13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 7,057 holding rows worth $304,143,323,000.
- Accession
- 0000769993-16-001620
- Filer
- CIK 886982
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 11,285 entries on the cover page, a total value of $304,143,323,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $304,143,323,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WEST MARINE INC | 954235107 | COM | 12,812 | $116,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 6,100 | $115,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 3,700 | $115,000 | thousands by filing date | put |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 25,575 | $115,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 13,306 | $115,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 6,627 | $115,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 129,000 | $115,000 | thousands by filing date | principal |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 25,650 | $115,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 4,500 | $114,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 3,700 | $114,000 | thousands by filing date | put |
| Community West Bancshares | 204157101 | Common Stock | 16,757 | $114,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 28,319 | $114,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 11,700 | $113,000 | thousands by filing date | put |
| MOMO INC | 60879B107 | ADR | 10,096 | $113,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 212,518 | $113,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 101,704 | $113,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 12,471 | $113,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 82,503 | $113,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 70,000 | $113,000 | thousands by filing date | principal |
| ECOLAB INC COM | 278865100 | Stock | 1,000 | $112,000 | thousands by filing date | put |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 18,400 | $112,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,400 | $112,000 | thousands by filing date | put |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 17,200 | $112,000 | thousands by filing date | call |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 11,639 | $111,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 30,868 | $111,000 | thousands by filing date | |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 49,218 | $111,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 51,512 | $111,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 1,700 | $110,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 4,300 | $110,000 | thousands by filing date | call |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 13,758 | $110,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 3,900 | $110,000 | thousands by filing date | put |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 70,000 | $110,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222104 | COM | 6,800 | $109,000 | thousands by filing date | put |
| IROBOT CORP | 462726100 | COM | 3,100 | $109,000 | thousands by filing date | put |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 14,330 | $109,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 22,460 | $109,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 61,167 | $109,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 30,841 | $109,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 19,486 | $109,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 14,772 | $108,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 4,300 | $108,000 | thousands by filing date | call |
| KEY TRONIC CORP | 493144109 | COM | 15,110 | $108,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 3,400 | $108,000 | thousands by filing date | put |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 1,300 | $108,000 | thousands by filing date | put |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 15,966 | $108,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 111,000 | $108,000 | thousands by filing date | principal |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 3,900 | $107,000 | thousands by filing date | call |
| TECHNIPFMC PLC | 30249U101 | COM | 3,900 | $107,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 94,479 | $107,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 1,400 | $107,000 | thousands by filing date | put |
| NASDAQ INC COM | 631103108 | Stock | 1,600 | $106,000 | thousands by filing date | put |
| MARIN SOFTWARE INC | 56804T106 | COM | 35,314 | $106,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 140,863 | $106,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 1,700 | $105,000 | thousands by filing date | put |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 18,700 | $105,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,000 | $104,000 | thousands by filing date | put |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 11,356 | $104,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 10,466 | $104,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 6,000 | $104,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 9,800 | $104,000 | thousands by filing date | put |
| NOVACOPPER INC | 66988K102 | COM | 271,334 | $103,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 13,266 | $103,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 27,900 | $102,000 | thousands by filing date | call |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 19,954 | $102,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 35,977 | $102,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 13,952 | $101,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 12,991 | $101,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 2,200 | $101,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 4,000 | $100,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 13,882 | $100,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 17,439 | $100,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 11,458 | $100,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 13,919 | $100,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 14,140 | $99,000 | thousands by filing date | call |
| RESMED INC COM | 761152107 | Stock | 1,700 | $98,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 2,900 | $98,000 | thousands by filing date | put |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 22,653 | $98,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 7,300 | $98,000 | thousands by filing date | call |
| LMI AEROSPACE INC | 502079106 | COM | 11,536 | $98,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 12,368 | $98,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 3,900 | $97,000 | thousands by filing date | put |
