13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 7,057 holding rows worth $304,143,323,000.
- Accession
- 0000769993-16-001620
- Filer
- CIK 886982
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 11,285 entries on the cover page, a total value of $304,143,323,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $304,143,323,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 13,000 | $635,000 | thousands by filing date | call |
| PANERA BREAD CO | 69840W108 | CL A | 3,100 | $635,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 95,701 | $635,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 500,000 | $635,000 | thousands by filing date | principal |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4,400 | $634,000 | thousands by filing date | call |
| PERFICIENT INC | 71375U101 | COM | 29,181 | $634,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 79,806 | $634,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 75,700 | $634,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 1,000,000 | $633,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X210 | MSCI CHINA ETF | 29,150 | $633,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 21,400 | $632,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 107,300 | $632,000 | thousands by filing date | put |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 8,400 | $630,000 | thousands by filing date | call |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 60,990 | $630,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 5,500 | $629,000 | thousands by filing date | put |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 36,323 | $629,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 29,670 | $628,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 55,900 | $628,000 | thousands by filing date | call |
| Analog Devices,Inc. | 032654105 | COM | 10,600 | $627,000 | thousands by filing date | put |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 17,715 | $627,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 63,165 | $627,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 73,824 | $627,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 274,400 | $626,000 | thousands by filing date | call |
| CERNER CORP | 156782104 | COM | 11,800 | $625,000 | thousands by filing date | call |
| LA QUINTA HLDGS INC | 50420D108 | COM | 50,000 | $625,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 350,261 | $624,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 60,500 | $624,000 | thousands by filing date | put |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 143,988 | $622,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 16,544 | $621,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 20,200 | $621,000 | thousands by filing date | call |
| First Foundation Inc | 32026V104 | Common Stock | 27,620 | $620,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 189,045 | $620,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 30,300 | $619,000 | thousands by filing date | call |
| ARTIVION INC | 228903100 | COM | 57,500 | $618,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 10,900 | $618,000 | thousands by filing date | put |
| O-I GLASS, INC. | 690768403 | COM | 38,700 | $618,000 | thousands by filing date | put |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 14,235 | $617,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 48,189 | $617,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 37,612 | $616,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 46,000 | $616,000 | thousands by filing date | call |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 107,451 | $615,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 25,476 | $615,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 21,800 | $614,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 31,800 | $613,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 17,000 | $613,000 | thousands by filing date | put |
| CALPINE CORP | 131347304 | COM | 40,400 | $613,000 | thousands by filing date | put |
| IXYS CORP | 46600W106 | COMMON STOCK | 54,518 | $612,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 71,024 | $612,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 9,500 | $611,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 63,483 | $611,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 7,584 | $611,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 19,933 | $610,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 22,500 | $610,000 | thousands by filing date | call |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 15,500 | $610,000 | thousands by filing date | call |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 12,300 | $608,000 | thousands by filing date | call |
| PATRICK INDS INC | 703343103 | COM | 13,364 | $607,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 117,292 | $607,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 6,518 | $606,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 16,657 | $606,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 4,800 | $605,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 207,183 | $605,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 62,108 | $604,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 49,700 | $604,000 | thousands by filing date | put |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 49,700 | $604,000 | thousands by filing date | call |
| LHC GROUP | 50187A107 | COM | 16,914 | $602,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 150,000 | $600,000 | thousands by filing date | put |
| BAKER HUGHES INC | 057224107 | COM | 13,700 | $600,000 | thousands by filing date | call |
| OSI SYSTEMS INC | 671044105 | COM | 9,143 | $599,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 19,000 | $599,000 | thousands by filing date | put |
| WIX COM LTD SHS | M98068105 | Stock | 29,497 | $598,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 95,268 | $598,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 31,100 | $597,000 | thousands by filing date | put |
| Vanguard Growth | 922908736 | COM | 5,600 | $596,000 | thousands by filing date | call |
