
| MRC GLOBAL INC | 55345K103 | COM | 1,600 | $21,000 | thousands by filing date | put |
| DEVRY INC DEL | 251893103 | COM | 1,200 | $21,000 | thousands by filing date | put |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 60,781 | $21,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 34,182 | $21,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 19,068 | $21,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 18,666 | $21,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A107 | COM | 22,342 | $21,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 1,700 | $21,000 | thousands by filing date | put |
| GEVO INC COM PAR | 374396208 | Stock | 77,982 | $21,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 100 | $20,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 3,500 | $20,000 | thousands by filing date | call |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 1,127 | $20,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 26,000 | $20,000 | thousands by filing date | principal |
| INUVO INC | 46122W204 | COM NEW | 11,467 | $20,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 900 | $20,000 | thousands by filing date | put |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 29,616 | $20,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 2,000 | $20,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 22,908 | $20,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 17,294 | $20,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 51,000 | $20,000 | thousands by filing date | principal |
| NET ELEMENT INTL INC | 64111R102 | CMN | 62,398 | $20,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 3,600 | $20,000 | thousands by filing date | call |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 300 | $19,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 600 | $19,000 | thousands by filing date | put |
| POLYCOM | 73172K104 | COMMON STOCK | 1,700 | $19,000 | thousands by filing date | put |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 9,600 | $19,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 12,200 | $19,000 | thousands by filing date | put |
| PROPHASE LABS INC | 74345W108 | COM | 13,537 | $19,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 700 | $19,000 | thousands by filing date | call |
| EXETER RES CORP | 301835104 | COM | 33,745 | $19,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 600 | $19,000 | thousands by filing date | put |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 1,900 | $19,000 | thousands by filing date | put |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 10,415 | $19,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 2,900 | $19,000 | thousands by filing date | put |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 2,200 | $19,000 | thousands by filing date | put |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 26,920 | $19,000 | thousands by filing date | |
| SPHERIX INC | 84842R403 | COM PAR NEW | 10,538 | $19,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 400 | $18,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 32,772 | $18,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 1,400 | $18,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 2,400 | $18,000 | thousands by filing date | call |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 1,100 | $18,000 | thousands by filing date | put |
| ARRIS INTL INC SHS | G0551A103 | SHS | 800 | $18,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,000 | $18,000 | thousands by filing date | put |
| KLX INC | 482539103 | COM | 550 | $18,000 | thousands by filing date | call |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 88,686 | $18,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 3,300 | $18,000 | thousands by filing date | call |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 600 | $18,000 | thousands by filing date | call |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 29,740 | $18,000 | thousands by filing date | |
| NXT ID INC COM | 67091J107 | Stock | 31,092 | $18,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 42,905 | $18,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605116 | Cmn | 21,191 | $18,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 500 | $17,000 | thousands by filing date | call |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 1,200 | $17,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 300 | $17,000 | thousands by filing date | put |
| CROWN CASTLE INC COM | 22822V101 | REIT | 200 | $17,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 400 | $17,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 6,300 | $17,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 2,248 | $17,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 1,600 | $17,000 | thousands by filing date | call |
| REALPAGE INC | 75606N109 | COM | 800 | $17,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 17,900 | $17,000 | thousands by filing date | put |