| SEMTECH CORP COM | 816850101 | Stock | 4,400 | $97,000 | thousands by filing date | put |
| POOL CORP COM | 73278L105 | Stock | 1,100 | $97,000 | thousands by filing date | call |
| OOMA INC | 683416101 | COM | 16,474 | $97,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 102,883 | $97,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 28,211 | $97,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 11,858 | $97,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 105,053 | $97,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 75,000 | $97,000 | thousands by filing date | principal |
| PG&E CORP COM | 69331C108 | Stock | 1,600 | $96,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 6,000 | $96,000 | thousands by filing date | call |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 10,747 | $96,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 13,000 | $96,000 | thousands by filing date | put |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 28,886 | $96,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 19,178 | $95,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 4,710 | $95,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 10,206 | $95,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 16,569 | $94,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 9,300 | $93,000 | thousands by filing date | put |
| FLOWSERVE CORP | 34354P105 | COM | 2,100 | $93,000 | thousands by filing date | call |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 16,907 | $93,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 116,359 | $93,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 10,600 | $93,000 | thousands by filing date | call |
| Tremor Video | 89484Q100 | Common Stock | 52,738 | $93,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 10,246 | $93,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 14,701 | $93,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 700 | $92,000 | thousands by filing date | put |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 19,585 | $92,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 11,239 | $92,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 29,575 | $92,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 1,200 | $92,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 9,300 | $91,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 9,800 | $91,000 | thousands by filing date | call |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 51,644 | $91,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 12,108 | $90,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 16,200 | $90,000 | thousands by filing date | call |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 20,585 | $90,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 58,049 | $90,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 15,600 | $90,000 | thousands by filing date | put |
| AMBER ROAD INC | 02318Y108 | COM | 16,710 | $90,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 24,694 | $90,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 4,100 | $89,000 | thousands by filing date | put |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 11,344 | $89,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 23,472 | $89,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 19,700 | $89,000 | thousands by filing date | put |
| CEMPRA INC | 15130J109 | COM | 5,100 | $89,000 | thousands by filing date | put |
| QLOGIC CORP | 747277101 | COM | 6,600 | $89,000 | thousands by filing date | put |
| BOB EVANS FARMS | 096761101 | COM | 1,900 | $89,000 | thousands by filing date | call |
| PARK STERLING CORP | 70086Y105 | COM | 13,296 | $89,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,100 | $88,000 | thousands by filing date | put |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 11,822 | $88,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,900 | $88,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 11,400 | $88,000 | thousands by filing date | put |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 29,248 | $88,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 110,900 | $88,000 | thousands by filing date | call |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 2,700 | $88,000 | thousands by filing date | put |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 91,265 | $88,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 21,690 | $88,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 24,941 | $88,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 12,206 | $87,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 19,209 | $87,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 14,087 | $87,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 1,300 | $87,000 | thousands by filing date | put |
| INTEVAC INC | 461148108 | COM | 19,396 | $87,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 25,097 | $87,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 10,000 | $87,000 | thousands by filing date | put |
| SEI INVTS CO COM | 784117103 | Stock | 2,000 | $86,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 32,253 | $86,000 | thousands by filing date | |
| VBI VACCINES INC CDA | 91790E102 | Stock | 36,440 | $86,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 20,667 | $86,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 1,700 | $85,000 | thousands by filing date | call |
| TECOGEN INC NEW | 87876P201 | COM NEW | 21,727 | $85,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 139,154 | $85,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 21,224 | $85,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 17,508 | $85,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 19,639 | $85,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 6,300 | $84,000 | thousands by filing date | put |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 10,484 | $84,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 169,600 | $84,000 | thousands by filing date | call |
| TECH DATA CORP | 878237106 | COM | 1,100 | $84,000 | thousands by filing date | put |
| VALHI INC NEW | 918905100 | COM | 70,882 | $84,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 27,873 | $84,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 3,500 | $83,000 | thousands by filing date | call |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 15,378 | $83,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 163,408 | $83,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 18,301 | $83,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 15,840 | $83,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 49,369 | $83,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 1,400 | $82,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366J200 | COM | 12,758 | $82,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 3,887 | $82,000 | thousands by filing date | put |