| AGREE RLTY CORP COM | 008492100 | REIT | 15,483 | $596,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 11,574 | $596,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 72,292 | $596,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 5,639 | $595,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 70,400 | $595,000 | thousands by filing date | put |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 20,000 | $595,000 | thousands by filing date | call |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 12,896 | $594,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 44,155 | $593,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 39,413 | $592,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 78,726 | $592,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 53,500 | $591,000 | thousands by filing date | call |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 49,290 | $591,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 49,400 | $590,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 18,900 | $588,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 44,100 | $588,000 | thousands by filing date | put |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 14,577 | $587,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 15,400 | $587,000 | thousands by filing date | call |
| CENTENE CORP DEL COM | 15135B101 | Stock | 9,500 | $585,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 148,500 | $585,000 | thousands by filing date | put |
| MAIN STR CAP CORP | 56035L104 | COM | 18,676 | $585,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 38,712 | $585,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 115,900 | $584,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 36,700 | $584,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 7,862 | $584,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 18,309 | $583,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 68,287 | $580,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 26,500 | $579,000 | thousands by filing date | call |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 18,756 | $579,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 101,770 | $578,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 58,100 | $578,000 | thousands by filing date | put |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 12,833 | $578,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 56,000 | $577,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 80,100 | $577,000 | thousands by filing date | call |
| BARRACUDA NETWORKS INC | 068323104 | COM | 37,465 | $577,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 42,743 | $576,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 42,303 | $574,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 17,999 | $573,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 37,400 | $573,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 37,400 | $573,000 | thousands by filing date | call |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 246,825 | $573,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 5,700 | $572,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 24,300 | $572,000 | thousands by filing date | call |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 35,048 | $572,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 56,611 | $572,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 35,900 | $571,000 | thousands by filing date | call |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 30,757 | $569,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 32,316 | $568,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 16,314 | $568,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 50,000 | $568,000 | thousands by filing date | call |
| COHU INC | 192576106 | COM | 47,766 | $567,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 9,200 | $567,000 | thousands by filing date | call |
| FIRST BUSEY CORP | 319383204 | COM NEW | 27,694 | $567,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 9,000 | $567,000 | thousands by filing date | put |
| ADVISORSHARES TR | 00768Y826 | MEIDELL TCT AD | 20,483 | $566,000 | thousands by filing date | |
| ISHARES TR EUR CUR HDG ETF | 46435G698 | CEF | 22,900 | $565,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 74,848 | $564,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 63,167 | $563,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y165 | DAILY 500 2X ETF | 16,771 | $563,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 38,200 | $563,000 | thousands by filing date | call |
| CARRIZO OIL & GAS INC | 144577103 | COM | 18,100 | $560,000 | thousands by filing date | put |
| OWENS CORNING NEW | 690742101 | COM | 11,800 | $558,000 | thousands by filing date | put |
| SMUCKER J M CO | 832696405 | COM NEW | 4,300 | $558,000 | thousands by filing date | call |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 30,199 | $558,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 27,600 | $558,000 | thousands by filing date | call |
| ORBITAL ATK INC | 68557N103 | COM | 6,400 | $556,000 | thousands by filing date | put |
| RUBICON PROJ INC | 78112V102 | COM | 30,400 | $556,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 35,696 | $555,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 58,100 | $554,000 | thousands by filing date | put |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 62,128 | $553,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 58,645 | $552,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 237,992 | $552,000 | thousands by filing date | put |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 75,600 | $550,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 21,400 | $550,000 | thousands by filing date | put |
| CAESARSTONE LTD | M20598104 | ORD SHS | 16,000 | $550,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 34,200 | $549,000 | thousands by filing date | call |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 12,513 | $548,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 33,600 | $548,000 | thousands by filing date | put |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 18,233 | $548,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 169,185 | $548,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 576,590 | $548,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 43,000 | $546,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 16,036 | $546,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 23,394 | $546,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 53,875 | $546,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 91,736 | $545,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 37,112 | $545,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 612,000 | $545,000 | thousands by filing date | principal |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 17,700 | $544,000 | thousands by filing date | put |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 21,300 | $544,000 | thousands by filing date | call |
| ELLIE MAE INC | 28849P100 | COM | 6,000 | $544,000 | thousands by filing date | call |