| UQM TECHNOLOGIES INC | 903213106 | COM | 29,548 | $17,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 14,600 | $17,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 16,204 | $17,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 19,000 | $17,000 | thousands by filing date | principal |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 1,100 | $16,000 | thousands by filing date | call |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 300 | $16,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 2,900 | $16,000 | thousands by filing date | call |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 11,105 | $16,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 1,100 | $16,000 | thousands by filing date | put |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 1,100 | $16,000 | thousands by filing date | put |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 48,703 | $16,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 111,992 | $16,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 17,308 | $16,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 200 | $15,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 200 | $15,000 | thousands by filing date | call |
| VUZIX CORP | 92921W300 | COM NEW | 2,900 | $15,000 | thousands by filing date | call |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 11,891 | $15,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 11,221 | $15,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 1,100 | $15,000 | thousands by filing date | call |
| VANGUARD | 92205F106 | Domestic Common | 10,100 | $15,000 | thousands by filing date | call |
| RUCKUS WIRELESS INC | 781220108 | COM | 1,500 | $15,000 | thousands by filing date | put |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 19,164 | $15,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 44,853 | $15,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 13,341 | $15,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 25,301 | $15,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 21,096 | $15,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E108 | COM | 73,796 | $15,000 | thousands by filing date | |
| MACROCURE LTD | M67872107 | SHS | 16,926 | $15,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 100 | $14,000 | thousands by filing date | put |
| LOGITECH INTL S A SHS | H50430232 | Stock | 900 | $14,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,500 | $14,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 200 | $14,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 2,400 | $14,000 | thousands by filing date | put |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 1,200 | $14,000 | thousands by filing date | call |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 1,800 | $14,000 | thousands by filing date | call |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,300 | $14,000 | thousands by filing date | put |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 3,100 | $14,000 | thousands by filing date | put |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 28,947 | $14,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 2,400 | $14,000 | thousands by filing date | put |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 58,123 | $14,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 30,370 | $14,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 10,707 | $14,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 77,409 | $14,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 20,496 | $14,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 39,567 | $14,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 5,700 | $14,000 | thousands by filing date | call |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 11,792 | $14,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 100 | $13,000 | thousands by filing date | call |
| COMFORT SYS USA INC COM | 199908104 | Stock | 400 | $13,000 | thousands by filing date | call |
| CREDICORP LTD | G2519Y108 | COM | 100 | $13,000 | thousands by filing date | put |
| UNILEVER N V | 904784709 | N Y SHS NEW | 300 | $13,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 6,500 | $13,000 | thousands by filing date | call |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 400 | $13,000 | thousands by filing date | put |
| ACXIOM CORP | 005125109 | COMMON STOCK | 600 | $13,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 2,400 | $13,000 | thousands by filing date | put |
| GREAT PANTHER MINING | 39115V101 | COM | 13,320 | $13,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 1,600 | $13,000 | thousands by filing date | put |
| CENVEO INC | 15670S105 | COM | 29,502 | $13,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 3,700 | $13,000 | thousands by filing date | put |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 10,297 | $13,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 4,900 | $13,000 | thousands by filing date | put |
| Onconova Therapeutics | 68232V108 | Common | 22,557 | $13,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 41,826 | $13,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 11,000 | $13,000 | thousands by filing date | principal |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1,500 | $12,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 3,100 | $12,000 | thousands by filing date | put |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 1,100 | $12,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 1,000 | $12,000 | thousands by filing date | put |
| NOODLES & CO | 65540B105 | COM CL A | 1,000 | $12,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 2,200 | $12,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 2,000 | $12,000 | thousands by filing date | call |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 300 | $12,000 | thousands by filing date | call |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 13,000 | $12,000 | thousands by filing date | principal |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 30,000 | $12,000 | thousands by filing date | principal |