| TRI POINTE HOMES INC | 87265H109 | COM | 7,000 | $82,000 | thousands by filing date | put |
| AH BELO CORP | 001282102 | COMMON STOCK | 17,091 | $82,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 10,200 | $82,000 | thousands by filing date | put |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 18,000 | $82,000 | thousands by filing date | call |
| VERIFONE SYS INC | 92342Y109 | COM | 2,900 | $82,000 | thousands by filing date | call |
| WALTER INVT MGMT CORP | 93317W102 | COM | 10,732 | $82,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 15,747 | $82,000 | thousands by filing date | |
| VENAXIS INC | 92262A206 | COM NEW | 30,514 | $82,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,400 | $81,000 | thousands by filing date | call |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 5,000 | $81,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 3,100 | $81,000 | thousands by filing date | put |
| MADDEN STEVEN LTD | 556269108 | COM | 2,200 | $81,000 | thousands by filing date | call |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 38,094 | $81,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 20,600 | $81,000 | thousands by filing date | put |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 32,343 | $81,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 50,033 | $81,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 10,080 | $81,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 9,400 | $81,000 | thousands by filing date | call |
| DENTSPLY SIRONA INC | 24906P109 | COM | 1,300 | $80,000 | thousands by filing date | put |
| AIR LEASE CORP | 00912X302 | CL A | 2,500 | $80,000 | thousands by filing date | call |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 2,100 | $80,000 | thousands by filing date | put |
| TRONOX LTD | Q9235V101 | SHS CL A | 12,574 | $80,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 13,823 | $80,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 14,514 | $80,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 3,200 | $79,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 2,400 | $79,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 2,065 | $79,000 | thousands by filing date | call |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 2,300 | $79,000 | thousands by filing date | put |
| CARA THERAPEUTICS INC | 140755109 | COM | 12,657 | $79,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 6,300 | $78,000 | thousands by filing date | put |
| VISTA OUTDOOR INC | 928377100 | COM | 1,500 | $78,000 | thousands by filing date | call |
| VUZIX CORP | 92921W300 | COM NEW | 14,720 | $78,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,000 | $78,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 10,600 | $78,000 | thousands by filing date | call |
| CTC MEDIA INC | 12642X106 | COM | 39,788 | $78,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 8,200 | $77,000 | thousands by filing date | call |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 2,000 | $77,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 29,500 | $77,000 | thousands by filing date | put |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 10,000 | $77,000 | thousands by filing date | put |
| SYNERON MEDICAL LTD | M87245102 | ORD | 10,490 | $77,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 9,000 | $77,000 | thousands by filing date | call |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 11,863 | $77,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 12,664 | $77,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 7,600 | $76,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 20,800 | $76,000 | thousands by filing date | put |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 16,524 | $76,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 800 | $76,000 | thousands by filing date | put |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 39,537 | $76,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 20,483 | $76,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 17,022 | $76,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 21,386 | $76,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 50,465 | $76,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 8,200 | $76,000 | thousands by filing date | put |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 38,521 | $76,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 10,030 | $76,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 10,088 | $76,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 11,628 | $76,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 2,100 | $75,000 | thousands by filing date | put |
| COMPUGEN LTD | M25722105 | ORD | 13,447 | $75,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 166,660 | $75,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,400 | $74,000 | thousands by filing date | call |
| FARO TECHNOLOGIES INC | 311642102 | COM | 2,300 | $74,000 | thousands by filing date | put |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 17,493 | $74,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 10,182 | $74,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 117,201 | $74,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 162,696 | $74,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 3,700 | $74,000 | thousands by filing date | put |
| NEWS CORP NEW CL A | 65249B109 | Stock | 5,700 | $73,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 27,200 | $73,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 2,200 | $73,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 24,900 | $73,000 | thousands by filing date | call |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 6,200 | $73,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 65,386 | $73,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 54,342 | $73,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 41,222 | $73,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 52,999 | $73,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 8,424 | $73,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 26,498 | $73,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 10,407 | $72,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1,375 | $72,000 | thousands by filing date | call |