| SCIQUEST INC NEW | 80908T101 | COM | 39,256 | $544,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 27,800 | $543,000 | thousands by filing date | call |
| HARMONIC INC | 413160102 | COM | 165,770 | $543,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 11,500 | $542,000 | thousands by filing date | call |
| FQF TR | 351680707 | QUANT NEUT ANT | 24,540 | $542,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 14,500 | $541,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 14,500 | $541,000 | thousands by filing date | call |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 18,559 | $541,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 274,843 | $541,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 31,156 | $541,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 104,600 | $540,000 | thousands by filing date | put |
| GULF IS FABRICATION INC | 402307102 | COM | 68,850 | $540,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 52,378 | $539,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 16,660 | $537,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 15,889 | $535,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X186 | EURO STOXX 50 | 16,560 | $535,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 38,970 | $533,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 24,700 | $532,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 30,118 | $532,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 45,622 | $532,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 6,700 | $531,000 | thousands by filing date | put |
| SAP SE SPON ADR | 803054204 | ADR | 6,600 | $531,000 | thousands by filing date | call |
| CUBIC CORP | 229669106 | COM | 13,283 | $531,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 19,288 | $531,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 21,235 | $531,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 17,200 | $530,000 | thousands by filing date | put |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 5,600 | $529,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 601,000 | $529,000 | thousands by filing date | principal |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 23,779 | $528,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 19,000 | $526,000 | thousands by filing date | put |
| PACKAGING CORP AMER COM | 695156109 | Stock | 8,700 | $525,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 90,000 | $525,000 | thousands by filing date | put |
| APOLLO INVT CORP | 03761U106 | COM | 94,263 | $523,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 11,195 | $523,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 27,800 | $522,000 | thousands by filing date | put |
| NEUSTAR INC | 64126X201 | CL A | 21,200 | $522,000 | thousands by filing date | call |
| CULP INC | 230215105 | CMN | 19,857 | $521,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 34,962 | $520,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 8,600 | $519,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 26,944 | $519,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 200,231 | $519,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 10,275 | $518,000 | thousands by filing date | put |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 529,000 | $517,000 | thousands by filing date | principal |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 19,000 | $515,000 | thousands by filing date | put |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 74,384 | $515,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 59,800 | $514,000 | thousands by filing date | put |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 10,337 | $514,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 31,724 | $514,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 7,600 | $513,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 11,100 | $513,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 58,800 | $513,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 7,700 | $511,000 | thousands by filing date | put |
| TELIGENT INC NEW | 87960W104 | COM | 104,355 | $511,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 36,653 | $510,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 149,211 | $510,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 20,000 | $510,000 | thousands by filing date | put |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 36,511 | $510,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 239,860 | $508,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 14,461 | $508,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 23,847 | $507,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 21,989 | $507,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 109,193 | $506,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 38,400 | $506,000 | thousands by filing date | call |
| OPUS BK IRVINE CALIF | 684000102 | COM | 14,892 | $506,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 50,000 | $506,000 | thousands by filing date | put |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 50,000 | $506,000 | thousands by filing date | call |
| STERICYCLE INC | 858912108 | COM | 4,000 | $505,000 | thousands by filing date | call |
| NEW YORK REIT INC | 64976L109 | COM | 50,000 | $505,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 14,000 | $504,000 | thousands by filing date | put |
| WEIS MKTS INC COM | 948849104 | Stock | 11,180 | $504,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 4,300 | $504,000 | thousands by filing date | call |
| INGERSOLL-RAND PLC | G47791101 | SHS | 8,100 | $502,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 28,298 | $502,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 26,000 | $501,000 | thousands by filing date | call |
| GLOBANT S A | L44385109 | COM | 16,237 | $501,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 27,900 | $501,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 72,900 | $500,000 | thousands by filing date | call |
| THE ADT CORPORATION | 00101J106 | COM | 12,100 | $499,000 | thousands by filing date | put |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 59,689 | $499,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 125,815 | $498,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4,389 | $497,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 486,000 | $496,000 | thousands by filing date | principal |