| ONE HORIZON GROUP INC | 68235H205 | COM NEW | 14,616 | $12,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 300 | $11,000 | thousands by filing date | call |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 200 | $11,000 | thousands by filing date | put |
| KEARNY FINL CORP MD | 48716P108 | COM | 900 | $11,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,000 | $11,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 3,600 | $11,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 300 | $11,000 | thousands by filing date | put |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 13,700 | $11,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 11,470 | $11,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 1,200 | $11,000 | thousands by filing date | put |
| PENN WEST PETE LTD NEW | 707887105 | COM | 11,800 | $11,000 | thousands by filing date | call |
| TOWERSTREAM CORP | 892000100 | COM | 93,440 | $11,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 32,814 | $11,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 51,249 | $11,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 2,200 | $11,000 | thousands by filing date | put |
| Intercloud Systems, Inc | 458488202 | com | 11,366 | $11,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 12,000 | $11,000 | thousands by filing date | principal |
| TURTLE BEACH CORP COM | 900450107 | Stock | 10,077 | $11,000 | thousands by filing date | |
| TIVO INC | 888706AF5 | NOTE 2.000%10/0 | 12,000 | $11,000 | thousands by filing date | principal |
| GLORI ENERGY INC | 379606106 | Cmn | 56,842 | $11,000 | thousands by filing date | |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 17,162 | $11,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 200 | $10,000 | thousands by filing date | put |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 200 | $10,000 | thousands by filing date | call |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 300 | $10,000 | thousands by filing date | put |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,300 | $10,000 | thousands by filing date | put |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 10,107 | $10,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 54,166 | $10,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 6,600 | $10,000 | thousands by filing date | call |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 30,474 | $10,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 700 | $10,000 | thousands by filing date | put |
| QIWI PLC | 74735M108 | SPON ADR REP B | 700 | $10,000 | thousands by filing date | call |
| ULTRA PETROLEUM CORP | 903914109 | COM | 19,600 | $10,000 | thousands by filing date | put |
| HEALTHWAYS INC | 422245100 | COM | 1,000 | $10,000 | thousands by filing date | put |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 1,200 | $10,000 | thousands by filing date | call |
| SNYDERS LANCE INC | 833551104 | COM | 308 | $10,000 | thousands by filing date | call |
| VANGUARD | 92205F106 | Domestic Common | 6,600 | $10,000 | thousands by filing date | put |
| NEURALSTEM INC | 64127R302 | COM | 13,771 | $10,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 17,447 | $10,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 19,322 | $10,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 12,880 | $10,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 12,932 | $10,000 | thousands by filing date | |
| ARMCO METALS HLDGS XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/20 | 042182204 | COM | 29,399 | $10,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 46,930 | $10,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 1,900 | $10,000 | thousands by filing date | put |
| VERISIGN INC COM | 92343E102 | Stock | 100 | $9,000 | thousands by filing date | call |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 400 | $9,000 | thousands by filing date | call |
| CINTAS CORP COM | 172908105 | Stock | 100 | $9,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 1,400 | $9,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 600 | $9,000 | thousands by filing date | call |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 16,158 | $9,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 900 | $9,000 | thousands by filing date | put |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 14,765 | $9,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 24,631 | $9,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 42,152 | $9,000 | thousands by filing date | |
| NEPHROGENEX INC | 640667101 | Cmn | 18,736 | $9,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 300 | $8,000 | thousands by filing date | call |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 200 | $8,000 | thousands by filing date | put |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 200 | $8,000 | thousands by filing date | call |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 600 | $8,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 6,300 | $8,000 | thousands by filing date | put |
| WIDEPOINT CORP COMMON | 967590100 | COM | 13,960 | $8,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 500 | $8,000 | thousands by filing date | put |
| MINES MGMT INC | 603432105 | COM | 15,878 | $8,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 1,300 | $8,000 | thousands by filing date | call |
| RENESOLA LTD | 75971T103 | SPONS ADS | 5,400 | $8,000 | thousands by filing date | call |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 28,813 | $8,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 46,398 | $8,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 15,998 | $8,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 7,697 | $8,000 | thousands by filing date | put |