| TIDEWATER INC | 886423102 | COM | 10,600 | $72,000 | thousands by filing date | put |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 16,200 | $72,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 7,527 | $71,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 1,600 | $71,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 71,000 | $71,000 | thousands by filing date | principal |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 1,500 | $71,000 | thousands by filing date | put |
| NUTRI SYS INC NEW | 67069D108 | COM | 3,400 | $71,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 9,200 | $70,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 1,700 | $69,000 | thousands by filing date | put |
| CROWN CASTLE INC COM | 22822V101 | REIT | 800 | $69,000 | thousands by filing date | call |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 13,300 | $69,000 | thousands by filing date | put |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,900 | $69,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 5,500 | $69,000 | thousands by filing date | put |
| PARTY CITY HOLDCO INC | 702149105 | COM | 4,600 | $69,000 | thousands by filing date | put |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 4,500 | $69,000 | thousands by filing date | put |
| ONCOTHYREON INC | 682324108 | COM | 54,644 | $69,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 17,202 | $69,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 10,697 | $69,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,000 | $68,000 | thousands by filing date | put |
| TEGNA INC COM | 87901J105 | Stock | 2,900 | $68,000 | thousands by filing date | call |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 2,000 | $68,000 | thousands by filing date | call |
| CABELAS INC | 126804301 | COM | 1,400 | $68,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 8,817 | $68,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 41,166 | $68,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 37,228 | $68,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 3,400 | $68,000 | thousands by filing date | put |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 14,027 | $68,000 | thousands by filing date | |
| SUNEDISON INC | 86732YAH2 | Bond | 1,970,000 | $68,000 | thousands by filing date | principal |
| AEMETIS INC | 00770K202 | COM NEW | 32,938 | $67,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,400 | $67,000 | thousands by filing date | call |
| BADGER METER INC COM | 056525108 | Stock | 1,000 | $67,000 | thousands by filing date | put |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 2,000 | $67,000 | thousands by filing date | put |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 3,200 | $67,000 | thousands by filing date | call |
| QUESTAR CORP | 748356102 | COM | 2,700 | $67,000 | thousands by filing date | put |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 36,160 | $67,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 29,791 | $66,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 16,800 | $66,000 | thousands by filing date | call |
| INVENTURE FOODS INC | 461212102 | COM | 11,669 | $66,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 70,147 | $66,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 15,018 | $66,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 5,500 | $66,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 3,900 | $65,000 | thousands by filing date | call |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 400 | $65,000 | thousands by filing date | put |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 5,400 | $65,000 | thousands by filing date | put |
| PATTERSON COS INC | 703395103 | COM | 1,400 | $65,000 | thousands by filing date | call |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 10,995 | $65,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 12,170 | $65,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 1,000 | $65,000 | thousands by filing date | call |
| BAXALTA INC | 07177M103 | COM | 1,600 | $65,000 | thousands by filing date | call |
| DIGIRAD CORP | 253827109 | COM | 13,056 | $65,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 96,170 | $65,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 10,000 | $65,000 | thousands by filing date | put |
| TRIMBLE INC COM | 896239100 | Stock | 2,600 | $64,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 11,500 | $64,000 | thousands by filing date | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 12,400 | $64,000 | thousands by filing date | put |
| PERRIGO CO PLC SHS | G97822103 | Stock | 500 | $64,000 | thousands by filing date | put |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,000 | $64,000 | thousands by filing date | put |
| NIMBLE STORAGE INC | 65440R101 | COM | 8,200 | $64,000 | thousands by filing date | put |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 120,480 | $64,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 7,232 | $63,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 32,000 | $63,000 | thousands by filing date | call |
| MCCLATCHY CO | 579489105 | CL A | 60,118 | $63,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 65,884 | $63,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 400 | $62,000 | thousands by filing date | call |
| STORE CAP CORP | 862121100 | COM | 2,400 | $62,000 | thousands by filing date | put |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 1,600 | $62,000 | thousands by filing date | call |
| POPEYES LA KITCHEN INC | 732872106 | COM | 1,200 | $62,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 8,603 | $62,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 8,800 | $62,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 33,114 | $62,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 16,357 | $62,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 62,731 | $62,000 | thousands by filing date | |
| GENERAL EMPLOYMENT ENTERPRIS | 369730304 | Cmn | 14,450 | $62,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 1,100 | $61,000 | thousands by filing date | put |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 3,200 | $61,000 | thousands by filing date | put |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 21,118 | $61,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 1,596 | $61,000 | thousands by filing date | put |
| RENESOLA LTD | 75971T103 | SPONS ADS | 42,143 | $61,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 22,702 | $61,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 24,327 | $61,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 12,123 | $61,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 61,000 | $61,000 | thousands by filing date | principal |
| TALEN ENERGY CORP | 87422J105 | COM | 6,748 | $61,000 | thousands by filing date | call |