| YADKIN FINANCIAL CORP | 984305102 | COM | 20,936 | $496,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 4,758 | $495,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 14,000 | $494,000 | thousands by filing date | call |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 4,395 | $494,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 15,000 | $492,000 | thousands by filing date | call |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 15,496 | $491,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 23,300 | $491,000 | thousands by filing date | put |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 34,710 | $490,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 13,078 | $490,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 13,288 | $490,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 5,515 | $489,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 8,000 | $489,000 | thousands by filing date | call |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 60,541 | $488,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 15,900 | $487,000 | thousands by filing date | put |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 38,720 | $487,000 | thousands by filing date | |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 19,723 | $487,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 14,298 | $486,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 36,881 | $486,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 11,377 | $485,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 10,000 | $485,000 | thousands by filing date | call |
| INTRALINKS HLDGS INC | 46118H104 | COM | 61,530 | $485,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 6,100 | $484,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 18,800 | $484,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 75,600 | $484,000 | thousands by filing date | put |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 26,870 | $484,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 17,300 | $483,000 | thousands by filing date | call |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 7,741 | $482,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 10,200 | $481,000 | thousands by filing date | put |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 14,000 | $481,000 | thousands by filing date | call |
| Seadrill Partners, LLC | Y7545W109 | LTD | 138,139 | $481,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 19,400 | $481,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 44,188 | $479,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 5,600 | $479,000 | thousands by filing date | call |
| Intuit Inc. | 461202103 | COM | 4,600 | $478,000 | thousands by filing date | call |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 51,700 | $478,000 | thousands by filing date | put |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 14,506 | $477,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 11,900 | $476,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 94,459 | $476,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,000 | $475,000 | thousands by filing date | call |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 36,149 | $475,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 34,500 | $474,000 | thousands by filing date | put |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 50,000 | $474,000 | thousands by filing date | put |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 50,000 | $474,000 | thousands by filing date | call |
| EDISON INTL COM | 281020107 | Stock | 6,600 | $474,000 | thousands by filing date | put |
| O-I GLASS, INC. | 690768403 | COM | 29,700 | $474,000 | thousands by filing date | call |
| VANTIV INC | 92210H105 | CL A | 8,800 | $474,000 | thousands by filing date | call |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 20,427 | $474,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 34,723 | $474,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 15,400 | $473,000 | thousands by filing date | put |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 58,979 | $473,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 47,489 | $472,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 64,900 | $472,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 17,800 | $470,000 | thousands by filing date | put |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 88,726 | $470,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 5,100 | $470,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 45,400 | $470,000 | thousands by filing date | call |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 50,900 | $470,000 | thousands by filing date | call |
| FNFV GROUP | 31620R402 | COM | 43,376 | $470,000 | thousands by filing date | |
| PROSHARES TR | 74348A368 | ULTRASHORT INDL | 13,194 | $470,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 46,439 | $469,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 25,200 | $469,000 | thousands by filing date | put |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 3,500 | $468,000 | thousands by filing date | call |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 23,097 | $468,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 25,500 | $467,000 | thousands by filing date | call |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 28,095 | $467,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 12,100 | $467,000 | thousands by filing date | put |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 8,400 | $466,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 122,846 | $466,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 45,000 | $466,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 332,957 | $466,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 23,449 | $465,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 19,245 | $465,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 16,811 | $465,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 6,900 | $464,000 | thousands by filing date | call |
| COCA COLA CONS INC | 191098102 | COM | 2,905 | $464,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 4,733 | $464,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 605,828 | $464,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 169,919 | $464,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 17,584 | $463,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 16,600 | $462,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 111,910 | $462,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 17,906 | $461,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 4,600 | $461,000 | thousands by filing date | call |
| MODEL N INC | 607525102 | COM | 42,767 | $461,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 11,000 | $460,000 | thousands by filing date | call |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 29,537 | $460,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 5,500 | $459,000 | thousands by filing date | call |