| REAL GOODS SOLAR INC | 75601N203 | Cmn | 10,677 | $8,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 1,000 | $7,000 | thousands by filing date | put |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 600 | $7,000 | thousands by filing date | call |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 100 | $7,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 200 | $7,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 600 | $7,000 | thousands by filing date | put |
| PJT PARTNERS INC | 69343T107 | COM CL A | 296 | $7,000 | thousands by filing date | call |
| CHEGG INC | 163092109 | COM | 1,500 | $7,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 2,400 | $7,000 | thousands by filing date | put |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 4,800 | $7,000 | thousands by filing date | put |
| PRIMERO MNG CORP | 74164W106 | COM | 3,600 | $7,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 4,800 | $7,000 | thousands by filing date | call |
| RUCKUS WIRELESS INC | 781220108 | COM | 700 | $7,000 | thousands by filing date | call |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 55,900 | $7,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 21,107 | $7,000 | thousands by filing date | |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 13,085 | $7,000 | thousands by filing date | |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 14,462 | $7,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 800 | $7,000 | thousands by filing date | put |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 288 | $7,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 100 | $6,000 | thousands by filing date | put |
| WP CAREY INC COM | 92936U109 | REIT | 100 | $6,000 | thousands by filing date | call |
| BURLINGTON STORES INC COM | 122017106 | Stock | 100 | $6,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 3,400 | $6,000 | thousands by filing date | put |
| STIFEL FINL CORP | 860630102 | COM | 200 | $6,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1,100 | $6,000 | thousands by filing date | put |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 4,200 | $6,000 | thousands by filing date | call |
| AVON PRODS INC | 054303102 | COM | 1,200 | $6,000 | thousands by filing date | call |
| BON-TON STORES INC | 09776J101 | COM | 2,600 | $6,000 | thousands by filing date | put |
| NUTRI SYS INC NEW | 67069D108 | COM | 300 | $6,000 | thousands by filing date | put |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 21,203 | $6,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 1,100 | $6,000 | thousands by filing date | call |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 1,300 | $6,000 | thousands by filing date | put |
| LILIS ENERGY INC | 532403102 | Cmn | 34,584 | $6,000 | thousands by filing date | |
| SIGNAL GENETICS INC | 826640104 | Cmn | 12,076 | $6,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 100 | $5,000 | thousands by filing date | put |
| RAYONIER INC COM | 754907103 | REIT | 200 | $5,000 | thousands by filing date | put |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 200 | $5,000 | thousands by filing date | put |
| WESTLAKE CORPORATION | 960413102 | COM | 100 | $5,000 | thousands by filing date | call |
| BIG LOTS INC | 089302103 | COM | 100 | $5,000 | thousands by filing date | put |
| CABELAS INC | 126804301 | COM | 100 | $5,000 | thousands by filing date | call |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 23,500 | $5,000 | thousands by filing date | call |
| BEMIS INC | 081437105 | COM | 100 | $5,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 200 | $5,000 | thousands by filing date | put |
| SEQUENOM INC COM NEW | 817337405 | COM | 3,800 | $5,000 | thousands by filing date | call |
| LPATH INC-CLASS A | 548910306 | CMN | 25,051 | $5,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 300 | $5,000 | thousands by filing date | call |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 4,300 | $5,000 | thousands by filing date | put |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 1,700 | $5,000 | thousands by filing date | call |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 8,700 | $5,000 | thousands by filing date | call |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 19,616 | $5,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X105 | Cmn | 17,893 | $5,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 2,500 | $4,000 | thousands by filing date | call |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 150 | $4,000 | thousands by filing date | call |
| XYLEM INC COM | 98419M100 | Stock | 100 | $4,000 | thousands by filing date | call |
| UGI CORP NEW COM | 902681105 | Stock | 100 | $4,000 | thousands by filing date | call |
| RAPID7 INC COM | 753422104 | Stock | 300 | $4,000 | thousands by filing date | call |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 100 | $4,000 | thousands by filing date | put |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 300 | $4,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 3,600 | $4,000 | thousands by filing date | put |
| AVON PRODS INC | 054303102 | COM | 800 | $4,000 | thousands by filing date | put |
| PHH CORP | 693320202 | COM NEW | 300 | $4,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 128,317 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-16-001620 | this filing | 2016-05-13 | acceptance time not in the bulk data set |