| DEMAND MEDIA INC | 24802N208 | Cmn | 12,205 | $61,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 15,126 | $60,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 10,800 | $60,000 | thousands by filing date | put |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 1,400 | $60,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232102 | COM | 1,800 | $60,000 | thousands by filing date | call |
| NOVOCURE LTD | G6674U108 | ORD SHS | 4,133 | $60,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 2,700 | $60,000 | thousands by filing date | put |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 16,589 | $60,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 16,468 | $60,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 3,041 | $60,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 900 | $59,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 2,200 | $59,000 | thousands by filing date | put |
| LANTHEUS HLDGS INC | 516544103 | COM | 31,233 | $59,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 15,852 | $59,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 11,505 | $59,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 26,722 | $59,000 | thousands by filing date | |
| INVENTERGY GLOBAL INC | 46123X409 | COM NEW ADDED | 29,520 | $59,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,000 | $58,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 26,100 | $58,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 4,800 | $58,000 | thousands by filing date | put |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 2,900 | $58,000 | thousands by filing date | call |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 33,999 | $58,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 7,000 | $58,000 | thousands by filing date | call |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 11,831 | $58,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 21,652 | $58,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 6,600 | $57,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 27,800 | $57,000 | thousands by filing date | call |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 2,600 | $57,000 | thousands by filing date | call |
| LEUCADIA NATL CORP | 527288104 | COM | 3,500 | $57,000 | thousands by filing date | call |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 43,097 | $57,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 3,300 | $57,000 | thousands by filing date | call |
| SEMGROUP CORP | 81663A105 | CL A | 2,500 | $56,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 37,900 | $56,000 | thousands by filing date | put |
| SEACHANGE INTL INC | 811699107 | COM | 10,107 | $56,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 36,371 | $56,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 1,800 | $56,000 | thousands by filing date | call |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 10,102 | $56,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 72,497 | $56,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 1,771 | $56,000 | thousands by filing date | put |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 6,600 | $56,000 | thousands by filing date | call |
| BEBE STORES INC | 075571109 | COM | 100,506 | $56,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 301,527 | $56,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 11,122 | $56,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 7,200 | $55,000 | thousands by filing date | call |
| GEO GROUP INC NEW | 36162J106 | COM | 1,600 | $55,000 | thousands by filing date | call |
| NETLIST INC | 64118P109 | COM | 40,346 | $55,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 15,196 | $55,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 40,440 | $55,000 | thousands by filing date | |
| GENCORP INC | 368682AN0 | SDCV | 30,000 | $55,000 | thousands by filing date | principal |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 57,044 | $55,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 24,314 | $55,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 2,400 | $54,000 | thousands by filing date | call |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 58,000 | $54,000 | thousands by filing date | principal |
| PHH CORP | 693320202 | COM NEW | 4,300 | $54,000 | thousands by filing date | call |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 4,500 | $54,000 | thousands by filing date | put |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 11,592 | $54,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 2,100 | $54,000 | thousands by filing date | call |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 593,867 | $54,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 20,628 | $54,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 16,152 | $54,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 33,814 | $54,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 57,080 | $54,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 26,266 | $54,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 14,414 | $54,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 1,100 | $53,000 | thousands by filing date | call |
| STARZ | 85571Q102 | COM SER A | 2,000 | $53,000 | thousands by filing date | call |
| Dawson Geophysical Co Ne | 239360100 | COM | 11,687 | $53,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 2,900 | $53,000 | thousands by filing date | call |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 138,674 | $53,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,600 | $53,000 | thousands by filing date | call |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 32,184 | $53,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 16,175 | $53,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 32,887 | $53,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 126,423 | $53,000 | thousands by filing date | |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 20,472 | $53,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 3,200 | $52,000 | thousands by filing date | put |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 12,781 | $52,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 2,200 | $52,000 | thousands by filing date | put |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 3,200 | $52,000 | thousands by filing date | call |
| SUNOPTA INC | 8676EP108 | COM | 11,723 | $52,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 4,200 | $52,000 | thousands by filing date | put |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 3,700 | $52,000 | thousands by filing date | put |