| METHANEX CORP COM | 59151K108 | Stock | 14,300 | $459,000 | thousands by filing date | put |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 16,200 | $458,000 | thousands by filing date | call |
| TRIMAS CORP | 896215209 | COM NEW | 26,153 | $458,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 29,048 | $458,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 49,800 | $458,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 30,884 | $458,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 65,363 | $458,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 2,400 | $456,000 | thousands by filing date | call |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 731,909 | $456,000 | thousands by filing date | |
| GOLDMAN SACHS BK USA NY | 38143AYS8 | CNV | 462,000 | $455,000 | thousands by filing date | principal |
| CHATHAM LODGING TR | 16208T102 | COM | 21,134 | $453,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 14,234 | $453,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 462,000 | $453,000 | thousands by filing date | principal |
| Biglari Holdings | 08986r101 | COM | 1,218 | $453,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 30,593 | $453,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 9,100 | $452,000 | thousands by filing date | put |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 37,630 | $452,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 36,238 | $452,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 109,100 | $451,000 | thousands by filing date | put |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5,400 | $450,000 | thousands by filing date | put |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 39,991 | $450,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 20,055 | $449,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 18,000 | $448,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 10,100 | $448,000 | thousands by filing date | put |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 12,300 | $448,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 226,625 | $447,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 161,491 | $446,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 4,130 | $444,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 74,988 | $444,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 31,500 | $444,000 | thousands by filing date | call |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 9,903 | $443,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 15,716 | $443,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 26,945 | $442,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 3,700 | $441,000 | thousands by filing date | put |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 17,372 | $441,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 60,541 | $440,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 61,186 | $440,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 50,200 | $439,000 | thousands by filing date | put |
| MIMEDX GROUP INC | 602496101 | COM | 50,200 | $439,000 | thousands by filing date | call |
| CIGNA CORPORATION | 125509109 | COM | 3,200 | $439,000 | thousands by filing date | call |
| INVENSENSE INC | 46123D205 | COM | 52,300 | $439,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 39,840 | $438,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 24,801 | $438,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 22,904 | $438,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 22,100 | $437,000 | thousands by filing date | call |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 6,100 | $436,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264109 | COM | 55,131 | $436,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 6,300 | $436,000 | thousands by filing date | call |
| OTTER TAIL CORP | 689648103 | COM | 14,677 | $435,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 26,923 | $435,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,900 | $435,000 | thousands by filing date | call |
| MEETME INC | 585141104 | COM | 153,012 | $435,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 13,992 | $434,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 283,739 | $434,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 13,300 | $433,000 | thousands by filing date | put |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 3,800 | $432,000 | thousands by filing date | call |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 94,000 | $432,000 | thousands by filing date | put |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 94,000 | $432,000 | thousands by filing date | call |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 8,838 | $432,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 39,586 | $432,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 50,523 | $432,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 17,804 | $431,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 9,700 | $431,000 | thousands by filing date | put |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 33,501 | $431,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 146,170 | $431,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 23,000 | $430,000 | thousands by filing date | put |
| Stryker Corporation | 863667101 | COM | 4,000 | $429,000 | thousands by filing date | put |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 22,100 | $429,000 | thousands by filing date | call |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 4,710 | $429,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 158,801 | $429,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 130,000 | $429,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 38,100 | $428,000 | thousands by filing date | put |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 4,572 | $427,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 43,121 | $427,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 11,459 | $427,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 10,034 | $425,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 24,800 | $425,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 10,400 | $425,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 14,200 | $425,000 | thousands by filing date | put |
| GRUBHUB INC | 400110102 | COM | 16,900 | $425,000 | thousands by filing date | call |
| HARTE-HANKS INC | 416196103 | COM | 167,847 | $425,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 11,394 | $424,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 5,400 | $424,000 | thousands by filing date | put |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 16,338 | $424,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 22,134 | $423,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 20,420 | $422,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 31,239 | $422,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 14,600 | $421,000 | thousands by filing date | call |
| MITEK SYS INC | 606710200 | COM NEW | 64,389 | $421,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 32,186 | $421,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 5,225 | $420,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 903,391 | $420,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 29,861 | $420,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 34,200 | $419,000 | thousands by filing date | call |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 11,500 | $419,000 | thousands by filing date | put |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 16,900 | $419,000 | thousands by filing date | put |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 25,100 | $419,000 | thousands by filing date | put |
| TERADYNE INC COM | 880770102 | Stock | 19,300 | $417,000 | thousands by filing date | call |
| JARDEN CORP | 471109AL2 | NOTE 1.500 6/1 | 272,000 | $417,000 | thousands by filing date | principal |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 12,300 | $416,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 4,000 | $416,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 5,300 | $416,000 | thousands by filing date | call |
| ARISTA NETWORKS INC | 040413106 | COM | 6,600 | $416,000 | thousands by filing date | put |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 20,200 | $416,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 90,636 | $416,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 4,800 | $415,000 | thousands by filing date | put |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 15,267 | $415,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 22,420 | $415,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 25,716 | $415,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 4,400 | $414,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 68,442 | $414,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 10,097 | $414,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 6,800 | $413,000 | thousands by filing date | put |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 29,709 | $413,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 11,300 | $412,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 19,064 | $412,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 25,239 | $412,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 20,054 | $411,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 50,000 | $411,000 | thousands by filing date | call |
| ISHARES TR | 464288125 | 3YRTB ETF | 5,000 | $410,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 32,337 | $410,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 20,241 | $410,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 5,400 | $409,000 | thousands by filing date | call |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 47,000 | $409,000 | thousands by filing date | put |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 47,000 | $409,000 | thousands by filing date | call |
| TREDEGAR CORP | 894650100 | COM | 25,936 | $408,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 170,844 | $408,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 362,000 | $408,000 | thousands by filing date | principal |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 29,768 | $406,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 35,345 | $406,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 69,121 | $404,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 432,000 | $404,000 | thousands by filing date | principal |
| DAUCH CORP | 024061103 | COM | 26,200 | $403,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 8,400 | $403,000 | thousands by filing date | call |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 8,935 | $403,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 10,969 | $403,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 242,524 | $402,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 15,749 | $402,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 24,340 | $401,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 5,100 | $400,000 | thousands by filing date | put |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 19,100 | $400,000 | thousands by filing date | call |
| ENOVA INTL INC | 29357K103 | COM | 63,413 | $400,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 34,434 | $400,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 14,250 | $400,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 128,943 | $400,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 27,152 | $400,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 2,749 | $399,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 15,400 | $399,000 | thousands by filing date | put |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 87,100 | $399,000 | thousands by filing date | call |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 360,000 | $399,000 | thousands by filing date | principal |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 24,657 | $398,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 53,021 | $397,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 76,271 | $397,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 16,654 | $396,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 409,000 | $396,000 | thousands by filing date | principal |
| MAGNA INTL INC COM | 559222401 | Stock | 9,200 | $395,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 13,200 | $395,000 | thousands by filing date | call |
| INTEROIL CORP | 460951106 | COM | 12,400 | $395,000 | thousands by filing date | call |
| M B T FINANCIAL CORP | 578877102 | Stock | 49,114 | $395,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 20,509 | $394,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 17,712 | $394,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 18,400 | $393,000 | thousands by filing date | call |
| TANGOE INC/CT | 87582Y108 | COM | 49,866 | $393,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 23,519 | $393,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 20,094 | $392,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 48,457 | $392,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 62,563 | $391,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 5,500 | $391,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-16-001620 | this filing | 2016-05-13 | acceptance time not in the bulk data set |