| RENTECH INC | 760112201 | COMMON STOCK | 23,548 | $52,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 800 | $52,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 7,700 | $52,000 | thousands by filing date | put |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 5,000 | $52,000 | thousands by filing date | put |
| FISERV INC | 337738108 | COM | 500 | $51,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 700 | $51,000 | thousands by filing date | call |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 3,200 | $51,000 | thousands by filing date | call |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 2,400 | $51,000 | thousands by filing date | put |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 1,900 | $51,000 | thousands by filing date | call |
| B/E AEROSPACE INC | 073302101 | COM | 1,100 | $51,000 | thousands by filing date | call |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 11,835 | $51,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 13,850 | $51,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 16,694 | $51,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 79,868 | $51,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 1,000 | $50,000 | thousands by filing date | put |
| MATCH GROUP INC | 57665R106 | COM | 4,500 | $50,000 | thousands by filing date | call |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 3,600 | $50,000 | thousands by filing date | call |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 81,763 | $50,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 20,951 | $50,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 87,507 | $50,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 1,800 | $50,000 | thousands by filing date | call |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 34,015 | $50,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 800 | $49,000 | thousands by filing date | call |
| WORLD KINECT CORPORATION | 981475106 | COM | 1,000 | $49,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 5,200 | $49,000 | thousands by filing date | put |
| MRC GLOBAL INC | 55345K103 | COM | 3,700 | $49,000 | thousands by filing date | call |
| BIOLASE INC | 090911108 | COMMON STOCK | 37,369 | $49,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 3,300 | $49,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 6,468 | $49,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 221,614 | $49,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 33,600 | $49,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 6,200 | $49,000 | thousands by filing date | call |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 800 | $48,000 | thousands by filing date | call |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 152,496 | $48,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 1,000 | $48,000 | thousands by filing date | put |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 212,952 | $48,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 13,471 | $48,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 3,200 | $48,000 | thousands by filing date | call |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 2,200 | $48,000 | thousands by filing date | call |
| BAY BANCORP INC | 07203T106 | COM | 10,055 | $48,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 41,000 | $48,000 | thousands by filing date | principal |
| YULONG ECO MATLS LTD | G98847117 | ORD SHS NEW | 11,962 | $48,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 7,200 | $47,000 | thousands by filing date | call |
| POLYCOM | 73172K104 | COMMON STOCK | 4,200 | $47,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 29,700 | $47,000 | thousands by filing date | call |
| TECHNIPFMC PLC | 30249U101 | COM | 1,700 | $47,000 | thousands by filing date | put |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 14,502 | $47,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 6,000 | $47,000 | thousands by filing date | call |
| DETERMINE INC | 250660107 | COM | 25,376 | $47,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 1,500 | $46,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941109 | COM | 1,300 | $46,000 | thousands by filing date | put |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 41,524 | $46,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 116,996 | $46,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 1,800 | $46,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 17,888 | $46,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 10,979 | $46,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 61,365 | $46,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 3,700 | $45,000 | thousands by filing date | put |
| AMEREN CORP COM | 023608102 | Stock | 900 | $45,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 4,100 | $45,000 | thousands by filing date | call |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 63,804 | $45,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 11,334 | $45,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 83,182 | $45,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 224,062 | $45,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 16,684 | $45,000 | thousands by filing date | |
| FULING GLOBAL INC | G3729B102 | SHS | 17,387 | $45,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 11,280 | $45,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 900 | $44,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 3,600 | $44,000 | thousands by filing date | call |
| VIRCO MFG CO | 927651109 | COM | 14,254 | $44,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 4,900 | $44,000 | thousands by filing date | call |
| AXIALL CORP | 05463D100 | COM | 2,000 | $44,000 | thousands by filing date | call |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 30,931 | $44,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 20,676 | $43,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 5,900 | $43,000 | thousands by filing date | call |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 900 | $43,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 77,614 | $43,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 5,000 | $43,000 | thousands by filing date | put |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 1,100 | $43,000 | thousands by filing date | put |
| RADIANT LOGISTICS INC | 75025X100 | COM | 12,053 | $43,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 33,000 | $43,000 | thousands by filing date | principal |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 7,901 | $43,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 15,151 | $43,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 1,300 | $43,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-16-001620 | this filing | 2016-05-13 | acceptance time not in the bulk data set |